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person · Reporting owner

Sagehorn David M.

Disclosed activity across 3 companies

Tapewire entity
30189
SEC CIK
0001414005

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AGCO CORP /DEAGCO · Entity 3615DirectorApril 23, 2026April 27, 2026
OSHKOSH CORPOSK · Entity 3573Exec. VP and CFOFebruary 28, 2020March 03, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AGCO CORP /DE

Report date April 23, 2026 · Filed April 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,039 Reported balance After 2026-04-23 transaction · row 1
1 source row

Row 1 · 2026-04-23 · Grant · Acquired 1,673 · Balance 8,039

F1: These shares reflect an award granted under the AGCO Corporation 2006 Long-Term Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: These shares reflect an award granted under the AGCO Corporation 2006 Long-Term Incentive Plan.

OSHKOSH CORP

Report date February 28, 2020 · Filed March 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,469.078 Reported balance After 2020-02-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-02-28 · Grant · Acquired 10.224 · Balance 2,469.078

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,383.633 Reported balance After 2020-02-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-02-28 · Grant · Acquired 26.433 · Balance 6,383.633

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,903.586 Reported balance After 2020-02-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-02-28 · Grant · Acquired 28.586 · Balance 6,903.586

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F4: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CHART INDUSTRIES INC

Report date July 16, 2026 · Filed July 16, 2026

Section 16 reporting ended · disclosed 2026-07-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, par value $0.01 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2026-07-16 transaction · row 1
1 source row

Row 1 · 2026-07-16 · Disposition to issuer · Disposed 7,849 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of July 28, 2025 (the "Merger Agreement"), by and among Baker Hughes Company, Tango Merger Sub, Inc. and Chart Industries, Inc. (the "Company"), at the Effective Time (as defined in the Merger Agreement), the shares of common stock (the "Chart Common Stock") were automatically canceled and converted into the right to receive a cash payment of $210.00 per share of Chart Common Stock (the "Merger Consideration").

Common stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy trust0 Reported balance After 2026-07-16 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-07-16 · Disposition to issuer · Disposed 300 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of July 28, 2025 (the "Merger Agreement"), by and among Baker Hughes Company, Tango Merger Sub, Inc. and Chart Industries, Inc. (the "Company"), at the Effective Time (as defined in the Merger Agreement), the shares of common stock (the "Chart Common Stock") were automatically canceled and converted into the right to receive a cash payment of $210.00 per share of Chart Common Stock (the "Merger Consideration").

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of July 28, 2025 (the "Merger Agreement"), by and among Baker Hughes Company, Tango Merger Sub, Inc. and Chart Industries, Inc. (the "Company"), at the Effective Time (as defined in the Merger Agreement), the shares of common stock (the "Chart Common Stock") were automatically canceled and converted into the right to receive a cash payment of $210.00 per share of Chart Common Stock (the "Merger Consideration").

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2019 Filed Feb 15, 2019 18:54 UTC OSHKOSH CORP OSK · Entity 3573 SaleCommon Stock 13,316 $79.16 $1,054,094.56
Disclosure

SEC source: 0000775158-19-000021 · edgar.xml · nonDerivative · entry 4

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,426.454

F2 · price: Represents weighted average price. Individual sales by lot ranged from $79.01 to $79.26. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 18:54 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 13,316 $46.94 $625,053.04
Disclosure

SEC source: 0000775158-19-000021 · edgar.xml · nonDerivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,742.454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 18:54 UTC OSHKOSH CORP OSK · Entity 3573 SaleCommon Stock 15,884 $79.24 $1,258,648.16
Disclosure

SEC source: 0000775158-19-000021 · edgar.xml · nonDerivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,426.454

F1 · price: Represents weighted average price. Individual sales by lot ranged from $79.03 to $79.30. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 18:54 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 15,884 $47.33 $751,789.72
Disclosure

SEC source: 0000775158-19-000021 · edgar.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,310.454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:53 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 9.107 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000199 · edgar.xml · derivative · entry 8

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,847.93

Underlying: Common Stock · 9.107 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F7 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

F7 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:53 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 11.917 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000199 · edgar.xml · derivative · entry 7

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,170.429

Underlying: Common Stock · 11.917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F6 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.

