Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Vivani Medical, Inc.VANI · Entity 6636 | Director · 10% owner | July 15, 2026 | July 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Vivani Medical, Inc.
Report date July 15, 2026 · Filed July 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 36,912,736 |
Reported balance
After 2026-07-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-07-15 · Purchase · Acquired 793,650 · Balance 36,912,736 F1: The reporting person purchased 793,650 shares of the Issuer's common stock in a private sale transaction as disclosed in the Share Purchase Agreement dated as of August 11, 2025 at a price of $1.26 per share, which was the last reported sale price of the Issuer's common stock on the Nasdaq on August 10, 2025 (the day immediately prior to August 11, 2025). The gross proceeds from this private sale transaction were $999,999.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in the transaction set forth in this footnote. F2: The reporting person owns 41,711,936 shares directly and/or indirectly as follows: (i) 4,799,200 shares of common stock owned by the reporting person, (ii) 34,786,984 shares of common stock owned by Gregg G. Williams 2006 Trust, (iii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iv) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (v) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Gregg Williams has voting and dispositive power over all of these shares. |
| Common StockSEC Table I · non-derivative | Direct | 4,799,200 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,799,200 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person purchased 793,650 shares of the Issuer's common stock in a private sale transaction as disclosed in the Share Purchase Agreement dated as of August 11, 2025 at a price of $1.26 per share, which was the last reported sale price of the Issuer's common stock on the Nasdaq on August 10, 2025 (the day immediately prior to August 11, 2025). The gross proceeds from this private sale transaction were $999,999.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in the transaction set forth in this footnote.
F2: The reporting person owns 41,711,936 shares directly and/or indirectly as follows: (i) 4,799,200 shares of common stock owned by the reporting person, (ii) 34,786,984 shares of common stock owned by Gregg G. Williams 2006 Trust, (iii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iv) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (v) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Gregg Williams has voting and dispositive power over all of these shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2019 Filed May 13, 2019 23:45 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 12,084 | $0.94 | $11,362.59 |
DisclosureSEC source: 0001209191-19-029474 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,234,182 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,878 shares of common stock on May 10, 2019 and 6,042 shares on May 13, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,877 shares of common stock on May 10, 2019 and 6,042 shares on May 13, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.93 per share to $0.95 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,662,295 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,105,242 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,878 shares of common stock on May 10, 2019 and 6,042 shares on May 13, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,877 shares of common stock on May 10, 2019 and 6,042 shares on May 13, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| May 10, 2019 Filed May 13, 2019 23:45 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 7,755 | $0.95 | $7,385.09 |
DisclosureSEC source: 0001209191-19-029474 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,222,098 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,878 shares of common stock on May 10, 2019 and 6,042 shares on May 13, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,877 shares of common stock on May 10, 2019 and 6,042 shares on May 13, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.9301 per share to $.9787 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,878 shares of common stock on May 10, 2019 and 6,042 shares on May 13, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,877 shares of common stock on May 10, 2019 and 6,042 shares on May 13, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| May 09, 2019 Filed May 10, 2019 00:02 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 15,365 | $0.95 | $14,542.97 |
DisclosureSEC source: 0001209191-19-028647 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,214,343 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 6,297 shares of common stock on May 8, 2019 and 7,683 shares on May 9, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,297 shares of common stock on May 8, 2019 and 7,682 shares on May 9, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.9344 per share to $.9597 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,652,367 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,095,322 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 6,297 shares of common stock on May 8, 2019 and 7,683 shares on May 9, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,297 shares of common stock on May 8, 2019 and 7,682 shares on May 9, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| May 08, 2019 Filed May 10, 2019 00:02 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 12,594 | $0.97 | $12,174.62 |
DisclosureSEC source: 0001209191-19-028647 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,198,978 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 6,297 shares of common stock on May 8, 2019 and 7,683 shares on May 9, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,297 shares of common stock on May 8, 2019 and 7,682 shares on May 9, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.94 per share to $.98 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 6,297 shares of common stock on May 8, 2019 and 7,683 shares on May 9, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,297 shares of common stock on May 8, 2019 and 7,682 shares on May 9, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| May 07, 2019 Filed May 7, 2019 23:48 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 7,868 | $1.00 | $7,854.62 |
