Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AEROHIVE NETWORKS, INCHIVE · Entity 155534 | 10% owner | August 30, 2018 | September 04, 2018 |
| Affirm Holdings, Inc.AFRM · Entity 1572 | 10% owner | January 13, 2021 | January 14, 2021 |
| Blend Labs, Inc.BLND · Entity 5752 | 10% owner | December 06, 2021 | December 09, 2021 |
| Forty Seven, Inc.FTSV · Entity 16035 | 10% owner | March 11, 2020 | March 14, 2020 |
| Netskope IncNTSK · Entity 3824 | 10% owner | September 18, 2025 | September 23, 2025 |
| Nutanix, Inc.NTNX · Entity 3296 | Director | December 11, 2020 | December 14, 2020 |
| Personalis, Inc.PSNL · Entity 4572 | Affiliate of 10% Owner | March 02, 2022 | March 04, 2022 |
| Rubrik, Inc.RBRK · Entity 2594 | Director | July 10, 2026 | July 14, 2026 |
| Starco Brands, Inc.STCB · Entity 7537 | 10% owner | December 29, 2022 | February 14, 2023 |
| Teads Holding Co.OB · Entity 7241 | 10% owner | July 27, 2021 | July 29, 2021 |
| Tintri, Inc.TNTR · Entity 165007 | 10% owner | February 26, 2018 | March 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AEROHIVE NETWORKS, INC
Report date August 30, 2018 · Filed September 04, 2018
Jointly reported with Lightspeed Venture Partners VII, L.P., Lightspeed General Partner VII, L.P., Lightspeed Ultimate General Partner VII, Ltd., LIGHTSPEED VENTURE PARTNERS VIII LP, Lightspeed General Partner VIII, L.P., Lightspeed Ultimate General Partner VIII, Ltd., Eggers Barry, Nieh Peter
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners VII, L.P. | 4,397,897 |
Reported balance
After 2018-08-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-08-30 · Other · Disposed 628,270 · Balance 4,397,897 F1: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F3: The shares are held of record by Lightspeed VII. |
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner VII, L.P. | 0 |
Last balance in matching sequence
After 2018-08-30 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2018-08-30 · Other · Acquired 130,679 · Balance 130,679 F1: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F4: The shares are held of record by LGP VII. Row 3 · 2018-08-30 · Other · Disposed 130,679 · Balance 0 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. F4: The shares are held of record by LGP VII. |
| Common StockSEC Table I · non-derivative | IndirectBy Barry Eggers Revocable Trust dtd 6/4/2008 | 90,781 |
Reported balance
After 2018-08-30 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2018-08-30 · Other · Acquired 19,146 · Balance 90,781 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. |
| Common StockSEC Table I · non-derivative | Direct | 92,763 |
Reported balance
After 2018-08-30 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2018-08-30 · Other · Acquired 19,564 · Balance 92,763 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F7: The shares are held of record by Ravi Mhatre. |
| Common StockSEC Table I · non-derivative | Direct | 90,781 |
Reported balance
After 2018-08-30 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2018-08-30 · Other · Acquired 19,146 · Balance 90,781 F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8: The shares are held of records by Peter Y. Nieh. |
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners VIII, L.P. | 10,192 |
Reported balance
Holding disclosure · report date 2018-08-30 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 10,192 F9: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).
F2: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately.
F3: The shares are held of record by Lightspeed VII.
F4: The shares are held of record by LGP VII.
F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
F6: The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.
F7: The shares are held of record by Ravi Mhatre.
F8: The shares are held of records by Peter Y. Nieh.
F9: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files Section 16 reports separately.
Affirm Holdings, Inc.
Report date January 13, 2021 · Filed January 14, 2021
Jointly reported with Eggers Barry, Nieh Peter
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners Select II, L.P. | 934,988 |
Reported balance
Holding disclosure · report date 2021-01-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 934,988 F1: Shares held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. LGP Select II, LUGP Select II and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their respective pecuniary interests therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners Select, L.P. | 2,459,558 |
Reported balance
Holding disclosure · report date 2021-01-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,459,558 F2: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Opportunity Fund, L.P. | 1,254,623 |
Reported balance
Holding disclosure · report date 2021-01-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,254,623 F3: Shares held by Lightspeed Opportunity Fund, L.P. ("Lightspeed Opportunity"). Lightspeed General Partner Opportunity, L.P. ("LGP Opportunity") is the general partner of Lightspeed Opportunity. Lightspeed Ultimate General Partner Opportunity, Ltd. ("LUGP Opportunity") is the general partner of LGP Opportunity. Jeremy Liew, Ravi Mhatre and Arif Janmohamed are the directors of LUGP Opportunity and share voting and dispositive power with respect to the shares held by Lightspeed Opportunity. LGP Opportunity, LUGP Opportunity and Messrs. Liew, Mhatre and Janmohamed disclaim beneficial ownership of the shares held by Lightspeed Opportunity except to the extent of their respective pecuniary interests therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners IX, L.P. | 4,721,064 |
Reported balance
Holding disclosure · report date 2021-01-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 4,721,064 F4: Shares held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. LGP IX, LUGP IX and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed IX except to the extent of their respective pecuniary interests therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture Partners Select II, L.P. | Not disclosed |
Reported balance
Holding disclosure · report date 2021-01-13 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance Not disclosed F5: Each share of the Issuer's Class B common stock, par value $0.00001 per share ("Class B Common Stock"), is convertible at any time into one share of the Issuer's Class A common stock, par value $0.00001 per share ("Class A Common Stock"). The Class B Common Stock has no expiration date. F1: Shares held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. LGP Select II, LUGP Select II and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their respective pecuniary interests therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture Partners Select, L.P. | Not disclosed |
Reported balance
Holding disclosure · report date 2021-01-13 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance Not disclosed F5: Each share of the Issuer's Class B common stock, par value $0.00001 per share ("Class B Common Stock"), is convertible at any time into one share of the Issuer's Class A common stock, par value $0.00001 per share ("Class A Common Stock"). The Class B Common Stock has no expiration date. F2: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed Opportunity Fund, L.P. | Not disclosed |
Reported balance
Holding disclosure · report date 2021-01-13 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance Not disclosed F5: Each share of the Issuer's Class B common stock, par value $0.00001 per share ("Class B Common Stock"), is convertible at any time into one share of the Issuer's Class A common stock, par value $0.00001 per share ("Class A Common Stock"). The Class B Common Stock has no expiration date. F3: Shares held by Lightspeed Opportunity Fund, L.P. ("Lightspeed Opportunity"). Lightspeed General Partner Opportunity, L.P. ("LGP Opportunity") is the general partner of Lightspeed Opportunity. Lightspeed Ultimate General Partner Opportunity, Ltd. ("LUGP Opportunity") is the general partner of LGP Opportunity. Jeremy Liew, Ravi Mhatre and Arif Janmohamed are the directors of LUGP Opportunity and share voting and dispositive power with respect to the shares held by Lightspeed Opportunity. LGP Opportunity, LUGP Opportunity and Messrs. Liew, Mhatre and Janmohamed disclaim beneficial ownership of the shares held by Lightspeed Opportunity except to the extent of their respective pecuniary interests therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture Partners IX, L.P. | Not disclosed |
Reported balance
Holding disclosure · report date 2021-01-13 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance Not disclosed F5: Each share of the Issuer's Class B common stock, par value $0.00001 per share ("Class B Common Stock"), is convertible at any time into one share of the Issuer's Class A common stock, par value $0.00001 per share ("Class A Common Stock"). The Class B Common Stock has no expiration date. F4: Shares held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. LGP IX, LUGP IX and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed IX except to the extent of their respective pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. LGP Select II, LUGP Select II and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their respective pecuniary interests therein.
F2: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.
F3: Shares held by Lightspeed Opportunity Fund, L.P. ("Lightspeed Opportunity"). Lightspeed General Partner Opportunity, L.P. ("LGP Opportunity") is the general partner of Lightspeed Opportunity. Lightspeed Ultimate General Partner Opportunity, Ltd. ("LUGP Opportunity") is the general partner of LGP Opportunity. Jeremy Liew, Ravi Mhatre and Arif Janmohamed are the directors of LUGP Opportunity and share voting and dispositive power with respect to the shares held by Lightspeed Opportunity. LGP Opportunity, LUGP Opportunity and Messrs. Liew, Mhatre and Janmohamed disclaim beneficial ownership of the shares held by Lightspeed Opportunity except to the extent of their respective pecuniary interests therein.
F4: Shares held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. LGP IX, LUGP IX and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed IX except to the extent of their respective pecuniary interests therein.
F5: Each share of the Issuer's Class B common stock, par value $0.00001 per share ("Class B Common Stock"), is convertible at any time into one share of the Issuer's Class A common stock, par value $0.00001 per share ("Class A Common Stock"). The Class B Common Stock has no expiration date.
Blend Labs, Inc.
Report date December 06, 2021 · Filed December 09, 2021
Jointly reported with Eggers Barry, Nieh Peter
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners IX, L.P | 14,818,355 |
Reported balance
After 2021-12-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-12-06 · Other · Disposed 2,600,000 · Balance 14,818,355 F1: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Lightspeed Venture Partners IX, L.P ("Lightspeed IX") to its general partner and limited partners without additional consideration. The general partner further distributed the shares received in this distribution to its members on a pro rata basis for no consideration. F2: Shares are held by Lightspeed IX. Lightspeed General Partner IX, L.P. ("LGP IX"), is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of Messrs. Eggers, Mhatre, and Nieh disclaims beneficial ownership of the shares held by Lightspeed IX except to the extent of his respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | Direct | 82,908 |
Reported balance
After 2021-12-06 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-12-06 · Other · Acquired 82,908 · Balance 82,908 F3: Represents receipt of shares in the distribution in kind described in footnote (1). F4: Shares are held by Ravi Mhatre. |
| Class A Common StockSEC Table I · non-derivative | Direct | 82,908 |
Reported balance
After 2021-12-06 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-12-06 · Other · Acquired 82,908 · Balance 82,908 F3: Represents receipt of shares in the distribution in kind described in footnote (1). F5: Shares are held by Barry Eggers. |
| Class A Common StockSEC Table I · non-derivative | Direct | 82,908 |
Reported balance
After 2021-12-06 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2021-12-06 · Other · Acquired 82,908 · Balance 82,908 F3: Represents receipt of shares in the distribution in kind described in footnote (1). F6: Shares are held by Peter Nieh. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners Select, L.P. | 6,047,382 |
Reported balance
Holding disclosure · report date 2021-12-06 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 6,047,382 F7: Shares are held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Ravi Mhatre and Peter Nieh are directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. Each of Messrs. Eggers, Mhatre, and Nieh disclaims beneficial ownership of the shares held by Lightspeed Select except to the extent of his respective pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners Select III, L.P. | 2,261,500 |
Reported balance
Holding disclosure · report date 2021-12-06 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 2,261,500 F8: Shares are held by Lightspeed Venture Partners Select III, L.P. ("Lightspeed Select III"). Lightspeed General Partner Select III, L.P. ("LGP Select III") is the general partner of Lightspeed Select III. Lightspeed Ultimate General Partner Select III, Ltd ("LUGP Select III") is the general partner of LGP Select III. Barry Eggers, Ravi Mhatre, and Peter Nieh are directors of LUGP Select III and share voting and dispositive power with respect to the shares held by Lightspeed Select III. Each of Messrs. Eggers, Mhatre, and Nieh disclaims beneficial ownership of the shares held by Lightspeed Select III except to the extent of his respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Lightspeed Venture Partners IX, L.P ("Lightspeed IX") to its general partner and limited partners without additional consideration. The general partner further distributed the shares received in this distribution to its members on a pro rata basis for no consideration.
F2: Shares are held by Lightspeed IX. Lightspeed General Partner IX, L.P. ("LGP IX"), is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of Messrs. Eggers, Mhatre, and Nieh disclaims beneficial ownership of the shares held by Lightspeed IX except to the extent of his respective pecuniary interest therein.
F3: Represents receipt of shares in the distribution in kind described in footnote (1).
F4: Shares are held by Ravi Mhatre.
F5: Shares are held by Barry Eggers.
F6: Shares are held by Peter Nieh.
