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person · Reporting owner

Sagehorn David M.

Disclosed activity across 3 companies

Tapewire entity
30189
SEC CIK
0001414005

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AGCO CORP /DEAGCO · Entity 3615DirectorApril 23, 2026April 27, 2026
OSHKOSH CORPOSK · Entity 3573Exec. VP and CFOFebruary 28, 2020March 03, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AGCO CORP /DE

Report date April 23, 2026 · Filed April 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,039 Reported balance After 2026-04-23 transaction · row 1
1 source row

Row 1 · 2026-04-23 · Grant · Acquired 1,673 · Balance 8,039

F1: These shares reflect an award granted under the AGCO Corporation 2006 Long-Term Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: These shares reflect an award granted under the AGCO Corporation 2006 Long-Term Incentive Plan.

OSHKOSH CORP

Report date February 28, 2020 · Filed March 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,469.078 Reported balance After 2020-02-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-02-28 · Grant · Acquired 10.224 · Balance 2,469.078

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,383.633 Reported balance After 2020-02-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-02-28 · Grant · Acquired 26.433 · Balance 6,383.633

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,903.586 Reported balance After 2020-02-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-02-28 · Grant · Acquired 28.586 · Balance 6,903.586

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F4: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CHART INDUSTRIES INC

Report date July 16, 2026 · Filed July 16, 2026

Section 16 reporting ended · disclosed 2026-07-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, par value $0.01 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2026-07-16 transaction · row 1
1 source row

Row 1 · 2026-07-16 · Disposition to issuer · Disposed 7,849 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of July 28, 2025 (the "Merger Agreement"), by and among Baker Hughes Company, Tango Merger Sub, Inc. and Chart Industries, Inc. (the "Company"), at the Effective Time (as defined in the Merger Agreement), the shares of common stock (the "Chart Common Stock") were automatically canceled and converted into the right to receive a cash payment of $210.00 per share of Chart Common Stock (the "Merger Consideration").

Common stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy trust0 Reported balance After 2026-07-16 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-07-16 · Disposition to issuer · Disposed 300 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of July 28, 2025 (the "Merger Agreement"), by and among Baker Hughes Company, Tango Merger Sub, Inc. and Chart Industries, Inc. (the "Company"), at the Effective Time (as defined in the Merger Agreement), the shares of common stock (the "Chart Common Stock") were automatically canceled and converted into the right to receive a cash payment of $210.00 per share of Chart Common Stock (the "Merger Consideration").

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of July 28, 2025 (the "Merger Agreement"), by and among Baker Hughes Company, Tango Merger Sub, Inc. and Chart Industries, Inc. (the "Company"), at the Effective Time (as defined in the Merger Agreement), the shares of common stock (the "Chart Common Stock") were automatically canceled and converted into the right to receive a cash payment of $210.00 per share of Chart Common Stock (the "Merger Consideration").

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 16, 2026 Filed Jul 16, 2026 20:11 UTC CHART INDUSTRIES INC GTLS · Entity 30179 Disposition to issuerCommon stock, par value $0.01 per share 300 $210.00 $63,000.00
Disclosure

SEC source: 0001414005-26-000008 · wk-form4_1784232709.xml · nonDerivative · entry 2

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust

Disclosed balance after: 0

F1 · kind: Pursuant to that certain Agreement and Plan of Merger, dated as of July 28, 2025 (the "Merger Agreement"), by and among Baker Hughes Company, Tango Merger Sub, Inc. and Chart Industries, Inc. (the "Company"), at the Effective Time (as defined in the Merger Agreement), the shares of common stock (the "Chart Common Stock") were automatically canceled and converted into the right to receive a cash payment of $210.00 per share of Chart Common Stock (the "Merger Consideration").

Read SEC document
July 16, 2026 Filed Jul 16, 2026 20:11 UTC CHART INDUSTRIES INC GTLS · Entity 30179 Disposition to issuerCommon stock, par value $0.01 per share 7,849 $210.00 $1,648,290.00
Disclosure

SEC source: 0001414005-26-000008 · wk-form4_1784232709.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to that certain Agreement and Plan of Merger, dated as of July 28, 2025 (the "Merger Agreement"), by and among Baker Hughes Company, Tango Merger Sub, Inc. and Chart Industries, Inc. (the "Company"), at the Effective Time (as defined in the Merger Agreement), the shares of common stock (the "Chart Common Stock") were automatically canceled and converted into the right to receive a cash payment of $210.00 per share of Chart Common Stock (the "Merger Consideration").

