Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Vivani Medical, Inc.VANI · Entity 6636 | Director · 10% owner | July 15, 2026 | July 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Vivani Medical, Inc.
Report date July 15, 2026 · Filed July 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 36,912,736 |
Reported balance
After 2026-07-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-07-15 · Purchase · Acquired 793,650 · Balance 36,912,736 F1: The reporting person purchased 793,650 shares of the Issuer's common stock in a private sale transaction as disclosed in the Share Purchase Agreement dated as of August 11, 2025 at a price of $1.26 per share, which was the last reported sale price of the Issuer's common stock on the Nasdaq on August 10, 2025 (the day immediately prior to August 11, 2025). The gross proceeds from this private sale transaction were $999,999.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in the transaction set forth in this footnote. F2: The reporting person owns 41,711,936 shares directly and/or indirectly as follows: (i) 4,799,200 shares of common stock owned by the reporting person, (ii) 34,786,984 shares of common stock owned by Gregg G. Williams 2006 Trust, (iii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iv) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (v) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Gregg Williams has voting and dispositive power over all of these shares. |
| Common StockSEC Table I · non-derivative | Direct | 4,799,200 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,799,200 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person purchased 793,650 shares of the Issuer's common stock in a private sale transaction as disclosed in the Share Purchase Agreement dated as of August 11, 2025 at a price of $1.26 per share, which was the last reported sale price of the Issuer's common stock on the Nasdaq on August 10, 2025 (the day immediately prior to August 11, 2025). The gross proceeds from this private sale transaction were $999,999.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in the transaction set forth in this footnote.
F2: The reporting person owns 41,711,936 shares directly and/or indirectly as follows: (i) 4,799,200 shares of common stock owned by the reporting person, (ii) 34,786,984 shares of common stock owned by Gregg G. Williams 2006 Trust, (iii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iv) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (v) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Gregg Williams has voting and dispositive power over all of these shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 21, 2018 Filed Sep 22, 2018 01:28 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.80 | $28,495.63 |
DisclosureSEC source: 0001437749-18-017332 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,315,486 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 20, 2018 and 7,938 shares on September 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 20, 2018 and 7,937 shares on September 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 20, 2018 and 7,938 shares on September 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 20, 2018 and 7,937 shares on September 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.75 per share to $1.87 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,515,106 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,958,044 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 20, 2018 and 7,938 shares on September 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 20, 2018 and 7,937 shares on September 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 20, 2018 Filed Sep 22, 2018 01:28 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.82 | $28,908.38 |
DisclosureSEC source: 0001437749-18-017332 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,299,611 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 20, 2018 and 7,938 shares on September 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 20, 2018 and 7,937 shares on September 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 20, 2018 and 7,938 shares on September 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 20, 2018 and 7,937 shares on September 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.77 per share to $1.88 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 20, 2018 and 7,938 shares on September 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 20, 2018 and 7,937 shares on September 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 00:24 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 13,741 | $1.76 | $24,170.42 |
DisclosureSEC source: 0001437749-18-017223 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,283,736 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 18, 2018 and 6,871 shares on September 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 18, 2018 and 6,870 shares on September 19, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 18, 2018 and 6,871 shares on September 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 18, 2018 and 6,870 shares on September 19, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.72 per share to $1.79 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,499,231 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,942,169 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 18, 2018 and 6,871 shares on September 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 18, 2018 and 6,870 shares on September 19, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 00:24 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.87 | $29,733.88 |
DisclosureSEC source: 0001437749-18-017223 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,269,995 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 18, 2018 and 6,871 shares on September 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 18, 2018 and 6,870 shares on September 19, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 18, 2018 and 6,871 shares on September 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 18, 2018 and 6,870 shares on September 19, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.81 per share to $1.92 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 18, 2018 and 6,871 shares on September 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 18, 2018 and 6,870 shares on September 19, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 00:25 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.79 | $28,416.25 |