DisclosureSEC source: 0001209191-19-028117 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,186,384 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 1,646 shares of common stock on May 6, 2019 and 3,934 shares on May 7, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 1,645 shares of common stock on May 6, 2019 and 3,934 shares on May 7, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.98 per share to $1.01 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,638,397 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,081,342 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 1,646 shares of common stock on May 6, 2019 and 3,934 shares on May 7, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 1,645 shares of common stock on May 6, 2019 and 3,934 shares on May 7, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| May 06, 2019 Filed May 7, 2019 23:48 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 3,291 | $1.00 | $3,290.34 |
DisclosureSEC source: 0001209191-19-028117 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,178,516 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 1,646 shares of common stock on May 6, 2019 and 3,934 shares on May 7, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 1,645 shares of common stock on May 6, 2019 and 3,934 shares on May 7, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.99 per share to $1.01 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 1,646 shares of common stock on May 6, 2019 and 3,934 shares on May 7, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 1,645 shares of common stock on May 6, 2019 and 3,934 shares on May 7, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| May 03, 2019 Filed May 3, 2019 21:42 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 6,200 | $1.00 | $6,201.24 |
DisclosureSEC source: 0001209191-19-027497 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,175,225 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 8,255 shares of common stock on May 2, 2019 and 3,100 shares on May 3, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,255 shares of common stock on May 2, 2019 and 3,100 shares on May 3, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.993 per share to $1.01 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,632,818 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,075,762 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 8,255 shares of common stock on May 2, 2019 and 3,100 shares on May 3, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,255 shares of common stock on May 2, 2019 and 3,100 shares on May 3, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| May 02, 2019 Filed May 3, 2019 21:42 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 16,510 | $0.99 | $16,389.48 |
DisclosureSEC source: 0001209191-19-027497 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,169,025 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 8,255 shares of common stock on May 2, 2019 and 3,100 shares on May 3, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,255 shares of common stock on May 2, 2019 and 3,100 shares on May 3, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.98 per share to $1.02 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 8,255 shares of common stock on May 2, 2019 and 3,100 shares on May 3, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,255 shares of common stock on May 2, 2019 and 3,100 shares on May 3, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| May 01, 2019 Filed May 1, 2019 22:39 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 23,817 | $1.00 | $23,764.60 |
DisclosureSEC source: 0001209191-19-026868 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,152,515 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,020 shares of common stock on April 30, 2019 and 11,909 shares on May 1, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,019 shares of common stock on April 30, 2019 and 11,908 shares on May 1, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.93 per share to $1.04 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,621,463 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,064,407 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,020 shares of common stock on April 30, 2019 and 11,909 shares on May 1, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,019 shares of common stock on April 30, 2019 and 11,908 shares on May 1, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 30, 2019 Filed May 1, 2019 22:39 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 6,039 | $0.92 | $5,558.90 |
DisclosureSEC source: 0001209191-19-026868 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,128,698 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,020 shares of common stock on April 30, 2019 and 11,909 shares on May 1, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,019 shares of common stock on April 30, 2019 and 11,908 shares on May 1, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.9058 per share to $0.93 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,020 shares of common stock on April 30, 2019 and 11,909 shares on May 1, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,019 shares of common stock on April 30, 2019 and 11,908 shares on May 1, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 29, 2019 Filed Apr 29, 2019 23:29 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 15,746 | $0.93 | $14,580.80 |
DisclosureSEC source: 0001209191-19-026493 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,122,659 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,179 shares of common stock on April 26, 2019 and 7,873 shares on April 29, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,178 shares of common stock on April 26, 2019 and 7,873 shares on April 29, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.9013 per share to $0.9366 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,606,536 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,049,478 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,179 shares of common stock on April 26, 2019 and 7,873 shares on April 29, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,178 shares of common stock on April 26, 2019 and 7,873 shares on April 29, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 26, 2019 Filed Apr 29, 2019 23:29 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 8,357 | $0.93 | $7,730.23 |
DisclosureSEC source: 0001209191-19-026493 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,106,913 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,179 shares of common stock on April 26, 2019 and 7,873 shares on April 29, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,178 shares of common stock on April 26, 2019 and 7,873 shares on April 29, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.9047 per share to $0.9380 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,179 shares of common stock on April 26, 2019 and 7,873 shares on April 29, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,178 shares of common stock on April 26, 2019 and 7,873 shares on April 29, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 25, 2019 Filed Apr 25, 2019 22:07 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 13,496 | $0.88 | $11,876.48 |