F7: Shares are held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Ravi Mhatre and Peter Nieh are directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. Each of Messrs. Eggers, Mhatre, and Nieh disclaims beneficial ownership of the shares held by Lightspeed Select except to the extent of his respective pecuniary interest therein.
F8: Shares are held by Lightspeed Venture Partners Select III, L.P. ("Lightspeed Select III"). Lightspeed General Partner Select III, L.P. ("LGP Select III") is the general partner of Lightspeed Select III. Lightspeed Ultimate General Partner Select III, Ltd ("LUGP Select III") is the general partner of LGP Select III. Barry Eggers, Ravi Mhatre, and Peter Nieh are directors of LUGP Select III and share voting and dispositive power with respect to the shares held by Lightspeed Select III. Each of Messrs. Eggers, Mhatre, and Nieh disclaims beneficial ownership of the shares held by Lightspeed Select III except to the extent of his respective pecuniary interest therein.
Forty Seven, Inc.
Report date March 11, 2020 · Filed March 14, 2020
Jointly reported with Lightspeed Venture Partners X, L.P., Lightspeed General Partner X, L.P., Lightspeed Ultimate General Partner X, Ltd., Lightspeed Venture Partners Select II, L.P., Lightspeed General Partner Select II, L.P., Lightspeed Ultimate General Partner Select II, Ltd., Eggers Barry, Liew Jeremy, Nieh Peter
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners X, L.P. | 336,868 |
Reported balance
After 2020-03-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-03-11 · Other · Disposed 2,450,000 · Balance 336,868 F1: Represents in-kind distribution by Lightspeed Venture Partners X, L.P. ("Lightspeed X") without consideration to its partners (including Lightspeed General Partner X, L.P., the general partner of Lightspeed X). F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner X, L.P. | 0 |
Last balance in matching sequence
After 2020-03-11 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2020-03-11 · Other · Acquired 395,374 · Balance 395,374 F1: Represents in-kind distribution by Lightspeed Venture Partners X, L.P. ("Lightspeed X") without consideration to its partners (including Lightspeed General Partner X, L.P., the general partner of Lightspeed X). F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein. Row 3 · 2020-03-11 · Other · Disposed 395,374 · Balance 0 F3: Represents in-kind distribution by LGP X without consideration to its partners F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Eggers Investments LP - Fund 2 | 66,165 |
Last balance in matching sequence
After 2020-03-11 transaction · row 11
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2020-03-11 · Other · Acquired 51,405 · Balance 51,405 F3: Represents in-kind distribution by LGP X without consideration to its partners F4: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2. Row 11 · 2020-03-11 · Other · Acquired 14,760 · Balance 66,165 F9: Represents in-kind distribution by Select II GP without consideration to its partners F4: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2. |
| Common StockSEC Table I · non-derivative | IndirectBy Jeremy Liew | 51,405 |
Reported balance
After 2020-03-11 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2020-03-11 · Other · Acquired 51,405 · Balance 51,405 F3: Represents in-kind distribution by LGP X without consideration to its partners |
| Common StockSEC Table I · non-derivative | IndirectBy Jeremy Liew | 71,086 |
Reported balance
After 2020-03-11 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2020-03-11 · Other · Acquired 19,681 · Balance 71,086 F9: Represents in-kind distribution by Select II GP without consideration to its partners |
| Common StockSEC Table I · non-derivative | IndirectBy Mhatre Investments LP - Fund 3 | 71,086 |
Last balance in matching sequence
After 2020-03-11 transaction · row 13
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 6 · 2020-03-11 · Other · Acquired 51,405 · Balance 51,405 F3: Represents in-kind distribution by LGP X without consideration to its partners F5: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 3. Row 13 · 2020-03-11 · Other · Acquired 19,681 · Balance 71,086 F9: Represents in-kind distribution by Select II GP without consideration to its partners F5: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 3. |
| Common StockSEC Table I · non-derivative | IndirectBy Nieh Family Investments LP - Fund 3 | 51,405 |
Reported balance
After 2020-03-11 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2020-03-11 · Other · Acquired 51,405 · Balance 51,405 F3: Represents in-kind distribution by LGP X without consideration to its partners F6: Peter Nieh serves as co-trustee of the general partner of Nieh Investments LP - Fund 3. |
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners Select II, L.P. | 496,769 |
Reported balance
After 2020-03-11 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2020-03-11 · Other · Disposed 1,600,000 · Balance 496,769 F7: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II). F8: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner Select II, L.P. | 0 |
Last balance in matching sequence
After 2020-03-11 transaction · row 10
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 9 · 2020-03-11 · Other · Acquired 171,750 · Balance 171,750 F7: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II). F8: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein. Row 10 · 2020-03-11 · Other · Disposed 171,750 · Balance 0 F9: Represents in-kind distribution by Select II GP without consideration to its partners F8: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Nieh Family Investments LP - Fund 4 | 14,760 |
Reported balance
After 2020-03-11 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2020-03-11 · Other · Acquired 14,760 · Balance 14,760 F9: Represents in-kind distribution by Select II GP without consideration to its partners F10: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4. |
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Affiliates X, L.P. | 67,036 |
Reported balance
Holding disclosure · report date 2020-03-11 · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · Balance 67,036 F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Ravi Mhatre | 66,743 |
Reported balance
Holding disclosure · report date 2020-03-11 · row 16
Holding and transaction disclosures are not merged.
1 source rowRow 16 · Balance 66,743 |
| Common StockSEC Table I · non-derivative | IndirectBy Mhatre Investments LP - Fund 1 | 66,743 |
Reported balance
Holding disclosure · report date 2020-03-11 · row 17
Holding and transaction disclosures are not merged.
1 source rowRow 17 · Balance 66,743 F11: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 1. |
| Common StockSEC Table I · non-derivative | IndirectBy Mhatre 2011 Irrevocable Children's Trust | 33,372 |
Reported balance
Holding disclosure · report date 2020-03-11 · row 18
Holding and transaction disclosures are not merged.
1 source rowRow 18 · Balance 33,372 F12: Ravi Mhatre serves as trustee of Mhatre 2011 Irrevocable Children's Trust. |
| Common StockSEC Table I · non-derivative | IndirectBy Peter Nieh | 67,500 |
Reported balance
Holding disclosure · report date 2020-03-11 · row 19
Holding and transaction disclosures are not merged.
1 source rowRow 19 · Balance 67,500 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents in-kind distribution by Lightspeed Venture Partners X, L.P. ("Lightspeed X") without consideration to its partners (including Lightspeed General Partner X, L.P., the general partner of Lightspeed X).
F2: Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X and Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates"). Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X and Lightspeed Affiliates. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed X and Lightspeed Affiliates except to the extent of their pecuniary interest therein.
F3: Represents in-kind distribution by LGP X without consideration to its partners
F4: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.
F5: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 3.
F6: Peter Nieh serves as co-trustee of the general partner of Nieh Investments LP - Fund 3.
F7: Represents in-kind distribution by Lightspeed Venture Partners Select II, L.P. ("Select II") without consideration to its partners (including Lightspeed General Partner Select II, L.P., the general partner of Select II).
F8: Lightspeed General Partner Select II, L.P. ("Select II GP") is the general partner of Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("Select II UGP") is the general partner of Select II GP. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of Select II UGP and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select II except to the extent of their pecuniary interest therein.
F9: Represents in-kind distribution by Select II GP without consideration to its partners
F10: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4.
F11: Ravi Mhatre serves as trustee of the general partner of Mhatre Investments LP- Fund 1.
F12: Ravi Mhatre serves as trustee of Mhatre 2011 Irrevocable Children's Trust.
Netskope Inc
Report date September 18, 2025 · Filed September 23, 2025
Jointly reported with Lightspeed SPV II, LLC, Lightspeed SPV II-B, LLC, LS SPV Management, LLC, Eggers Barry, Nieh Peter
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 20,231,286 |
Reported balance
After 2025-09-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-09-18 · Conversion · Acquired 20,231,286 · Balance 20,231,286 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F2: Each share of Series B Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date. F3: Each share of Series C Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date. F4: The shares are held of record by Lightspeed Venture Partners IX, L.P., or Lightspeed IX. Lightspeed General Partner IX, L.P., or Lightspeed GP IX, is the general partner of Lightspeed IX and Lightspeed Ultimate General Partner IX, Ltd., or Lightspeed UGP IX, is the general partner of Lightspeed GP IX. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP IX, share voting and investment power with respect to the shares held of record by Lightspeed IX. Each of Lightspeed GP IX, Lightspeed UGP IX and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 8,818,610 |
Reported balance
After 2025-09-18 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2025-09-18 · Conversion · Acquired 8,818,610 · Balance 8,818,610 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F5: Each share of Series D Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date. F6: Each share of Series E Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date. F7: Each share of Series F Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date. F8: The shares are held of record by Lightspeed Venture Partners Select, L.P., or Lightspeed Select. Lightspeed General Partner Select, L.P., or Lightspeed GP Select, is the general partner of Lightspeed Select and Lightspeed Ultimate General Partner Select, Ltd., or Lightspeed UGP Select, is the general partner of Lightspeed GP Select. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP Select, share voting and investment power with respect to the shares held of record by Lightspeed Select. Each of Lightspeed GP Select, Lightspeed UGP Select and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 7,508,890 |
Reported balance
After 2025-09-18 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2025-09-18 · Conversion · Acquired 7,508,890 · Balance 7,508,890 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F6: Each share of Series E Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date. F7: Each share of Series F Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date. F9: The shares are held of record by Lightspeed Venture Partners Select II, L.P., or Lightspeed Select II. Lightspeed General Partner Select II, L.P., or Lightspeed GP Select II, is the general partner of Lightspeed Select II and Lightspeed Ultimate General Partner Select II, Ltd., or Lightspeed UGP Select II, is the general partner of Lightspeed GP Select II. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP Select II, share voting and investment power with respect to the shares held of record by Lightspeed Select II. Each of Lightspeed GP Select II, Lightspeed UGP Select II and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 15,608,645 |
Reported balance
After 2025-09-18 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2025-09-18 · Conversion · Acquired 15,608,645 · Balance 15,608,645 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F7: Each share of Series F Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date. F10: The shares are held of record by Lightspeed SPV II, LLC, or Lightspeed SPV II. LS SPV Management, LLC, or LS SPV Mgmt, is the manager of Lightspeed SPV II. Messrs. Eggers, Mhatre and Nieh, the managers of LS SPV Mgmt, share voting and dispositive power with respect to the shares held of record by Lightspeed SPV II. Each of LS SPV Mgmt and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 7,765,561 |
Reported balance
After 2025-09-18 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2025-09-18 · Conversion · Acquired 7,765,561 · Balance 7,765,561 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F11: Each share of Series G Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date. F12: The shares are held of record by Lightspeed SPV II-B, LLC, or Lightspeed SPV II-B. LS SPV Mgmt is the manager of Lightspeed SPV II-B. Messrs. Eggers, Mhatre and Nieh, the managers of LS SPV Mgmt, share voting and dispositive power with respect to the shares held of record by Lightspeed SPV II-B. Each of LS SPV Mgmt and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 4,340,640 |
Reported balance
