Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Liquidia CorpLQDA · Entity 1860 | Chief Commercial Officer | October 09, 2026 | October 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Liquidia Corp
Report date October 09, 2026 · Filed October 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 181,487 |
Last balance in matching sequence
After 2026-10-12 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2026-10-09 · Exercise / conversion · Acquired 3,108 · Balance 185,992 F2: On January 11, 2024, the Reporting Person was granted 49,723 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 34,185 have vested as of the date of this Form 4. F1: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3: Includes (i) 5,208 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 15,538 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 39,222 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,049 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Row 2 · 2026-10-09 · Exercise / conversion · Acquired 4,358 · Balance 190,350 F4: On January 11, 2025, the Reporting Person was granted 69,729 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2026 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 30,507 have vested as of the date of this Form 4. F1: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3: Includes (i) 5,208 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 15,538 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 39,222 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,049 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Row 3 · 2026-10-12 · Sale · Disposed 8,863 · Balance 181,487 F5: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F6: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024 and January 11, 2025. F3: Includes (i) 5,208 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 15,538 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 39,222 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,049 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,538 |
Reported balance
After 2026-10-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-10-09 · Exercise / conversion · Disposed 3,108 · Balance 15,538 F1: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 39,222 |
Reported balance
After 2026-10-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-10-09 · Exercise / conversion · Disposed 4,358 · Balance 39,222 F1: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.
F2: On January 11, 2024, the Reporting Person was granted 49,723 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 34,185 have vested as of the date of this Form 4.
F3: Includes (i) 5,208 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 15,538 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 39,222 unvested RSUs of the 69,729 RSUs granted to the Reporting Person on January 11, 2025, (iv) 32,955 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 3,049 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.
F4: On January 11, 2025, the Reporting Person was granted 69,729 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2026 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 30,507 have vested as of the date of this Form 4.
F5: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023.
F6: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024 and January 11, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 11, 2025 Filed Jul 15, 2025 20:35 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionPerformance Stock Units · Derivative | 3,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-068122 · tm2520991-6_4seq1.xml · derivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,077 Underlying: Common Stock · 3,107 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| July 11, 2025 Filed Jul 15, 2025 20:35 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 3,107 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-068122 · tm2520991-6_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 228,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 11, 2024, the Reporting Person was granted 49,723 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 18,646 have vested as of the date of this Form 4. F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 31,249 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 31,077 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 69,729 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,002 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| June 04, 2025 Filed Jun 5, 2025 20:20 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 6,656 | $16.97 | $112,952.32 |
DisclosureSEC source: 0001104659-25-056851 · tm2517227-4_4seq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 224,921 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F4 · shares: These shares were sold to cover taxes associated with the settlement of PSUs that were initially granted to the Reporting Person on January 11, 2024. F3 · balance_after: Includes (i) 36,458 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 34,184 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 69,729 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,002 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 20:20 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionPerformance Stock Units · Derivative | 15,539 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-056851 · tm2517227-4_4seq1.xml · derivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,184 Underlying: Common Stock · 15,539 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 20:20 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 15,539 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-056851 · tm2517227-4_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 231,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 11, 2024, the Reporting Person was granted 49,723 PSUs which vest upon the later of (A) the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter and (B) the first commercial sale of YUTREPIA by the Issuer. Of those PSUs, a total of 15,539 have vested through June 3, 2025. F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 36,458 unvested restricted stock units ("RSUs") of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 34,184 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 69,729 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,002 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| June 02, 2025 Filed Jun 3, 2025 20:47 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 581 | $16.74 | $9,725.94 |
DisclosureSEC source: 0001104659-25-056003 · tm2517010-3_4seq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 216,038 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022. F4 · shares: These shares were sold to cover taxes associated with the settlement of RSUs. F3 · balance_after: Includes (i) 36,458 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 34,184 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 69,729 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,002 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| May 30, 2025 Filed Jun 3, 2025 20:47 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionRestricted Stock Unit · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-056003 · tm2517010-3_4seq1.xml · derivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,625 Underlying: Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 30, 2025 Filed Jun 3, 2025 20:47 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-056003 · tm2517010-3_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 216,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 16, 2022, the Reporting Person was granted 30,000 RSUs with 25% vesting on February 28, 2023 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 24,375 have vested through May 30, 2025. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · balance_after: Includes (i) 36,458 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 34,184 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 69,729 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,002 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 21:04 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 3,406 | $13.57 | $46,219.42 |