DisclosureSEC source: 0001437749-18-017141 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,254,120 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,100 shares of common stock on September 14, 2018 and 7,938 shares on September 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,100 shares of common stock on September 14, 2018 and 7,937 shares on September 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,100 shares of common stock on September 14, 2018 and 7,938 shares on September 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,100 shares of common stock on September 14, 2018 and 7,937 shares on September 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.78 per share to $1.81 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,484,423 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,927,361 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,100 shares of common stock on September 14, 2018 and 7,938 shares on September 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,100 shares of common stock on September 14, 2018 and 7,937 shares on September 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 00:25 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 10,200 | $1.69 | $17,217.60 |
DisclosureSEC source: 0001437749-18-017141 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,238,245 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,100 shares of common stock on September 14, 2018 and 7,938 shares on September 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,100 shares of common stock on September 14, 2018 and 7,937 shares on September 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,100 shares of common stock on September 14, 2018 and 7,938 shares on September 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,100 shares of common stock on September 14, 2018 and 7,937 shares on September 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.67 per share to $1.70 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,100 shares of common stock on September 14, 2018 and 7,938 shares on September 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,100 shares of common stock on September 14, 2018 and 7,937 shares on September 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 13, 2018 Filed Sep 13, 2018 23:26 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.67 | $26,543.00 |
DisclosureSEC source: 0001437749-18-017013 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,228,045 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 12, 2018 and 7,938 shares on September 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 12, 2018 and 7,937shares on September 13, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 12, 2018 and 7,938 shares on September 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 12, 2018 and 7,937shares on September 13, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.64 per share to $1.68 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,471,386 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,914,323 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 12, 2018 and 7,938 shares on September 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 12, 2018 and 7,937shares on September 13, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 23:26 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.62 | $25,765.13 |
DisclosureSEC source: 0001437749-18-017013 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,212,170 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 12, 2018 and 7,938 shares on September 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 12, 2018 and 7,937shares on September 13, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 12, 2018 and 7,938 shares on September 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 12, 2018 and 7,937shares on September 13, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.60 per share to $1.65 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 12, 2018 and 7,938 shares on September 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 12, 2018 and 7,937shares on September 13, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 11, 2018 Filed Sep 12, 2018 17:23 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.68 | $26,622.38 |
DisclosureSEC source: 0001437749-18-016905 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,196,295 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,304 shares of common stock on September 10, 2018 and 7,938 shares on September 11, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,304 shares of common stock on September 10, 2018 and 7,937shares on September 11, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,304 shares of common stock on September 10, 2018 and 7,938 shares on September 11, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,304 shares of common stock on September 10, 2018 and 7,937shares on September 11, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.67 per share to $1.69 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,455,511 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,898,448 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,304 shares of common stock on September 10, 2018 and 7,938 shares on September 11, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,304 shares of common stock on September 10, 2018 and 7,937shares on September 11, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 17:23 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 10,608 | $1.69 | $17,916.91 |
DisclosureSEC source: 0001437749-18-016905 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,180,420 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,304 shares of common stock on September 10, 2018 and 7,938 shares on September 11, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,304 shares of common stock on September 10, 2018 and 7,937shares on September 11, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,304 shares of common stock on September 10, 2018 and 7,938 shares on September 11, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,304 shares of common stock on September 10, 2018 and 7,937shares on September 11, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.67 per share to $1.73 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,304 shares of common stock on September 10, 2018 and 7,938 shares on September 11, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,304 shares of common stock on September 10, 2018 and 7,937shares on September 11, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 07, 2018 Filed Sep 10, 2018 10:03 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.73 | $27,447.88 |
DisclosureSEC source: 0001437749-18-016742 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,169,812 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 6, 2018 and 7,938 shares on September 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 6, 2018 and 7,937shares on September 7, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 6, 2018 and 7,938 shares on September 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 6, 2018 and 7,937shares on September 7, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.71 per share to $1.77 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,442,270 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,885,206 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 6, 2018 and 7,938 shares on September 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 6, 2018 and 7,937shares on September 7, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 06, 2018 Filed Sep 10, 2018 10:03 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.76 | $27,924.13 |