DisclosureSEC source: 0001209191-19-026025 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,098,556 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,011 shares of common stock on April 24, 2019 and 6,748 shares on April 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,010 shares of common stock on April 24, 2019 and 6,748 shares on April 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.87 per share to $0.89 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,594,485 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,037,426 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,011 shares of common stock on April 24, 2019 and 6,748 shares on April 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,010 shares of common stock on April 24, 2019 and 6,748 shares on April 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 22:07 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 14,021 | $0.89 | $12,496.92 |
DisclosureSEC source: 0001209191-19-026025 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,085,060 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,011 shares of common stock on April 24, 2019 and 6,748 shares on April 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,010 shares of common stock on April 24, 2019 and 6,748 shares on April 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.885 per share to $0.90 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,011 shares of common stock on April 24, 2019 and 6,748 shares on April 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,010 shares of common stock on April 24, 2019 and 6,748 shares on April 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 23, 2019 Filed Apr 23, 2019 22:14 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 31,320 | $0.92 | $28,789.34 |
DisclosureSEC source: 0001209191-19-025607 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,071,039 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,254 shares of common stock on April 22, 2019 and 15,660 shares on April 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,254 shares of common stock on April 22, 2019 and 15,660 shares on April 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8932 per share to $0.9479 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,580,727 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,023,667 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,254 shares of common stock on April 22, 2019 and 15,660 shares on April 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,254 shares of common stock on April 22, 2019 and 15,660 shares on April 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 22, 2019 Filed Apr 23, 2019 22:14 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 14,508 | $0.95 | $13,770.99 |
DisclosureSEC source: 0001209191-19-025607 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,039,719 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,254 shares of common stock on April 22, 2019 and 15,660 shares on April 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,254 shares of common stock on April 22, 2019 and 15,660 shares on April 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.9243 per share to $0.9699 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,254 shares of common stock on April 22, 2019 and 15,660 shares on April 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,254 shares of common stock on April 22, 2019 and 15,660 shares on April 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 18, 2019 Filed Apr 19, 2019 00:28 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 31,746 | $0.98 | $31,053.94 |
DisclosureSEC source: 0001209191-19-025313 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,025,211 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 10,766 shares of common stock on April 17, 2019 and 15,873 shares on April 18, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 10,766 shares of common stock on April 17, 2019 and 15,873 shares on April 18, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.95 per share to $1.01 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,557,813 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,000,753 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 10,766 shares of common stock on April 17, 2019 and 15,873 shares on April 18, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 10,766 shares of common stock on April 17, 2019 and 15,873 shares on April 18, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 17, 2019 Filed Apr 19, 2019 00:28 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 21,532 | $1.03 | $22,175.81 |
DisclosureSEC source: 0001209191-19-025313 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,993,465 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 10,766 shares of common stock on April 17, 2019 and 15,873 shares on April 18, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 10,766 shares of common stock on April 17, 2019 and 15,873 shares on April 18, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.00 per share to $1.05 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 10,766 shares of common stock on April 17, 2019 and 15,873 shares on April 18, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 10,766 shares of common stock on April 17, 2019 and 15,873 shares on April 18, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 16, 2019 Filed Apr 16, 2019 21:24 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 11,782 | $1.08 | $12,711.60 |
DisclosureSEC source: 0001209191-19-024786 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,971,933 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 6,652 shares of common stock on April 15, 2019 and 5,891 shares on April 16, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,652 shares of common stock on April 15, 2019 and 5,891 shares on April 16, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.05 per share to $1.09 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,531,174 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 16,974,114 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 6,652 shares of common stock on April 15, 2019 and 5,891 shares on April 16, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,652 shares of common stock on April 15, 2019 and 5,891 shares on April 16, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 21:24 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 13,304 | $1.07 | $14,287.17 |
DisclosureSEC source: 0001209191-19-024786 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,960,151 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 6,652 shares of common stock on April 15, 2019 and 5,891 shares on April 16, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,652 shares of common stock on April 15, 2019 and 5,891 shares on April 16, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.04 per share to $1.09 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 6,652 shares of common stock on April 15, 2019 and 5,891 shares on April 16, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,652 shares of common stock on April 15, 2019 and 5,891 shares on April 16, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 12, 2019 Filed Apr 12, 2019 23:41 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 15,704 | $1.07 | $16,753.03 |