DisclosureSEC source: 0001104659-25-035546 · tm2512499-3_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 214,744 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F2 · shares: These shares were sold to cover taxes associated with the settlement of restricted stock units ("RSUs"). F3 · balance_after: Includes (i) 36,458 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 34,184 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 69,729 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,002 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 21:31 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 592 | $15.45 | $9,146.40 |
DisclosureSEC source: 0001104659-25-020353 · tm258244-3_4seq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 218,150 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022. F4 · shares: These shares were sold to cover taxes associated with the settlement of RSUs. F3 · balance_after: Includes (i) 41,666 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 37,292 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 69,729 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,002 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:31 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionRestricted Stock Unit · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-020353 · tm258244-3_4seq1.xml · derivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:31 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-020353 · tm258244-3_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 218,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 16, 2022, the Reporting Person was granted 30,000 RSUs with 25% vesting on February 28, 2023 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 22,500 have vested through February 28, 2025. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · balance_after: Includes (i) 41,666 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 37,292 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 69,729 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,002 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| January 14, 2025 Filed Jan 14, 2025 21:38 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 8,362 | $11.78 | $98,504.36 |
DisclosureSEC source: 0001104659-25-003473 · tm253294-4_4seq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 215,494 F4 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F5 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on January 11, 2023 and January 11, 2024. F3 · balance_after: Includes (i) 41,666 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 37,292 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024 and (iii) 9,629 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| January 11, 2025 Filed Jan 14, 2025 21:38 UTC | Liquidia Corp LQDA · Entity 1860 | GrantPerformance Stock Units · Derivative | 69,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-003473 · tm253294-4_4seq1.xml · derivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 69,729 Underlying: Common Stock · 69,729 shares Expires not disclosed F6 · derivative.exercise_price: Each performance stock unit ("PSU") converts into one share of the Issuer's common stock. F7 · derivative.exercise_date: On January 11, 2025, the Reporting Person was granted 69,729 PSUs. The PSUs shall vest upon the later of (A) the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2026 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter, and (B) the first commercial sale of YUTREPIA by the Issuer. F7 · derivative.expiration_date: On January 11, 2025, the Reporting Person was granted 69,729 PSUs. The PSUs shall vest upon the later of (A) the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2026 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter, and (B) the first commercial sale of YUTREPIA by the Issuer. Read SEC document |
| January 11, 2025 Filed Jan 14, 2025 21:38 UTC | Liquidia Corp LQDA · Entity 1860 | GrantCommon Stock | 69,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-003473 · tm253294-4_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 223,856 F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · shares: 25% of the RSUs shall vest on January 11, 2026 and the remaining RSUs shall vest ratably on a quarterly basis over three years thereafter. F3 · balance_after: Includes (i) 41,666 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 37,292 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024 and (iii) 9,629 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 02:45 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 546 | $11.51 | $6,284.46 |
DisclosureSEC source: 0001104659-24-125249 · tm2430104-4_4seq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 154,127 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022. F4 · shares: These shares were sold to cover taxes associated with the settlement of RSUs. F3 · balance_after: Includes (i) 46,874 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 49,723 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4 and (iii) 9,629 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| November 30, 2024 Filed Dec 4, 2024 02:45 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionRestricted Stock Unit · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-125249 · tm2430104-4_4seq1.xml · derivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,375 Underlying: Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 30, 2024 Filed Dec 4, 2024 02:45 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-125249 · tm2430104-4_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 154,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 16, 2022, the Reporting Person was granted 30,000 RSUs with 25% vesting on February 28, 2023 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 20,625 have vested through November 30, 2024. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · balance_after: Includes (i) 46,874 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 49,723 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4 and (iii) 9,629 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| October 14, 2024 Filed Oct 16, 2024 00:10 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 1,527 | $11.11 | $16,961.46 |
DisclosureSEC source: 0001104659-24-108767 · tm2426238-4_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 152,798 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F2 · shares: These shares of common stock were sold to cover taxes associated with the settlement of restricted stock units ("RSUs") that were initially granted to the Reporting Person on January 11, 2023. F3 · balance_after: Includes (i) 46,874 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 49,723 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4 and (iii) 9,629 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| September 03, 2024 Filed Sep 4, 2024 20:44 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 546 | $9.50 | $5,186.84 |
