Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Vivani Medical, Inc.VANI · Entity 6636 | Director · 10% owner | July 15, 2026 | July 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Vivani Medical, Inc.
Report date July 15, 2026 · Filed July 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 36,912,736 |
Reported balance
After 2026-07-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-07-15 · Purchase · Acquired 793,650 · Balance 36,912,736 F1: The reporting person purchased 793,650 shares of the Issuer's common stock in a private sale transaction as disclosed in the Share Purchase Agreement dated as of August 11, 2025 at a price of $1.26 per share, which was the last reported sale price of the Issuer's common stock on the Nasdaq on August 10, 2025 (the day immediately prior to August 11, 2025). The gross proceeds from this private sale transaction were $999,999.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in the transaction set forth in this footnote. F2: The reporting person owns 41,711,936 shares directly and/or indirectly as follows: (i) 4,799,200 shares of common stock owned by the reporting person, (ii) 34,786,984 shares of common stock owned by Gregg G. Williams 2006 Trust, (iii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iv) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (v) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Gregg Williams has voting and dispositive power over all of these shares. |
| Common StockSEC Table I · non-derivative | Direct | 4,799,200 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,799,200 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person purchased 793,650 shares of the Issuer's common stock in a private sale transaction as disclosed in the Share Purchase Agreement dated as of August 11, 2025 at a price of $1.26 per share, which was the last reported sale price of the Issuer's common stock on the Nasdaq on August 10, 2025 (the day immediately prior to August 11, 2025). The gross proceeds from this private sale transaction were $999,999.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in the transaction set forth in this footnote.
F2: The reporting person owns 41,711,936 shares directly and/or indirectly as follows: (i) 4,799,200 shares of common stock owned by the reporting person, (ii) 34,786,984 shares of common stock owned by Gregg G. Williams 2006 Trust, (iii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iv) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (v) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Gregg Williams has voting and dispositive power over all of these shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2018 Filed Jun 9, 2018 01:45 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 16,954 | $1.80 | $30,483.29 |
DisclosureSEC source: 0001437749-18-011528 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,443,329 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 29,908 shares of common stock on June 7, 2018 and 16,954 shares on June 8, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 29,908 shares of common stock on June 7, 2018 and 16,954 shares on June 8, 2018. Mr. Williams is a trustee of GST. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.79 per share to $1.82 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 4,975,354 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 29,908 shares of common stock on June 7, 2018 and 16,954 shares on June 8, 2018. Mr. Williams is a trustee of GST. Read SEC document |
| June 07, 2018 Filed Jun 9, 2018 01:45 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 29,908 | $1.86 | $55,569.06 |
DisclosureSEC source: 0001437749-18-011528 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,426,375 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 29,908 shares of common stock on June 7, 2018 and 16,954 shares on June 8, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 29,908 shares of common stock on June 7, 2018 and 16,954 shares on June 8, 2018. Mr. Williams is a trustee of GST. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.805 per share to $1.90 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 29,908 shares of common stock on June 7, 2018 and 16,954 shares on June 8, 2018. Mr. Williams is a trustee of GST. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 00:10 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 22,165 | $1.90 | $42,180.00 |