DisclosureSEC source: 0001209191-19-024533 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,946,847 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on April 11, 2019 and 7,852 shares on April 12, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on April 11, 2019 and 7,852 shares on April 12, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.05 per share to $1.09 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,518,631 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 16,961,571 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on April 11, 2019 and 7,852 shares on April 12, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on April 11, 2019 and 7,852 shares on April 12, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 23:41 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 31,746 | $1.06 | $33,771.39 |
DisclosureSEC source: 0001209191-19-024533 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,931,143 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on April 11, 2019 and 7,852 shares on April 12, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on April 11, 2019 and 7,852 shares on April 12, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.00 per share to $1.09 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on April 11, 2019 and 7,852 shares on April 12, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on April 11, 2019 and 7,852 shares on April 12, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 10, 2019 Filed Apr 10, 2019 22:12 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 31,746 | $0.98 | $31,095.21 |
DisclosureSEC source: 0001209191-19-024304 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,899,397 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on April 9, 2019 and 15,873 shares on April 10, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on April 9, 2019 and 15,873 shares on April 10, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.9199 per share to $1.04 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,494,906 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 16,937,846 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on April 9, 2019 and 15,873 shares on April 10, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on April 9, 2019 and 15,873 shares on April 10, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 22:12 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 31,746 | $0.92 | $29,174.57 |
DisclosureSEC source: 0001209191-19-024304 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,867,651 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on April 9, 2019 and 15,873 shares on April 10, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on April 9, 2019 and 15,873 shares on April 10, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.89 per share to $0.94 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on April 9, 2019 and 15,873 shares on April 10, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on April 9, 2019 and 15,873 shares on April 10, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 08, 2019 Filed Apr 8, 2019 22:22 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 16,504 | $0.85 | $14,094.42 |
DisclosureSEC source: 0001209191-19-024034 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,835,905 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,303 shares of common stock on April 5, 2019 and 8,252 shares on April 8, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,302 shares of common stock on April 5, 2019 and 8,252 shares on April 8, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8542 per share to $0.872 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,463,160 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 16,906,100 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,303 shares of common stock on April 5, 2019 and 8,252 shares on April 8, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,302 shares of common stock on April 5, 2019 and 8,252 shares on April 8, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 05, 2019 Filed Apr 8, 2019 22:22 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 30,605 | $0.86 | $26,399.87 |
DisclosureSEC source: 0001209191-19-024034 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,819,401 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,303 shares of common stock on April 5, 2019 and 8,252 shares on April 8, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,302 shares of common stock on April 5, 2019 and 8,252 shares on April 8, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8401 per share to $0.8679 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,303 shares of common stock on April 5, 2019 and 8,252 shares on April 8, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,302 shares of common stock on April 5, 2019 and 8,252 shares on April 8, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 04, 2019 Filed Apr 5, 2019 00:32 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 20,450 | $0.85 | $17,315.02 |
DisclosureSEC source: 0001209191-19-023757 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,788,796 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 8,237 shares of common stock on April 3, 2019 and 10,225 shares on April 4, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,236 shares of common stock on April 3, 2019 and 10,225 shares on April 4, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8302 per share to $0.8574 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,439,606 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 16,882,545 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 8,237 shares of common stock on April 3, 2019 and 10,225 shares on April 4, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,236 shares of common stock on April 3, 2019 and 10,225 shares on April 4, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 00:32 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 16,473 | $0.84 | $13,771.43 |
DisclosureSEC source: 0001209191-19-023757 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,768,346 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 8,237 shares of common stock on April 3, 2019 and 10,225 shares on April 4, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,236 shares of common stock on April 3, 2019 and 10,225 shares on April 4, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.823 per share to $0.8419 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 8,237 shares of common stock on April 3, 2019 and 10,225 shares on April 4, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,236 shares of common stock on April 3, 2019 and 10,225 shares on April 4, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 02, 2019 Filed Apr 2, 2019 23:11 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 27,888 | $0.82 | $22,728.72 |