After 2025-09-18 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2025-09-18 · Conversion · Acquired 4,040,640 · Balance 4,340,640 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F11: Each share of Series G Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date. F13: Each share of Series H Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date. F14: The shares are held of record by Lightspeed Opportunity Fund, L.P., or Lightspeed Opportunity Fund. Lightspeed General Partner Opportunity Fund, L.P., or Lightspeed GP Opportunity Fund, is the general partner of Lightspeed Opportunity Fund and Lightspeed Ultimate General Partner Opportunity Fund, Ltd., or Lightspeed UGP Opportunity Fund, is the general partner of Lightspeed GP Opportunity Fund. Arif Janmohamed and Ravi Mhatre, the directors of Lightspeed UGP Opportunity Fund, share voting and investment power with respect to the shares held of record by Lightspeed Opportunity Fund. Each of Lightspeed GP Opportunity Fund, Lightspeed UGP Opportunity Fund and Mr. Mhatre disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Janmohamed, a director of the Issuer, files separate Section 16 reports. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2025-09-19 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2025-09-19 · Other · Disposed 20,231,286 · Balance 0 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F4: The shares are held of record by Lightspeed Venture Partners IX, L.P., or Lightspeed IX. Lightspeed General Partner IX, L.P., or Lightspeed GP IX, is the general partner of Lightspeed IX and Lightspeed Ultimate General Partner IX, Ltd., or Lightspeed UGP IX, is the general partner of Lightspeed GP IX. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP IX, share voting and investment power with respect to the shares held of record by Lightspeed IX. Each of Lightspeed GP IX, Lightspeed UGP IX and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2025-09-19 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2025-09-19 · Other · Disposed 8,818,610 · Balance 0 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F8: The shares are held of record by Lightspeed Venture Partners Select, L.P., or Lightspeed Select. Lightspeed General Partner Select, L.P., or Lightspeed GP Select, is the general partner of Lightspeed Select and Lightspeed Ultimate General Partner Select, Ltd., or Lightspeed UGP Select, is the general partner of Lightspeed GP Select. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP Select, share voting and investment power with respect to the shares held of record by Lightspeed Select. Each of Lightspeed GP Select, Lightspeed UGP Select and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2025-09-19 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2025-09-19 · Other · Disposed 7,508,890 · Balance 0 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F9: The shares are held of record by Lightspeed Venture Partners Select II, L.P., or Lightspeed Select II. Lightspeed General Partner Select II, L.P., or Lightspeed GP Select II, is the general partner of Lightspeed Select II and Lightspeed Ultimate General Partner Select II, Ltd., or Lightspeed UGP Select II, is the general partner of Lightspeed GP Select II. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP Select II, share voting and investment power with respect to the shares held of record by Lightspeed Select II. Each of Lightspeed GP Select II, Lightspeed UGP Select II and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2025-09-19 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2025-09-19 · Other · Disposed 15,608,645 · Balance 0 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F10: The shares are held of record by Lightspeed SPV II, LLC, or Lightspeed SPV II. LS SPV Management, LLC, or LS SPV Mgmt, is the manager of Lightspeed SPV II. Messrs. Eggers, Mhatre and Nieh, the managers of LS SPV Mgmt, share voting and dispositive power with respect to the shares held of record by Lightspeed SPV II. Each of LS SPV Mgmt and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2025-09-19 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2025-09-19 · Other · Disposed 7,765,561 · Balance 0 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F12: The shares are held of record by Lightspeed SPV II-B, LLC, or Lightspeed SPV II-B. LS SPV Mgmt is the manager of Lightspeed SPV II-B. Messrs. Eggers, Mhatre and Nieh, the managers of LS SPV Mgmt, share voting and dispositive power with respect to the shares held of record by Lightspeed SPV II-B. Each of LS SPV Mgmt and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2025-09-19 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2025-09-19 · Other · Disposed 4,340,640 · Balance 0 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F14: The shares are held of record by Lightspeed Opportunity Fund, L.P., or Lightspeed Opportunity Fund. Lightspeed General Partner Opportunity Fund, L.P., or Lightspeed GP Opportunity Fund, is the general partner of Lightspeed Opportunity Fund and Lightspeed Ultimate General Partner Opportunity Fund, Ltd., or Lightspeed UGP Opportunity Fund, is the general partner of Lightspeed GP Opportunity Fund. Arif Janmohamed and Ravi Mhatre, the directors of Lightspeed UGP Opportunity Fund, share voting and investment power with respect to the shares held of record by Lightspeed Opportunity Fund. Each of Lightspeed GP Opportunity Fund, Lightspeed UGP Opportunity Fund and Mr. Mhatre disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Janmohamed, a director of the Issuer, files separate Section 16 reports. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2025-09-19 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2025-09-19 · Other · Disposed 219,075 · Balance 0 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F15: The shares are held of record by Lightspeed Venture Partners XII, L.P., or Lightspeed XII. Lightspeed General Partner XII, L.P., or Lightspeed GP XII, is the general partner of Lightspeed XII and Lightspeed Ultimate General Partner XII, Ltd., or Lightspeed UGP XII, is the general partner of Lightspeed GP XII. Barry Eggers, Mr. Mhatre and Peter Nieh, the directors of Lightspeed UGP XII, share voting and investment power with respect to the shares held of record by Lightspeed XII. Each of Lightspeed GP XII, Lightspeed UGP XII and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2025-09-19 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2025-09-19 · Other · Disposed 500 · Balance 0 F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F16: The shares are held of record by LSS Fund II, LLC, or LSS Fund II. Lightspeed Scout Management, LLC, or Lightspeed Scout Mgmt, is the manager of LSS Fund II. Messrs. Eggers, Mhatre and Nieh, the managing members of Lightspeed Scout Mgmt, share voting and investment power with respect to the shares held of record by LSS Fund II. Each of Lightspeed Scout Mgmt and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2025-09-18 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2025-09-18 · Conversion · Disposed 15,892,460 · Balance 0 F2: Each share of Series B Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date. F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F4: The shares are held of record by Lightspeed Venture Partners IX, L.P., or Lightspeed IX. Lightspeed General Partner IX, L.P., or Lightspeed GP IX, is the general partner of Lightspeed IX and Lightspeed Ultimate General Partner IX, Ltd., or Lightspeed UGP IX, is the general partner of Lightspeed GP IX. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP IX, share voting and investment power with respect to the shares held of record by Lightspeed IX. Each of Lightspeed GP IX, Lightspeed UGP IX and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2025-09-18 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2025-09-18 · Conversion · Disposed 4,338,826 · Balance 0 F3: Each share of Series C Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date. F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F4: The shares are held of record by Lightspeed Venture Partners IX, L.P., or Lightspeed IX. Lightspeed General Partner IX, L.P., or Lightspeed GP IX, is the general partner of Lightspeed IX and Lightspeed Ultimate General Partner IX, Ltd., or Lightspeed UGP IX, is the general partner of Lightspeed GP IX. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP IX, share voting and investment power with respect to the shares held of record by Lightspeed IX. Each of Lightspeed GP IX, Lightspeed UGP IX and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Series D Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2025-09-18 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2025-09-18 · Conversion · Disposed 2,227,876 · Balance 0 F5: Each share of Series D Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date. F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F8: The shares are held of record by Lightspeed Venture Partners Select, L.P., or Lightspeed Select. Lightspeed General Partner Select, L.P., or Lightspeed GP Select, is the general partner of Lightspeed Select and Lightspeed Ultimate General Partner Select, Ltd., or Lightspeed UGP Select, is the general partner of Lightspeed GP Select. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP Select, share voting and investment power with respect to the shares held of record by Lightspeed Select. Each of Lightspeed GP Select, Lightspeed UGP Select and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Series E Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2025-09-18 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2025-09-18 · Conversion · Disposed 5,672,579 · Balance 0 F6: Each share of Series E Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date. F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F8: The shares are held of record by Lightspeed Venture Partners Select, L.P., or Lightspeed Select. Lightspeed General Partner Select, L.P., or Lightspeed GP Select, is the general partner of Lightspeed Select and Lightspeed Ultimate General Partner Select, Ltd., or Lightspeed UGP Select, is the general partner of Lightspeed GP Select. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP Select, share voting and investment power with respect to the shares held of record by Lightspeed Select. Each of Lightspeed GP Select, Lightspeed UGP Select and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Series E Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2025-09-18 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2025-09-18 · Conversion · Disposed 5,672,579 · Balance 0 F6: Each share of Series E Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date. F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F9: The shares are held of record by Lightspeed Venture Partners Select II, L.P., or Lightspeed Select II. Lightspeed General Partner Select II, L.P., or Lightspeed GP Select II, is the general partner of Lightspeed Select II and Lightspeed Ultimate General Partner Select II, Ltd., or Lightspeed UGP Select II, is the general partner of Lightspeed GP Select II. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP Select II, share voting and investment power with respect to the shares held of record by Lightspeed Select II. Each of Lightspeed GP Select II, Lightspeed UGP Select II and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Series F Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2025-09-18 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2025-09-18 · Conversion · Disposed 918,155 · Balance 0 F7: Each share of Series F Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date. F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F8: The shares are held of record by Lightspeed Venture Partners Select, L.P., or Lightspeed Select. Lightspeed General Partner Select, L.P., or Lightspeed GP Select, is the general partner of Lightspeed Select and Lightspeed Ultimate General Partner Select, Ltd., or Lightspeed UGP Select, is the general partner of Lightspeed GP Select. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP Select, share voting and investment power with respect to the shares held of record by Lightspeed Select. Each of Lightspeed GP Select, Lightspeed UGP Select and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Series F Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2025-09-18 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2025-09-18 · Conversion · Disposed 1,836,311 · Balance 0 F7: Each share of Series F Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date. F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F9: The shares are held of record by Lightspeed Venture Partners Select II, L.P., or Lightspeed Select II. Lightspeed General Partner Select II, L.P., or Lightspeed GP Select II, is the general partner of Lightspeed Select II and Lightspeed Ultimate General Partner Select II, Ltd., or Lightspeed UGP Select II, is the general partner of Lightspeed GP Select II. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP Select II, share voting and investment power with respect to the shares held of record by Lightspeed Select II. Each of Lightspeed GP Select II, Lightspeed UGP Select II and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Series F Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2025-09-18 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2025-09-18 · Conversion · Disposed 15,608,645 · Balance 0 F7: Each share of Series F Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date. F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F10: The shares are held of record by Lightspeed SPV II, LLC, or Lightspeed SPV II. LS SPV Management, LLC, or LS SPV Mgmt, is the manager of Lightspeed SPV II. Messrs. Eggers, Mhatre and Nieh, the managers of LS SPV Mgmt, share voting and dispositive power with respect to the shares held of record by Lightspeed SPV II. Each of LS SPV Mgmt and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Series G Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2025-09-18 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2025-09-18 · Conversion · Disposed 7,765,561 · Balance 0 F11: Each share of Series G Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date. F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F12: The shares are held of record by Lightspeed SPV II-B, LLC, or Lightspeed SPV II-B. LS SPV Mgmt is the manager of Lightspeed SPV II-B. Messrs. Eggers, Mhatre and Nieh, the managers of LS SPV Mgmt, share voting and dispositive power with respect to the shares held of record by Lightspeed SPV II-B. Each of LS SPV Mgmt and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Series G Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2025-09-18 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2025-09-18 · Conversion · Disposed 2,986,754 · Balance 0 F11: Each share of Series G Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date. F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F14: The shares are held of record by Lightspeed Opportunity Fund, L.P., or Lightspeed Opportunity Fund. Lightspeed General Partner Opportunity Fund, L.P., or Lightspeed GP Opportunity Fund, is the general partner of Lightspeed Opportunity Fund and Lightspeed Ultimate General Partner Opportunity Fund, Ltd., or Lightspeed UGP Opportunity Fund, is the general partner of Lightspeed GP Opportunity Fund. Arif Janmohamed and Ravi Mhatre, the directors of Lightspeed UGP Opportunity Fund, share voting and investment power with respect to the shares held of record by Lightspeed Opportunity Fund. Each of Lightspeed GP Opportunity Fund, Lightspeed UGP Opportunity Fund and Mr. Mhatre disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Janmohamed, a director of the Issuer, files separate Section 16 reports. |
| Series H Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2025-09-18 transaction · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · 2025-09-18 · Conversion · Disposed 1,053,886 · Balance 0 F13: Each share of Series H Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date. F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F14: The shares are held of record by Lightspeed Opportunity Fund, L.P., or Lightspeed Opportunity Fund. Lightspeed General Partner Opportunity Fund, L.P., or Lightspeed GP Opportunity Fund, is the general partner of Lightspeed Opportunity Fund and Lightspeed Ultimate General Partner Opportunity Fund, Ltd., or Lightspeed UGP Opportunity Fund, is the general partner of Lightspeed GP Opportunity Fund. Arif Janmohamed and Ravi Mhatre, the directors of Lightspeed UGP Opportunity Fund, share voting and investment power with respect to the shares held of record by Lightspeed Opportunity Fund. Each of Lightspeed GP Opportunity Fund, Lightspeed UGP Opportunity Fund and Mr. Mhatre disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Janmohamed, a director of the Issuer, files separate Section 16 reports. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 20,231,286 |