DisclosureSEC source: 0001437749-18-016742 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,153,937 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 6, 2018 and 7,938 shares on September 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 6, 2018 and 7,937shares on September 7, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 6, 2018 and 7,938 shares on September 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 6, 2018 and 7,937shares on September 7, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.69 per share to $1.79 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 6, 2018 and 7,938 shares on September 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 6, 2018 and 7,937shares on September 7, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 05, 2018 Filed Sep 5, 2018 23:57 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 14,953 | $1.70 | $25,405.15 |
DisclosureSEC source: 0001437749-18-016638 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,138,062 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 4, 2018 and 7,477 shares on September 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 4, 2018 and 7,476 shares on September 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 4, 2018 and 7,477 shares on September 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 4, 2018 and 7,476 shares on September 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.67 per share to $1.73 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,426,395 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,869,331 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 4, 2018 and 7,477 shares on September 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 4, 2018 and 7,476 shares on September 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 23:57 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.68 | $26,638.25 |
DisclosureSEC source: 0001437749-18-016638 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,123,109 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 4, 2018 and 7,477 shares on September 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 4, 2018 and 7,476 shares on September 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 4, 2018 and 7,477 shares on September 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 4, 2018 and 7,476 shares on September 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.65 per share to $1.71 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 4, 2018 and 7,477 shares on September 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 4, 2018 and 7,476 shares on September 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| August 31, 2018 Filed Sep 1, 2018 00:32 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.73 | $27,479.63 |
DisclosureSEC source: 0001437749-18-016489 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,107,234 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 30, 2018 and 7,938 shares on August 31, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 30, 2018 and 7,937 shares on August 31, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 30, 2018 and 7,938 shares on August 31, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 30, 2018 and 7,937 shares on August 31, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.70 per share to $1.75 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,410,981 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,853,917 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 30, 2018 and 7,938 shares on August 31, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 30, 2018 and 7,937 shares on August 31, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| August 30, 2018 Filed Sep 1, 2018 00:32 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.71 | $27,193.88 |
DisclosureSEC source: 0001437749-18-016489 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,091,359 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 30, 2018 and 7,938 shares on August 31, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 30, 2018 and 7,937 shares on August 31, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 30, 2018 and 7,938 shares on August 31, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 30, 2018 and 7,937 shares on August 31, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.66 per share to $1.75 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 30, 2018 and 7,938 shares on August 31, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 30, 2018 and 7,937 shares on August 31, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| August 29, 2018 Filed Aug 30, 2018 01:36 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,720 | $1.61 | $25,372.08 |
DisclosureSEC source: 0001437749-18-016363 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,075,484 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.58 per share to $1.65 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,395,106 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,838,042 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 01:36 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 14,140 | $1.59 | $22,426.04 |
DisclosureSEC source: 0001437749-18-016363 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,059,764 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.57 per share to $1.59 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 01:43 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 10,623 | $1.57 | $16,720.60 |
DisclosureSEC source: 0001437749-18-016215 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,045,624 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 6,350 shares of common stock on August 24, 2018 and 5,312 shares on August 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,350 shares of common stock on August 24, 2018 and 5,311 shares on August 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 6,350 shares of common stock on August 24, 2018 and 5,312 shares on August 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,350 shares of common stock on August 24, 2018 and 5,311 shares on August 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.55 per share to $1.62 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,380,176 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,823,112 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 6,350 shares of common stock on August 24, 2018 and 5,312 shares on August 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,350 shares of common stock on August 24, 2018 and 5,311 shares on August 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 01:43 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 12,700 | $1.59 | $20,243.80 |
