Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Liquidia CorpLQDA · Entity 1860 | Chief Commercial Officer | October 09, 2026 | October 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Liquidia Corp
Report date October 09, 2026 · Filed October 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 181,487 |
Last balance in matching sequence
After 2026-10-12 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2026-10-09 · Exercise / conversion · Acquired 3,108 · Balance 185,992 F2: On January 11, 2024, the Reporting Person was granted 49,723 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 34,185 have vested as of the date of this Form 4. F1: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3: Includes (i) 5,208 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 15,538 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 39,222 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,049 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Row 2 · 2026-10-09 · Exercise / conversion · Acquired 4,358 · Balance 190,350 F4: On January 11, 2025, the Reporting Person was granted 69,729 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2026 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 30,507 have vested as of the date of this Form 4. F1: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3: Includes (i) 5,208 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 15,538 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 39,222 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,049 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Row 3 · 2026-10-12 · Sale · Disposed 8,863 · Balance 181,487 F5: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F6: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024 and January 11, 2025. F3: Includes (i) 5,208 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 15,538 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 39,222 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,049 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,538 |
Reported balance
After 2026-10-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-10-09 · Exercise / conversion · Disposed 3,108 · Balance 15,538 F1: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 39,222 |
Reported balance
After 2026-10-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-10-09 · Exercise / conversion · Disposed 4,358 · Balance 39,222 F1: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.
F2: On January 11, 2024, the Reporting Person was granted 49,723 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 34,185 have vested as of the date of this Form 4.
F3: Includes (i) 5,208 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 15,538 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 39,222 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,049 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.
F4: On January 11, 2025, the Reporting Person was granted 69,729 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2026 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 30,507 have vested as of the date of this Form 4.
F5: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023.
F6: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024 and January 11, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 12, 2026 Filed Oct 14, 2026 00:03 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 8,863 | $28.48 | $252,418.24 |
DisclosureSEC source: 0001104659-26-115648 · tm2627530-7_4seq1.xml · nonDerivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 181,487 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F6 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024 and January 11, 2025. F3 · balance_after: Includes (i) 5,208 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 15,538 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 39,222 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,049 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| October 09, 2026 Filed Oct 14, 2026 00:03 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionPerformance Stock Units · Derivative | 4,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-115648 · tm2627530-7_4seq1.xml · derivative · entry 5 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 39,222 Underlying: Common Stock · 4,358 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| October 09, 2026 Filed Oct 14, 2026 00:03 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionPerformance Stock Units · Derivative | 3,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-115648 · tm2627530-7_4seq1.xml · derivative · entry 4 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,538 Underlying: Common Stock · 3,108 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| October 09, 2026 Filed Oct 14, 2026 00:03 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 4,358 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-115648 · tm2627530-7_4seq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 190,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: On January 11, 2025, the Reporting Person was granted 69,729 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2026 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 30,507 have vested as of the date of this Form 4. F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 5,208 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 15,538 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 39,222 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,049 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| October 09, 2026 Filed Oct 14, 2026 00:03 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 3,108 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-115648 · tm2627530-7_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 185,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 11, 2024, the Reporting Person was granted 49,723 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 34,185 have vested as of the date of this Form 4. F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 5,208 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 15,538 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 39,222 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,049 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| July 13, 2026 Filed Jul 15, 2026 00:01 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 8,864 | $71.52 | $633,953.28 |
DisclosureSEC source: 0001104659-26-083615 · tm2620529-2_4seq1.xml · nonDerivative · entry 4 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 182,485 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F6 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024 and January 11, 2025. F3 · balance_after: Includes (i) 10,416 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 18,646 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 43,580 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 2,650 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| July 13, 2026 Filed Jul 15, 2026 00:01 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 675 | $71.39 | $48,188.25 |
DisclosureSEC source: 0001104659-26-083615 · tm2620529-2_4seq1.xml · nonDerivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 191,349 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F6 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024 and January 11, 2025. F3 · balance_after: Includes (i) 10,416 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 18,646 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 43,580 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 2,650 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| July 10, 2026 Filed Jul 15, 2026 00:01 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionPerformance Stock Units · Derivative | 4,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-083615 · tm2620529-2_4seq1.xml · derivative · entry 6 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 43,580 Underlying: Common Stock · 4,358 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| July 10, 2026 Filed Jul 15, 2026 00:01 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionPerformance Stock Units · Derivative | 3,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-083615 · tm2620529-2_4seq1.xml · derivative · entry 5 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,646 Underlying: Common Stock · 3,108 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| July 10, 2026 Filed Jul 15, 2026 00:01 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 4,358 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-083615 · tm2620529-2_4seq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 