Reported balance
After 2025-09-19 transaction · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · 2025-09-19 · Other · Acquired 20,231,286 · Balance 20,231,286 F17: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder. F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F18: The shares of Class B Common Stock automatically convert to shares of Class A common stock on a 1:1 basis on or prior to September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation. F4: The shares are held of record by Lightspeed Venture Partners IX, L.P., or Lightspeed IX. Lightspeed General Partner IX, L.P., or Lightspeed GP IX, is the general partner of Lightspeed IX and Lightspeed Ultimate General Partner IX, Ltd., or Lightspeed UGP IX, is the general partner of Lightspeed GP IX. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP IX, share voting and investment power with respect to the shares held of record by Lightspeed IX. Each of Lightspeed GP IX, Lightspeed UGP IX and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 8,818,610 |
Reported balance
After 2025-09-19 transaction · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · 2025-09-19 · Other · Acquired 8,818,610 · Balance 8,818,610 F17: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder. F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F18: The shares of Class B Common Stock automatically convert to shares of Class A common stock on a 1:1 basis on or prior to September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation. F8: The shares are held of record by Lightspeed Venture Partners Select, L.P., or Lightspeed Select. Lightspeed General Partner Select, L.P., or Lightspeed GP Select, is the general partner of Lightspeed Select and Lightspeed Ultimate General Partner Select, Ltd., or Lightspeed UGP Select, is the general partner of Lightspeed GP Select. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP Select, share voting and investment power with respect to the shares held of record by Lightspeed Select. Each of Lightspeed GP Select, Lightspeed UGP Select and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 7,508,890 |
Reported balance
After 2025-09-19 transaction · row 28
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 28 · 2025-09-19 · Other · Acquired 7,508,890 · Balance 7,508,890 F17: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder. F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F18: The shares of Class B Common Stock automatically convert to shares of Class A common stock on a 1:1 basis on or prior to September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation. F9: The shares are held of record by Lightspeed Venture Partners Select II, L.P., or Lightspeed Select II. Lightspeed General Partner Select II, L.P., or Lightspeed GP Select II, is the general partner of Lightspeed Select II and Lightspeed Ultimate General Partner Select II, Ltd., or Lightspeed UGP Select II, is the general partner of Lightspeed GP Select II. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP Select II, share voting and investment power with respect to the shares held of record by Lightspeed Select II. Each of Lightspeed GP Select II, Lightspeed UGP Select II and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 15,608,645 |
Reported balance
After 2025-09-19 transaction · row 29
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 29 · 2025-09-19 · Other · Acquired 15,608,645 · Balance 15,608,645 F17: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder. F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F18: The shares of Class B Common Stock automatically convert to shares of Class A common stock on a 1:1 basis on or prior to September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation. F10: The shares are held of record by Lightspeed SPV II, LLC, or Lightspeed SPV II. LS SPV Management, LLC, or LS SPV Mgmt, is the manager of Lightspeed SPV II. Messrs. Eggers, Mhatre and Nieh, the managers of LS SPV Mgmt, share voting and dispositive power with respect to the shares held of record by Lightspeed SPV II. Each of LS SPV Mgmt and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 7,765,561 |
Reported balance
After 2025-09-19 transaction · row 30
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 30 · 2025-09-19 · Other · Acquired 7,765,561 · Balance 7,765,561 F17: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder. F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F18: The shares of Class B Common Stock automatically convert to shares of Class A common stock on a 1:1 basis on or prior to September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation. F12: The shares are held of record by Lightspeed SPV II-B, LLC, or Lightspeed SPV II-B. LS SPV Mgmt is the manager of Lightspeed SPV II-B. Messrs. Eggers, Mhatre and Nieh, the managers of LS SPV Mgmt, share voting and dispositive power with respect to the shares held of record by Lightspeed SPV II-B. Each of LS SPV Mgmt and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 4,340,640 |
Reported balance
After 2025-09-19 transaction · row 31
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 31 · 2025-09-19 · Other · Acquired 4,340,640 · Balance 4,340,640 F17: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder. F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F18: The shares of Class B Common Stock automatically convert to shares of Class A common stock on a 1:1 basis on or prior to September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation. F14: The shares are held of record by Lightspeed Opportunity Fund, L.P., or Lightspeed Opportunity Fund. Lightspeed General Partner Opportunity Fund, L.P., or Lightspeed GP Opportunity Fund, is the general partner of Lightspeed Opportunity Fund and Lightspeed Ultimate General Partner Opportunity Fund, Ltd., or Lightspeed UGP Opportunity Fund, is the general partner of Lightspeed GP Opportunity Fund. Arif Janmohamed and Ravi Mhatre, the directors of Lightspeed UGP Opportunity Fund, share voting and investment power with respect to the shares held of record by Lightspeed Opportunity Fund. Each of Lightspeed GP Opportunity Fund, Lightspeed UGP Opportunity Fund and Mr. Mhatre disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Janmohamed, a director of the Issuer, files separate Section 16 reports. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 219,075 |
Reported balance
After 2025-09-19 transaction · row 32
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 32 · 2025-09-19 · Other · Acquired 219,075 · Balance 219,075 F17: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder. F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F18: The shares of Class B Common Stock automatically convert to shares of Class A common stock on a 1:1 basis on or prior to September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation. F15: The shares are held of record by Lightspeed Venture Partners XII, L.P., or Lightspeed XII. Lightspeed General Partner XII, L.P., or Lightspeed GP XII, is the general partner of Lightspeed XII and Lightspeed Ultimate General Partner XII, Ltd., or Lightspeed UGP XII, is the general partner of Lightspeed GP XII. Barry Eggers, Mr. Mhatre and Peter Nieh, the directors of Lightspeed UGP XII, share voting and investment power with respect to the shares held of record by Lightspeed XII. Each of Lightspeed GP XII, Lightspeed UGP XII and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 500 |
Reported balance
After 2025-09-19 transaction · row 33
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 33 · 2025-09-19 · Other · Acquired 500 · Balance 500 F17: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder. F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO"). F18: The shares of Class B Common Stock automatically convert to shares of Class A common stock on a 1:1 basis on or prior to September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation. F16: The shares are held of record by LSS Fund II, LLC, or LSS Fund II. Lightspeed Scout Management, LLC, or Lightspeed Scout Mgmt, is the manager of LSS Fund II. Messrs. Eggers, Mhatre and Nieh, the managing members of Lightspeed Scout Mgmt, share voting and investment power with respect to the shares held of record by LSS Fund II. Each of Lightspeed Scout Mgmt and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO").
F2: Each share of Series B Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date.
F3: Each share of Series C Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date.
F4: The shares are held of record by Lightspeed Venture Partners IX, L.P., or Lightspeed IX. Lightspeed General Partner IX, L.P., or Lightspeed GP IX, is the general partner of Lightspeed IX and Lightspeed Ultimate General Partner IX, Ltd., or Lightspeed UGP IX, is the general partner of Lightspeed GP IX. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP IX, share voting and investment power with respect to the shares held of record by Lightspeed IX. Each of Lightspeed GP IX, Lightspeed UGP IX and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.
F5: Each share of Series D Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date.
F6: Each share of Series E Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date.
F7: Each share of Series F Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date.
F8: The shares are held of record by Lightspeed Venture Partners Select, L.P., or Lightspeed Select. Lightspeed General Partner Select, L.P., or Lightspeed GP Select, is the general partner of Lightspeed Select and Lightspeed Ultimate General Partner Select, Ltd., or Lightspeed UGP Select, is the general partner of Lightspeed GP Select. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP Select, share voting and investment power with respect to the shares held of record by Lightspeed Select. Each of Lightspeed GP Select, Lightspeed UGP Select and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.
F9: The shares are held of record by Lightspeed Venture Partners Select II, L.P., or Lightspeed Select II. Lightspeed General Partner Select II, L.P., or Lightspeed GP Select II, is the general partner of Lightspeed Select II and Lightspeed Ultimate General Partner Select II, Ltd., or Lightspeed UGP Select II, is the general partner of Lightspeed GP Select II. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP Select II, share voting and investment power with respect to the shares held of record by Lightspeed Select II. Each of Lightspeed GP Select II, Lightspeed UGP Select II and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.
F10: The shares are held of record by Lightspeed SPV II, LLC, or Lightspeed SPV II. LS SPV Management, LLC, or LS SPV Mgmt, is the manager of Lightspeed SPV II. Messrs. Eggers, Mhatre and Nieh, the managers of LS SPV Mgmt, share voting and dispositive power with respect to the shares held of record by Lightspeed SPV II. Each of LS SPV Mgmt and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.
F11: Each share of Series G Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date.
F12: The shares are held of record by Lightspeed SPV II-B, LLC, or Lightspeed SPV II-B. LS SPV Mgmt is the manager of Lightspeed SPV II-B. Messrs. Eggers, Mhatre and Nieh, the managers of LS SPV Mgmt, share voting and dispositive power with respect to the shares held of record by Lightspeed SPV II-B. Each of LS SPV Mgmt and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.
F13: Each share of Series H Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date.
F14: The shares are held of record by Lightspeed Opportunity Fund, L.P., or Lightspeed Opportunity Fund. Lightspeed General Partner Opportunity Fund, L.P., or Lightspeed GP Opportunity Fund, is the general partner of Lightspeed Opportunity Fund and Lightspeed Ultimate General Partner Opportunity Fund, Ltd., or Lightspeed UGP Opportunity Fund, is the general partner of Lightspeed GP Opportunity Fund. Arif Janmohamed and Ravi Mhatre, the directors of Lightspeed UGP Opportunity Fund, share voting and investment power with respect to the shares held of record by Lightspeed Opportunity Fund. Each of Lightspeed GP Opportunity Fund, Lightspeed UGP Opportunity Fund and Mr. Mhatre disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Janmohamed, a director of the Issuer, files separate Section 16 reports.
F15: The shares are held of record by Lightspeed Venture Partners XII, L.P., or Lightspeed XII. Lightspeed General Partner XII, L.P., or Lightspeed GP XII, is the general partner of Lightspeed XII and Lightspeed Ultimate General Partner XII, Ltd., or Lightspeed UGP XII, is the general partner of Lightspeed GP XII. Barry Eggers, Mr. Mhatre and Peter Nieh, the directors of Lightspeed UGP XII, share voting and investment power with respect to the shares held of record by Lightspeed XII. Each of Lightspeed GP XII, Lightspeed UGP XII and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.
F16: The shares are held of record by LSS Fund II, LLC, or LSS Fund II. Lightspeed Scout Management, LLC, or Lightspeed Scout Mgmt, is the manager of LSS Fund II. Messrs. Eggers, Mhatre and Nieh, the managing members of Lightspeed Scout Mgmt, share voting and investment power with respect to the shares held of record by LSS Fund II. Each of Lightspeed Scout Mgmt and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.
F17: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder.
F18: The shares of Class B Common Stock automatically convert to shares of Class A common stock on a 1:1 basis on or prior to September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.
Nutanix, Inc.
Report date December 11, 2020 · Filed December 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 438,085 |
Reported balance
After 2020-12-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-12-11 · Grant · Acquired 12,197 · Balance 438,085 F1: Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units ("RSUs"), which will vest in full on the earlier of (i) the day prior to the next annual meeting of the Issuer's shareholders held after the date of grant or (ii) the one-year anniversary of the date of grant, in each case, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Each RSU represents a contingent right to receive one share of Issuer's Class A common stock. F2: The amount reported includes 12,197 unvested RSUs, which are issuable into shares of the Issuer's Class A common stock upon vesting. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 513,364 |
Reported balance
Holding disclosure · report date 2020-12-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 513,364 F3: Class A common stock held of record by the Mhatre Investments LP Fund I. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units ("RSUs"), which will vest in full on the earlier of (i) the day prior to the next annual meeting of the Issuer's shareholders held after the date of grant or (ii) the one-year anniversary of the date of grant, in each case, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Each RSU represents a contingent right to receive one share of Issuer's Class A common stock.
F2: The amount reported includes 12,197 unvested RSUs, which are issuable into shares of the Issuer's Class A common stock upon vesting.
F3: Class A common stock held of record by the Mhatre Investments LP Fund I.
Personalis, Inc.