DisclosureSEC source: 0001209191-19-022762 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,751,873 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,875 shares of common stock on April 1, 2019 and 13,944 shares on April 2, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,875 shares of common stock on April 1, 2019 and 13,944 shares on April 2, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.80 per share to $0.8499 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,421,145 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 16,864,083 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,875 shares of common stock on April 1, 2019 and 13,944 shares on April 2, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,875 shares of common stock on April 1, 2019 and 13,944 shares on April 2, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 23:11 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 31,750 | $0.83 | $26,466.80 |
DisclosureSEC source: 0001209191-19-022762 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,723,985 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,875 shares of common stock on April 1, 2019 and 13,944 shares on April 2, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,875 shares of common stock on April 1, 2019 and 13,944 shares on April 2, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.785 per share to $0.85 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,875 shares of common stock on April 1, 2019 and 13,944 shares on April 2, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,875 shares of common stock on April 1, 2019 and 13,944 shares on April 2, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 22:09 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantWarrant to Purchase Common Stock · Derivative | 41,436,463 | Not disclosed Strike: $1.47 | Not disclosed |
DisclosureSEC source: 0001209191-19-013617 · doc4.xml · derivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 48,239,184 Underlying: Common Stock · 41,436,463 shares Expires 2024-03-14 F4 · shares: GST Trust acquired 6,906,077 warrants to purchase common stock, the GW Trust acquired 6,906,077 warrants to purchase common stock and Williams International Co. LLC acquired 27,624,309 warrants to purchase common stock pursuant to a Rights Offering with the final allocation of shares confirmed on February 22, 2019. Mr. Williams is a trustee of each of these entities. F2 · price: The common stock and warrants reported on this Form 4, were acquired upon exercise of subscription rights to purchase units previously distributed by the Issuer to holders of its common stock. Each unit consisted of one share of common stock and one warrant. The purchase price was $0.724 per unit. F3 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,391,326 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 16,834,264 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F4 · ownership.nature: GST Trust acquired 6,906,077 warrants to purchase common stock, the GW Trust acquired 6,906,077 warrants to purchase common stock and Williams International Co. LLC acquired 27,624,309 warrants to purchase common stock pursuant to a Rights Offering with the final allocation of shares confirmed on February 22, 2019. Mr. Williams is a trustee of each of these entities. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 22:09 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 41,436,463 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-013617 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,692,235 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 6,906,077 shares of common stock, the Gregg G. Williams 2006 Trust ("GW") acquired 6,906,077 shares of common stock and the Williams International Co. LLC acquired 27,624,309 shares of common stock pursuant to a Rights Offering with the final allocation of shares confirmed on February 22, 2019. Mr. Williams is a trustee of each of these entities. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 6,906,077 shares of common stock, the Gregg G. Williams 2006 Trust ("GW") acquired 6,906,077 shares of common stock and the Williams International Co. LLC acquired 27,624,309 shares of common stock pursuant to a Rights Offering with the final allocation of shares confirmed on February 22, 2019. Mr. Williams is a trustee of each of these entities. F2 · price: The common stock and warrants reported on this Form 4, were acquired upon exercise of subscription rights to purchase units previously distributed by the Issuer to holders of its common stock. Each unit consisted of one share of common stock and one warrant. The purchase price was $0.724 per unit. F3 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,391,326 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 16,834,264 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 6,906,077 shares of common stock, the Gregg G. Williams 2006 Trust ("GW") acquired 6,906,077 shares of common stock and the Williams International Co. LLC acquired 27,624,309 shares of common stock pursuant to a Rights Offering with the final allocation of shares confirmed on February 22, 2019. Mr. Williams is a trustee of each of these entities. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 13:27 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 3,275,100 | $0.92 | $2,999,991.60 |
DisclosureSEC source: 0001437749-18-021992 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 36,255,772 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 1,637,550 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,637,550 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on December 12, 2018 from the issuer at a purchase price of $0.916 per share, the last reported sale price by Nasdaq on December 12, 2018. Mr. Williams is a trustee of GST and GW. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 1,637,550 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,637,550 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on December 12, 2018 from the issuer at a purchase price of $0.916 per share, the last reported sale price by Nasdaq on December 12, 2018. Mr. Williams is a trustee of GST and GW. F1 · price: Sam B Williams 95 GST Trust ("GST") acquired 1,637,550 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,637,550 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on December 12, 2018 from the issuer at a purchase price of $0.916 per share, the last reported sale price by Nasdaq on December 12, 2018. Mr. Williams is a trustee of GST and GW. F2 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 20,485,249 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 9,928,187 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 1,637,550 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,637,550 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on December 12, 2018 from the issuer at a purchase price of $0.916 per share, the last reported sale price by Nasdaq on December 12, 2018. Mr. Williams is a trustee of GST and GW. Read SEC document |