192,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: On January 11, 2025, the Reporting Person was granted 69,729 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2026 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 26,149 have vested as of the date of this Form 4. F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 10,416 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 18,646 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 43,580 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 2,650 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| July 10, 2026 Filed Jul 15, 2026 00:01 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 3,108 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-083615 · tm2620529-2_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 187,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 11, 2024, the Reporting Person was granted 49,723 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 31,077 have vested as of the date of this Form 4. F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 10,416 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 18,646 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 43,580 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 2,650 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| April 13, 2026 Filed Apr 14, 2026 21:08 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 1,686 | $38.20 | $64,405.20 |
DisclosureSEC source: 0001104659-26-043274 · tm2611789-8_4seq1.xml · nonDerivative · entry 4 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 184,558 F7 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2025. F3 · balance_after: Includes (i) 15,625 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 21,754 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 47,938 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 2,650 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| April 13, 2026 Filed Apr 14, 2026 21:08 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 8,861 | $38.37 | $339,996.57 |
DisclosureSEC source: 0001104659-26-043274 · tm2611789-8_4seq1.xml · nonDerivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 186,244 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F6 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024 and January 11, 2025. F3 · balance_after: Includes (i) 15,625 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 21,754 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 47,938 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 2,650 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| April 10, 2026 Filed Apr 14, 2026 21:08 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionPerformance Stock Units · Derivative | 4,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-043274 · tm2611789-8_4seq1.xml · derivative · entry 6 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,938 Underlying: Common Stock · 4,358 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| April 10, 2026 Filed Apr 14, 2026 21:08 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionPerformance Stock Units · Derivative | 3,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-043274 · tm2611789-8_4seq1.xml · derivative · entry 5 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,754 Underlying: Common Stock · 3,107 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| April 10, 2026 Filed Apr 14, 2026 21:08 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 4,358 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-043274 · tm2611789-8_4seq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 195,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: On January 11, 2025, the Reporting Person was granted 69,729 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2026 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 21,791 have vested as of the date of this Form 4. F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 15,625 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 21,754 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 47,938 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 2,650 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| April 10, 2026 Filed Apr 14, 2026 21:08 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 3,107 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-043274 · tm2611789-8_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 190,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 11, 2024, the Reporting Person was granted 49,723 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 27,969 have vested as of the date of this Form 4. F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 15,625 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 21,754 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 47,938 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 2,650 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| March 23, 2026 Filed Mar 25, 2026 20:30 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 17,000 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001104659-26-034545 · tm269732-1_4seq1.xml · derivative · entry 4 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,300 Underlying: Common Stock · 17,000 shares Expires 2030-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested with 25% vesting on November 19, 2021 and the remaining options vesting ratably on a monthly basis over three years thereafter and became fully vested on November 19, 2024. Read SEC document |
| March 23, 2026 Filed Mar 25, 2026 20:30 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 17,000 | $36.81 | $625,817.60 |
DisclosureSEC source: 0001104659-26-034545 · tm269732-1_4seq1.xml · nonDerivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 187,640 F2 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2025. F3 · kind: Represents the subsequent sale of the underlying shares from the exercise of stock options reported on this Form 4. F4 · price: Price is the volume weighted average price of all transactions made by the Reporting Person on the transaction date for prices ranging from $36.13 to $37.20. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes (i) 20,833 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 24,861 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 52,296 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 2,650 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| March 23, 2026 Filed Mar 25, 2026 20:30 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 17,000 | $3.40 | $57,800.00 |
DisclosureSEC source: 0001104659-26-034545 · tm269732-1_4seq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 204,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes (i) 20,833 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 24,861 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 52,296 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 2,650 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| March 23, 2026 Filed Mar 25, 2026 20:30 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 1,314 | $36.48 | $47,934.72 |
DisclosureSEC source: 0001104659-26-034545 · tm269732-1_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 187,640 F2 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2025. F1 · balance_after: Includes (i) 20,833 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 24,861 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 52,296 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 2,650 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 20:30 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 54,700 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001104659-26-026413 · tm268476-1_4seq1.xml · derivative · entry 7 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 25,300 Underlying: Common Stock · 54,700 shares Expires 2030-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested with 25% vesting on November 19, 2021 and the remaining options vesting ratably on a monthly basis over three years thereafter and became fully vested on November 19, 2024. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 20:30 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 15,300 | $0.00 Strike: $2.97 | $0.00 |
DisclosureSEC source: 0001104659-26-026413 · tm268476-1_4seq1.xml · derivative · entry 6 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,300 shares Expires 2031-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested ratably on a monthly basis over four years and became fully vested on January 19, 2025. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 20:30 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $2.54 | $0.00 |