Report date March 02, 2022 · Filed March 04, 2022
Jointly reported with Lightspeed Venture Partners Select IV, L.P., Lightspeed General Partner Select IV, L.P., Lightspeed Ultimate General Partner Select IV, L.L.C., Janmohamed Arif, Eggers Barry, Nieh Peter
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,823,229 |
Reported balance
After 2022-03-02 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2022-03-02 · Purchase · Acquired 48,989 · Balance 1,823,229 F1: This transaction was executed in multiple trades at prices ranging from $9.70 to $10.06. The price reported above reflects the weighted average price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2: Shares held by Lightspeed Venture Partners Select IV, L.P. ("Lightspeed Select IV"). Lightspeed General Partner Select IV, L.P. ("LGP Select IV") is the general partner of Lightspeed Select IV. Lightspeed Ultimate General Partner Select IV, L.L.C. ("LUGP Select IV") is the general partner of LGP Select IV. Ravi Mhatre and Arif Janmohamed are the managers of LUGP Select IV and share voting and dispositive power with respect to the shares held by Lightspeed Select IV. LGP Select IV, LUGP Select IV and Messrs. Mhatre and Janmohamed disclaim beneficial ownership of the shares held by Lightspeed Select IV except to the extent of their respective pecuniary interests therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,084,240 |
Reported balance
After 2022-03-03 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2022-03-03 · Purchase · Acquired 261,011 · Balance 2,084,240 F3: This transaction was executed in multiple trades at prices ranging from $9.54 to $10.19. The price reported above reflects the weighted average price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2: Shares held by Lightspeed Venture Partners Select IV, L.P. ("Lightspeed Select IV"). Lightspeed General Partner Select IV, L.P. ("LGP Select IV") is the general partner of Lightspeed Select IV. Lightspeed Ultimate General Partner Select IV, L.L.C. ("LUGP Select IV") is the general partner of LGP Select IV. Ravi Mhatre and Arif Janmohamed are the managers of LUGP Select IV and share voting and dispositive power with respect to the shares held by Lightspeed Select IV. LGP Select IV, LUGP Select IV and Messrs. Mhatre and Janmohamed disclaim beneficial ownership of the shares held by Lightspeed Select IV except to the extent of their respective pecuniary interests therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 4,117,768 |
Reported balance
Holding disclosure · report date 2022-03-02 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 4,117,768 F6: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,958,726 |
Reported balance
Holding disclosure · report date 2022-03-02 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,958,726 F7: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein. |
| Common StockSEC Table I · non-derivative | Direct | 4,750 |
Reported balance
After 2022-03-03 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2022-03-03 · Purchase · Acquired 4,750 · Balance 4,750 F4: This transaction was executed in multiple trades at prices ranging from $10.22 to $10.50. The price reported above reflects the weighted average price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5: Shares are held by Peter Nieh. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $9.70 to $10.06. The price reported above reflects the weighted average price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Shares held by Lightspeed Venture Partners Select IV, L.P. ("Lightspeed Select IV"). Lightspeed General Partner Select IV, L.P. ("LGP Select IV") is the general partner of Lightspeed Select IV. Lightspeed Ultimate General Partner Select IV, L.L.C. ("LUGP Select IV") is the general partner of LGP Select IV. Ravi Mhatre and Arif Janmohamed are the managers of LUGP Select IV and share voting and dispositive power with respect to the shares held by Lightspeed Select IV. LGP Select IV, LUGP Select IV and Messrs. Mhatre and Janmohamed disclaim beneficial ownership of the shares held by Lightspeed Select IV except to the extent of their respective pecuniary interests therein.
F3: This transaction was executed in multiple trades at prices ranging from $9.54 to $10.19. The price reported above reflects the weighted average price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $10.22 to $10.50. The price reported above reflects the weighted average price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: Shares are held by Peter Nieh.
F6: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.
F7: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.
Rubrik, Inc.
Report date July 10, 2026 · Filed July 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners IX, L.P. | 0 |
Last balance in matching sequence
After 2026-07-10 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-07-10 · Conversion · Acquired 1,040,590 · Balance 1,040,590 F1: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by Lightspeed IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Row 6 · 2026-07-10 · Other · Disposed 1,040,590 · Balance 0 F6: Represents an in-kind distribution by Lightspeed IX without consideration to its partners (including LGP IX). F1: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by Lightspeed IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners Select II, L.P. | 0 |
Last balance in matching sequence
After 2026-07-10 transaction · row 9
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2026-07-10 · Conversion · Acquired 241,577 · Balance 241,577 F2: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by Lightspeed Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Row 9 · 2026-07-10 · Other · Disposed 241,577 · Balance 0 F10: Represents an in-kind distribution by Lightspeed Select II without consideration to its partners (including LGP Select II). F2: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by Lightspeed Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed SPV I, LLC | 0 |
Last balance in matching sequence
After 2026-07-10 transaction · row 12
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2026-07-10 · Conversion · Acquired 470,148 · Balance 470,148 F3: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Row 12 · 2026-07-10 · Other · Disposed 470,148 · Balance 0 F14: Represents an in-kind distribution by Lightspeed SPV I without consideration to its members. F3: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed SPV I-B, LLC | 0 |
Last balance in matching sequence
After 2026-07-10 transaction · row 13
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2026-07-10 · Conversion · Acquired 370,033 · Balance 370,033 F4: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Row 13 · 2026-07-10 · Other · Disposed 370,033 · Balance 0 F15: Represents an in-kind distribution by Lightspeed SPV I-B without consideration to its members. F4: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed SPV I-C, LLC | 0 |
Last balance in matching sequence
After 2026-07-10 transaction · row 14
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 5 · 2026-07-10 · Conversion · Acquired 259,005 · Balance 259,005 F5: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Row 14 · 2026-07-10 · Other · Disposed 259,005 · Balance 0 F16: Represents an in-kind distribution by Lightspeed SPV I-C without consideration to its members. F5: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner IX, L.P. | 0 |
Last balance in matching sequence
After 2026-07-10 transaction · row 8
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 7 · 2026-07-10 · Other · Acquired 271,855 · Balance 271,855 F7: Represents receipt of shares in the distribution in kind described in footnote (6). F8: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by LGP IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Row 8 · 2026-07-10 · Other · Disposed 271,855 · Balance 0 F9: Represents an in-kind distribution by LGP IX without consideration to its partners. F8: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by LGP IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner Select II, L.P. | 0 |
Last balance in matching sequence
After 2026-07-10 transaction · row 11
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 10 · 2026-07-10 · Other · Acquired 51,215 · Balance 51,215 F11: Represents receipt of shares in the distribution in kind described in footnote (10). F12: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by LGP Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Row 11 · 2026-07-10 · Other · Disposed 51,215 · Balance 0 F13: Represents an in-kind distribution by LGP Select II without consideration to its partners. F12: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by LGP Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy LS SPV Management, LLC | 0 |
Last balance in matching sequence
After 2026-07-10 transaction · row 16
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 15 · 2026-07-10 · Other · Acquired 94,030 · Balance 94,030 F17: Represents receipt of shares in the distribution in kind described in footnote (14). F18: Shares are held by LS SPV. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by LS SPV. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Row 16 · 2026-07-10 · Other · Disposed 94,030 · Balance 0 F19: Represents an in-kind distribution by LS SPV without consideration to its members. F18: Shares are held by LS SPV. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by LS SPV. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Management Company, L.L.C. | 0 |
Last balance in matching sequence
After 2026-07-13 transaction · row 21
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 17 · 2026-07-10 · Other · Acquired 3,979 · Balance 3,979 F20: Represents receipt of shares in the distribution in kind described in footnote (9). F21: Represents receipt of shares in the distribution in kind described in footnote (13). F22: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). The Reporting Person is a managing member of LMC and shares voting and dispositive power with respect to the shares held by LMC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Row 21 · 2026-07-13 · Sale · Disposed 3,979 · Balance 0 F26: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.81 to $83.33 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F22: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). The Reporting Person is a managing member of LMC and shares voting and dispositive power with respect to the shares held by LMC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | Direct | 125,351 |
Reported balance
After 2026-07-10 transaction · row 18
1 source rowRow 18 · 2026-07-10 · Other · Acquired 11,874 · Balance 125,351 F23: Represents receipt of shares in the distribution in kind described in footnote (19). |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Mhatre Investments LP - Fund 2 | 511,537 |
Reported balance
After 2026-07-10 transaction · row 19
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 19 · 2026-07-10 · Other · Acquired 34,399 · Balance 511,537 F20: Represents receipt of shares in the distribution in kind described in footnote (9). F24: The Reporting Person serves as trustee of the general partner of Mhatre Investments LP - Fund 2. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Mhatre Investments LP - Fund 3 | 96,525 |
Reported balance
After 2026-07-10 transaction · row 20
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 20 · 2026-07-10 · Other · Acquired 6,308 · Balance 96,525 F21: Represents receipt of shares in the distribution in kind described in footnote (13). F25: The Reporting Person serves as trustee of the general partner of Mhatre Investments LP - Fund 3. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture Partners IX, L.P. | 2,081,182 |
Reported balance
After 2026-07-10 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2026-07-10 · Conversion · Disposed 1,040,590 · Balance 2,081,182 F28: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F1: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by Lightspeed IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture Partners Select II, L.P. | 483,153 |
Reported balance
After 2026-07-10 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2026-07-10 · Conversion · Disposed 241,577 · Balance 483,153 F28: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F2: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by Lightspeed Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed SPV I, LLC | 940,297 |
Reported balance
After 2026-07-10 transaction · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · 2026-07-10 · Conversion · Disposed 470,148 · Balance 940,297 F28: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed SPV I-B, LLC | 740,067 |
Reported balance
After 2026-07-10 transaction · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · 2026-07-10 · Conversion · Disposed 370,033 · Balance 740,067 F28: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F4: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed SPV I-C, LLC | 518,008 |
Reported balance
After 2026-07-10 transaction · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · 2026-07-10 · Conversion · Disposed 259,005 · Balance 518,008 F28: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F5: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 649 |
Reported balance
Holding disclosure · report date 2026-07-10 · row 22
Holding and transaction disclosures are not merged.
1 source rowRow 22 · Balance 649 F27: The Reporting Person is the trustee of the Mhatre 2011 Irrevocable Children's Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by Lightspeed IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F2: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by Lightspeed Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F4: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F5: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F6: Represents an in-kind distribution by Lightspeed IX without consideration to its partners (including LGP IX).
F7: Represents receipt of shares in the distribution in kind described in footnote (6).
F8: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by LGP IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F9: Represents an in-kind distribution by LGP IX without consideration to its partners.
F10: Represents an in-kind distribution by Lightspeed Select II without consideration to its partners (including LGP Select II).
F11: Represents receipt of shares in the distribution in kind described in footnote (10).
F12: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by LGP Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F13: Represents an in-kind distribution by LGP Select II without consideration to its partners.
F14: Represents an in-kind distribution by Lightspeed SPV I without consideration to its members.
F15: Represents an in-kind distribution by Lightspeed SPV I-B without consideration to its members.
F16: Represents an in-kind distribution by Lightspeed SPV I-C without consideration to its members.
F17: Represents receipt of shares in the distribution in kind described in footnote (14).
F18: Shares are held by LS SPV. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by LS SPV. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F19: Represents an in-kind distribution by LS SPV without consideration to its members.
F20: Represents receipt of shares in the distribution in kind described in footnote (9).
F21: Represents receipt of shares in the distribution in kind described in footnote (13).
F22: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). The Reporting Person is a managing member of LMC and shares voting and dispositive power with respect to the shares held by LMC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F23: Represents receipt of shares in the distribution in kind described in footnote (19).
F24: The Reporting Person serves as trustee of the general partner of Mhatre Investments LP - Fund 2.
F25: The Reporting Person serves as trustee of the general partner of Mhatre Investments LP - Fund 3.
F26: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.81 to $83.33 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F27: The Reporting Person is the trustee of the Mhatre 2011 Irrevocable Children's Trust.
F28: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.
Starco Brands, Inc.
