Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AGCO CORP /DEAGCO · Entity 3615 | Director | April 23, 2026 | April 27, 2026 |
| OSHKOSH CORPOSK · Entity 3573 | Exec. VP and CFO | February 28, 2020 | March 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AGCO CORP /DE
Report date April 23, 2026 · Filed April 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,039 |
Reported balance
After 2026-04-23 transaction · row 1
1 source rowRow 1 · 2026-04-23 · Grant · Acquired 1,673 · Balance 8,039 F1: These shares reflect an award granted under the AGCO Corporation 2006 Long-Term Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares reflect an award granted under the AGCO Corporation 2006 Long-Term Incentive Plan.
OSHKOSH CORP
Report date February 28, 2020 · Filed March 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,469.078 |
Reported balance
After 2020-02-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-02-28 · Grant · Acquired 10.224 · Balance 2,469.078 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,383.633 |
Reported balance
After 2020-02-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-02-28 · Grant · Acquired 26.433 · Balance 6,383.633 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,903.586 |
Reported balance
After 2020-02-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-02-28 · Grant · Acquired 28.586 · Balance 6,903.586 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F2: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.
F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.
F4: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CHART INDUSTRIES INC
Report date July 16, 2026 · Filed July 16, 2026
Section 16 reporting ended · disclosed 2026-07-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-07-16 transaction · row 1
1 source rowRow 1 · 2026-07-16 · Disposition to issuer · Disposed 7,849 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated as of July 28, 2025 (the "Merger Agreement"), by and among Baker Hughes Company, Tango Merger Sub, Inc. and Chart Industries, Inc. (the "Company"), at the Effective Time (as defined in the Merger Agreement), the shares of common stock (the "Chart Common Stock") were automatically canceled and converted into the right to receive a cash payment of $210.00 per share of Chart Common Stock (the "Merger Consideration"). |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy trust | 0 |
Reported balance
After 2026-07-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-07-16 · Disposition to issuer · Disposed 300 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated as of July 28, 2025 (the "Merger Agreement"), by and among Baker Hughes Company, Tango Merger Sub, Inc. and Chart Industries, Inc. (the "Company"), at the Effective Time (as defined in the Merger Agreement), the shares of common stock (the "Chart Common Stock") were automatically canceled and converted into the right to receive a cash payment of $210.00 per share of Chart Common Stock (the "Merger Consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that certain Agreement and Plan of Merger, dated as of July 28, 2025 (the "Merger Agreement"), by and among Baker Hughes Company, Tango Merger Sub, Inc. and Chart Industries, Inc. (the "Company"), at the Effective Time (as defined in the Merger Agreement), the shares of common stock (the "Chart Common Stock") were automatically canceled and converted into the right to receive a cash payment of $210.00 per share of Chart Common Stock (the "Merger Consideration").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 03, 2019 Filed Dec 5, 2019 21:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 5 | $89.89 | $449.45 |
DisclosureSEC source: 0000775158-19-000182 · edgar.xml · nonDerivative · entry 6 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,798.46 Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 10.571 | $89.89 | $950.23 |
DisclosureSEC source: 0000775158-19-000182 · edgar.xml · nonDerivative · entry 5 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,803.46 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 19, 2019 which fell between dividend record date and dividend payment date. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 4 | $89.89 | $359.56 |
DisclosureSEC source: 0000775158-19-000182 · edgar.xml · nonDerivative · entry 4 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,792.889 Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 8.179 | $89.89 | $735.21 |
DisclosureSEC source: 0000775158-19-000182 · edgar.xml · nonDerivative · entry 3 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,796.889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 20, 2019 which fell between dividend record date and dividend payment date. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 5 | $89.89 | $449.45 |
DisclosureSEC source: 0000775158-19-000182 · edgar.xml · nonDerivative · entry 2 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,788.71 Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 10.698 | $89.89 | $961.64 |
DisclosureSEC source: 0000775158-19-000182 · edgar.xml · nonDerivative · entry 1 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,793.71 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 21, 2019 which fell between dividend record date and dividend payment date. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 16:27 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 31.717 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000173 · edgar.xml · derivative · entry 3 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,367.771 Underlying: Common Stock · 31.717 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 16:27 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 16.358 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000173 · edgar.xml · derivative · entry 2 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,467.033 Underlying: Common Stock · 16.358 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 16:27 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 10.698 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000173 · edgar.xml · derivative · entry 1 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10.698 Underlying: Common Stock · 10.698 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 18:30 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 3,205.364 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000152 · edgar.xml · derivative · entry 6 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,205.364 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 18:30 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 1,432 | $90.11 | $129,037.52 |