DisclosureSEC source: 0001104659-26-026413 · tm268476-1_4seq1.xml · derivative · entry 5 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2031-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested with 50% vesting on November 5, 2021, 25% vesting on July 21, 2022 and the remaining options vesting ratably on a monthly basis over three years thereafter and became fully vested on July 21, 2025. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 20:30 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 80,000 | $35.32 | $2,825,824.00 |
DisclosureSEC source: 0001104659-26-026413 · tm268476-1_4seq1.xml · nonDerivative · entry 4 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 188,954 F2 · kind: Represents the subsequent sale of the underlying shares from the exercise of stock options reported on this Form 4. Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on November 7, 2025. F3 · price: Price is the volume weighted average price of all transactions made by the Reporting Person on the transaction date for prices ranging from $35.01 to $35.75. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes (i) 20,833 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 24,861 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 52,296 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,964 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 20:30 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 54,700 | $3.40 | $185,980.00 |
DisclosureSEC source: 0001104659-26-026413 · tm268476-1_4seq1.xml · nonDerivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 268,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes (i) 20,833 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 24,861 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 52,296 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,964 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 20:30 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 15,300 | $2.97 | $45,441.00 |
DisclosureSEC source: 0001104659-26-026413 · tm268476-1_4seq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 214,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes (i) 20,833 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 24,861 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 52,296 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,964 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 20:30 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 10,000 | $2.54 | $25,400.00 |
DisclosureSEC source: 0001104659-26-026413 · tm268476-1_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 198,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes (i) 20,833 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 24,861 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 52,296 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,964 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 21:33 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 827 | $30.58 | $25,289.66 |
DisclosureSEC source: 0001104659-26-022907 · tm267863-5_4seq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 188,954 F4 · kind: Transactions effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022. F5 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on January 16, 2022. F3 · balance_after: Includes (i) 20,833 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 24,861 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 52,296 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,964 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 21:33 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionRestricted Stock Units · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-022907 · tm267863-5_4seq1.xml · derivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 21:33 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-022907 · tm267863-5_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 189,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 16, 2022, the Reporting Person was granted 30,000 RSUs with 25% of the RSUs vesting on February 28, 2023 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 30,000 have vested as of the date of this Form 4. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 20,833 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 24,861 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 52,296 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,964 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| January 16, 2026 Filed Jan 21, 2026 23:18 UTC | Liquidia Corp LQDA · Entity 1860 | GrantPerformance Stock Units · Derivative | 49,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-005477 · tm263781-3_4seq1.xml · derivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,433 Underlying: Common Stock · 49,433 shares Expires not disclosed F4 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On January 16, 2026, the Reporting Person was granted 49,433 PSUs which vest upon the following time-based vesting schedule: (i) 25% of the PSUs shall vest on the Initial Vesting Date or, if later, the date on which the Issuer files its Form 10-K for the fiscal year ending December 31, 2026 (the "FY2026 10-K") and (ii) 6.25% of the PSUs vesting every three months following the Initial Vesting Date; so long as it satisfies the milestone-based vesting condition: the applicable percentage of the RSUs vesting based on net product sales revenue from YUTREPIA in 2026 as disclosed in the Issuer's FY2026 10-K. F5 · derivative.expiration_date: On January 16, 2026, the Reporting Person was granted 49,433 PSUs which vest upon the following time-based vesting schedule: (i) 25% of the PSUs shall vest on the Initial Vesting Date or, if later, the date on which the Issuer files its Form 10-K for the fiscal year ending December 31, 2026 (the "FY2026 10-K") and (ii) 6.25% of the PSUs vesting every three months following the Initial Vesting Date; so long as it satisfies the milestone-based vesting condition: the applicable percentage of the RSUs vesting based on net product sales revenue from YUTREPIA in 2026 as disclosed in the Issuer's FY2026 10-K. Read SEC document |
| January 16, 2026 Filed Jan 21, 2026 23:18 UTC | Liquidia Corp LQDA · Entity 1860 | GrantCommon Stock | 32,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-005477 · tm263781-3_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,469 F1 · kind: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · shares: (i) 25% of the RSUs shall vest on January 11, 2027 (the "Initial Vesting Date") and (ii) 6.25% of the RSUs vesting every three months following the Initial Vesting Date. F3 · balance_after: Includes (i) 20,833 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 24,861 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 52,296 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,527 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| January 12, 2026 Filed Jan 13, 2026 21:36 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 20,533 | $37.43 | $768,550.19 |
DisclosureSEC source: 0001104659-26-003377 · tm263060-7_4seq1.xml · nonDerivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 154,514 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F6 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024 and January 11, 2025. F3 · balance_after: Includes (i) 20,833 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 24,861 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 52,296 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025 and (iv) 3,527 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| January 09, 2026 Filed Jan 13, 2026 21:36 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionPerformance Stock Units · Derivative | 17,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-003377 · tm263060-7_4seq1.xml · derivative · entry 5 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,296 Underlying: Common Stock · 17,433 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| January 09, 2026 Filed Jan 13, 2026 21:36 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionPerformance Stock Units · Derivative | 3,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-003377 · tm263060-7_4seq1.xml · derivative · entry 4 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 24,861 Underlying: Common Stock · 3,108 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| January 09, 2026 Filed Jan 13, 2026 21:36 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 17,433 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-003377 · tm263060-7_4seq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 175,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: On January 11, 2025, the