DisclosureSEC source: 0001104659-24-096917 · tm2423338-3_4seq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 154,325 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022. F4 · shares: These shares were sold to cover taxes associated with the settlement of RSUs. F3 · balance_after: Includes (i) 52,082 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 49,723 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4 and (iii) 9,629 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| August 30, 2024 Filed Sep 4, 2024 20:44 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionRestricted Stock Unit · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-096917 · tm2423338-3_4seq1.xml · derivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 30, 2024 Filed Sep 4, 2024 20:44 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-096917 · tm2423338-3_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 154,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 16, 2022, the Reporting Person was granted 30,000 RSUs with 25% vesting on February 28, 2023, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 18,750 have vested through August 30, 2024. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · balance_after: Includes (i) 52,082 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 49,723 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4 and (iii) 9,629 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| July 12, 2024 Filed Jul 15, 2024 22:30 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 1,528 | $12.53 | $19,145.84 |
DisclosureSEC source: 0001104659-24-079927 · tm2419492-5_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 151,682 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F2 · shares: These shares of common stock were sold to cover taxes associated with the settlement of restricted stock units ("RSUs") that were initially granted to the Reporting Person on January 11, 2023. F3 · balance_after: Includes (i) 52,082 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 49,723 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4 and (iii) 8,315 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 01:24 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 546 | $14.55 | $7,944.30 |
DisclosureSEC source: 0001104659-24-068418 · tm2416451-1_4seq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 153,210 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022. F4 · shares: These shares were sold to cover taxes associated with the settlement of RSUs. F3 · balance_after: Includes (i) 57,291 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 49,723 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4 and (iii) 8,315 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| May 31, 2024 Filed Jun 5, 2024 01:24 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionRestricted Stock Unit · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-068418 · tm2416451-1_4seq1.xml · derivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,125 Underlying: Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 31, 2024 Filed Jun 5, 2024 01:24 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-068418 · tm2416451-1_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 153,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 16, 2022, the Reporting Person was granted 30,000 RSUs with 25% vesting on February 28, 2023, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 16,875 have vested through February 29, 2024. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · balance_after: Includes (i) 57,291 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 49,723 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4 and (iii) 8,315 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 21:16 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 1,585 | $14.58 | $23,109.30 |
DisclosureSEC source: 0001104659-24-047890 · tm2411915-4_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 151,881 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F2 · shares: These shares of common stock were sold to cover taxes associated with the settlement of restricted stock units ("RSUs") that were initially granted to the Reporting Person on January 11, 2023. F3 · balance_after: Includes (i) 57,291 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 49,723 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4 and (iii) 8,315 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 01:47 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 6,108 | $15.82 | $96,628.56 |
DisclosureSEC source: 0001104659-24-036348 · tm247887-5_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 153,466 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F2 · shares: These shares of common stock were sold to cover taxes associated with the settlement of restricted stock units ("RSUs") that were initially granted to the Reporting Person on January 11, 2023. F3 · balance_after: Includes (i) 62,499 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 49,723 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4 and (iii) 8,315 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 00:07 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionRestricted Stock Unit · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-030614 · tm247887-2_4seq1.xml · derivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 00:07 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 546 | $14.17 | $7,736.82 |
DisclosureSEC source: 0001104659-24-030614 · tm247887-2_4seq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 159,574 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022. F4 · shares: These shares were sold to cover taxes associated with the settlement of RSUs. F3 · balance_after: Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4, (ii) 49,723 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4 and (iii) 8,315 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| February 29, 2024 Filed Mar 5, 2024 00:07 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-030614 · tm247887-2_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 160,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 16, 2022, the Reporting Person was granted 30,000 RSUs with 25% vesting on February 28, 2023, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 15,000 have vested through February 29, 2024. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · balance_after: Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4, (ii) 49,723 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4 and (iii) 8,315 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| January 11, 2024 Filed Jan 16, 2024 22:02 UTC | Liquidia Corp LQDA · Entity 1860 | GrantPerformance Stock Units · Derivative | 49,723 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-004154 · tm243427-4_4seq1.xml · derivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,723 Underlying: Common Stock · 49,723 shares Expires not disclosed F4 · derivative.exercise_price: Each performance stock unit ("PSU") converts into one share of the Issuer's common stock. F5 · derivative.exercise_date: On January 11, 2024, the Reporting Person was granted 49,723 PSUs. The PSUs shall vest upon the later of (A) the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter and (B) the first commercial sale of YUTREPIA by the Issuer. F5 · derivative.expiration_date: On January 11, 2024, the Reporting Person was granted 49,723 PSUs. The PSUs shall vest upon the later of (A) the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter and (B) the first commercial sale of YUTREPIA by the Issuer. Read SEC document |
| January 11, 2024 Filed Jan 16, 2024 22:02 UTC | Liquidia Corp LQDA · Entity 1860 | GrantCommon Stock | 49,723 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-004154 · tm243427-4_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,460 F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · shares: 25% of the RSUs shall vest on January 11, 2025 and the remaining RSUs shall vest ratably on a quarterly basis over three years thereafter. F3 · balance_after: Includes (i) 16,875 unvested RSUs of the 30,000 RSUs granted to the Reporting Person on January 16, 2022, (ii) 83,333 RSUs granted to the Reporting Person on January 11, 2023 and (iii) 6,530 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| November 30, 2023 Filed Dec 6, 2023 02:18 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionRestricted Stock Unit · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-123734 · tm2332275-3_4seq1.xml · derivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 16,875 Underlying: Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 30, 2023 Filed Dec 6, 2023 02:18 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 542 | $7.28 | $3,945.76 |