DisclosureSEC source: 0001437749-18-016215 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,035,001 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 6,350 shares of common stock on August 24, 2018 and 5,312 shares on August 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,350 shares of common stock on August 24, 2018 and 5,311 shares on August 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 6,350 shares of common stock on August 24, 2018 and 5,312 shares on August 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,350 shares of common stock on August 24, 2018 and 5,311 shares on August 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.56 per share to $1.62 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 6,350 shares of common stock on August 24, 2018 and 5,312 shares on August 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,350 shares of common stock on August 24, 2018 and 5,311 shares on August 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| August 23, 2018 Filed Aug 23, 2018 23:51 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 5,983 | $1.62 | $9,704.43 |
DisclosureSEC source: 0001437749-18-016068 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,022,301 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,534 shares of common stock on August 22, 2018 and 2,992 shares on August 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,535 shares of common stock on August 22, 2018 and 2,991 shares on August 23, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,534 shares of common stock on August 22, 2018 and 2,992 shares on August 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,535 shares of common stock on August 22, 2018 and 2,991 shares on August 23, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.61 per share to $1.64 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,368,515 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,811,450 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,534 shares of common stock on August 22, 2018 and 2,992 shares on August 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,535 shares of common stock on August 22, 2018 and 2,991 shares on August 23, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 23:51 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 11,069 | $1.63 | $18,086.75 |
DisclosureSEC source: 0001437749-18-016068 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,016,318 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,534 shares of common stock on August 22, 2018 and 2,992 shares on August 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,535 shares of common stock on August 22, 2018 and 2,991 shares on August 23, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,534 shares of common stock on August 22, 2018 and 2,992 shares on August 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,535 shares of common stock on August 22, 2018 and 2,991 shares on August 23, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.61 per share to $1.65 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,534 shares of common stock on August 22, 2018 and 2,992 shares on August 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,535 shares of common stock on August 22, 2018 and 2,991 shares on August 23, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| August 21, 2018 Filed Aug 21, 2018 23:24 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.63 | $25,844.50 |
DisclosureSEC source: 0001437749-18-015981 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,005,249 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 2,055 shares of common stock on August 20, 2018 and 7,938 shares on August 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,055 shares of common stock on August 20, 2018 and 7,937 shares on August 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 2,055 shares of common stock on August 20, 2018 and 7,938 shares on August 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,055 shares of common stock on August 20, 2018 and 7,937 shares on August 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.58 per share to $1.65 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,359,989 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,802,924 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 2,055 shares of common stock on August 20, 2018 and 7,938 shares on August 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,055 shares of common stock on August 20, 2018 and 7,937 shares on August 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 23:24 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 4,110 | $1.57 | $6,469.14 |
DisclosureSEC source: 0001437749-18-015981 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 29,989,374 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 2,055 shares of common stock on August 20, 2018 and 7,938 shares on August 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,055 shares of common stock on August 20, 2018 and 7,937 shares on August 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 2,055 shares of common stock on August 20, 2018 and 7,938 shares on August 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,055 shares of common stock on August 20, 2018 and 7,937 shares on August 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.56 per share to $1.59 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 2,055 shares of common stock on August 20, 2018 and 7,938 shares on August 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,055 shares of common stock on August 20, 2018 and 7,937 shares on August 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| August 17, 2018 Filed Aug 18, 2018 00:28 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 7,800 | $1.56 | $12,136.80 |
DisclosureSEC source: 0001437749-18-015826 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 29,985,264 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,131 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,132 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,131 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,132 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.54 per share to $1.59 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,349,997 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,792,931 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,131 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,132 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 00:28 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 10,263 | $1.56 | $16,010.28 |
