Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHWESTERN CORPNWE · Entity 112257 | Director | May 16, 2023 | May 17, 2023 |
| Nauticus Robotics, Inc.CLAQU · Entity 8200 | Director | July 14, 2021 | July 28, 2021 |
| NorthWestern Energy Group, Inc.NWE · Entity 4012 | Director | October 01, 2026 | October 05, 2026 |
| Nxu, Inc.NXU · Entity 80060 | Director | October 23, 2024 | December 11, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHWESTERN CORP
Report date May 16, 2023 · Filed May 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,125 |
Reported balance
After 2023-05-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-05-16 · Sale · Disposed 1,200 · Balance 10,125 F1: This transaction was executed in multiple trades at prices ranging from $58.60 - 58.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2: Includes shares acquired from dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $58.60 - 58.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Includes shares acquired from dividend reinvestment.
Nauticus Robotics, Inc.
Report date July 14, 2021 · Filed July 28, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2021-07-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 20,000 |
NorthWestern Energy Group, Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,217 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 548 · Balance 16,217 F1: Fourth quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2: Includes shares acquired from dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Fourth quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors.
F2: Includes shares acquired from dividend reinvestment.
Nxu, Inc.
Report date October 23, 2024 · Filed December 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 209,793 |
Reported balance
After 2024-10-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-10-23 · Grant · Acquired 205,943 · Balance 209,793 F1: The reporting person was granted 205,943 restricted stock units (RSUs) for services rendered as a director of the Issuer for the first and second calendar quarters of 2024 under the Board of Directors Agreement, dated 10/23/24 (Agreement). The number of RSUs granted was calculated by dividing $70,000 by the closing share price on August 14, 2024, which was $0.3399. The RSUs will be delivered in installments in such amounts as the Issuer determines may be delivered without jeopardizing its ability to continue as a going concern. Such RSUs will be delivered until the earlier of the date all the RSUs have been delivered or the date that is no later than 5 business days prior to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of 10/23/24 (Merger Agreement), among the Issuer, Verde Bioresins, Inc., NXU Merger Sub, Inc. and NXU Merger Sub, LLC. Any RSUs that have not been delivered as of such earlier date will be forfeited for no consideration. F2: Each RSU represents a contingent right to receive one share of Class A common stock of the Issuer. F3: Effective on December 27, 2023, the Issuer effected a 1-for-150 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. |
| Class A Common StockSEC Table I · non-derivative | Direct | 801,454 |
Reported balance
After 2024-10-23 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-10-23 · Grant · Acquired 591,715 · Balance 801,454 F4: Pursuant to the Agreement, the reporting person was granted 591,715 RSUs under the Nxu, Inc. Amended and Restated 2023 Omnibus Incentive Plan. Such RSUs will vest as follows: (1) 147,928 RSUs were consideration for services rendered for the quarter ending September 30, 2024 and were immediately vested, and (2) the remaining RSUs vest ratably at the end of each calendar quarter from December 31, 2024 until June 30, 2025, provided that the reporting person continues to serve on the Issuer's Board of Directors of on the applicable vesting date, and provided further that vesting of such RSUs will cease upon the closing of the transaction contemplated under the Merger Agreement. F2: Each RSU represents a contingent right to receive one share of Class A common stock of the Issuer. |
| Class A Common StockSEC Table I · non-derivative | Direct | 761,454 |
Reported balance
After 2024-11-18 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2024-11-18 · Sale · Disposed 40,000 · Balance 761,454 |
| Class A Common StockSEC Table I · non-derivative | Direct | 732,476 |
Reported balance
After 2024-11-18 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2024-11-18 · Sale · Disposed 28,978 · Balance 732,476 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.2910 to $0.3029, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (5) and (6) of this Form 4. |
| Class A Common StockSEC Table I · non-derivative | Direct | 461,454 |
Reported balance
After 2024-11-19 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2024-11-19 · Sale · Disposed 271,022 · Balance 461,454 F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.2442 to $0.2905, inclusive. |
| Class A Common StockSEC Table I · non-derivative | Direct | 439,754 |
Reported balance
After 2024-11-21 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2024-11-21 · Sale · Disposed 21,700 · Balance 439,754 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person was granted 205,943 restricted stock units (RSUs) for services rendered as a director of the Issuer for the first and second calendar quarters of 2024 under the Board of Directors Agreement, dated 10/23/24 (Agreement). The number of RSUs granted was calculated by dividing $70,000 by the closing share price on August 14, 2024, which was $0.3399. The RSUs will be delivered in installments in such amounts as the Issuer determines may be delivered without jeopardizing its ability to continue as a going concern. Such RSUs will be delivered until the earlier of the date all the RSUs have been delivered or the date that is no later than 5 business days prior to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of 10/23/24 (Merger Agreement), among the Issuer, Verde Bioresins, Inc., NXU Merger Sub, Inc. and NXU Merger Sub, LLC. Any RSUs that have not been delivered as of such earlier date will be forfeited for no consideration.