Reporting Person was granted 69,729 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2026 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 17,433 have vested as of the date of this Form 4. F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 20,833 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 24,861 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 52,296 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025 and (iv) 3,527 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| January 09, 2026 Filed Jan 13, 2026 21:36 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 3,108 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-003377 · tm263060-7_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 157,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 11, 2024, the Reporting Person was granted 49,723 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 24,862 have vested as of the date of this Form 4. F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 20,833 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 24,861 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 52,296 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025 and (iv) 3,527 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 21:30 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 831 | $32.19 | $26,749.89 |
DisclosureSEC source: 0001104659-25-117733 · tm2532579-1_4seq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 154,506 F4 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022. F5 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on January 16, 2022. F3 · balance_after: Includes (i) 26,041 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 27,969 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 69,729 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 3,527 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| November 28, 2025 Filed Dec 2, 2025 21:30 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionRestricted Stock Units · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-117733 · tm2532579-1_4seq1.xml · derivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| November 28, 2025 Filed Dec 2, 2025 21:30 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-117733 · tm2532579-1_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 155,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 16, 2022, the Reporting Person was granted 30,000 RSUs with 25% vesting on February 28, 2023 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 28,125 have vested as of the date of this Form 4. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 26,041 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 27,969 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 69,729 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 3,527 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| October 13, 2025 Filed Oct 15, 2025 20:34 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 4,900 | $23.41 | $114,709.00 |
DisclosureSEC source: 0001104659-25-099751 · tm2528808-6_4seq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 153,462 F4 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F5 · shares: These shares were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023 and January 11, 2024. F3 · balance_after: Includes (i) 26,041 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 27,969 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 69,729 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 3,527 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| October 10, 2025 Filed Oct 15, 2025 20:34 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionPerformance Stock Units · Derivative | 3,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-099751 · tm2528808-6_4seq1.xml · derivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 27,969 Underlying: Common Stock · 3,108 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| October 10, 2025 Filed Oct 15, 2025 20:34 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 3,108 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-099751 · tm2528808-6_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 158,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 11, 2024, the Reporting Person was granted 49,723 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 21,754 have vested as of the date of this Form 4. F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 26,041 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 27,969 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 69,729 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 3,527 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| September 02, 2025 Filed Sep 3, 2025 20:33 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 61,685 | $28.62 | $1,765,572.74 |
DisclosureSEC source: 0001104659-25-087067 · tm2525145-5_4seq1.xml · nonDerivative · entry 4 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 155,254 F7 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 29, 2025. F8 · price: Price is the volume weighted average price of all transactions made by the Reporting Person on the transaction date for prices ranging from $28.06 to $29.25. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: Includes (i) 31,249 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 31,077 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 69,729 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 3,527 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| September 02, 2025 Filed Sep 3, 2025 20:33 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 8,315 | $28.62 | $237,995.26 |
DisclosureSEC source: 0001104659-25-087067 · tm2525145-5_4seq1.xml · nonDerivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 216,939 F7 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 29, 2025. F8 · price: Price is the volume weighted average price of all transactions made by the Reporting Person on the transaction date for prices ranging from $28.06 to $29.25. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: Includes (i) 31,249 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 31,077 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 69,729 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 3,527 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| September 02, 2025 Filed Sep 3, 2025 20:33 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 692 | $29.05 | $20,102.60 |
DisclosureSEC source: 0001104659-25-087067 · tm2525145-5_4seq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 225,254 F6 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022. F5 · shares: These shares were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on January 16, 2022. F4 · balance_after: Includes (i) 31,249 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 31,077 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 69,729 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 3,527 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| August 29, 2025 Filed Sep 3, 2025 20:33 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionRestricted Stock Units · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-087067 · tm2525145-5_4seq1.xml · derivative · entry 5 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| August 29, 2025 Filed Sep 3, 2025 20:33 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-087067 · tm2525145-5_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 225,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 16, 2022, the Reporting Person was granted 37,500 RSUs with 25% vesting on February 28, 2023 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 26,250 have vested as of the date of this Form 4. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 31,249 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 31,077 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 69,729 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,842 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| July 14, 2025 Filed Jul 15, 2025 20:35 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 4,797 | $14.28 | $68,501.16 |
DisclosureSEC source: 0001104659-25-068122 · tm2520991-6_4seq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 223,231 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F4 · shares: These shares were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023 and January 11, 2024. F3 · balance_after: Includes (i) 31,249 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 31,077 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 69,729 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,002 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.