DisclosureSEC source: 0001437749-18-015826 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 29,977,464 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,131 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,132 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,131 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,132 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.52 per share to $1.59 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,131 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,132 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:43 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.53 | $24,288.75 |
DisclosureSEC source: 0001437749-18-015779 · rdgdoc.xml · nonDerivative · entry 3 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 29,967,201 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 2,840 shares of common stock on August 14, 2018 and 7,938 shares on August 15, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,840 shares of common stock on August 14, 2018 and 7,937 shares on August 15, 2018. Purchases were made pursuant to 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 2,840 shares of common stock on August 14, 2018 and 7,938 shares on August 15, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,840 shares of common stock on August 14, 2018 and 7,937 shares on August 15, 2018. Purchases were made pursuant to 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F4 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.51 per share to $1.57 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F5 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,340,965 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,783,900 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 2,840 shares of common stock on August 14, 2018 and 7,938 shares on August 15, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,840 shares of common stock on August 14, 2018 and 7,937 shares on August 15, 2018. Purchases were made pursuant to 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 21:43 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 3,225,807 | $1.55 | $5,000,000.85 |
DisclosureSEC source: 0001437749-18-015779 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 29,951,326 F3 · kind: Sam B Williams 95 GST Trust ("GST") acquired 1,612,903 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,612,904 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on August 14, 2018 from the issuer at a purchase price of $1.55 per share, the last reported sale price by Nasdaq on August 14, 2018. Mr. Williams is a trustee of GST and GW. F3 · shares: Sam B Williams 95 GST Trust ("GST") acquired 1,612,903 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,612,904 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on August 14, 2018 from the issuer at a purchase price of $1.55 per share, the last reported sale price by Nasdaq on August 14, 2018. Mr. Williams is a trustee of GST and GW. F3 · price: Sam B Williams 95 GST Trust ("GST") acquired 1,612,903 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,612,904 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on August 14, 2018 from the issuer at a purchase price of $1.55 per share, the last reported sale price by Nasdaq on August 14, 2018. Mr. Williams is a trustee of GST and GW. F3 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 1,612,903 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,612,904 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on August 14, 2018 from the issuer at a purchase price of $1.55 per share, the last reported sale price by Nasdaq on August 14, 2018. Mr. Williams is a trustee of GST and GW. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 21:43 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 5,680 | $1.56 | $8,866.48 |
DisclosureSEC source: 0001437749-18-015779 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,725,519 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 2,840 shares of common stock on August 14, 2018 and 7,938 shares on August 15, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,840 shares of common stock on August 14, 2018 and 7,937 shares on August 15, 2018. Purchases were made pursuant to 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 2,840 shares of common stock on August 14, 2018 and 7,938 shares on August 15, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,840 shares of common stock on August 14, 2018 and 7,937 shares on August 15, 2018. Purchases were made pursuant to 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.52 per share to $1.58 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 2,840 shares of common stock on August 14, 2018 and 7,938 shares on August 15, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,840 shares of common stock on August 14, 2018 and 7,937 shares on August 15, 2018. Purchases were made pursuant to 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 01:25 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 7,000 | $1.60 | $11,165.00 |
DisclosureSEC source: 0001437749-18-015422 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,719,839 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.57 per share to $1.62 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,717,284 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 5,160,219 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 01:25 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.55 | $24,622.13 |
DisclosureSEC source: 0001437749-18-015422 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,712,839 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.52 per share to $1.60 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| August 09, 2018 Filed Aug 9, 2018 22:23 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 6,634 | $1.54 | $10,242.90 |
DisclosureSEC source: 0001437749-18-015145 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,696,964 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.52 per share to $1.58 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,705,846 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 5,148,782 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| August 08, 2018 Filed Aug 9, 2018 22:23 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.58 | $25,114.25 |
DisclosureSEC source: 0001437749-18-015145 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,690,330 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.55 per share to $1.64 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| August 07, 2018 Filed Aug 7, 2018 22:31 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 7,960 | $1.67 | $13,325.04 |
DisclosureSEC source: 0001437749-18-014793 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,674,455 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.63 per share to $1.70 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,694,591 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 5,137,528 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| August 06, 2018 Filed Aug 7, 2018 22:31 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 8,188 | $1.66 | $13,567.52 |