F2: Each RSU represents a contingent right to receive one share of Class A common stock of the Issuer.
F3: Effective on December 27, 2023, the Issuer effected a 1-for-150 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.
F4: Pursuant to the Agreement, the reporting person was granted 591,715 RSUs under the Nxu, Inc. Amended and Restated 2023 Omnibus Incentive Plan. Such RSUs will vest as follows: (1) 147,928 RSUs were consideration for services rendered for the quarter ending September 30, 2024 and were immediately vested, and (2) the remaining RSUs vest ratably at the end of each calendar quarter from December 31, 2024 until June 30, 2025, provided that the reporting person continues to serve on the Issuer's Board of Directors of on the applicable vesting date, and provided further that vesting of such RSUs will cease upon the closing of the transaction contemplated under the Merger Agreement.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.2910 to $0.3029, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (5) and (6) of this Form 4.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.2442 to $0.2905, inclusive.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 5, 2026 21:19 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 548 | $68.38 | $37,472.24 |
DisclosureSEC source: 0001634403-26-000008 · wk-form4_1791235188.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,217 F1 · shares: Fourth quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 15:30 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 524 | $71.62 | $37,528.88 |
DisclosureSEC source: 0001634403-26-000006 · wk-form4_1783956634.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,558 F1 · shares: Third quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| April 07, 2026 Filed Apr 7, 2026 16:56 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 569 | $65.94 | $37,519.86 |
DisclosureSEC source: 0001634403-26-000004 · wk-form4_1775580980.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,895 F1 · shares: Second quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 21:36 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 581 | $64.54 | $37,497.74 |
DisclosureSEC source: 0001634403-26-000002 · wk-form4_1767735361.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,180 F1 · shares: First quarter stock grant for 2026 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| October 06, 2025 Filed Oct 7, 2025 14:05 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 640 | $58.61 | $37,510.40 |
DisclosureSEC source: 0001634403-25-000005 · wk-form4_1759845907.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,462 F1 · shares: Fourth quarter stock grant for 2025 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| July 01, 2025 Filed Jul 7, 2025 22:23 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 731 | $51.30 | $37,500.30 |
DisclosureSEC source: 0001993004-25-000116 · wk-form4_1751926976.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,678 F1 · shares: Third quarter stock grant for 2025 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| April 04, 2025 Filed Apr 7, 2025 19:17 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 648 | $57.87 | $37,499.76 |
DisclosureSEC source: 0001993004-25-000073 · wk-form4_1744053461.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,794 F1 · shares: Second quarter stock grant for 2025 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| February 25, 2025 Filed Feb 26, 2025 17:00 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | SaleCommon Stock | 702 | $54.32 | $38,132.64 |
DisclosureSEC source: 0001993004-25-000025 · wk-form4_1740589210.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,021 F1 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| January 06, 2025 Filed Jan 6, 2025 17:32 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 702 | $53.46 | $37,528.92 |
DisclosureSEC source: 0001993004-25-000006 · wk-form4_1736184760.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,723 F1 · shares: First quarter stock grant for 2025 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| December 09, 2024 Filed Dec 9, 2024 17:46 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | SaleCommon Stock | 700 | $53.57 | $37,499.00 |
DisclosureSEC source: 0001993004-24-000116 · wk-form4_1733766406.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,888 F1 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| November 21, 2024 Filed Dec 11, 2024 01:24 UTC | Nxu, Inc. NXU · Entity 80060 | SaleClass A Common Stock | 21,700 | $0.26 | $5,542.18 |
DisclosureSEC source: 0001213900-24-107579 · ownership.xml · nonDerivative · entry 6 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 439,754 Read SEC document |
| November 19, 2024 Filed Dec 11, 2024 01:24 UTC | Nxu, Inc. NXU · Entity 80060 | SaleClass A Common Stock | 271,022 | $0.26 | $70,899.36 |
DisclosureSEC source: 0001213900-24-107579 · ownership.xml · nonDerivative · entry 5 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 461,454 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.2442 to $0.2905, inclusive. Read SEC document |
| November 18, 2024 Filed Dec 11, 2024 01:24 UTC | Nxu, Inc. NXU · Entity 80060 | SaleClass A Common Stock | 28,978 | $0.29 | $8,473.17 |