| October 18, 2018 Filed Oct 22, 2018 23:49 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 2,467,767 | $1.62 | $3,997,782.54 |
DisclosureSEC source: 0001437749-18-018569 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 32,980,672 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 1,233,863 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,233,864 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on October 18, 2018 from the issuer at a purchase price of $1.62 per share, the last reported sale price by Nasdaq on October 18, 2018. Mr. Williams is a trustee of GST and GW. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 1,233,863 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,233,864 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on October 18, 2018 from the issuer at a purchase price of $1.62 per share, the last reported sale price by Nasdaq on October 18, 2018. Mr. Williams is a trustee of GST and GW. F1 · price: Sam B Williams 95 GST Trust ("GST") acquired 1,233,863 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,233,864 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on October 18, 2018 from the issuer at a purchase price of $1.62 per share, the last reported sale price by Nasdaq on October 18, 2018. Mr. Williams is a trustee of GST and GW. F2 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 18,847,699 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 8,290,637 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 1,233,863 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,233,864 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on October 18, 2018 from the issuer at a purchase price of $1.62 per share, the last reported sale price by Nasdaq on October 18, 2018. Mr. Williams is a trustee of GST and GW. Read SEC document |
| October 16, 2018 Filed Oct 16, 2018 22:47 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 9,988 | $1.68 | $16,819.79 |
DisclosureSEC source: 0001437749-18-018359 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,512,945 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 3,822 shares of common stock on October 15, 2018 and 4,994 shares on October 16, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,823 shares of common stock on October15, 2018 and 4,994 shares on October 16, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,822 shares of common stock on October 15, 2018 and 4,994 shares on October 16, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,823 shares of common stock on October15, 2018 and 4,994 shares on October 16, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.64 per share to $1.70 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,613,835 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 7,056,774 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,822 shares of common stock on October 15, 2018 and 4,994 shares on October 16, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,823 shares of common stock on October15, 2018 and 4,994 shares on October 16, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| October 15, 2018 Filed Oct 16, 2018 22:47 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 7,645 | $1.63 | $12,438.42 |
DisclosureSEC source: 0001437749-18-018359 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,502,957 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 3,822 shares of common stock on October 15, 2018 and 4,994 shares on October 16, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,823 shares of common stock on October15, 2018 and 4,994 shares on October 16, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,822 shares of common stock on October 15, 2018 and 4,994 shares on October 16, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,823 shares of common stock on October15, 2018 and 4,994 shares on October 16, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.61 per share to $1.65 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,822 shares of common stock on October 15, 2018 and 4,994 shares on October 16, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,823 shares of common stock on October15, 2018 and 4,994 shares on October 16, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| October 12, 2018 Filed Oct 13, 2018 01:33 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 7,694 | $1.62 | $12,448.89 |
DisclosureSEC source: 0001437749-18-018262 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,495,312 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,854 shares of common stock on October 11, 2018 and 3,847 shares on October 12, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,855 shares of common stock on October11, 2018 and 3,847 shares on October 12, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,854 shares of common stock on October 11, 2018 and 3,847 shares on October 12, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,855 shares of common stock on October11, 2018 and 3,847 shares on October 12, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.58 per share to $1.65 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,605,018 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 7,047,958 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,854 shares of common stock on October 11, 2018 and 3,847 shares on October 12, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,855 shares of common stock on October11, 2018 and 3,847 shares on October 12, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| October 11, 2018 Filed Oct 13, 2018 01:33 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 11,709 | $1.60 | $18,746.11 |
DisclosureSEC source: 0001437749-18-018262 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,487,618 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,854 shares of common stock on October 11, 2018 and 3,847 shares on October 12, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,855 shares of common stock on October11, 2018 and 3,847 shares on October 12, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,854 shares of common stock on October 11, 2018 and 3,847 shares on October 12, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,855 shares of common stock on October11, 2018 and 3,847 shares on October 12, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.55 per share to $1.64 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,854 shares of common stock on October 11, 2018 and 3,847 shares on October 12, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,855 shares of common stock on October11, 2018 and 3,847 shares on October 12, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 00:05 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.60 | $25,431.75 |