DisclosureSEC source: 0001437749-18-014793 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,666,495 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.62 per share to $1.69 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 00:18 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.60 | $25,431.75 |
DisclosureSEC source: 0001437749-18-014029 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,658,307 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 3,397 shares of common stock on July 26, 2018 and 7,938 shares on July 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,397 shares of common stock on July 26, 2018 and 7,937 shares on July 27, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,397 shares of common stock on July 26, 2018 and 7,938 shares on July 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,397 shares of common stock on July 26, 2018 and 7,937 shares on July 27, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.56 per share to $1.65 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,686,517 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 5,129,454 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,397 shares of common stock on July 26, 2018 and 7,938 shares on July 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,397 shares of common stock on July 26, 2018 and 7,937 shares on July 27, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 26, 2018 Filed Jul 31, 2018 00:18 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 7,874 | $1.65 | $13,015.72 |
DisclosureSEC source: 0001437749-18-014029 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,642,432 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 3,397 shares of common stock on July 26, 2018 and 7,938 shares on July 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,397 shares of common stock on July 26, 2018 and 7,937 shares on July 27, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,397 shares of common stock on July 26, 2018 and 7,938 shares on July 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,397 shares of common stock on July 26, 2018 and 7,937 shares on July 27, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.62 per share to $1.68 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,397 shares of common stock on July 26, 2018 and 7,938 shares on July 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,397 shares of common stock on July 26, 2018 and 7,937 shares on July 27, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 25, 2018 Filed Jul 26, 2018 00:41 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 10,402 | $1.60 | $16,684.81 |
DisclosureSEC source: 0001437749-18-013769 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,635,638 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.57 per share to $1.63 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,675,183 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 5,118,119 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 00:41 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.62 | $25,717.50 |
DisclosureSEC source: 0001437749-18-013769 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,625,236 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.60 per share to $1.63 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 22:58 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.67 | $26,447.75 |
DisclosureSEC source: 0001437749-18-013707 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,609,361 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 4,300 shares of common stock on July 20, 2018 and 7,938 shares on July 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,301 shares of common stock on July 20, 2018 and 7,937 shares on July 23, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,300 shares of common stock on July 20, 2018 and 7,938 shares on July 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,301 shares of common stock on July 20, 2018 and 7,937 shares on July 23, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.65 per share to $1.69 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,662,044 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 5,104,981 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,300 shares of common stock on July 20, 2018 and 7,938 shares on July 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,301 shares of common stock on July 20, 2018 and 7,937 shares on July 23, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 20, 2018 Filed Jul 24, 2018 22:58 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 8,601 | $1.67 | $14,389.47 |
DisclosureSEC source: 0001437749-18-013707 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,593,486 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 4,300 shares of common stock on July 20, 2018 and 7,938 shares on July 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,301 shares of common stock on July 20, 2018 and 7,937 shares on July 23, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,300 shares of common stock on July 20, 2018 and 7,938 shares on July 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,301 shares of common stock on July 20, 2018 and 7,937 shares on July 23, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.66 per share to $1.70 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,300 shares of common stock on July 20, 2018 and 7,938 shares on July 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,301 shares of common stock on July 20, 2018 and 7,937 shares on July 23, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 19, 2018 Filed Jul 19, 2018 23:43 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 6,885 | $1.69 | $11,663.19 |
DisclosureSEC source: 0001437749-18-013525 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,584,885 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 18, 2018 and 3,443 shares on July 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 18, 2018 and 3,442 shares on July 19, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 18, 2018 and 3,443 shares on July 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 18, 2018 and 3,442 shares on July 19, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.67 per share to $1.72 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,649,806 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 5,092,743 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 18, 2018 and 3,443 shares on July 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 18, 2018 and 3,442 shares on July 19, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 18, 2018 Filed Jul 19, 2018 23:43 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.72 | $27,352.63 |