DisclosureSEC source: 0001213900-24-107579 · ownership.xml · nonDerivative · entry 4 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 732,476 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.2910 to $0.3029, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (5) and (6) of this Form 4. Read SEC document |
| November 18, 2024 Filed Dec 11, 2024 01:24 UTC | Nxu, Inc. NXU · Entity 80060 | SaleClass A Common Stock | 40,000 | $0.33 | $13,004.00 |
DisclosureSEC source: 0001213900-24-107579 · ownership.xml · nonDerivative · entry 3 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 761,454 Read SEC document |
| October 23, 2024 Filed Dec 11, 2024 01:24 UTC | Nxu, Inc. NXU · Entity 80060 | GrantClass A Common Stock | 591,715 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-24-107579 · ownership.xml · nonDerivative · entry 2 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 801,454 F4 · shares: Pursuant to the Agreement, the reporting person was granted 591,715 RSUs under the Nxu, Inc. Amended and Restated 2023 Omnibus Incentive Plan. Such RSUs will vest as follows: (1) 147,928 RSUs were consideration for services rendered for the quarter ending September 30, 2024 and were immediately vested, and (2) the remaining RSUs vest ratably at the end of each calendar quarter from December 31, 2024 until June 30, 2025, provided that the reporting person continues to serve on the Issuer's Board of Directors of on the applicable vesting date, and provided further that vesting of such RSUs will cease upon the closing of the transaction contemplated under the Merger Agreement. F2 · price: Each RSU represents a contingent right to receive one share of Class A common stock of the Issuer. Read SEC document |
| October 23, 2024 Filed Dec 11, 2024 01:24 UTC | Nxu, Inc. NXU · Entity 80060 | GrantClass A Common Stock | 205,943 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-24-107579 · ownership.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,793 F1 · shares: The reporting person was granted 205,943 restricted stock units (RSUs) for services rendered as a director of the Issuer for the first and second calendar quarters of 2024 under the Board of Directors Agreement, dated 10/23/24 (Agreement). The number of RSUs granted was calculated by dividing $70,000 by the closing share price on August 14, 2024, which was $0.3399. The RSUs will be delivered in installments in such amounts as the Issuer determines may be delivered without jeopardizing its ability to continue as a going concern. Such RSUs will be delivered until the earlier of the date all the RSUs have been delivered or the date that is no later than 5 business days prior to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of 10/23/24 (Merger Agreement), among the Issuer, Verde Bioresins, Inc., NXU Merger Sub, Inc. and NXU Merger Sub, LLC. Any RSUs that have not been delivered as of such earlier date will be forfeited for no consideration. F2 · price: Each RSU represents a contingent right to receive one share of Class A common stock of the Issuer. F3 · balance_after: Effective on December 27, 2023, the Issuer effected a 1-for-150 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 21:34 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 688 | $57.22 | $39,367.36 |
DisclosureSEC source: 0001993004-24-000091 · wk-form4_1727904838.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,588 F1 · shares: Fourth quarter stock grant for 2024 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| August 08, 2024 Filed Aug 8, 2024 18:27 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | SaleCommon Stock | 688 | $51.92 | $35,720.96 |
DisclosureSEC source: 0001993004-24-000079 · wk-form4_1723141629.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,778 F1 · price: This transaction was executed in multiple trades at prices ranging from $51.88 to $51.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| July 02, 2024 Filed Jul 2, 2024 20:43 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 688 | $50.08 | $34,455.04 |
DisclosureSEC source: 0001993004-24-000062 · wk-form4_1719952993.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,466 F1 · shares: Third quarter stock grant for 2024 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| May 03, 2024 Filed May 3, 2024 15:49 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | SaleCommon Stock | 687 | $51.30 | $35,243.10 |
DisclosureSEC source: 0001993004-24-000042 · wk-form4_1714751340.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,640 F1 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| April 02, 2024 Filed Apr 2, 2024 20:09 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 687 | $50.93 | $34,988.91 |
DisclosureSEC source: 0000073088-24-000077 · wk-form4_1712088566.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,327 F1 · shares: Second quarter stock grant for 2024 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| February 27, 2024 Filed Feb 27, 2024 21:11 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | SaleCommon Stock | 687 | $48.24 | $33,140.88 |
DisclosureSEC source: 0000073088-24-000022 · wk-form4_1709068255.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,505 F1 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| January 08, 2024 Filed Jan 8, 2024 18:12 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 687 | $50.89 | $34,961.43 |