Report date December 29, 2022 · Filed February 14, 2023
Jointly reported with Lightspeed Venture Partners XI, L.P., Eggers Barry, Nieh Peter, Lightspeed General Partner XI, L.P., Lightspeed Ultimate General Partner XI, Ltd.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,979,630 |
Reported balance
Holding disclosure · report date 2022-12-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 30,979,630 F1: Shares are held by Lightspeed Venture Partners XI, L.P. ("Lightspeed XI"). Lightspeed General Partner XI, L.P. ("LGP XI"), is the general partner of Lightspeed XI. Lightspeed Ultimate General Partner XI, Ltd. ("LUGP XI") is the general partner of LGP XI. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP XI and share voting and dispositive power with respect to the shares held by Lightspeed XI. Each of LGP XI, LUGP XI and Messrs. Eggers, Mhatre, and Nieh disclaims beneficial ownership of the shares held by Lightspeed XI except to the extent of its or his respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held by Lightspeed Venture Partners XI, L.P. ("Lightspeed XI"). Lightspeed General Partner XI, L.P. ("LGP XI"), is the general partner of Lightspeed XI. Lightspeed Ultimate General Partner XI, Ltd. ("LUGP XI") is the general partner of LGP XI. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP XI and share voting and dispositive power with respect to the shares held by Lightspeed XI. Each of LGP XI, LUGP XI and Messrs. Eggers, Mhatre, and Nieh disclaims beneficial ownership of the shares held by Lightspeed XI except to the extent of its or his respective pecuniary interest therein.
Teads Holding Co.
Report date July 27, 2021 · Filed July 29, 2021
Jointly reported with LSVP VII Trust, Lightspeed Trustee VII, LLC, Eggers Barry, Nieh Peter
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,306,314 |
Reported balance
After 2021-07-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-07-27 · Conversion · Acquired 5,768,188 · Balance 6,306,314 F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series F Preferred Stock was converted into Common Stock prior to the completion of the Issuer's initial public offering of Common Stock, at the ratios specified in the Issuer's Eleventh Amended and Restated Certificate of Incorporation, which is included as Exhibit 3.3 to the Issuer's Registration Statement on Form S-1, as amended (File No. 333-257525), in connection with the consummation of the Issuer's initial public offering. F2: The number of shares of Common Stock reported reflects the reverse stock-split undertaken by the Issuer that was not previously reflected in the Form 3 filed by the reporting persons on July 22, 2021. F3: The shares of Common Stock are held directly by LSVP VII Trust ("LSVP VII"). Lightspeed Trustee VII, LLC ("Lightspeed Trustee") is the liquidating trustee of LSVP VII. Barry Eggers, Ravi Mhatre and Peter Nieh, as the members of Lightspeed Trustee, share voting and dispositive power with respect to the shares held by LSVP VII. Each individual disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Series A Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-07-27 · Conversion · Disposed 1,831,702 · Balance 0 F4: These shares of Series A, Series B, Series C, Series D and Series F Preferred Stock will convert to Common Stock at the ratio specified in the company's Eleventh Amended and Restated Certificate of Incorporation, which is included as Exhibit 3.3 to the company's Registration Statement on Form S-1, as amended (File No. 333-257525), in connection with the consummation of the company's initial public offering. F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series F Preferred Stock was converted into Common Stock prior to the completion of the Issuer's initial public offering of Common Stock, at the ratios specified in the Issuer's Eleventh Amended and Restated Certificate of Incorporation, which is included as Exhibit 3.3 to the Issuer's Registration Statement on Form S-1, as amended (File No. 333-257525), in connection with the consummation of the Issuer's initial public offering. F2: The number of shares of Common Stock reported reflects the reverse stock-split undertaken by the Issuer that was not previously reflected in the Form 3 filed by the reporting persons on July 22, 2021. |
| Series B Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-07-27 · Conversion · Disposed 1,531,301 · Balance 0 F4: These shares of Series A, Series B, Series C, Series D and Series F Preferred Stock will convert to Common Stock at the ratio specified in the company's Eleventh Amended and Restated Certificate of Incorporation, which is included as Exhibit 3.3 to the company's Registration Statement on Form S-1, as amended (File No. 333-257525), in connection with the consummation of the company's initial public offering. F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series F Preferred Stock was converted into Common Stock prior to the completion of the Issuer's initial public offering of Common Stock, at the ratios specified in the Issuer's Eleventh Amended and Restated Certificate of Incorporation, which is included as Exhibit 3.3 to the Issuer's Registration Statement on Form S-1, as amended (File No. 333-257525), in connection with the consummation of the Issuer's initial public offering. F2: The number of shares of Common Stock reported reflects the reverse stock-split undertaken by the Issuer that was not previously reflected in the Form 3 filed by the reporting persons on July 22, 2021. |
| Series C Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-07-27 · Conversion · Disposed 955,669 · Balance 0 F4: These shares of Series A, Series B, Series C, Series D and Series F Preferred Stock will convert to Common Stock at the ratio specified in the company's Eleventh Amended and Restated Certificate of Incorporation, which is included as Exhibit 3.3 to the company's Registration Statement on Form S-1, as amended (File No. 333-257525), in connection with the consummation of the company's initial public offering. F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series F Preferred Stock was converted into Common Stock prior to the completion of the Issuer's initial public offering of Common Stock, at the ratios specified in the Issuer's Eleventh Amended and Restated Certificate of Incorporation, which is included as Exhibit 3.3 to the Issuer's Registration Statement on Form S-1, as amended (File No. 333-257525), in connection with the consummation of the Issuer's initial public offering. F2: The number of shares of Common Stock reported reflects the reverse stock-split undertaken by the Issuer that was not previously reflected in the Form 3 filed by the reporting persons on July 22, 2021. |
| Series D Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-07-27 · Conversion · Disposed 1,149,515 · Balance 0 F4: These shares of Series A, Series B, Series C, Series D and Series F Preferred Stock will convert to Common Stock at the ratio specified in the company's Eleventh Amended and Restated Certificate of Incorporation, which is included as Exhibit 3.3 to the company's Registration Statement on Form S-1, as amended (File No. 333-257525), in connection with the consummation of the company's initial public offering. F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series F Preferred Stock was converted into Common Stock prior to the completion of the Issuer's initial public offering of Common Stock, at the ratios specified in the Issuer's Eleventh Amended and Restated Certificate of Incorporation, which is included as Exhibit 3.3 to the Issuer's Registration Statement on Form S-1, as amended (File No. 333-257525), in connection with the consummation of the Issuer's initial public offering. F2: The number of shares of Common Stock reported reflects the reverse stock-split undertaken by the Issuer that was not previously reflected in the Form 3 filed by the reporting persons on July 22, 2021. |
| Series F Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-27 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-07-27 · Conversion · Disposed 263,095 · Balance 0 F4: These shares of Series A, Series B, Series C, Series D and Series F Preferred Stock will convert to Common Stock at the ratio specified in the company's Eleventh Amended and Restated Certificate of Incorporation, which is included as Exhibit 3.3 to the company's Registration Statement on Form S-1, as amended (File No. 333-257525), in connection with the consummation of the company's initial public offering. F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series F Preferred Stock was converted into Common Stock prior to the completion of the Issuer's initial public offering of Common Stock, at the ratios specified in the Issuer's Eleventh Amended and Restated Certificate of Incorporation, which is included as Exhibit 3.3 to the Issuer's Registration Statement on Form S-1, as amended (File No. 333-257525), in connection with the consummation of the Issuer's initial public offering. F2: The number of shares of Common Stock reported reflects the reverse stock-split undertaken by the Issuer that was not previously reflected in the Form 3 filed by the reporting persons on July 22, 2021. F5: Includes 36,906 shares issued pursuant to a preset automatic anti-dilution adjustment set forth in the terms of the Series F Preferred Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series F Preferred Stock was converted into Common Stock prior to the completion of the Issuer's initial public offering of Common Stock, at the ratios specified in the Issuer's Eleventh Amended and Restated Certificate of Incorporation, which is included as Exhibit 3.3 to the Issuer's Registration Statement on Form S-1, as amended (File No. 333-257525), in connection with the consummation of the Issuer's initial public offering.
F2: The number of shares of Common Stock reported reflects the reverse stock-split undertaken by the Issuer that was not previously reflected in the Form 3 filed by the reporting persons on July 22, 2021.
F3: The shares of Common Stock are held directly by LSVP VII Trust ("LSVP VII"). Lightspeed Trustee VII, LLC ("Lightspeed Trustee") is the liquidating trustee of LSVP VII. Barry Eggers, Ravi Mhatre and Peter Nieh, as the members of Lightspeed Trustee, share voting and dispositive power with respect to the shares held by LSVP VII. Each individual disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F4: These shares of Series A, Series B, Series C, Series D and Series F Preferred Stock will convert to Common Stock at the ratio specified in the company's Eleventh Amended and Restated Certificate of Incorporation, which is included as Exhibit 3.3 to the company's Registration Statement on Form S-1, as amended (File No. 333-257525), in connection with the consummation of the company's initial public offering.
F5: Includes 36,906 shares issued pursuant to a preset automatic anti-dilution adjustment set forth in the terms of the Series F Preferred Stock.
Tintri, Inc.
Report date February 26, 2018 · Filed March 02, 2018
Jointly reported with LIGHTSPEED VENTURE PARTNERS VIII LP, Lightspeed General Partner VIII, L.P., Lightspeed Ultimate General Partner VIII, Ltd., Eggers Barry, Nieh Peter
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Note Purchase Agreement (obligations to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $7.00 | Direct | 0 |
Reported balance
After 2018-02-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-02-26 · Other · Disposed 4,275,000 · Balance 0 F1: As previously disclosed, LVP VIII and certain other parties are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to LVP VIII and such other parties one or more subordinated convertible promissory notes (the "Notes"). On February 26, 2018, LVP VIII funded its respective amount under the Note Purchase Agreement and was issued a Note with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Note will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Note will not be convertible by the Issuer into Common Stock. F2: Represents the maximum principal amount of the Note that the Issuer could issue to LVP VIII under the Note Purchase Agreement, which, under certain circumstances, the Issuer had the right to convert into shares of Common Stock at a price of $7.00 per share. F3: Security is held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files separate reports. |
Filing footnotes · ownership attribution and instrument terms
F1: As previously disclosed, LVP VIII and certain other parties are party to a Note Purchase Agreement, dated May 4, 2017 (as amended, the "Note Purchase Agreement"), pursuant to which Tintri, Inc. (the "Issuer") had the right to issue to LVP VIII and such other parties one or more subordinated convertible promissory notes (the "Notes"). On February 26, 2018, LVP VIII funded its respective amount under the Note Purchase Agreement and was issued a Note with a maturity date 540 days from the date of issuance. Pursuant to the terms of the Note Purchase Agreement, as the maturity date of such Note will occur prior to the date at which the Issuer would have been permitted to convert such amounts into Common Stock, such Note will not be convertible by the Issuer into Common Stock.
F2: Represents the maximum principal amount of the Note that the Issuer could issue to LVP VIII under the Note Purchase Agreement, which, under certain circumstances, the Issuer had the right to convert into shares of Common Stock at a price of $7.00 per share.
F3: Security is held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").
F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Mr. Schaepe is a director of the Issuer and files separate reports.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Guardant Health, Inc.
Report date October 09, 2018 · Filed October 11, 2018
Jointly reported with Lightspeed Ultimate General Partner X, Ltd., Lightspeed Affiliates X, L.P., Lightspeed Venture Partners X, L.P., Lightspeed General Partner X, L.P., Eggers Barry, Liew Jeremy, Nieh Peter, SCHAEPE CHRISTOPHER J
Section 16 reporting ended · disclosed 2018-10-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Lightspeed Affiliates X, L.P. | 58,458 |
Reported balance
After 2018-10-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-10-09 · Conversion · Acquired 58,458 · Balance 58,458 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2: The shares are directly held by Lightspeed Affiliates X, L.P. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Affiliates X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners X, L.P. | 1,169,163 |
Reported balance
After 2018-10-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-10-09 · Conversion · Acquired 1,169,163 · Balance 1,169,163 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3: The shares are directly held by Lightspeed Venture Partners X, L.P. Lightspeed Ultimate General Partner X, Ltd. is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Venture Partners X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners X, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| SERIES C PREFERRED STOCKSEC Table II · derivative / convertible security | IndirectBy Lightspeed Affiliates X, L.P. | 0 |
Reported balance
After 2018-10-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-10-09 · Conversion · Disposed 58,458 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2: The shares are directly held by Lightspeed Affiliates X, L.P. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Affiliates X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| SERIES C PREFERRED STOCKSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture Partners X, L.P. | 0 |
Reported balance
After 2018-10-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-10-09 · Conversion · Disposed 1,169,163 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3: The shares are directly held by Lightspeed Venture Partners X, L.P. Lightspeed Ultimate General Partner X, Ltd. is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Venture Partners X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners X, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.
