Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Vivani Medical, Inc.VANI · Entity 6636 | Director · 10% owner | July 15, 2026 | July 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Vivani Medical, Inc.
Report date July 15, 2026 · Filed July 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 36,912,736 |
Reported balance
After 2026-07-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-07-15 · Purchase · Acquired 793,650 · Balance 36,912,736 F1: The reporting person purchased 793,650 shares of the Issuer's common stock in a private sale transaction as disclosed in the Share Purchase Agreement dated as of August 11, 2025 at a price of $1.26 per share, which was the last reported sale price of the Issuer's common stock on the Nasdaq on August 10, 2025 (the day immediately prior to August 11, 2025). The gross proceeds from this private sale transaction were $999,999.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in the transaction set forth in this footnote. F2: The reporting person owns 41,711,936 shares directly and/or indirectly as follows: (i) 4,799,200 shares of common stock owned by the reporting person, (ii) 34,786,984 shares of common stock owned by Gregg G. Williams 2006 Trust, (iii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iv) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (v) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Gregg Williams has voting and dispositive power over all of these shares. |
| Common StockSEC Table I · non-derivative | Direct | 4,799,200 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,799,200 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person purchased 793,650 shares of the Issuer's common stock in a private sale transaction as disclosed in the Share Purchase Agreement dated as of August 11, 2025 at a price of $1.26 per share, which was the last reported sale price of the Issuer's common stock on the Nasdaq on August 10, 2025 (the day immediately prior to August 11, 2025). The gross proceeds from this private sale transaction were $999,999.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in the transaction set forth in this footnote.
F2: The reporting person owns 41,711,936 shares directly and/or indirectly as follows: (i) 4,799,200 shares of common stock owned by the reporting person, (ii) 34,786,984 shares of common stock owned by Gregg G. Williams 2006 Trust, (iii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iv) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (v) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Gregg Williams has voting and dispositive power over all of these shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 24, 2019 Filed Jul 25, 2019 22:07 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 5,000 | $0.89 | $4,436.00 |
DisclosureSEC source: 0001209191-19-043252 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 79,106,928 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 2,500 shares of common stock on July 24, 2019 and 2,735 shares on July 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,500 shares of common stock on July 24, 2019 and 2,735 shares on July 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.863 per share to $0.90 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 2,500 shares of common stock on July 24, 2019 and 2,735 shares on July 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,500 shares of common stock on July 24, 2019 and 2,735 shares on July 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 23, 2019 Filed Jul 23, 2019 21:45 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 12,296 | $0.88 | $10,827.86 |
DisclosureSEC source: 0001209191-19-042976 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 79,101,928 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 2,012 shares of common stock on July 22, 2019 and 6,148 shares on July 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,012 shares of common stock on July 22, 2019 and 6,148 shares on July 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.85 per share to $0.9001 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 28,096,160 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,539,123 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 2,012 shares of common stock on July 22, 2019 and 6,148 shares on July 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,012 shares of common stock on July 22, 2019 and 6,148 shares on July 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 22, 2019 Filed Jul 23, 2019 21:45 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 4,024 | $0.88 | $3,524.22 |
DisclosureSEC source: 0001209191-19-042976 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 79,089,632 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 2,012 shares of common stock on July 22, 2019 and 6,148 shares on July 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,012 shares of common stock on July 22, 2019 and 6,148 shares on July 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8502 per share to $0.90 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 2,012 shares of common stock on July 22, 2019 and 6,148 shares on July 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,012 shares of common stock on July 22, 2019 and 6,148 shares on July 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 19, 2019 Filed Jul 19, 2019 22:11 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 14,879 | $0.87 | $13,008.71 |
DisclosureSEC source: 0001209191-19-042812 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 79,085,608 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on July 18, 2019 and 7,440 shares on July 19, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on July 18, 2019 and 7,439 shares on July 19, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.86 per share to $0.90 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 28,088,000 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,530,963 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on July 18, 2019 and 7,440 shares on July 19, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on July 18, 2019 and 7,439 shares on July 19, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 18, 2019 Filed Jul 19, 2019 22:11 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 31,746 | $0.89 | $28,104.73 |