DisclosureSEC source: 0001437749-18-011370 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,396,467 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 21,678 shares of common stock on June 5, 2018 and 22,165 shares on June 6, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 21,678 shares of common stock on June 5, 2018 and 22,165 shares on June 6, 2018. Mr. Williams is a trustee of GST. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.88 per share to $1.91 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 4,928,492 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 21,678 shares of common stock on June 5, 2018 and 22,165 shares on June 6, 2018. Mr. Williams is a trustee of GST. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 00:10 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 21,678 | $1.94 | $41,946.93 |
DisclosureSEC source: 0001437749-18-011370 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,374,302 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 21,678 shares of common stock on June 5, 2018 and 22,165 shares on June 6, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 21,678 shares of common stock on June 5, 2018 and 22,165 shares on June 6, 2018. Mr. Williams is a trustee of GST. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.89 per share to $1.97 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 21,678 shares of common stock on June 5, 2018 and 22,165 shares on June 6, 2018. Mr. Williams is a trustee of GST. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 01:00 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 26,485 | $1.95 | $51,513.33 |
DisclosureSEC source: 0001437749-18-011319 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,319,121 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 26,485 shares of common stock on June 4, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 26,485 shares of common stock on June 4, 2018. Mr. Williams is a trustee of GST. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.90 per share to $2.00 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 26,485 shares of common stock on June 4, 2018. Mr. Williams is a trustee of GST. Read SEC document |
| June 02, 2018 Filed Jun 6, 2018 01:00 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantNon Qualified Stock Option (right to buy) · Derivative | 25,970 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0001437749-18-011319 · rdgdoc.xml · derivative · entry 3 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,970 Underlying: Common Stock · 25,970 shares Expires 2028-06-02 F4 · derivative.underlying_shares: Awarded as compensation for serving on the Board of Directors and its committees. Read SEC document |
| June 01, 2018 Filed Jun 2, 2018 00:29 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 25,355 | $1.99 | $50,329.68 |
DisclosureSEC source: 0001437749-18-011115 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,292,636 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 25,355 shares of common stock on June 1, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 25,355 shares of common stock on June 1, 2018. Mr. Williams is a trustee of GST. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.90 per share to $2.02 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F3 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 4,824,661 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 25,355 shares of common stock on June 1, 2018. Mr. Williams is a trustee of GST. Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 01:00 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 33,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-011319 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,352,624 F4 · shares: Awarded as compensation for serving on the Board of Directors and its committees. F3 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 4,884,649 shares of common stock owned by GST. F3 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 4,884,649 shares of common stock owned by GST. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 01:52 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,602 | $1.98 | $30,891.96 |
DisclosureSEC source: 0001437749-18-011042 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,267,281 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 15,602 shares of common stock on May 31, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,602 shares of common stock on May 31, 2018. Mr. Williams is a trustee of GST. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.94 per share to $2.00 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F3 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 4,799,306 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,602 shares of common stock on May 31, 2018. Mr. Williams is a trustee of GST. Read SEC document |
| May 30, 2018 Filed May 31, 2018 00:34 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCOMMON STOCK | 12,350 | $1.98 | $24,403.60 |