F6 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:53 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 5 $71.56 $357.80
Disclosure

SEC source: 0000775158-18-000199 · edgar.xml · nonDerivative · entry 4

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,426.454

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:53 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 9.107 $71.56 $651.70
Disclosure

SEC source: 0000775158-18-000199 · edgar.xml · nonDerivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,431.454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 20, 2018 which fell between dividend record date and dividend payment date.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:53 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 6 $71.56 $429.36
Disclosure

SEC source: 0000775158-18-000199 · edgar.xml · nonDerivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,422.347

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:53 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 11.917 $71.56 $852.78
Disclosure

SEC source: 0000775158-18-000199 · edgar.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,428.347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 21, 2018 which fell between dividend record date and dividend payment date.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 20:53 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 27.33 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000199 · edgar.xml · derivative · entry 6

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,857.037

Underlying: Common Stock · 27.33 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

F5 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 20:53 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 23.835 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000199 · edgar.xml · derivative · entry 5

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,182.346

Underlying: Common Stock · 23.835 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 18:12 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 3,158.508 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000173 · edgar.xml · derivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,158.511

Underlying: Common Stock · 3,158.508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 18:12 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 1,485 $67.11 $99,658.35
Disclosure

SEC source: 0000775158-18-000173 · edgar.xml · nonDerivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,416.43

Read SEC document
November 21, 2018 Filed Nov 26, 2018 18:12 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 3,158.508 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-18-000173 · edgar.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,901.43

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 18:58 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 2,413.844 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000163 · edgar.xml · derivative · entry 5

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,829.707

Underlying: Common Stock · 2,413.844 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F6 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 18:58 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 1,135 $65.29 $74,104.15
Disclosure

SEC source: 0000775158-18-000163 · edgar.xml · nonDerivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,742.922

Read SEC document
November 20, 2018 Filed Nov 21, 2018 18:58 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 2,413.844 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-18-000163 · edgar.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,877.922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 18:58 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 9,400 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000163 · edgar.xml · derivative · entry 4

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

Underlying: Common Stock · 9,400 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 18:58 UTC OSHKOSH CORP OSK · Entity 3573 GrantOptions · Derivative 15,500 $0.00 Strike: $66.09 $0.00
Disclosure

SEC source: 0000775158-18-000163 · edgar.xml · derivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 15,500 shares

Expires 2028-11-19

F2 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F3 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:54 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 5,195.68 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000137 · edgar.xml · derivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,195.68 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/12/2016.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:54 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 2,442 $63.52 $155,115.84
Disclosure

SEC source: 0000775158-18-000137 · edgar.xml · nonDerivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,464.078

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:54 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 5,195.68 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-18-000137 · edgar.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,906.078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:40 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 5,218 $62.60 $326,646.80
Disclosure

SEC source: 0000775158-18-000127 · edgar.xml · nonDerivative · entry 4

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,710.398

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:40 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 11,101 $62.60 $694,922.60
Disclosure

SEC source: 0000775158-18-000127 · edgar.xml · nonDerivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,928.398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2015 through September 30, 2018 (which takes into account performance through June 30, 2018).

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:40 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 4,196 $62.60 $262,669.60
Disclosure

SEC source: 0000775158-18-000127 · edgar.xml · nonDerivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,827.398

Read SEC document
October 16, 2018 Filed Oct 17, 2018 19:40 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 8,926 $62.60 $558,767.60
Disclosure

SEC source: 0000775158-18-000127 · edgar.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,023.398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2015 through September 30, 2018.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 15:37 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 24.733 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000104 · edgar.xml · derivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,243.551

Underlying: Common Stock · 24.733 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 15:37 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 21.569 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000104 · edgar.xml · derivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,317.019

Underlying: Common Stock · 21.569 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 15:37 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 17.74 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000104 · edgar.xml · derivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,195.68

Underlying: Common Stock · 17.74 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 19:12 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionOptions · Derivative 45,000 $0.00 Strike: $28.96 $0.00
Disclosure

SEC source: 0000775158-18-000090 · edgar.xml · derivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2019-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F4 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 9/17/2013.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 19:12 UTC OSHKOSH CORP OSK · Entity 3573 SaleCommon Stock 45,000 $75.40 $3,393,000.00
Disclosure

SEC source: 0000775158-18-000090 · edgar.xml · nonDerivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,097.398

F2 · price: Represents weighted average price. Individual sales by lot ranged from $75.12 to $75.69. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.