DisclosureSEC source: 0000073088-24-000004 · wk-form4_1704737567.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,192 F1 · security: On October 2, 2023, NorthWestern Corporation ("NW Corp") implemented a holding company reorganization pursuant to which (a) NorthWestern Energy Group, Inc. ("NWE"), became the successor issuer to NW Corp pursuant to 12g-3(a) of the Securities Exchange Act of 1934, and (b) all shares of outstanding NW Corp common stock automatically converted to shares of NWE common stock. F2 · shares: First quarter stock grant for 2024 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F3 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| September 15, 2023 Filed Sep 20, 2023 01:39 UTC | Nxu, Inc. NXU · Entity 80060 | GrantClass A Common Stock | 194,444 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-23-012509 · marketforms-62646.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 569,442 F1 · shares: The Reporting Person is eligible to receive $35,000 of Restricted Stock Units each quarter. The number of Restricted Stock Units granted each quarter will be calculated by dividing $35,000 by the closing share price on the first trading day immediately preceding the 15th day of the last month of each quarter, and will vest on the last business day of such quarter. On September 15, 2023, the Reporting Person was granted 194,444 Restricted Stock Units, which vest on September 30, 2023. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Nxu, Inc. Read SEC document |
| June 30, 2023 Filed Aug 18, 2023 22:55 UTC | Nxu, Inc. NXU · Entity 80060 | Exercise / conversionRestricted Stock Unit · Derivative | 321,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-011517 · marketforms-62249.xml · derivative · entry 5 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 321,968 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Nxu, Inc. F2 · derivative.exercise_date: On May 15, 2023, the Reporting Person was granted 321,968 Restricted Stock Units which vested on June 30, 2023. F2 · derivative.expiration_date: On May 15, 2023, the Reporting Person was granted 321,968 Restricted Stock Units which vested on June 30, 2023. Read SEC document |
| June 30, 2023 Filed Aug 18, 2023 22:55 UTC | Nxu, Inc. NXU · Entity 80060 | Exercise / conversionRestricted Stock Unit · Derivative | 53,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-011517 · marketforms-62249.xml · derivative · entry 4 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 53,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Nxu, Inc. F3 · derivative.exercise_date: The Reporting Person is eligible to receive $35,000 of Restricted Stock Units each quarter. The number of Restricted Stock Units granted each quarter will be calculated by dividing $35,000 by the closing share price on the first trading day immediately preceding the 15th day of the last month of each quarter, and will vest on the last business day of such quarter. On June 15, 2023, the Reporting Person was granted 53,030 Restricted Stock Units, which vested on June 30, 2023. F3 · derivative.expiration_date: The Reporting Person is eligible to receive $35,000 of Restricted Stock Units each quarter. The number of Restricted Stock Units granted each quarter will be calculated by dividing $35,000 by the closing share price on the first trading day immediately preceding the 15th day of the last month of each quarter, and will vest on the last business day of such quarter. On June 15, 2023, the Reporting Person was granted 53,030 Restricted Stock Units, which vested on June 30, 2023. Read SEC document |
| June 30, 2023 Filed Aug 18, 2023 22:55 UTC | Nxu, Inc. NXU · Entity 80060 | Exercise / conversionClass A Common Stock | 374,998 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-23-011517 · marketforms-62249.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 374,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Nxu, Inc. Read SEC document |
| June 15, 2023 Filed Aug 18, 2023 22:55 UTC | Nxu, Inc. NXU · Entity 80060 | GrantRestricted Stock Unit · Derivative | 53,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-011517 · marketforms-62249.xml · derivative · entry 3 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,030 Underlying: Class A Common Stock · 53,030 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Nxu, Inc. F3 · derivative.exercise_date: The Reporting Person is eligible to receive $35,000 of Restricted Stock Units each quarter. The number of Restricted Stock Units granted each quarter will be calculated by dividing $35,000 by the closing share price on the first trading day immediately preceding the 15th day of the last month of each quarter, and will vest on the last business day of such quarter. On June 15, 2023, the Reporting Person was granted 53,030 Restricted Stock Units, which vested on June 30, 2023. F3 · derivative.expiration_date: The Reporting Person is eligible to receive $35,000 of Restricted Stock Units each quarter. The number of Restricted Stock Units granted each quarter will be calculated by dividing $35,000 by the closing share price on the first trading day immediately preceding the 15th day of the last month of each quarter, and will vest on the last business day of such quarter. On June 15, 2023, the Reporting Person was granted 53,030 Restricted Stock Units, which vested on June 30, 2023. Read SEC document |