DisclosureSEC source: 0001209191-19-042812 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 79,070,729 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on July 18, 2019 and 7,440 shares on July 19, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on July 18, 2019 and 7,439 shares on July 19, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.842 per share to $0.90 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on July 18, 2019 and 7,440 shares on July 19, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on July 18, 2019 and 7,439 shares on July 19, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 17, 2019 Filed Jul 18, 2019 16:01 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 26,193 | $0.84 | $22,130.47 |
DisclosureSEC source: 0001209191-19-042555 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 79,038,983 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,160 shares of common stock on July 16, 2019 and 13,097 shares on July 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,160 shares of common stock on July 16, 2019 and 13,096 shares on July 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8201 per share to $0.8624 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 28,064,688 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,507,650 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,160 shares of common stock on July 16, 2019 and 13,097 shares on July 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,160 shares of common stock on July 16, 2019 and 13,096 shares on July 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 16, 2019 Filed Jul 18, 2019 16:01 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 10,320 | $0.82 | $8,433.50 |
DisclosureSEC source: 0001209191-19-042555 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 79,012,790 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,160 shares of common stock on July 16, 2019 and 13,097 shares on July 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,160 shares of common stock on July 16, 2019 and 13,096 shares on July 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.81 per share to $0.82 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,160 shares of common stock on July 16, 2019 and 13,097 shares on July 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,160 shares of common stock on July 16, 2019 and 13,096 shares on July 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 15, 2019 Filed Jul 15, 2019 21:33 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 9,766 | $0.80 | $7,820.61 |
DisclosureSEC source: 0001209191-19-042098 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 79,002,470 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,995 shares of common stock on July 12, 2019 and 4,883 shares on July 15, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,995 shares of common stock on July 12, 2019 and 4,883 shares on July 15, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7751 per share to $0.8151 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 28,046,432 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,489,393 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,995 shares of common stock on July 12, 2019 and 4,883 shares on July 15, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,995 shares of common stock on July 12, 2019 and 4,883 shares on July 15, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 12, 2019 Filed Jul 15, 2019 21:33 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 7,990 | $0.77 | $6,173.07 |
DisclosureSEC source: 0001209191-19-042098 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,992,704 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,995 shares of common stock on July 12, 2019 and 4,883 shares on July 15, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,995 shares of common stock on July 12, 2019 and 4,883 shares on July 15, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7501 per share to $0.78 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,995 shares of common stock on July 12, 2019 and 4,883 shares on July 15, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,995 shares of common stock on July 12, 2019 and 4,883 shares on July 15, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 11, 2019 Filed Jul 11, 2019 22:04 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 12,180 | $0.77 | $9,393.22 |
DisclosureSEC source: 0001209191-19-041861 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,984,714 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,811 shares of common stock on July 10, 2019 and 6,090 shares on July 11, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,810 shares of common stock on July 10, 2019 and 6,090 shares on July 11, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7517 per share to $0.79 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 28,037,554 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,480,515 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,811 shares of common stock on July 10, 2019 and 6,090 shares on July 11, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,810 shares of common stock on July 10, 2019 and 6,090 shares on July 11, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 10, 2019 Filed Jul 11, 2019 22:04 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 7,621 | $0.78 | $5,933.71 |
DisclosureSEC source: 0001209191-19-041861 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,972,534 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,811 shares of common stock on July 10, 2019 and 6,090 shares on July 11, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,810 shares of common stock on July 10, 2019 and 6,090 shares on July 11, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7605 per share to $0.79 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,811 shares of common stock on July 10, 2019 and 6,090 shares on July 11, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,810 shares of common stock on July 10, 2019 and 6,090 shares on July 11, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 09, 2019 Filed Jul 9, 2019 21:53 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 11,110 | $0.76 | $8,498.04 |