DisclosureSEC source: 0001104659-23-123734 · tm2332275-3_4seq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 106,737 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022. F4 · shares: These shares were sold to cover taxes associated with the settlement of RSUs. F3 · balance_after: Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 6,530 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| November 30, 2023 Filed Dec 6, 2023 02:18 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-123734 · tm2332275-3_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 107,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 16, 2022, the Reporting Person was granted 30,000 RSUs with 25% vesting on February 28, 2023, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 13,125 have vested through November 30, 2023. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · balance_after: Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 6,530 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| August 31, 2023 Filed Sep 6, 2023 00:10 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionRestricted Stock Unit · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-098426 · tm2325564-4_4seq1.xml · derivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,071 Underlying: Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 31, 2023 Filed Sep 6, 2023 00:10 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 537 | $6.88 | $3,694.56 |
DisclosureSEC source: 0001104659-23-098426 · tm2325564-4_4seq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 105,404 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022. F4 · shares: These shares were sold to cover taxes associated with the settlement of RSUs. F3 · balance_after: Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 1,798 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on August 31, 2023. Read SEC document |
| August 31, 2023 Filed Sep 6, 2023 00:10 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-098426 · tm2325564-4_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 105,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 16, 2022, the Reporting Person was granted 30,000 RSUs with 25% vesting on February 28, 2023, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 11,250 have vested through August 31, 2023. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · balance_after: Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 1,798 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on August 31, 2023. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 21:05 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionRestricted Stock Unit · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-067645 · tm2317720-4_4seq1.xml · derivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,625 Underlying: Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 21:05 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 651 | $8.08 | $5,260.08 |
DisclosureSEC source: 0001104659-23-067645 · tm2317720-4_4seq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 102,268 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022. F4 · shares: These shares were sold to cover taxes associated with the settlement of RSUs. F3 · balance_after: Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 4,732 shares previously acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 21:05 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 1,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-067645 · tm2317720-4_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 102,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 16, 2022, the Reporting Person was granted 30,000 RSUs with 25% vesting on February 28, 2023, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 9,375 have vested through May 31, 2023. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · balance_after: Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 4,732 shares previously acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| February 28, 2023 Filed Mar 3, 2023 02:16 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-028110 · tm238435-2_4seq1.xml · derivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 28, 2023 Filed Mar 3, 2023 02:16 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 2,171 | $7.56 | $16,405.16 |
DisclosureSEC source: 0001104659-23-028110 · tm238435-2_4seq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,984 F4 · shares: These shares were sold to cover taxes associated with the settlement of RSUs. F3 · balance_after: Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 2,512 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on February 28, 2023. Read SEC document |
| February 28, 2023 Filed Mar 3, 2023 02:16 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-028110 · tm238435-2_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 16, 2022, the Reporting Person was granted 30,000 RSUs with 25% vesting on February 28, 2023, and the remaining RSUs will vest ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 7,500 have vested through February 28, 2023. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · balance_after: Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 2,512 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on February 28, 2023. Read SEC document |
| February 28, 2023 Filed Apr 10, 2023 20:33 UTC Amendment | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionRestricted Stock Unit · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-043618 · tm2311744-6_4aseq1.xml · derivative · entry 3 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 28, 2023 Filed Apr 10, 2023 20:33 UTC Amendment | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 2,171 | $7.56 | $16,405.16 |
DisclosureSEC source: 0001104659-23-043618 · tm2311744-6_4aseq1.xml · nonDerivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,044 F4 · shares: These shares were sold to cover taxes associated with the settlement of RSUs. F3 · balance_after: Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 2,572 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on February 28, 2023. Read SEC document |
| February 28, 2023 Filed Apr 10, 2023 20:33 UTC Amendment | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-043618 · tm2311744-6_4aseq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 16, 2022, the Reporting Person was granted 30,000 RSUs with 25% vesting on February 28, 2023, and the remaining RSUs will vest ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 7,500 have vested through February 28, 2023. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · balance_after: Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 2,572 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on February 28, 2023. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 22:16 UTC | Liquidia Corp LQDA · Entity 1860 | GrantStock Option (Right to Buy) · Derivative | 106,838 | $0.00 Strike: $6.17 | $0.00 |
DisclosureSEC source: 0001104659-23-003880 · tm232332-3_4seq1.xml · derivative · entry 2 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,838 Underlying: Common Stock · 106,838 shares Expires 2033-01-11 F3 · derivative.exercise_date: The options will vest ratably on a monthly basis over four years with the first vesting date to occur on February 11, 2023 and on the last day of each month thereafter. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 22:16 UTC | Liquidia Corp LQDA · Entity 1860 | GrantCommon Stock | 83,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-003880 · tm232332-3_4seq1.xml · nonDerivative · entry 1 Moomaw Scott · CIK 0001832592 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,143 F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · shares: 25% of the RSUs shall vest on January 11, 2024 and the remaining RSUs shall vest ratably on a quarterly basis over three years thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.