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person · Reporting owner

Sagehorn David M.

Disclosed activity across 3 companies

Tapewire entity
30189
SEC CIK
0001414005

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AGCO CORP /DEAGCO · Entity 3615DirectorApril 23, 2026April 27, 2026
OSHKOSH CORPOSK · Entity 3573Exec. VP and CFOFebruary 28, 2020March 03, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AGCO CORP /DE

Report date April 23, 2026 · Filed April 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,039 Reported balance After 2026-04-23 transaction · row 1
1 source row

Row 1 · 2026-04-23 · Grant · Acquired 1,673 · Balance 8,039

F1: These shares reflect an award granted under the AGCO Corporation 2006 Long-Term Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: These shares reflect an award granted under the AGCO Corporation 2006 Long-Term Incentive Plan.

OSHKOSH CORP

Report date February 28, 2020 · Filed March 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,469.078 Reported balance After 2020-02-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-02-28 · Grant · Acquired 10.224 · Balance 2,469.078

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,383.633 Reported balance After 2020-02-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-02-28 · Grant · Acquired 26.433 · Balance 6,383.633

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,903.586 Reported balance After 2020-02-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-02-28 · Grant · Acquired 28.586 · Balance 6,903.586

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F4: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CHART INDUSTRIES INC

Report date July 16, 2026 · Filed July 16, 2026

Section 16 reporting ended · disclosed 2026-07-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, par value $0.01 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2026-07-16 transaction · row 1
1 source row

Row 1 · 2026-07-16 · Disposition to issuer · Disposed 7,849 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of July 28, 2025 (the "Merger Agreement"), by and among Baker Hughes Company, Tango Merger Sub, Inc. and Chart Industries, Inc. (the "Company"), at the Effective Time (as defined in the Merger Agreement), the shares of common stock (the "Chart Common Stock") were automatically canceled and converted into the right to receive a cash payment of $210.00 per share of Chart Common Stock (the "Merger Consideration").

Common stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy trust0 Reported balance After 2026-07-16 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-07-16 · Disposition to issuer · Disposed 300 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of July 28, 2025 (the "Merger Agreement"), by and among Baker Hughes Company, Tango Merger Sub, Inc. and Chart Industries, Inc. (the "Company"), at the Effective Time (as defined in the Merger Agreement), the shares of common stock (the "Chart Common Stock") were automatically canceled and converted into the right to receive a cash payment of $210.00 per share of Chart Common Stock (the "Merger Consideration").

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of July 28, 2025 (the "Merger Agreement"), by and among Baker Hughes Company, Tango Merger Sub, Inc. and Chart Industries, Inc. (the "Company"), at the Effective Time (as defined in the Merger Agreement), the shares of common stock (the "Chart Common Stock") were automatically canceled and converted into the right to receive a cash payment of $210.00 per share of Chart Common Stock (the "Merger Consideration").

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2017 Filed Nov 21, 2017 22:22 UTC OSHKOSH CORP OSK · Entity 3573 SaleCommon Stock 26,500 $85.31 $2,260,715.00
Disclosure

SEC source: 0000775158-17-000173 · edgar.xml · nonDerivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,522.79

F1 · price: Represents weighted average price. Individual sales by lot ranged from $85.18 to $85.44. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:22 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 26,500 $19.24 $509,860.00
Disclosure

SEC source: 0000775158-17-000173 · edgar.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,022.79

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 21:46 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 5,131.795 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000149 · edgar.xml · derivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,132.828

Underlying: Common Stock · 5,131.795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/12/2016.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 21:46 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 2,546 $84.90 $216,155.40
Disclosure

SEC source: 0000775158-17-000149 · edgar.xml · nonDerivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,522.79

Read SEC document
November 10, 2017 Filed Nov 13, 2017 21:46 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 5,131.795 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-17-000149 · edgar.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,068.79

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 20:53 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 8,661 $87.83 $760,695.63
Disclosure

SEC source: 0000775158-17-000138 · edgar.xml · nonDerivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,936.995

Read SEC document
October 16, 2017 Filed Oct 17, 2017 20:53 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 17,461 $87.83 $1,533,599.63
Disclosure

SEC source: 0000775158-17-000138 · edgar.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,597.995

F1 · shares: Shares issued pursuant to Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2014 through September 30, 2017.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 20:08 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 4,607.003 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000119 · edgar.xml · derivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,607.003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/15/2015.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 20:08 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 2,286 $77.13 $176,319.18
Disclosure

SEC source: 0000775158-17-000119 · edgar.xml · nonDerivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,136.995

Read SEC document
September 15, 2017 Filed Sep 18, 2017 20:08 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 4,607.003 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-17-000119 · edgar.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,422.995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 20:09 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 26.169 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000114 · edgar.xml · derivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,359.896

Underlying: Common Stock · 26.169 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 20:09 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 28.699 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000114 · edgar.xml · derivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,264.623

Underlying: Common Stock · 28.699 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 20:09 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 12.881 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000114 · edgar.xml · derivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,607.003

Underlying: Common Stock · 12.881 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014.