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:30 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 191 $0.00 $0.00
Disclosure

SEC source: 0001414005-26-000006 · wk-form4_1783024244.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,849

F1 · security: These securities were granted on July 1, 2026 in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2024 Omnibus Equity Plan.

Read SEC document
April 23, 2026 Filed Apr 27, 2026 20:28 UTC AGCO CORP /DE AGCO · Entity 3615 GrantCommon Stock 1,673 $0.00 $0.00
Disclosure

SEC source: 0000880266-26-000048 · wk-form4_1777321691.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,039

F1 · acquired: These shares reflect an award granted under the AGCO Corporation 2006 Long-Term Incentive Plan.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 21:02 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 193 $0.00 $0.00
Disclosure

SEC source: 0001414005-26-000004 · wk-form4_1775163722.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,658

F1 · security: These securities were granted on April 1, 2026 in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2024 Omnibus Equity Plan.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 23:01 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 193 $0.00 $0.00
Disclosure

SEC source: 0001414005-26-000002 · wk-form4_1767740477.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,465

F1 · security: These securities were granted on January 2, 2026 in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2024 Omnibus Equity Plan.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:45 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 199 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-044113 · wk-form4_1759524306.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,272

F1 · security: These securities were granted on October 1, 2025, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2024 Omnibus Equity Plan.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 18:33 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 246 $0.00 $0.00
Disclosure

SEC source: 0000892553-25-000111 · wk-form4_1751567600.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,073

F1 · security: These securities were granted on July 1, 2025, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2024 Omnibus Equity Plan.

Read SEC document
April 24, 2025 Filed Apr 28, 2025 20:35 UTC AGCO CORP /DE AGCO · Entity 3615 GrantCommon Stock 2,157 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-020325 · wk-form4_1745872538.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,366

F1 · acquired: These shares reflect an award granted under the AGCO Corporation 2006 Long-Term Incentive Plan.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:26 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 273 $0.00 $0.00
Disclosure

SEC source: 0000892553-25-000064 · wk-form4_1743711991.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,827

F1 · security: These securities were granted on April 1, 2025, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2024 Omnibus Equity Plan.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:11 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 210 $0.00 $0.00
Disclosure

SEC source: 0000892553-25-000004 · wk-form4_1736197899.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,554

F1 · security: These securities were granted on January 2, 2025, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2024 Omnibus Equity Plan.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:55 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 334 $0.00 $0.00
Disclosure

SEC source: 0000892553-24-000164 · wk-form4_1727902524.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,344

F1 · security: These securities were granted on October 1, 2024, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2024 Omnibus Equity Plan.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:18 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 285 $0.00 $0.00
Disclosure

SEC source: 0000892553-24-000110 · wk-form4_1719951476.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,010

F1 · security: These securities were granted on July 1, 2024, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2024 Omnibus Equity Plan.

Read SEC document
April 25, 2024 Filed Apr 30, 2024 20:44 UTC AGCO CORP /DE AGCO · Entity 3615 GrantCommon Stock 1,572 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-019369 · wk-form4_1714509843.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,209

F1 · acquired: These shares reflect an award under the AGCO Corporation 2006 Long-Term Incentive Plan.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:25 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 250 $0.00 $0.00
Disclosure

SEC source: 0000892553-24-000069 · wk-form4_1712175893.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,725

F1 · security: These securities were granted on April 1, 2024, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:14 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 295 $0.00 $0.00
Disclosure

SEC source: 0000892553-24-000004 · wk-form4_1704402821.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,475

F1 · security: These securities were granted on January 2, 2024, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 21:01 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 217 $0.00 $0.00
Disclosure

SEC source: 0000892553-23-000127 · wk-form4_1696366866.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,180

F1 · security: These securities were granted on October 2, 2023, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 12:57 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 230 $0.00 $0.00
Disclosure

SEC source: 0000892553-23-000103 · wk-form4_1688561862.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,963

F1 · security: These securities were granted on July 3, 2023, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan.