DisclosureSEC source: 0001437749-18-010964 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,251,679 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 12,350 shares of common stock on May 30, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 12,350 shares of common stock on May 30, 2018. Mr. Williams is a trustee of GST. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.96 per share to $1.99 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F3 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 4,783,704 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 12,350 shares of common stock on May 30, 2018. Mr. Williams is a trustee of GST. Read SEC document |
| May 03, 2018 Filed May 8, 2018 01:48 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCOMMON STOCK | 2,027,027 | $1.48 | $2,999,999.96 |
DisclosureSEC source: 0001615774-18-003426 · s110028_form4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,239,329 F2 · kind: Gregg G. Williams 2006 Trust ("GW") acquired 2,027,027 shares of common stock in a private placement pursuant to the SPA on May 3, 2018 from the issuer of a purchase price of $1.48 per share, the last reported sale price by NASDAQ on May 3, 2018. Mr. Williams is a trustee of GW Trust. F2 · shares: Gregg G. Williams 2006 Trust ("GW") acquired 2,027,027 shares of common stock in a private placement pursuant to the SPA on May 3, 2018 from the issuer of a purchase price of $1.48 per share, the last reported sale price by NASDAQ on May 3, 2018. Mr. Williams is a trustee of GW Trust. F2 · price: Gregg G. Williams 2006 Trust ("GW") acquired 2,027,027 shares of common stock in a private placement pursuant to the SPA on May 3, 2018 from the issuer of a purchase price of $1.48 per share, the last reported sale price by NASDAQ on May 3, 2018. Mr. Williams is a trustee of GW Trust. F3 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 4,771,354 shares of common stock owned by GST. Read SEC document |
| May 03, 2018 Filed May 8, 2018 01:48 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCOMMON STOCK | 4,729,730 | $1.48 | $7,000,000.40 |
DisclosureSEC source: 0001615774-18-003426 · s110028_form4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 24,212,302 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 4,729,730 shares of common stock in a private placement pursuant to a Securities Purchase Agreement ("SPA") on May 3, 2018 from the issuer at a purchase price of $1.48 per share, the last reported sale price by Nasdaq on May 3, 2018. Mr. Williams is a trustee of GST. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,729,730 shares of common stock in a private placement pursuant to a Securities Purchase Agreement ("SPA") on May 3, 2018 from the issuer at a purchase price of $1.48 per share, the last reported sale price by Nasdaq on May 3, 2018. Mr. Williams is a trustee of GST. F1 · price: Sam B Williams 95 GST Trust ("GST") acquired 4,729,730 shares of common stock in a private placement pursuant to a Securities Purchase Agreement ("SPA") on May 3, 2018 from the issuer at a purchase price of $1.48 per share, the last reported sale price by Nasdaq on May 3, 2018. Mr. Williams is a trustee of GST. F3 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 4,771,354 shares of common stock owned by GST. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 21:17 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCOMMON STOCK | 24,604 | $1.19 | $29,234.47 |
DisclosureSEC source: 0001615774-17-006983 · s108276_form4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,482,572 F1 · kind: Sam B Williams 95 GST Trust, a trust of which Mr. Williams is trustee, acquired 24,604 shares of common stock reported on this Form 4 on November 21, 2017 at an average price of $1.1882 per share, in multiple open market transactions at prices ranging from $1.16 to $1.20 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price. F1 · shares: Sam B Williams 95 GST Trust, a trust of which Mr. Williams is trustee, acquired 24,604 shares of common stock reported on this Form 4 on November 21, 2017 at an average price of $1.1882 per share, in multiple open market transactions at prices ranging from $1.16 to $1.20 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price. F1 · price: Sam B Williams 95 GST Trust, a trust of which Mr. Williams is trustee, acquired 24,604 shares of common stock reported on this Form 4 on November 21, 2017 at an average price of $1.1882 per share, in multiple open market transactions at prices ranging from $1.16 to $1.20 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price. F2 · ownership.nature: Of which, (i) Gregg Williams 2006 Trust, a trust of which Mr. Williams is trustee, owned 13,598,612 shares of common stock and warrants to purchase 6,971,269 shares of common stock, (ii) Williams International Co. LLC, whose manager is Mr. Williams, owns 1,484,254 shares and warrants to purchase 240,000 shares, (iii) Sam Williams Family Investments LLC, whose manager is Mr. Williams, owns 4,358,082 shares (and excludes warrants, with $5.00 exercise price per share, to purchase 214,921 shares, that expired July 31, 2017), and (iv) Sam B Williams 95 GST Trust, owns 41,624 shares common stock following November 21, 2017 purchases. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 00:44 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCOMMON STOCK | 11,600 | $1.18 | $13,727.44 |
