Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IRIDEX CORPIRIX · Entity 7882 | Director · President and CEO | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IRIDEX CORP
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 444,867 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Tax withholding · Disposed 23,917 · Balance 444,867 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2021 Filed Jul 2, 2021 20:43 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 1,801 | $7.06 | $12,715.06 |
DisclosureSEC source: 0001209191-21-045000 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,111 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| May 30, 2021 Filed Jun 1, 2021 21:36 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 70 | $7.86 | $550.20 |
DisclosureSEC source: 0001209191-21-036903 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,912 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| April 30, 2021 Filed May 3, 2021 21:21 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 70 | $8.60 | $602.00 |
DisclosureSEC source: 0001209191-21-029537 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,981 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 21:30 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 85 | $7.00 | $595.00 |
DisclosureSEC source: 0001209191-21-023827 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,051 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:17 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 85 | $5.88 | $499.80 |
DisclosureSEC source: 0001209191-21-015209 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,136 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| January 30, 2021 Filed Feb 1, 2021 19:06 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 85 | $4.60 | $391.00 |
DisclosureSEC source: 0001209191-21-006407 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,221 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 00:23 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 72 | $2.82 | $203.04 |
DisclosureSEC source: 0001209191-20-065589 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,306 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 17:36 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 71 | $1.71 | $121.41 |
DisclosureSEC source: 0001209191-20-060851 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,378 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 21:36 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 71 | $1.78 | $126.38 |
DisclosureSEC source: 0001209191-20-056417 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,449 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| September 30, 2020 Filed Sep 30, 2020 23:12 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 72 | $1.96 | $141.12 |
DisclosureSEC source: 0001209191-20-052513 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,520 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 21:38 UTC | IRIDEX CORP IRIX · Entity 7882 | GrantStock Option (Right to buy) · Derivative | 69,000 | $0.00 Strike: $2.13 | $0.00 |
DisclosureSEC source: 0001209191-20-049754 · doc4.xml · derivative · entry 2 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,000 Underlying: Common Stock · 69,000 shares Expires 2027-09-03 F2 · security: This option granted pursuant to IRIDEX Corporation's 2008 Amended and Restated Equity Incentive Plan and is exempt pursuant to Rule16b-3. F3 · derivative.exercise_date: The option vests as to one-third of the shares on June 30, 2021 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 21:38 UTC | IRIDEX CORP IRIX · Entity 7882 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-049754 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,592 F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on June 30, 2021 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| August 30, 2020 Filed Sep 1, 2020 00:39 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 71 | $2.12 | $150.52 |
DisclosureSEC source: 0001209191-20-048863 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,592 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 00:17 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 71 | $2.11 | $149.81 |
DisclosureSEC source: 0001209191-20-044119 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,663 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 21:31 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 1,459 | $2.12 | $3,093.08 |
DisclosureSEC source: 0001209191-20-040548 · doc4.xml · nonDerivative · entry 2 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,734 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 21:31 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 72 | $2.12 | $152.64 |
DisclosureSEC source: 0001209191-20-040548 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,193 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| May 30, 2020 Filed Jun 1, 2020 18:08 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 70 | $1.80 | $126.00 |
DisclosureSEC source: 0001209191-20-033157 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,265 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| April 30, 2020 Filed May 1, 2020 23:16 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 70 | $1.75 | $122.50 |
DisclosureSEC source: 0001209191-20-026632 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,335 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| March 30, 2020 Filed Mar 30, 2020 23:13 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 85 | $1.73 | $147.05 |
DisclosureSEC source: 0001209191-20-021751 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| February 29, 2020 Filed Mar 3, 2020 18:55 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 85 | $2.83 | $240.55 |
DisclosureSEC source: 0001209191-20-014948 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,490 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| January 30, 2020 Filed Feb 26, 2020 01:17 UTC Amendment | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 85 | $2.67 | $226.95 |
DisclosureSEC source: 0001209191-20-012804 · doc4a.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,575 F1 · date: The original Form 4 erroneously reported the transaction date as 01/30/2019. F2 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| December 30, 2019 Filed Dec 31, 2019 23:53 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 72 | $2.29 | $164.88 |
DisclosureSEC source: 0001209191-19-062334 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,660 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| November 30, 2019 Filed Dec 2, 2019 22:32 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 71 | $2.19 | $155.49 |
DisclosureSEC source: 0001209191-19-058574 · doc4.xml · nonDerivative · entry 2 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,732 F2 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| October 30, 2019 Filed Dec 2, 2019 22:32 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 864 | $1.89 | $1,632.96 |
DisclosureSEC source: 0001209191-19-058574 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,803 F1 · shares: Reflects shares withheld on October 30, 2019 in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| October 22, 2019 Filed Oct 24, 2019 23:48 UTC | IRIDEX CORP IRIX · Entity 7882 | GrantEmployee Stock Option (Right to buy) · Derivative | 19,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001209191-19-053965 · doc4.xml · derivative · entry 2 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,000 Underlying: Common Stock · 19,000 shares Expires 2026-10-22 F2 · security: This option granted pursuant to IRIDEX Corporation's 2008 Amended and Restated Equity Incentive Plan and is exempt pursuant to Rule16b-3. F3 · derivative.exercise_date: The option vests as to one-third of the shares on June 30, 2020 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| October 22, 2019 Filed Oct 24, 2019 23:48 UTC | IRIDEX CORP IRIX · Entity 7882 | GrantCommon Stock | 12,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-053965 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,667 F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on July 1, 2020 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| January 30, 2019 Filed Jan 31, 2020 22:51 UTC | IRIDEX CORP IRIX · Entity 7882 | Tax withholdingCommon Stock | 85 | $2.67 | $226.95 |
DisclosureSEC source: 0001209191-20-005835 · doc4.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,575 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.