DisclosureSEC source: 0001437749-18-018137 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,475,909 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,229 shares of common stock on October 9, 2018 and 7,938 shares on October 10, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,229 shares of common stock on October 9, 2018 and 7,937 shares on October 10, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,229 shares of common stock on October 9, 2018 and 7,938 shares on October 10, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,229 shares of common stock on October 9, 2018 and 7,937 shares on October 10, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.585 per share to $1.62 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,595,316 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 7,038,257 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,229 shares of common stock on October 9, 2018 and 7,938 shares on October 10, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,229 shares of common stock on October 9, 2018 and 7,937 shares on October 10, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 00:05 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 10,458 | $1.64 | $17,182.49 |
DisclosureSEC source: 0001437749-18-018137 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,460,034 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,229 shares of common stock on October 9, 2018 and 7,938 shares on October 10, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,229 shares of common stock on October 9, 2018 and 7,937 shares on October 10, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,229 shares of common stock on October 9, 2018 and 7,938 shares on October 10, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,229 shares of common stock on October 9, 2018 and 7,937 shares on October 10, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.61 per share to $1.67 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,229 shares of common stock on October 9, 2018 and 7,938 shares on October 10, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,229 shares of common stock on October 9, 2018 and 7,937 shares on October 10, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 13:30 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.72 | $27,305.00 |
DisclosureSEC source: 0001437749-18-018066 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,449,576 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,447 shares of common stock on October 4, 2018 and 7,938 shares on October 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,447 shares of common stock on October 4, 2018 and 7,937 shares on October 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,447 shares of common stock on October 4, 2018 and 7,938 shares on October 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,447 shares of common stock on October 4, 2018 and 7,937 shares on October 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.685 per share to $1.77 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,582,150 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 7,025,090 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,447 shares of common stock on October 4, 2018 and 7,938 shares on October 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,447 shares of common stock on October 4, 2018 and 7,937 shares on October 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| October 04, 2018 Filed Oct 9, 2018 13:30 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 10,894 | $1.79 | $19,445.79 |
DisclosureSEC source: 0001437749-18-018066 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,433,701 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,447 shares of common stock on October 4, 2018 and 7,938 shares on October 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,447 shares of common stock on October 4, 2018 and 7,937 shares on October 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,447 shares of common stock on October 4, 2018 and 7,938 shares on October 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,447 shares of common stock on October 4, 2018 and 7,937 shares on October 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.76 per share to $1.81 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,447 shares of common stock on October 4, 2018 and 7,938 shares on October 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,447 shares of common stock on October 4, 2018 and 7,937 shares on October 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| October 03, 2018 Filed Oct 4, 2018 22:09 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 8,200 | $1.76 | $14,391.00 |
DisclosureSEC source: 0001437749-18-017989 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,422,807 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on October 2, 2018 and 4,100 shares on October 3, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on October 2, 2018 and 4,100 shares on October 3, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.74 per share to $1.78 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,568,766 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 7,011,705 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on October 2, 2018 and 4,100 shares on October 3, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on October 2, 2018 and 4,100 shares on October 3, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| October 02, 2018 Filed Oct 4, 2018 22:09 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.81 | $28,749.63 |
DisclosureSEC source: 0001437749-18-017989 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,414,607 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on October 2, 2018 and 4,100 shares on October 3, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on October 2, 2018 and 4,100 shares on October 3, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.78 per share to $1.85 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on October 2, 2018 and 4,100 shares on October 3, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on October 2, 2018 and 4,100 shares on October 3, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 00:56 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.86 | $29,543.38 |