DisclosureSEC source: 0001615774-17-006949 · s108256_form4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,457,968 F3 · kind: Sam B Williams 95 GST Trust, a trust of which Mr. Williams is trustee, acquired 11,600 shares of common stock reported on this Form 4 on November 20, 2017 at an average price of $1.1834 per share in multiple open market transactions at prices ranging from $1.17 to $1.20 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price. F3 · shares: Sam B Williams 95 GST Trust, a trust of which Mr. Williams is trustee, acquired 11,600 shares of common stock reported on this Form 4 on November 20, 2017 at an average price of $1.1834 per share in multiple open market transactions at prices ranging from $1.17 to $1.20 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price. F3 · price: Sam B Williams 95 GST Trust, a trust of which Mr. Williams is trustee, acquired 11,600 shares of common stock reported on this Form 4 on November 20, 2017 at an average price of $1.1834 per share in multiple open market transactions at prices ranging from $1.17 to $1.20 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price. F2 · ownership.nature: Of which, (i) Gregg Williams 2006 Trust, a trust of which Mr. Williams is trustee, owned 13,598,612 shares of common stock and warrants to purchase 6,971,269 shares of common stock, (ii) Williams International Co. LLC, whose manager is Mr. Williams, owns 1,484,254 shares and warrants to purchase 240,000 shares, (iii) Sam Williams Family Investments LLC, whose manager is Mr. Williams, owns 4,358,082 shares and warrants to purchase 214,921 shares, and (iv) Sam B Williams 95 GST Trust, owned 5,420 and 17,020 shares common stock following November 17, 2017 and November 20, 2017 purchases respectively. Read SEC document |
| November 17, 2017 Filed Nov 22, 2017 00:44 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCOMMON STOCK | 5,420 | $1.17 | $6,338.15 |
DisclosureSEC source: 0001615774-17-006949 · s108256_form4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,446,368 F1 · kind: Sam B Williams 95 GST Trust, a trust of which Mr. Williams is trustee, acquired 5,420 shares of common stock reported on this Form 4 on November 17, 2017 at an average price of $1.1694 per share, in multiple open market transactions at prices ranging from $1.16 to $1.17 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price. F1 · shares: Sam B Williams 95 GST Trust, a trust of which Mr. Williams is trustee, acquired 5,420 shares of common stock reported on this Form 4 on November 17, 2017 at an average price of $1.1694 per share, in multiple open market transactions at prices ranging from $1.16 to $1.17 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price. F1 · price: Sam B Williams 95 GST Trust, a trust of which Mr. Williams is trustee, acquired 5,420 shares of common stock reported on this Form 4 on November 17, 2017 at an average price of $1.1694 per share, in multiple open market transactions at prices ranging from $1.16 to $1.17 inclusive. The reporting person undertakes to provide the issuer or the staff of the SEC, upon request, full information regarding the number of shares acquired at each separate price. F2 · ownership.nature: Of which, (i) Gregg Williams 2006 Trust, a trust of which Mr. Williams is trustee, owned 13,598,612 shares of common stock and warrants to purchase 6,971,269 shares of common stock, (ii) Williams International Co. LLC, whose manager is Mr. Williams, owns 1,484,254 shares and warrants to purchase 240,000 shares, (iii) Sam Williams Family Investments LLC, whose manager is Mr. Williams, owns 4,358,082 shares and warrants to purchase 214,921 shares, and (iv) Sam B Williams 95 GST Trust, owned 5,420 and 17,020 shares common stock following November 17, 2017 and November 20, 2017 purchases respectively. Read SEC document |
| June 01, 2017 Filed Jun 6, 2017 01:25 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCOMMON STOCK | 56,314 | $1.17 | $66,000.01 |
DisclosureSEC source: 0001615774-17-002949 · s106447_form4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,440,948 F1 · shares: Awarded to Mr. Williams as compensation for serving on the Board of Directors and its committees. F2 · price: Price per share constitutes an average closing price of Company's stock for the preceding twenty trading days on its principal exchange. F3 · ownership.nature: Of which (i) Gregg Williams 2006 Trust, owns 13,581,826 shares and warrants to purchase 7,019,426 shares, (ii) Williams International Co. LLC, whose manager is Mr. Williams, owns 1,484,254 shares and warrants to purchase 240,000 shares, and (iii) Sam Williams Family Investments LLC, whose manager is Mr. Williams, owns 4,358,082 shares and warrants to purchase 214,921 shares. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 01:41 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseWarrant to Purchase Common · Derivative | 168,548 | $0.00 Strike: $5.00 | $168.55 |