DisclosureSEC source: 0001437749-18-013525 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,578,000 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 18, 2018 and 3,443 shares on July 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 18, 2018 and 3,442 shares on July 19, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 18, 2018 and 3,443 shares on July 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 18, 2018 and 3,442 shares on July 19, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.70 per share to $1.75 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 18, 2018 and 3,443 shares on July 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 18, 2018 and 3,442 shares on July 19, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 17, 2018 Filed Jul 19, 2018 01:50 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.80 | $28,511.50 |
DisclosureSEC source: 0001437749-18-013460 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,562,125 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 4,850 shares of common stock on July 16, 2018 and 7,938 shares on July 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,850 shares of common stock on July 16, 2018 and 7,937 shares on July 17, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,850 shares of common stock on July 16, 2018 and 7,938 shares on July 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,850 shares of common stock on July 16, 2018 and 7,937 shares on July 17, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.78 per share to $1.81 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,638,426 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 5,081,363 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,850 shares of common stock on July 16, 2018 and 7,938 shares on July 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,850 shares of common stock on July 16, 2018 and 7,937 shares on July 17, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 16, 2018 Filed Jul 19, 2018 01:50 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 9,700 | $1.77 | $17,120.50 |
DisclosureSEC source: 0001437749-18-013460 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,546,250 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 4,850 shares of common stock on July 16, 2018 and 7,938 shares on July 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,850 shares of common stock on July 16, 2018 and 7,937 shares on July 17, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,850 shares of common stock on July 16, 2018 and 7,938 shares on July 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,850 shares of common stock on July 16, 2018 and 7,937 shares on July 17, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.74 per share to $1.79 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,850 shares of common stock on July 16, 2018 and 7,938 shares on July 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,850 shares of common stock on July 16, 2018 and 7,937 shares on July 17, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 10:03 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 9,327 | $1.80 | $16,797.93 |
DisclosureSEC source: 0001437749-18-011953 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,536,550 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 9,327 shares of common stock on June 15, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 9,327 shares of common stock on June 15, 2018. Mr. Williams is a trustee of GST. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.79 per share to $1.81 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F3 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 5,068,575 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 9,327 shares of common stock on June 15, 2018. Mr. Williams is a trustee of GST. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 01:40 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 24,498 | $1.82 | $44,463.87 |
DisclosureSEC source: 0001437749-18-011861 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,527,223 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 10,737 shares of common stock on June 13, 2018 and 24,498 shares on June 14, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 10,737 shares of common stock on June 13, 2018 and 24,498 shares on June 14, 2018. Mr. Williams is a trustee of GST. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.79 per share to $1.85 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 5,059,248 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 10,737 shares of common stock on June 13, 2018 and 24,498 shares on June 14, 2018. Mr. Williams is a trustee of GST. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 01:40 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 10,737 | $1.86 | $19,938.61 |
DisclosureSEC source: 0001437749-18-011861 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,502,725 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 10,737 shares of common stock on June 13, 2018 and 24,498 shares on June 14, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 10,737 shares of common stock on June 13, 2018 and 24,498 shares on June 14, 2018. Mr. Williams is a trustee of GST. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.83 per share to $1.88 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 10,737 shares of common stock on June 13, 2018 and 24,498 shares on June 14, 2018. Mr. Williams is a trustee of GST. Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 00:45 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 21,737 | $1.83 | $39,822.18 |
DisclosureSEC source: 0001437749-18-011664 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,491,988 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 26,922 shares of common stock on June 11, 2018 and 21,737 shares on June 12, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 26,922 shares of common stock on June 11, 2018 and 21,737 shares on June 12, 2018. Mr. Williams is a trustee of GST. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.81 per share to $1.86 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 5,024,013 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 26,922 shares of common stock on June 11, 2018 and 21,737 shares on June 12, 2018. Mr. Williams is a trustee of GST. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 00:45 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 26,922 | $1.84 | $49,509.56 |
DisclosureSEC source: 0001437749-18-011664 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,470,251 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 26,922 shares of common stock on June 11, 2018 and 21,737 shares on June 12, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 26,922 shares of common stock on June 11, 2018 and 21,737 shares on June 12, 2018. Mr. Williams is a trustee of GST. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.80 per share to $1.89 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 26,922 shares of common stock on June 11, 2018 and 21,737 shares on June 12, 2018. Mr. Williams is a trustee of GST. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.