F2: The shares are directly held by Lightspeed Affiliates X, L.P. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Affiliates X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: The shares are directly held by Lightspeed Venture Partners X, L.P. Lightspeed Ultimate General Partner X, Ltd. is the sole general partner of Lightspeed General Partner X, L.P., which is the sole general partner of Lightspeed Venture Partners X, L.P. Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Venture Partners X, L.P. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Honest Company, Inc.
Report date May 07, 2021 · Filed May 11, 2021
Jointly reported with LIGHTSPEED VENTURE PARTNERS VIII LP, Lightspeed General Partner VIII, L.P., Lightspeed Ultimate General Partner VIII, Ltd., Lightspeed Venture Partners Select, L.P., Lightspeed General Partner Select, L.P., Lightspeed Ultimate General Partner Select, Ltd., Eggers Barry, Nieh Peter
Section 16 reporting ended · disclosed 2021-05-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,272,192 |
Last balance in matching sequence
After 2021-05-07 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-05-07 · Conversion · Acquired 9,639,554 · Balance 9,639,554 F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein. Row 2 · 2021-05-07 · Sale · Disposed 1,367,362 · Balance 8,272,192 F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners Select, L.P. | 529,108 |
Last balance in matching sequence
After 2021-05-07 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2021-05-07 · Conversion · Acquired 611,756 · Balance 611,756 F2: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein. Row 4 · 2021-05-07 · Sale · Disposed 82,648 · Balance 529,108 F2: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein. |
| Series A Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.53 | Direct | 0 |
Reported balance
After 2021-05-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-05-07 · Conversion · Disposed 7,522,038 · Balance 0 F3: The shares of Series A Preferred Stock automatically converted into an equal number shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering. The shares of Series A Preferred Stock had no expiration date. F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein. |
| Series A-1 Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.82 | Direct | 0 |
Reported balance
After 2021-05-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-05-07 · Conversion · Disposed 825,288 · Balance 0 F4: The shares of Series A-1 Preferred Stock automatically converted into an equal number shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering. The shares of Series A-1 Preferred Stock had no expiration date. F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $5.49 | Direct | 0 |
Reported balance
After 2021-05-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-05-07 · Conversion · Disposed 227,578 · Balance 0 F5: The shares of Series B Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series B Preferred Stock had no expiration date. F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein. |
| Series C Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $13.53 | Direct | 0 |
Reported balance
After 2021-05-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-05-07 · Conversion · Disposed 103,484 · Balance 0 F6: The shares of Series C Preferred Stock automatically converted into shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering on a 1-1.056925 basis. The shares of Series C Preferred Stock had no expiration date. F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein. |
| Series E Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.80 | Direct | 0 |
Reported balance
After 2021-05-07 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-05-07 · Conversion · Disposed 955,276 · Balance 0 F7: The shares of Series E Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series E Preferred Stock had no expiration date. F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein. |
| Series C Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $13.53 | IndirectBy Lightspeed Venture Partners Select, L.P. | 0 |
Reported balance
After 2021-05-07 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-05-07 · Conversion · Disposed 517,420 · Balance 0 F6: The shares of Series C Preferred Stock automatically converted into shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering on a 1-1.056925 basis. The shares of Series C Preferred Stock had no expiration date. F2: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein. |
| Series E Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.80 | IndirectBy Lightspeed Venture Partners Select, L.P. | 0 |
Reported balance
After 2021-05-07 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-05-07 · Conversion · Disposed 64,882 · Balance 0 F7: The shares of Series E Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series E Preferred Stock had no expiration date. F2: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed General Partner VIII, L.P. ("LGP VIII") is the general partner of Lightspeed VIII. Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the general partner of LGP VIII. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP VIII and share voting and dispositive power with respect to the shares held by Lightspeed VIII. LGP VIII, LUGP VIII and Messrs. Eggers, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed VIII except to the extent of their respective pecuniary interests therein.
F2: Shares held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh are the directors of LUGP Select and share voting and dispositive power with respect to the shares held by Lightspeed Select. LGP Select, LUGP Select and Messrs. Eggers, Liew, Mhatre and Nieh disclaim beneficial ownership of the shares held by Lightspeed Select except to the extent of their respective pecuniary interests therein.
F3: The shares of Series A Preferred Stock automatically converted into an equal number shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering. The shares of Series A Preferred Stock had no expiration date.
F4: The shares of Series A-1 Preferred Stock automatically converted into an equal number shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering. The shares of Series A-1 Preferred Stock had no expiration date.
F5: The shares of Series B Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series B Preferred Stock had no expiration date.
F6: The shares of Series C Preferred Stock automatically converted into shares of common stock of the issuer immediately prior to consummation of the issuer's initial public offering on a 1-1.056925 basis. The shares of Series C Preferred Stock had no expiration date.
F7: The shares of Series E Preferred Stock automatically converted into an equal number of shares of common stock of the issuer immediately prior to the issuer's initial public offering. The shares of Series E Preferred Stock had no expiration date.
MULESOFT, INC
Report date May 01, 2018 · Filed May 03, 2018
Section 16 reporting ended · disclosed 2018-05-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-17 transaction · row 1
1 source rowRow 1 · 2018-04-17 · Gift · Disposed 175,828 · Balance 0 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners VII, L.P. | 10,847,715 |
Reported balance
After 2018-05-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-05-01 · Conversion · Acquired 10,847,715 · Balance 10,847,715 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F2: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners VII, L.P | 0 |
Reported balance
After 2018-05-01 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-05-01 · Other · Disposed 10,847,715 · Balance 0 F3: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock (the "Transaction Consideration"). Upon consummation of the tender offer and following the conversion of tendered shares of Class B common stock to Class A common stock on a one-to-one basis, the Reporting Person received Transaction Consideration of $390,517,740.00 in cash, 771,272 shares of Salesforce common stock and $65.06 in lieu of any fractional shares of Salesforce common stock. F2: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners Select, L.P | 0 |
Last balance in matching sequence
After 2018-05-01 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2018-05-01 · Conversion · Acquired 3,171,808 · Balance 3,171,808 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F4: The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Select. The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Row 5 · 2018-05-01 · Other · Disposed 3,171,808 · Balance 0 F5: Pursuant to the Merger Agreement, each share of Class A common stock was tendered in exchange for the Transaction Consideration. Upon consummation of the tender offer and following the conversion of tendered shares of Class B common stock to Class A common stock on a one-to-one basis, the Reporting Person received Transaction Consideration of $114,185,088.00 in cash, 225,515 shares of Salesforce common stock and $66.55 in lieu of any fractional shares of Salesforce common stock. F4: The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Select. The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Mhatre Investments LP- Fund 4 | 0 |
Reported balance
After 2018-05-01 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2018-05-01 · Other · Disposed 945 · Balance 0 F6: Pursuant to the Merger Agreement, each share of Class A common stock was tendered in exchange for the Transaction Consideration. Upon consummation of the tender offer and following the conversion of tendered shares of Class B common stock to Class A common stock on a one-to-one basis, the Reporting Person received Transaction Consideration of $34,020.00 in cash, 67 shares of Salesforce common stock and $22.98 in lieu of any fractional shares of Salesforce common stock. F7: The shares are held of record by Mhatre Investments LP-Fund 4. Mr. Mhatre serves as trustee of the general partner of such entity. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture Partners VII, L.P | 0 |
Reported balance
After 2018-05-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-05-01 · Conversion · Disposed 10,847,715 · Balance 0 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F2: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Lightspeed Venture Partners Select, L.P | 0 |
Reported balance
After 2018-05-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-05-01 · Conversion · Disposed 3,171,808 · Balance 0 F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock. F4: The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Select. The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon consummation of the tender offer (as described below), each share of tendered Class B common stock converted on a one-to-one basis into Class A common stock.
F2: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P., which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F3: Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock (the "Transaction Consideration"). Upon consummation of the tender offer and following the conversion of tendered shares of Class B common stock to Class A common stock on a one-to-one basis, the Reporting Person received Transaction Consideration of $390,517,740.00 in cash, 771,272 shares of Salesforce common stock and $65.06 in lieu of any fractional shares of Salesforce common stock.
F4: The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Select. The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and Christopher J. Schaepe. Messrs. Eggers, Liew, Mhatre, Nieh and Schaepe disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F5: Pursuant to the Merger Agreement, each share of Class A common stock was tendered in exchange for the Transaction Consideration. Upon consummation of the tender offer and following the conversion of tendered shares of Class B common stock to Class A common stock on a one-to-one basis, the Reporting Person received Transaction Consideration of $114,185,088.00 in cash, 225,515 shares of Salesforce common stock and $66.55 in lieu of any fractional shares of Salesforce common stock.
F6: Pursuant to the Merger Agreement, each share of Class A common stock was tendered in exchange for the Transaction Consideration. Upon consummation of the tender offer and following the conversion of tendered shares of Class B common stock to Class A common stock on a one-to-one basis, the Reporting Person received Transaction Consideration of $34,020.00 in cash, 67 shares of Salesforce common stock and $22.98 in lieu of any fractional shares of Salesforce common stock.
F7: The shares are held of record by Mhatre Investments LP-Fund 4. Mr. Mhatre serves as trustee of the general partner of such entity.
Stitch Fix, Inc.
Report date September 06, 2018 · Filed September 10, 2018
Jointly reported with LIGHTSPEED VENTURE PARTNERS VIII LP, Lightspeed General Partner VIII, L.P., Lightspeed Ultimate General Partner VIII, Ltd., Eggers Barry, Nieh Peter, SCHAEPE CHRISTOPHER J
Section 16 reporting ended · disclosed 2018-09-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed Venture Partners VIII, L.P. | 0 |
Last balance in matching sequence
After 2018-09-06 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-09-06 · Conversion · Acquired 1,148,686 · Balance 1,148,686 F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or F2: (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued. F3: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Row 2 · 2018-09-06 · Other · Disposed 1,148,686 · Balance 0 F5: Represents in-kind distribution by LVP VIII without consideration to its partners (including LGP VIII, the general partner of LVP VIII). F3: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lightspeed General Partner VIII, L.P. | 0 |
Last balance in matching sequence
After 2018-09-06 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2018-09-06 · Other · Acquired 246,032 · Balance 246,032 F5: Represents in-kind distribution by LVP VIII without consideration to its partners (including LGP VIII, the general partner of LVP VIII). F6: Shares held by LGP VIII. F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. Row 4 · 2018-09-06 · Other · Disposed 246,032 · Balance 0 F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F6: Shares held by LGP VIII. F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Eggers Investments, L.P. - Fund 1 | 31,886 |
Reported balance
After 2018-09-06 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2018-09-06 · Other · Acquired 31,886 · Balance 31,886 F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F8: Shares held by Eggers Investments, L.P. - Fund 1. Barry Eggers serves as trustee of the general partner of such entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Mhatre Investments LP - Fund 1 | 65,992 |
Reported balance
After 2018-09-06 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2018-09-06 · Other · Acquired 32,996 · Balance 65,992 F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F9: Shares held by Mhatre Investments LP - Fund 1. Ravi Mhatre serves as trustee of the general partner of such entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Nieh Family Investments LP - Fund 1 | 95,858 |
Reported balance
After 2018-09-06 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2018-09-06 · Other · Acquired 31,886 · Balance 95,858 F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F10: Includes 200 shares held by Peter Nieh's wife. F11: Shares held by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Schaepe-Chiu Investments I LP - Fund 1 | 127,544 |
Reported balance
After 2018-09-06 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2018-09-06 · Other · Acquired 31,886 · Balance 127,544 F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). F12: Shares held by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnotes | 2,297,368 |
Reported balance
After 2018-09-06 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-09-06 · Conversion · Disposed 1,148,686 · Balance 2,297,368 F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or F2: (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued. F3: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII"). F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Any holder's shares of Class B Common Stock will convert automatically into Class A Common Stock, on a one-to-one basis, upon any of the following: (i) sale or transfer of such share of Class B Common Stock; (ii) the death of a stockholder that is a natural person; or (iii) on the final conversion date, defined as the earlier of (a) the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the tenth anniversary of the Issuer's initial public offering; or
F2: (c) the date specified by vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Once transferred and converted into Class A Common Stock, the Class B Common Stock may not be reissued.