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August 07, 2018 Filed Aug 9, 2018 19:12 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 45,000 $28.96 $1,303,200.00
Disclosure

SEC source: 0000775158-18-000090 · edgar.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,097.398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reporting Person completed a cashless exercise of OSK stock options granted in 2012 and due to expire on September 17, 2019.

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May 29, 2018 Filed May 30, 2018 19:33 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 22.859 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000076 · edgar.xml · derivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,218.818

Underlying: Common Stock · 22.859 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

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May 29, 2018 Filed May 30, 2018 19:33 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 19.935 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000076 · edgar.xml · derivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,295.45

Underlying: Common Stock · 19.935 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

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May 29, 2018 Filed May 30, 2018 19:33 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 16.397 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000076 · edgar.xml · derivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,177.94

Underlying: Common Stock · 16.397 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

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February 26, 2018 Filed Feb 27, 2018 20:45 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 20.959 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000038 · edgar.xml · derivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,195.959

Underlying: Common Stock · 20.959 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

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February 26, 2018 Filed Feb 27, 2018 20:45 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 18.278 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000038 · edgar.xml · derivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,275.515

Underlying: Common Stock · 18.278 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

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February 26, 2018 Filed Feb 27, 2018 20:45 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 15.034 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000038 · edgar.xml · derivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,161.543

Underlying: Common Stock · 15.034 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

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December 05, 2017 Filed Dec 6, 2017 21:48 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 8.316 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000218 · edgar.xml · derivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,257.237

Underlying: Common Stock · 8.316 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.

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December 05, 2017 Filed Dec 6, 2017 21:48 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 5 $90.04 $450.20
Disclosure

SEC source: 0000775158-17-000218 · edgar.xml · nonDerivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,097.398

Read SEC document
December 05, 2017 Filed Dec 6, 2017 21:48 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 8.316 $90.04 $748.77
Disclosure

SEC source: 0000775158-17-000218 · edgar.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,102.398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 21, 2017 which fell between dividend record date and dividend payment date.

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November 30, 2017 Filed Dec 4, 2017 21:48 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 24.949 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000207 · edgar.xml · derivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,265.553

Underlying: Common Stock · 24.949 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 21:48 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 13.681 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000207 · edgar.xml · derivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,146.509

Underlying: Common Stock · 13.681 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 19:02 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 3,119.292 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000186 · edgar.xml · derivative · entry 5

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,240.604

Underlying: Common Stock · 3,119.292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F6 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.

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November 21, 2017 Filed Nov 22, 2017 19:02 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 1,548 $86.23 $133,484.04
Disclosure

SEC source: 0000775158-17-000186 · edgar.xml · nonDerivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,094.082

Read SEC document
November 21, 2017 Filed Nov 22, 2017 19:02 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 3,119.292 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-17-000186 · edgar.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,642.082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 19:02 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 7,175 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000186 · edgar.xml · derivative · entry 4

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,175

Underlying: Common Stock · 7,175 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

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November 20, 2017 Filed Nov 22, 2017 19:02 UTC OSHKOSH CORP OSK · Entity 3573 GrantOptions · Derivative 11,550 $0.00 Strike: $86.59 $0.00
Disclosure

SEC source: 0000775158-17-000186 · edgar.xml · derivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,550

Underlying: Common Stock · 11,550 shares

Expires 2027-11-20

F2 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F3 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/20/2018.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:22 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionOptions · Derivative 26,500 $0.00 Strike: $19.24 $0.00
Disclosure

SEC source: 0000775158-17-000173 · edgar.xml · derivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,500 shares

Expires 2018-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F3 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 9/19/2012.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.