Read SEC document
April 27, 2023 Filed May 1, 2023 20:00 UTC AGCO CORP /DE AGCO · Entity 3615 GrantCommon Stock 1,341 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026251 · doc4.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,637

F1 · acquired: These shares reflect an award under the AGCO Corporation 2006 Long-Term Incentive Plan.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:42 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 296 $0.00 $0.00
Disclosure

SEC source: 0000892553-23-000065 · wf-form4_168064091102043.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,733

F1 · security: These securities were granted on April 3, 2023, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan.

Read SEC document
March 13, 2023 Filed Mar 13, 2023 20:36 UTC CHART INDUSTRIES INC GTLS · Entity 30179 PurchaseCommon stock, par value $0.01 per share 100 $120.32 $12,032.00
Disclosure

SEC source: 0000892553-23-000049 · wf-form4_167873976039302.xml · nonDerivative · entry 2

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 300

F1 · balance_after: Held in a trust for which the reporting person and his wife are trustees and the beneficiaries are the reporting person's children and their dependents (if any).

Read SEC document
March 10, 2023 Filed Mar 13, 2023 20:36 UTC CHART INDUSTRIES INC GTLS · Entity 30179 PurchaseCommon stock, par value $0.01 per share 200 $134.15 $26,830.00
Disclosure

SEC source: 0000892553-23-000049 · wf-form4_167873976039302.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 200

F1 · balance_after: Held in a trust for which the reporting person and his wife are trustees and the beneficiaries are the reporting person's children and their dependents (if any).

Read SEC document
January 03, 2023 Filed Jan 4, 2023 12:05 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 217 $0.00 $0.00
Disclosure

SEC source: 0000892553-23-000010 · wf-form4_167283392423559.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,437

F1 · security: These securities were granted on January 3, 2023, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 17:54 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 129 $0.00 $0.00
Disclosure

SEC source: 0000892553-22-000146 · wf-form4_166490606249865.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,220

F1 · security: These securities were granted on October 3, 2022, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 14:46 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 158 $0.00 $0.00
Disclosure

SEC source: 0000892553-22-000109 · wf-form4_165703240519736.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,091

F1 · security: These securities were granted on July 1, 2022, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan.

Read SEC document
April 28, 2022 Filed May 2, 2022 21:15 UTC AGCO CORP /DE AGCO · Entity 3615 GrantCommon Stock 1,296 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-026442 · doc4.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,296

F1 · acquired: These shares reflect an award under the AGCO Corporation 2006 Long-Term Incentive Plan.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 15:40 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 143 $0.00 $0.00
Disclosure

SEC source: 0000892553-22-000081 · wf-form4_164908678597284.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,933

F1 · security: These securities were granted on April 1, 2022, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 15:18 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 162 $0.00 $0.00
Disclosure

SEC source: 0000892553-22-000012 · wf-form4_164130952099934.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,790

F1 · security: These securities were granted on January 3, 2022, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 21:14 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 125 $0.00 $0.00
Disclosure

SEC source: 0000892553-21-000119 · wf-form4_163338203546474.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,628

F1 · security: These securities were granted on October 1, 2021, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:58 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 169 $0.00 $0.00
Disclosure

SEC source: 0000892553-21-000068 · wf-form4_162524507363234.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,503

F1 · security: These securities were granted on July 1, 2021, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 16:07 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 171 $0.00 $0.00
Disclosure

SEC source: 0000892553-21-000045 · wf-form4_161737957980603.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

F1 · security: These securities were granted on April 1, 2021, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 12:15 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 211 $0.00 $0.00
Disclosure

SEC source: 0000892553-21-000006 · wf-form4_160984888687839.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,163

F1 · security: These securities were granted on January 4, 2021, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 16:24 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 347 $0.00 $0.00
Disclosure

SEC source: 0000892553-20-000092 · wf-form4_160165585731938.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,952

F1 · security: These securities were granted on October 1, 2020, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 18:34 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 533 $0.00 $0.00
Disclosure

SEC source: 0000892553-20-000071 · wf-form4_159371484416238.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,605

F1 · security: These securities were granted on July 1, 2020, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 11:27 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 946 $0.00 $0.00
Disclosure

SEC source: 0000892553-20-000049 · wf-form4_158591323296570.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,072