DisclosureSEC source: 0001615774-17-001614 · s105841_form4.xml · derivative · entry 3 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 408,548 Underlying: COMMON STOCK · 168,548 shares Expires 2018-02-28 F1 · kind: Gregg G. Williams 2006 Trust, a trust of which Mr. Williams is trustee, acquired common stock and warrants in a private transaction. F1 · shares: Gregg G. Williams 2006 Trust, a trust of which Mr. Williams is trustee, acquired common stock and warrants in a private transaction. F2 · ownership.nature: Of which (i) Gregg G. Williams 2006 Trust, owns 13,542,298 shares and warrants to purchase 7,019,426 shares, (ii) Williams International Co. LLC, whose manager is Mr. Williams, owns 1,484,254 shares and warrants to purchase 240,000 shares, and (iii) Sam Williams Family Investments LLC, whose manager is Mr. Williams, owns 4,358,082 shares and warrants to purchase 214,921 shares. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 01:41 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseWarrant to Purchase Common · Derivative | 48,157 | $0.00 Strike: $5.00 | $48.16 |
DisclosureSEC source: 0001615774-17-001614 · s105841_form4.xml · derivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 263,078 Underlying: COMMON STOCK · 48,157 shares Expires 2017-07-31 F1 · kind: Gregg G. Williams 2006 Trust, a trust of which Mr. Williams is trustee, acquired common stock and warrants in a private transaction. F1 · shares: Gregg G. Williams 2006 Trust, a trust of which Mr. Williams is trustee, acquired common stock and warrants in a private transaction. F2 · ownership.nature: Of which (i) Gregg G. Williams 2006 Trust, owns 13,542,298 shares and warrants to purchase 7,019,426 shares, (ii) Williams International Co. LLC, whose manager is Mr. Williams, owns 1,484,254 shares and warrants to purchase 240,000 shares, and (iii) Sam Williams Family Investments LLC, whose manager is Mr. Williams, owns 4,358,082 shares and warrants to purchase 214,921 shares. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 01:41 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCOMMON STOCK | 4,000,000 | $1.00 | $4,000,000.00 |
DisclosureSEC source: 0001615774-17-001614 · s105841_form4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · . Disclosed balance after: 19,384,634 F1 · kind: Gregg G. Williams 2006 Trust, a trust of which Mr. Williams is trustee, acquired common stock and warrants in a private transaction. F1 · shares: Gregg G. Williams 2006 Trust, a trust of which Mr. Williams is trustee, acquired common stock and warrants in a private transaction. F2 · ownership.nature: Of which (i) Gregg G. Williams 2006 Trust, owns 13,542,298 shares and warrants to purchase 7,019,426 shares, (ii) Williams International Co. LLC, whose manager is Mr. Williams, owns 1,484,254 shares and warrants to purchase 240,000 shares, and (iii) Sam Williams Family Investments LLC, whose manager is Mr. Williams, owns 4,358,082 shares and warrants to purchase 214,921 shares. Read SEC document |
| March 14, 2017 Filed Mar 17, 2017 00:30 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantWarrant to Purchase Common Stock · Derivative | 6,802,721 | Not disclosed Strike: $1.47 | Not disclosed |
DisclosureSEC source: 0001615774-17-001109 · s105598_form4.xml · derivative · entry 5 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,802,721 Underlying: COMMON STOCK · 6,802,721 shares Expires 2022-03-14 F1 · shares: Gregg Williams 2006 Trust, a trust of which Mr. Williams is trustee, acquired common stock and warrants reported on this Form 4 pursuant to an exercise of subscription rights previously distributed by the Company to all holders of the Company's common stock. Each stockholder received a right to invest $0.47 for every share held of record on February 10, 2017, the record date, to purchase units consisting of one share of common stock and one warrant to purchase one share of common stock. The final allocations of units were confirmed on March 14, 2017. F1 · price: Gregg Williams 2006 Trust, a trust of which Mr. Williams is trustee, acquired common stock and warrants reported on this Form 4 pursuant to an exercise of subscription rights previously distributed by the Company to all holders of the Company's common stock. Each stockholder received a right to invest $0.47 for every share held of record on February 10, 2017, the record date, to purchase units consisting of one share of common stock and one warrant to purchase one share of common stock. The final allocations of units were confirmed on March 14, 2017. F2 · ownership.nature: Of which (i) Gregg Williams 2006 Trust, owns 9,525,512 shares and warrants to purchase 6,802,721 shares, (ii) Williams International Co. LLC, whose manager is Mr. Williams, owns 1,484,254 shares and warrants to purchase 240,000 shares, and (iii) Sam Williams Family Investments LLC, whose manager is Mr. Williams, owns 4,358,082 shares and warrants to purchase 214,921 shares. Read SEC document |