DisclosureSEC source: 0000775158-19-000152 · edgar.xml · nonDerivative · entry 4 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,783.012 Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 18:30 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 3,205.364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-19-000152 · edgar.xml · nonDerivative · entry 3 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,215.012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 18:30 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 2,450.673 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000152 · edgar.xml · derivative · entry 5 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,450.675 Underlying: Common Stock · 2,450.673 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 18:30 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 1,095 | $89.11 | $97,575.45 |
DisclosureSEC source: 0000775158-19-000152 · edgar.xml · nonDerivative · entry 2 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,009.648 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 18:30 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 2,450.673 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-19-000152 · edgar.xml · nonDerivative · entry 1 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,104.648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 21:55 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 3,167.521 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000139 · edgar.xml · derivative · entry 5 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,336.054 Underlying: Common Stock · 3,167.521 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F6 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 21:55 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 1,489 | $90.73 | $135,096.97 |
DisclosureSEC source: 0000775158-19-000139 · edgar.xml · nonDerivative · entry 2 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,653.975 Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 21:55 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 3,167.521 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-19-000139 · edgar.xml · nonDerivative · entry 1 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,142.975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:55 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 6,875 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000139 · edgar.xml · derivative · entry 4 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,875 Underlying: Common Stock · 6,875 shares Expires not disclosed F4 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan. F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:55 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantOptions · Derivative | 11,875 | $0.00 Strike: $90.28 | $0.00 |
DisclosureSEC source: 0000775158-19-000139 · edgar.xml · derivative · entry 3 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,875 Underlying: Common Stock · 11,875 shares Expires 2029-11-18 F2 · security: Option (right to buy) granted pursuant to the Company's Stock Plan. F3 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/18/2020. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 20:25 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionOptions · Derivative | 34,600 | $0.00 Strike: $41.52 | $0.00 |
DisclosureSEC source: 0000775158-19-000122 · edgar.xml · derivative · entry 3 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,600 shares Expires 2022-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Option (right to buy) granted pursuant to the Company's Stock Plan. F3 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/12/2016. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 20:25 UTC | OSHKOSH CORP OSK · Entity 3573 | SaleCommon Stock | 34,600 | $86.71 | $3,000,166.00 |
DisclosureSEC source: 0000775158-19-000122 · edgar.xml · nonDerivative · entry 2 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,975.454 F1 · price: Represents weighted average price. Individual sales by lot ranged from $86.12 to $87.33. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 20:25 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 34,600 | $41.52 | $1,436,592.00 |
DisclosureSEC source: 0000775158-19-000122 · edgar.xml · nonDerivative · entry 1 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,575.454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 15:49 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 3,427 | $74.74 | $256,133.98 |
DisclosureSEC source: 0000775158-19-000112 · edgar.xml · nonDerivative · entry 4 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,975.454 Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 15:49 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 7,290 | $74.74 | $544,854.60 |
DisclosureSEC source: 0000775158-19-000112 · edgar.xml · nonDerivative · entry 3 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,402.454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2016 through September 30, 2019 (which takes into account performance through June 30, 2019). Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 15:49 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 1,497 | $74.74 | $111,885.78 |
DisclosureSEC source: 0000775158-19-000112 · edgar.xml · nonDerivative · entry 2 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,112.454 Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 15:49 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 3,183 | $74.74 | $237,897.42 |
DisclosureSEC source: 0000775158-19-000112 · edgar.xml · nonDerivative · entry 1 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,609.454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2016 through September 30, 2019. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 13:34 UTC | CHART INDUSTRIES INC GTLS · Entity 30179 | Tax withholdingCommon stock, par value $0.01 per share | 118 | $60.28 | $7,113.04 |
DisclosureSEC source: 0000892553-19-000125 · wf-form4_157010967005346.xml · nonDerivative · entry 2 Sagehorn David M. · CIK 0001414005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763 F2 · shares: The reporting person surrendered 118 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 13:34 UTC | CHART INDUSTRIES INC GTLS · Entity 30179 | GrantCommon stock, par value $0.01 per share | 414 | $0.00 | $0.00 |
DisclosureSEC source: 0000892553-19-000125 · wf-form4_157010967005346.xml · nonDerivative · entry 1 Sagehorn David M. · CIK 0001414005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 881 F1 · security: These securities were granted on October 1, 2019, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 20:10 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 37.674 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000099 · edgar.xml · derivative · entry 3 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,503.575 Underlying: Common Stock · 37.674 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 20:10 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 19.43 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000099 · edgar.xml · derivative · entry 2 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,901.348 Underlying: Common Stock · 19.43 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 20:10 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 12.707 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000099 · edgar.xml · derivative · entry 1 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,205.364 Underlying: Common Stock · 12.707 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:30 UTC | CHART INDUSTRIES INC GTLS · Entity 30179 | Tax withholdingCommon stock, par value $0.01 per share | 94 | $75.64 | $7,110.16 |