Read SEC document
May 26, 2017 Filed May 31, 2017 18:42 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 30.1 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000074 · edgar.xml · derivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,333.727

Underlying: Common Stock · 30.1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

Read SEC document
May 26, 2017 Filed May 31, 2017 18:42 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 33.009 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000074 · edgar.xml · derivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,235.924

Underlying: Common Stock · 33.009 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

Read SEC document
May 26, 2017 Filed May 31, 2017 18:42 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 14.815 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000074 · edgar.xml · derivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,594.122

Underlying: Common Stock · 14.815 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:34 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionOptions · Derivative 35,000 $0.00 Strike: $19.24 $0.00
Disclosure

SEC source: 0000775158-17-000048 · edgar.xml · derivative · entry 6

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,500

Underlying: Common Stock · 35,000 shares

Expires 2018-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F6 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 9/19/2012.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:34 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionOptions · Derivative 12,800 $0.00 Strike: $54.63 $0.00
Disclosure

SEC source: 0000775158-17-000048 · edgar.xml · derivative · entry 5

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,800 shares

Expires 2017-10-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F5 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 09/17/2008.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:34 UTC OSHKOSH CORP OSK · Entity 3573 SaleCommon Stock 35,000 $71.19 $2,491,650.00
Disclosure

SEC source: 0000775158-17-000048 · edgar.xml · nonDerivative · entry 4

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,815.992

F3 · price: Represents weighted average price. Individual sales by lot ranged from $70.40 to $71.82. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:34 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 35,000 $19.24 $673,400.00
Disclosure

SEC source: 0000775158-17-000048 · edgar.xml · nonDerivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,815.992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:34 UTC OSHKOSH CORP OSK · Entity 3573 SaleCommon Stock 12,800 $71.21 $911,488.00
Disclosure

SEC source: 0000775158-17-000048 · edgar.xml · nonDerivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,815.992

F2 · price: Represents weighted average price. Individual sales by lot ranged from $70.46 to $71.77. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:34 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 12,800 $54.63 $699,264.00
Disclosure

SEC source: 0000775158-17-000048 · edgar.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,615.992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reporting Person completed a cashless exercise of OSK stock options granted to Reporting Person in 2007 and due to expire on October 17, 2017.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 23:18 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 28.627 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000047 · edgar.xml · derivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,303.627

Underlying: Common Stock · 28.627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 23:18 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 31.394 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000047 · edgar.xml · derivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,202.915

Underlying: Common Stock · 31.394 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 23:18 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 14.09 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000047 · edgar.xml · derivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,579.307

Underlying: Common Stock · 14.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 20:42 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 30.298 $0.00 $0.00
Disclosure

SEC source: 0000775158-16-000438 · edgar.xml · derivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,171.521

Underlying: Common Stock · 30.298 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 20:42 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 13.599 $0.00 $0.00
Disclosure

SEC source: 0000775158-16-000438 · edgar.xml · derivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,565.217

Underlying: Common Stock · 13.599 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 16:36 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 9,275 $0.00 $0.00
Disclosure

SEC source: 0000775158-16-000415 · edgar.xml · derivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,275

Underlying: Common Stock · 9,275 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.

F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 16:36 UTC OSHKOSH CORP OSK · Entity 3573 GrantOptions · Derivative 22,775 $0.00 Strike: $66.89 $0.00
Disclosure

SEC source: 0000775158-16-000415 · edgar.xml · derivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,775

Underlying: Common Stock · 22,775 shares

Expires 2023-11-21

F1 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F2 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/21/2017.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 19:33 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 5,070.102 $0.00 $0.00
Disclosure

SEC source: 0000775158-16-000378 · edgar.xml · derivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,141.223

Underlying: Common Stock · 5,070.102 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/12/2016.

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November 11, 2016 Filed Nov 15, 2016 19:33 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 2,515 $65.71 $165,260.65
Disclosure

SEC source: 0000775158-16-000378 · edgar.xml · nonDerivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,815.992

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November 11, 2016 Filed Nov 15, 2016 19:33 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 5,070.102 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-16-000378 · edgar.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,330.992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

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October 18, 2016 Filed Oct 19, 2016 19:47 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 3,501 $53.30 $186,603.30
Disclosure

SEC source: 0000775158-16-000358 · edgar.xml · nonDerivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,260.89

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October 18, 2016 Filed Oct 19, 2016 19:47 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 7,058 $53.30 $376,191.40
Disclosure

SEC source: 0000775158-16-000358 · edgar.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,761.89

F1 · shares: Shares issued pursuant to Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2013 through September 30, 2016.

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September 16, 2016 Filed Sep 19, 2016 18:46 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 4,560.046 $0.00 $0.00
Disclosure

SEC source: 0000775158-16-000350 · edgar.xml · derivative · entry 6

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,560.046 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/16/2014.

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September 16, 2016 Filed Sep 19, 2016 18:46 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 2,262 $55.90 $126,445.80
Disclosure

SEC source: 0000775158-16-000350 · edgar.xml · nonDerivative · entry 4

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,703.89

Read SEC document
September 16, 2016 Filed Sep 19, 2016 18:46 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 4,560.046 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-16-000350 · edgar.xml · nonDerivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,965.89

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 18:46 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 4,550.587 $0.00 $0.00
Disclosure

SEC source: 0000775158-16-000350 · edgar.xml · derivative · entry 5

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,551.618

Underlying: Common Stock · 4,550.587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/15/2015.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 18:46 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 2,258 $56.17 $126,831.86
Disclosure

SEC source: 0000775158-16-000350 · edgar.xml · nonDerivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,405.844

Read SEC document
September 15, 2016 Filed Sep 19, 2016 18:46 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 4,550.587 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-16-000350 · edgar.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,663.844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.