| May 16, 2023 Filed May 17, 2023 12:19 UTC | NORTHWESTERN CORP NWE · Entity 112257 | SaleCommon Stock | 1,200 | $58.65 | $70,380.00 |
DisclosureSEC source: 0000073088-23-000110 · wk-form4_1684340378.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,125 F1 · price: This transaction was executed in multiple trades at prices ranging from $58.60 - 58.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| May 15, 2023 Filed Aug 18, 2023 22:55 UTC | Nxu, Inc. NXU · Entity 80060 | GrantRestricted Stock Unit · Derivative | 321,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-011517 · marketforms-62249.xml · derivative · entry 2 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 321,968 Underlying: Class A Common Stock · 321,968 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Nxu, Inc. F2 · derivative.exercise_date: On May 15, 2023, the Reporting Person was granted 321,968 Restricted Stock Units which vested on June 30, 2023. F2 · derivative.expiration_date: On May 15, 2023, the Reporting Person was granted 321,968 Restricted Stock Units which vested on June 30, 2023. Read SEC document |
| February 23, 2023 Filed Feb 23, 2023 16:41 UTC | NORTHWESTERN CORP NWE · Entity 112257 | SaleCommon Stock | 1,500 | $57.67 | $86,505.00 |
DisclosureSEC source: 0000073088-23-000036 · wf-form4_167718844373138.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,201 F1 · price: This transaction was executed in multiple trades at prices ranging from $57.65 to $57.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| January 06, 2023 Filed Jan 6, 2023 16:39 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $59.34 | $163,185.00 |
DisclosureSEC source: 0000073088-23-000012 · wf-form4_167304117613447.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,801 F1 · shares: Annual stock grant received pursuant to NorthWestern Corporation Compensation Rate Schedule for Non-employee Directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 12:42 UTC | NORTHWESTERN CORP NWE · Entity 112257 | SaleCommon Stock | 2,700 | $59.85 | $161,595.00 |
DisclosureSEC source: 0000073088-22-000049 · wf-form4_164607012194820.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,571 F1 · price: This transaction was executed in multiple trades at prices ranging from $59.81 to $59.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 12:27 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $56.83 | $156,282.50 |
DisclosureSEC source: 0000073088-22-000008 · wf-form4_164140364575983.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,271 F1 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 17:21 UTC | NORTHWESTERN CORP NWE · Entity 112257 | SaleCommon Stock | 2,700 | $59.11 | $159,597.00 |
DisclosureSEC source: 0000073088-21-000061 · wf-form4_161472363859312.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,088 F1 · price: This transaction was executed in multiple trades at prices ranging from $59.07 to $59.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 17:50 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $57.16 | $157,190.00 |
DisclosureSEC source: 0000073088-21-000008 · wf-form4_160988704485091.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,788 F1 · shares: Annual stock grant received pursuant to NorthWestern Corporation Compensation Rate Schedule for Non-employee Directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 15:44 UTC | NORTHWESTERN CORP NWE · Entity 112257 | SaleCommon Stock | 2,750 | $79.73 | $219,257.50 |
DisclosureSEC source: 0000073088-20-000034 · wf-form4_158214503351382.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,655 F1 · price: This transaction was executed in multiple trades at prices ranging from $79.70 to $79.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 17:58 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $70.46 | $193,765.00 |
DisclosureSEC source: 0000073088-20-000004 · wf-form4_157809229329440.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,405 F1 · shares: Annual stock grant received pursuant to NorthWestern Corporation Compensation Rate Schedule for Non-employee Directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 18:18 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $63.91 | $175,752.50 |
DisclosureSEC source: 0000073088-19-000010 · wf-form4_154932228516919.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,382 F1 · security: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 13:59 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $54.34 | $149,435.00 |
DisclosureSEC source: 0000073088-18-000011 · wf-form4_151785717112049.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,420 F1 · security: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| May 26, 2017 Filed May 30, 2017 11:28 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,600 | $61.41 | $159,666.00 |
DisclosureSEC source: 0000073088-17-000104 · wf-form4_149615809119596.xml · nonDerivative · entry 1 Ide Britt E · CIK 0001634403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,600 F1 · security: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. F2 · balance_after: Includes 1,000 shares for the initial stock grant provided to each new board member and 1,600 shares for a pro-rata portion of the 2017 annual board retainer provided to each board member. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.