F1 · security: These securities were granted on April 1, 2020, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:35 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 28.586 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000038 · edgar.xml · derivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,903.586

Underlying: Common Stock · 28.586 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

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February 28, 2020 Filed Mar 3, 2020 17:35 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 26.433 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000038 · edgar.xml · derivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,383.633

Underlying: Common Stock · 26.433 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

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February 28, 2020 Filed Mar 3, 2020 17:35 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 10.224 $0.00 $0.00
Disclosure

SEC source: 0000775158-20-000038 · edgar.xml · derivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,469.078

Underlying: Common Stock · 10.224 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

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February 05, 2020 Filed Feb 6, 2020 21:17 UTC OSHKOSH CORP OSK · Entity 3573 SaleCommon Stock 9,939 $92.12 $915,580.68
Disclosure

SEC source: 0000775158-20-000006 · edgar.xml · nonDerivative · entry 4

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,859.46

F2 · price: Represents weighted average price. Individual sales by lot ranged from $92.00 to $92.28. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.

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February 04, 2020 Filed Feb 6, 2020 21:17 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionOptions · Derivative 5,166 $0.00 Strike: $66.09 $0.00
Disclosure

SEC source: 0000775158-20-000006 · edgar.xml · derivative · entry 5

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,334

Underlying: Common Stock · 5,166 shares

Expires 2028-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F4 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/19/2019.

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February 04, 2020 Filed Feb 6, 2020 21:17 UTC OSHKOSH CORP OSK · Entity 3573 SaleCommon Stock 5,166 $90.62 $468,142.92
Disclosure

SEC source: 0000775158-20-000006 · edgar.xml · nonDerivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,798.46

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February 04, 2020 Filed Feb 6, 2020 21:17 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 5,166 $66.09 $341,420.94
Disclosure

SEC source: 0000775158-20-000006 · edgar.xml · nonDerivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,964.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:17 UTC OSHKOSH CORP OSK · Entity 3573 SaleCommon Stock 10,000 $90.29 $902,900.00
Disclosure

SEC source: 0000775158-20-000006 · edgar.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,798.46

F1 · price: Represents weighted average price. Individual sales by lot ranged from $90.25 to $90.43. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.

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February 03, 2020 Filed Feb 5, 2020 15:22 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionOptions · Derivative 22,775 $0.00 Strike: $66.89 $0.00
Disclosure

SEC source: 0000775158-20-000001 · edgar.xml · derivative · entry 3

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,775 shares

Expires 2023-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F3 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/21/2017.

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February 03, 2020 Filed Feb 5, 2020 15:22 UTC OSHKOSH CORP OSK · Entity 3573 SaleCommon Stock 22,775 $88.65 $2,019,003.75
Disclosure

SEC source: 0000775158-20-000001 · edgar.xml · nonDerivative · entry 2

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,798.46

F1 · price: Represents weighted average price. Individual sales by lot ranged from $88.62 to $88.65. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 15:22 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 22,775 $66.89 $1,523,419.75
Disclosure

SEC source: 0000775158-20-000001 · edgar.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,573.46

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 14:22 UTC CHART INDUSTRIES INC GTLS · Entity 30179 GrantCommon stock, par value $0.01 per share 363 $0.00 $0.00
Disclosure

SEC source: 0000892553-20-000011 · wf-form4_157806134083271.xml · nonDerivative · entry 1

Sagehorn David M. · CIK 0001414005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,126

F1 · security: These securities were granted on January 2, 2020, in an exempt transaction, pursuant to the terms of a stock award agreement under the Chart Industries, Inc. 2017 Omnibus Equity Plan.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:29 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 10.571 $0.00 $0.00
Disclosure

SEC source: 0000775158-19-000182 · edgar.xml · derivative · entry 9

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,357.2

Underlying: Common Stock · 10.571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F7 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F7 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:29 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 8.179 $0.00 $0.00
Disclosure

SEC source: 0000775158-19-000182 · edgar.xml · derivative · entry 8

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,458.854

Underlying: Common Stock · 8.179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F6 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

F6 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:29 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 10.698 $0.00 $0.00
Disclosure

SEC source: 0000775158-19-000182 · edgar.xml · derivative · entry 7

Sagehorn David M. · CIK 0001414005 · Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10.698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.