F3: Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII").
F4: Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.
F5: Represents in-kind distribution by LVP VIII without consideration to its partners (including LGP VIII, the general partner of LVP VIII).
F6: Shares held by LGP VIII.
F7: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
F8: Shares held by Eggers Investments, L.P. - Fund 1. Barry Eggers serves as trustee of the general partner of such entity.
F9: Shares held by Mhatre Investments LP - Fund 1. Ravi Mhatre serves as trustee of the general partner of such entity.
F10: Includes 200 shares held by Peter Nieh's wife.
F11: Shares held by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity.
F12: Shares held by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 13, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 3,979 | $83.10 | $330,654.90 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · nonDerivative · entry 21 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Management Company, L.L.C. Disclosed balance after: 0 F26 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.81 to $83.33 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F22 · ownership.nature: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). The Reporting Person is a managing member of LMC and shares voting and dispositive power with respect to the shares held by LMC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 259,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · derivative · entry 27 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-C, LLC Disclosed balance after: 518,008 Underlying: Class A Common Stock · 259,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F28 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F28 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F28 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F5 · ownership.nature: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 370,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · derivative · entry 26 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-B, LLC Disclosed balance after: 740,067 Underlying: Class A Common Stock · 370,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F28 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F28 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F28 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F4 · ownership.nature: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 470,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · derivative · entry 25 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I, LLC Disclosed balance after: 940,297 Underlying: Class A Common Stock · 470,148 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F28 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F28 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F28 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 241,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · derivative · entry 24 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P. Disclosed balance after: 483,153 Underlying: Class A Common Stock · 241,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F28 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F28 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F28 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F2 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by Lightspeed Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 1,040,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · derivative · entry 23 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners IX, L.P. Disclosed balance after: 2,081,182 Underlying: Class A Common Stock · 1,040,590 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F28 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F28 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F28 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F1 · ownership.nature: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by Lightspeed IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 6,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · nonDerivative · entry 20 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Mhatre Investments LP - Fund 3 Disclosed balance after: 96,525 F21 · kind: Represents receipt of shares in the distribution in kind described in footnote (13). F25 · ownership.nature: The Reporting Person serves as trustee of the general partner of Mhatre Investments LP - Fund 3. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 34,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · nonDerivative · entry 19 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Mhatre Investments LP - Fund 2 Disclosed balance after: 511,537 F20 · kind: Represents receipt of shares in the distribution in kind described in footnote (9). F24 · ownership.nature: The Reporting Person serves as trustee of the general partner of Mhatre Investments LP - Fund 2. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 11,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · nonDerivative · entry 18 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,351 F23 · kind: Represents receipt of shares in the distribution in kind described in footnote (19). Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 3,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · nonDerivative · entry 17 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Management Company, L.L.C. Disclosed balance after: 3,979 F20 · kind: Represents receipt of shares in the distribution in kind described in footnote (9). F21 · kind: Represents receipt of shares in the distribution in kind described in footnote (13). F22 · ownership.nature: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). The Reporting Person is a managing member of LMC and shares voting and dispositive power with respect to the shares held by LMC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 94,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · nonDerivative · entry 16 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LS SPV Management, LLC Disclosed balance after: 0 F19 · kind: Represents an in-kind distribution by LS SPV without consideration to its members. F18 · ownership.nature: Shares are held by LS SPV. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by LS SPV. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 94,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · nonDerivative · entry 15 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LS SPV Management, LLC Disclosed balance after: 94,030 F17 · kind: Represents receipt of shares in the distribution in kind described in footnote (14). F18 · ownership.nature: Shares are held by LS SPV. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by LS SPV. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 259,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · nonDerivative · entry 14 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-C, LLC Disclosed balance after: 0 F16 · kind: Represents an in-kind distribution by Lightspeed SPV I-C without consideration to its members. F5 · ownership.nature: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 370,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · nonDerivative · entry 13 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-B, LLC Disclosed balance after: 0 F15 · kind: Represents an in-kind distribution by Lightspeed SPV I-B without consideration to its members. F4 · ownership.nature: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 470,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · nonDerivative · entry 12 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I, LLC Disclosed balance after: 0 F14 · kind: Represents an in-kind distribution by Lightspeed SPV I without consideration to its members. F3 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 51,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · nonDerivative · entry 11 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed General Partner Select II, L.P. Disclosed balance after: 0 F13 · kind: Represents an in-kind distribution by LGP Select II without consideration to its partners. F12 · ownership.nature: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by LGP Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 51,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · nonDerivative · entry 10 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed General Partner Select II, L.P. Disclosed balance after: 51,215 F11 · kind: Represents receipt of shares in the distribution in kind described in footnote (10). F12 · ownership.nature: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by LGP Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 241,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · nonDerivative · entry 9 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P. Disclosed balance after: 0 F10 · kind: Represents an in-kind distribution by Lightspeed Select II without consideration to its partners (including LGP Select II). F2 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by Lightspeed Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 271,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · nonDerivative · entry 8 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed General Partner IX, L.P. Disclosed balance after: 0 F9 · kind: Represents an in-kind distribution by LGP IX without consideration to its partners. F8 · ownership.nature: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by LGP IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 271,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · nonDerivative · entry 7 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed General Partner IX, L.P. Disclosed balance after: 271,855 F7 · kind: Represents receipt of shares in the distribution in kind described in footnote (6). F8 · ownership.nature: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by LGP IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 1,040,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · nonDerivative · entry 6 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners IX, L.P. Disclosed balance after: 0 F6 · kind: Represents an in-kind distribution by Lightspeed IX without consideration to its partners (including LGP IX). F1 · ownership.nature: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by Lightspeed IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 259,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · nonDerivative · entry 5 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-C, LLC Disclosed balance after: 259,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · ownership.nature: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 370,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · nonDerivative · entry 4 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-B, LLC Disclosed balance after: 370,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · ownership.nature: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 470,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · nonDerivative · entry 3 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I, LLC Disclosed balance after: 470,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 241,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · nonDerivative · entry 2 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P. Disclosed balance after: 241,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by Lightspeed Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 20:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 1,040,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000010 · form4-07142026_040701.xml · nonDerivative · entry 1 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners IX, L.P. Disclosed balance after: 1,040,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by Lightspeed IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 26, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 3,979 | $71.49 | $284,458.71 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · nonDerivative · entry 21 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Management Company, L.L.C. Disclosed balance after: 0 F26 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.36 to $71.58 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F22 · ownership.nature: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). The Reporting Person is a managing member of LMC and shares voting and dispositive power with respect to the shares held by LMC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 259,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · derivative · entry 27 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-C, LLC Disclosed balance after: 777,013 Underlying: Class A Common Stock · 259,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F28 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F28 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F28 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F5 · ownership.nature: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 370,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · derivative · entry 26 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-B, LLC Disclosed balance after: 1,110,100 Underlying: Class A Common Stock · 370,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F28 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F28 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F28 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F4 · ownership.nature: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 470,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · derivative · entry 25 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I, LLC Disclosed balance after: 1,410,445 Underlying: Class A Common Stock · 470,148 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F28 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F28 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F28 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 241,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · derivative · entry 24 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P. Disclosed balance after: 724,730 Underlying: Class A Common Stock · 241,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F28 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F28 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F28 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F2 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by Lightspeed Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 1,040,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · derivative · entry 23 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners IX, L.P. Disclosed balance after: 3,121,772 Underlying: Class A Common Stock · 1,040,590 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F28 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F28 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F28 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F1 · ownership.nature: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by Lightspeed IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 6,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · nonDerivative · entry 20 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Mhatre Investments LP - Fund 3 Disclosed balance after: 90,217 F21 · kind: Represents receipt of shares in the distribution in kind described in footnote (13). F25 · ownership.nature: The Reporting Person serves as trustee of the general partner of Mhatre Investments LP - Fund 3. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 34,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · nonDerivative · entry 19 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Mhatre Investments LP - Fund 2 Disclosed balance after: 477,138 F20 · kind: Represents receipt of shares in the distribution in kind described in footnote (9). F24 · ownership.nature: The Reporting Person serves as trustee of the general partner of Mhatre Investments LP - Fund 2. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 11,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · nonDerivative · entry 18 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,477 F23 · kind: Represents receipt of shares in the distribution in kind described in footnote (19). Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 3,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · nonDerivative · entry 17 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Management Company, L.L.C. Disclosed balance after: 3,979 F20 · kind: Represents receipt of shares in the distribution in kind described in footnote (9). F21 · kind: Represents receipt of shares in the distribution in kind described in footnote (13). F22 · ownership.nature: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). The Reporting Person is a managing member of LMC and shares voting and dispositive power with respect to the shares held by LMC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 94,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · nonDerivative · entry 16 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LS SPV Management, LLC Disclosed balance after: 0 F19 · kind: Represents an in-kind distribution by LS SPV without consideration to its members. F18 · ownership.nature: Shares are held by LS SPV. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by LS SPV. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 94,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · nonDerivative · entry 15 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By LS SPV Management, LLC Disclosed balance after: 94,030 F17 · kind: Represents receipt of shares in the distribution in kind described in footnote (14). F18 · ownership.nature: Shares are held by LS SPV. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by LS SPV. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 259,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · nonDerivative · entry 14 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-C, LLC Disclosed balance after: 0 F16 · kind: Represents an in-kind distribution by Lightspeed SPV I-C without consideration to its members. F5 · ownership.nature: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 370,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · nonDerivative · entry 13 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-B, LLC Disclosed balance after: 0 F15 · kind: Represents an in-kind distribution by Lightspeed SPV I-B without consideration to its members. F4 · ownership.nature: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 470,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · nonDerivative · entry 12 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I, LLC Disclosed balance after: 0 F14 · kind: Represents an in-kind distribution by Lightspeed SPV I without consideration to its members. F3 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 51,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · nonDerivative · entry 11 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed General Partner Select II, L.P. Disclosed balance after: 0 F13 · kind: Represents an in-kind distribution by LGP Select II without consideration to its partners. F12 · ownership.nature: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by LGP Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 51,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · nonDerivative · entry 10 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed General Partner Select II, L.P. Disclosed balance after: 51,215 F11 · kind: Represents receipt of shares in the distribution in kind described in footnote (10). F12 · ownership.nature: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by LGP Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 241,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · nonDerivative · entry 9 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P. Disclosed balance after: 0 F10 · kind: Represents an in-kind distribution by Lightspeed Select II without consideration to its partners (including LGP Select II). F2 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. The Reporting Person is a director of LUGP Select II and shares voting and dispositive power with respect to the shares held by Lightspeed Select II. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 271,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · nonDerivative · entry 8 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed General Partner IX, L.P. Disclosed balance after: 0 F9 · kind: Represents an in-kind distribution by LGP IX without consideration to its partners. F8 · ownership.nature: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by LGP IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 271,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · nonDerivative · entry 7 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed General Partner IX, L.P. Disclosed balance after: 271,855 F7 · kind: Represents receipt of shares in the distribution in kind described in footnote (6). F8 · ownership.nature: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by LGP IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherClass A Common Stock | 1,040,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · nonDerivative · entry 6 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed Venture Partners IX, L.P. Disclosed balance after: 0 F6 · kind: Represents an in-kind distribution by Lightspeed IX without consideration to its partners (including LGP IX). F1 · ownership.nature: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. The Reporting Person is a director of LUGP IX and shares voting and dispositive power with respect to the shares held by Lightspeed IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 259,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · nonDerivative · entry 5 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-C, LLC Disclosed balance after: 259,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · ownership.nature: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 370,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · nonDerivative · entry 4 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I-B, LLC Disclosed balance after: 370,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · ownership.nature: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:46 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 470,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001366050-26-000008 · form4-06262026_100622.xml · nonDerivative · entry 3 Mhatre Ravi · CIK 0001366050 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightspeed SPV I, LLC Disclosed balance after: 470,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. The Reporting Person is a managing member of LS SPV and shares voting and dispositive power with respect to the shares held by Lightspeed SPV I. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.