DisclosureSEC source: 0001437749-18-017688 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,398,732 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 4,611 shares of common stock on September 28, 2018 and 7,938 shares on October 1, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,612 shares of common stock on September 28, 2018 and 7,937 shares on October 1, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,611 shares of common stock on September 28, 2018 and 7,938 shares on October 1, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,612 shares of common stock on September 28, 2018 and 7,937 shares on October 1, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.81 per share to $1.90 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,556,728 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,999,668 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,611 shares of common stock on September 28, 2018 and 7,938 shares on October 1, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,612 shares of common stock on September 28, 2018 and 7,937 shares on October 1, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 00:56 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 9,223 | $1.90 | $17,542.15 |
DisclosureSEC source: 0001437749-18-017688 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,382,857 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 4,611 shares of common stock on September 28, 2018 and 7,938 shares on October 1, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,612 shares of common stock on September 28, 2018 and 7,937 shares on October 1, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,611 shares of common stock on September 28, 2018 and 7,938 shares on October 1, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,612 shares of common stock on September 28, 2018 and 7,937 shares on October 1, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.88 per share to $1.93 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,611 shares of common stock on September 28, 2018 and 7,938 shares on October 1, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,612 shares of common stock on September 28, 2018 and 7,937 shares on October 1, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 00:17 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.93 | $30,702.25 |
DisclosureSEC source: 0001437749-18-017562 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,373,634 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,439 shares of common stock on September 26, 2018 and 7,938 shares on September 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,439 shares of common stock on September 26, 2018 and 7,937 shares on September 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,439 shares of common stock on September 26, 2018 and 7,938 shares on September 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,439 shares of common stock on September 26, 2018 and 7,937 shares on September 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.90 per share to $1.97 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,544,179 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,987,119 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,439 shares of common stock on September 26, 2018 and 7,938 shares on September 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,439 shares of common stock on September 26, 2018 and 7,937 shares on September 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 00:17 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 10,878 | $1.96 | $21,288.25 |
DisclosureSEC source: 0001437749-18-017562 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,357,759 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,439 shares of common stock on September 26, 2018 and 7,938 shares on September 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,439 shares of common stock on September 26, 2018 and 7,937 shares on September 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,439 shares of common stock on September 26, 2018 and 7,938 shares on September 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,439 shares of common stock on September 26, 2018 and 7,937 shares on September 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.91 per share to $1.98 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,439 shares of common stock on September 26, 2018 and 7,938 shares on September 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,439 shares of common stock on September 26, 2018 and 7,937 shares on September 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 25, 2018 Filed Sep 25, 2018 22:52 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,875 | $1.89 | $29,924.38 |
DisclosureSEC source: 0001437749-18-017453 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,346,881 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,760 shares of common stock on September 24, 2018 and 7,938 shares on September 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,760 shares of common stock on September 24, 2018 and 7,937 shares on September 25, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,760 shares of common stock on September 24, 2018 and 7,938 shares on September 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,760 shares of common stock on September 24, 2018 and 7,937 shares on September 25, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.83 per share to $1.92 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,530,803 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,973,742 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,760 shares of common stock on September 24, 2018 and 7,938 shares on September 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,760 shares of common stock on September 24, 2018 and 7,937 shares on September 25, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 24, 2018 Filed Sep 25, 2018 22:52 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 15,520 | $1.86 | $28,882.72 |
DisclosureSEC source: 0001437749-18-017453 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,331,006 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,760 shares of common stock on September 24, 2018 and 7,938 shares on September 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,760 shares of common stock on September 24, 2018 and 7,937 shares on September 25, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,760 shares of common stock on September 24, 2018 and 7,938 shares on September 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,760 shares of common stock on September 24, 2018 and 7,937 shares on September 25, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.82 per share to $1.88 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,760 shares of common stock on September 24, 2018 and 7,938 shares on September 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,760 shares of common stock on September 24, 2018 and 7,937 shares on September 25, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.