| March 14, 2017 Filed Mar 17, 2017 00:30 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCOMMON STOCK | 6,802,721 | $1.47 | $9,999,999.87 |
DisclosureSEC source: 0001615774-17-001109 · s105598_form4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,367,848 F1 · date: Gregg Williams 2006 Trust, a trust of which Mr. Williams is trustee, acquired common stock and warrants reported on this Form 4 pursuant to an exercise of subscription rights previously distributed by the Company to all holders of the Company's common stock. Each stockholder received a right to invest $0.47 for every share held of record on February 10, 2017, the record date, to purchase units consisting of one share of common stock and one warrant to purchase one share of common stock. The final allocations of units were confirmed on March 14, 2017. F1 · kind: Gregg Williams 2006 Trust, a trust of which Mr. Williams is trustee, acquired common stock and warrants reported on this Form 4 pursuant to an exercise of subscription rights previously distributed by the Company to all holders of the Company's common stock. Each stockholder received a right to invest $0.47 for every share held of record on February 10, 2017, the record date, to purchase units consisting of one share of common stock and one warrant to purchase one share of common stock. The final allocations of units were confirmed on March 14, 2017. F1 · shares: Gregg Williams 2006 Trust, a trust of which Mr. Williams is trustee, acquired common stock and warrants reported on this Form 4 pursuant to an exercise of subscription rights previously distributed by the Company to all holders of the Company's common stock. Each stockholder received a right to invest $0.47 for every share held of record on February 10, 2017, the record date, to purchase units consisting of one share of common stock and one warrant to purchase one share of common stock. The final allocations of units were confirmed on March 14, 2017. F1 · price: Gregg Williams 2006 Trust, a trust of which Mr. Williams is trustee, acquired common stock and warrants reported on this Form 4 pursuant to an exercise of subscription rights previously distributed by the Company to all holders of the Company's common stock. Each stockholder received a right to invest $0.47 for every share held of record on February 10, 2017, the record date, to purchase units consisting of one share of common stock and one warrant to purchase one share of common stock. The final allocations of units were confirmed on March 14, 2017. F2 · ownership.nature: Of which (i) Gregg Williams 2006 Trust, owns 9,525,512 shares and warrants to purchase 6,802,721 shares, (ii) Williams International Co. LLC, whose manager is Mr. Williams, owns 1,484,254 shares and warrants to purchase 240,000 shares, and (iii) Sam Williams Family Investments LLC, whose manager is Mr. Williams, owns 4,358,082 shares and warrants to purchase 214,921 shares. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 22:37 UTC | Vivani Medical, Inc. EYES · Entity 6636 | OtherCOMMON STOCK | 32,156 | $1.89 | $60,774.84 |
DisclosureSEC source: 0001615774-16-008745 · s104856_form4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 8,565,127 F1 · kind: 32,156 shares of common stock issuable to Williams International Co. LLC upon trigger of Long Term Investor Rights (LTIRs) as described in the Company's final prospectus dated November 20, 2014. F1 · shares: 32,156 shares of common stock issuable to Williams International Co. LLC upon trigger of Long Term Investor Rights (LTIRs) as described in the Company's final prospectus dated November 20, 2014. F2 · price: The closing price of the Company's shares on December 2, 2016, the date on which independent CPA firm determined number of shares issuable on trigger of LTIRs. F3 · ownership.nature: Of which (i) Gregg Williams 2006 Trust, whose trustee and principal beneficiary is Mr. Williams, owns 2,722,791 shares, (ii) Williams International Co. LLC, whose manager is Mr. Williams, owns 1,484,254 shares and warrants to purchase 240,000 shares, and (iii) Sam Williams Family Investments LLC, whose manager is Mr. Williams, owns 4,358,082 shares and warrants to purchase 214,921 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.