DisclosureSEC source: 0000892553-19-000098 · wf-form4_156209942120539.xml · nonDerivative · entry 2 Sagehorn David M. · CIK 0001414005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467 F2 · shares: The reporting person surrendered 94 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:30 UTC | CHART INDUSTRIES INC GTLS · Entity 30179 | GrantCommon stock, par value $0.01 per share | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0000892553-19-000098 · wf-form4_156209942120539.xml · nonDerivative · entry 1 Sagehorn David M. · CIK 0001414005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561 F1 · security: These securities were granted on July 1, 2019, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 16:17 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 33.896 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000076 · edgar.xml · derivative · entry 3 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,465.901 Underlying: Common Stock · 33.896 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 16:17 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 17.482 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000076 · edgar.xml · derivative · entry 2 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,881.918 Underlying: Common Stock · 17.482 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 16:17 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 11.433 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000076 · edgar.xml · derivative · entry 1 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,192.657 Underlying: Common Stock · 11.433 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. Read SEC document |
| May 22, 2019 Filed May 23, 2019 20:55 UTC | CHART INDUSTRIES INC GTLS · Entity 30179 | Tax withholdingCommon stock, par value $0.01 per share | 92 | $77.34 | $7,115.28 |
DisclosureSEC source: 0000892553-19-000082 · wf-form4_155864489060253.xml · nonDerivative · entry 2 Sagehorn David M. · CIK 0001414005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231 F2 · shares: The reporting person surrendered 92 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3. Read SEC document |
| May 22, 2019 Filed May 23, 2019 20:55 UTC | CHART INDUSTRIES INC GTLS · Entity 30179 | GrantCommon stock, par value $0.01 per share | 323 | $0.00 | $0.00 |
DisclosureSEC source: 0000892553-19-000082 · wf-form4_155864489060253.xml · nonDerivative · entry 1 Sagehorn David M. · CIK 0001414005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323 F1 · security: These securities were granted on May 22, 2019, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 19:52 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 32.005 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000038 · edgar.xml · derivative · entry 3 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,432.005 Underlying: Common Stock · 32.005 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 19:52 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 16.506 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000038 · edgar.xml · derivative · entry 2 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,864.436 Underlying: Common Stock · 16.506 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 19:52 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 10.795 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000038 · edgar.xml · derivative · entry 1 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,181.224 Underlying: Common Stock · 10.795 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 14:28 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionOptions · Derivative | 14,309 | $0.00 Strike: $46.94 | $0.00 |
DisclosureSEC source: 0000775158-19-000022 · edgar.xml · derivative · entry 6 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,309 shares Expires 2021-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Option (right to buy) granted pursuant to the Company's Stock Plan. F3 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 9/15/2015. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 14:28 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionOptions · Derivative | 1,316 | $0.00 Strike: $47.33 | $0.00 |
DisclosureSEC source: 0000775158-19-000022 · edgar.xml · derivative · entry 5 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,316 shares Expires 2020-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Option (right to buy) granted pursuant to the Company's Stock Plan. F2 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 9/16/2014. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 14:28 UTC | OSHKOSH CORP OSK · Entity 3573 | SaleCommon Stock | 14,309 | $79.00 | $1,130,411.00 |
DisclosureSEC source: 0000775158-19-000022 · edgar.xml · nonDerivative · entry 4 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,426.454 Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 14:28 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 14,309 | $46.94 | $671,664.46 |
DisclosureSEC source: 0000775158-19-000022 · edgar.xml · nonDerivative · entry 3 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,735.454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 14:28 UTC | OSHKOSH CORP OSK · Entity 3573 | SaleCommon Stock | 1,316 | $79.00 | $103,964.00 |
DisclosureSEC source: 0000775158-19-000022 · edgar.xml · nonDerivative · entry 2 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,426.454 Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 14:28 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,316 | $47.33 | $62,286.28 |
DisclosureSEC source: 0000775158-19-000022 · edgar.xml · nonDerivative · entry 1 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,742.454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 18:54 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionOptions · Derivative | 13,316 | $0.00 Strike: $46.94 | $0.00 |
DisclosureSEC source: 0000775158-19-000021 · edgar.xml · derivative · entry 6 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,309 Underlying: Common Stock · 13,316 shares Expires 2021-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Option (right to buy) granted pursuant to the Company's Stock Plan. F5 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 9/15/2015. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 18:54 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionOptions · Derivative | 15,884 | $0.00 Strike: $47.33 | $0.00 |
DisclosureSEC source: 0000775158-19-000021 · edgar.xml · derivative · entry 5 Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,316 Underlying: Common Stock · 15,884 shares Expires 2020-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Option (right to buy) granted pursuant to the Company's Stock Plan. F4 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 9/16/2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.