DisclosureSEC source: 0001209191-19-041620 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,964,913 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,803 shares of common stock on July 8, 2019 and 5,555 shares on July 9, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,803 shares of common stock on July 8, 2019 and 5,555 shares on July 9, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7501 per share to $0.7879 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 28,027,654 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,470,614 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,803 shares of common stock on July 8, 2019 and 5,555 shares on July 9, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,803 shares of common stock on July 8, 2019 and 5,555 shares on July 9, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 08, 2019 Filed Jul 9, 2019 21:53 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 9,606 | $0.79 | $7,618.52 |
DisclosureSEC source: 0001209191-19-041620 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,953,803 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,803 shares of common stock on July 8, 2019 and 5,555 shares on July 9, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,803 shares of common stock on July 8, 2019 and 5,555 shares on July 9, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7829 per share to $0.8034 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,803 shares of common stock on July 8, 2019 and 5,555 shares on July 9, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,803 shares of common stock on July 8, 2019 and 5,555 shares on July 9, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 05, 2019 Filed Jul 6, 2019 01:07 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 3,200 | $0.79 | $2,519.36 |
DisclosureSEC source: 0001209191-19-041365 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,944,197 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,781 shares of common stock on July 2, 2019 and 1,600 shares on July 5, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,781 shares of common stock on July 2, 2019 and 1,600 shares on July 5, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7831 per share to $0.7899 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 28,017,296 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,460,256 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,781 shares of common stock on July 2, 2019 and 1,600 shares on July 5, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,781 shares of common stock on July 2, 2019 and 1,600 shares on July 5, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 02, 2019 Filed Jul 6, 2019 01:07 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 15,562 | $0.81 | $12,553.87 |
DisclosureSEC source: 0001209191-19-041365 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,940,997 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,781 shares of common stock on July 2, 2019 and 1,600 shares on July 5, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,781 shares of common stock on July 2, 2019 and 1,600 shares on July 5, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.79 per share to $0.8199 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,781 shares of common stock on July 2, 2019 and 1,600 shares on July 5, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,781 shares of common stock on July 2, 2019 and 1,600 shares on July 5, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 01, 2019 Filed Jul 1, 2019 21:51 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 20,109 | $0.81 | $16,312.42 |
DisclosureSEC source: 0001209191-19-039795 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,925,435 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 6,693 shares of common stock on June 28, 2019 and 10,055 shares on July 1, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,693 shares of common stock on June 28, 2019 and 10,054 shares on July 1, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7799 per share to $0.82 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 28,007,915 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,450,875 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 6,693 shares of common stock on June 28, 2019 and 10,055 shares on July 1, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,693 shares of common stock on June 28, 2019 and 10,054 shares on July 1, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 21:51 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 13,386 | $0.82 | $10,922.98 |
DisclosureSEC source: 0001209191-19-039795 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,905,326 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 6,693 shares of common stock on June 28, 2019 and 10,055 shares on July 1, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,693 shares of common stock on June 28, 2019 and 10,054 shares on July 1, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8005 per share to $0.83 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 6,693 shares of common stock on June 28, 2019 and 10,055 shares on July 1, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,693 shares of common stock on June 28, 2019 and 10,054 shares on July 1, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| June 27, 2019 Filed Jun 27, 2019 22:25 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 18,028 | $0.80 | $14,485.50 |
DisclosureSEC source: 0001209191-19-039351 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,891,940 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 26, 2019 and 9,014 shares on June 27, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 26, 2019 and 9,014 shares on June 27, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7849 per share to $0.81 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,991,168 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,434,127 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 26, 2019 and 9,014 shares on June 27, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 26, 2019 and 9,014 shares on June 27, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| June 26, 2019 Filed Jun 27, 2019 22:25 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 31,746 | $0.85 | $27,044.42 |
DisclosureSEC source: 0001209191-19-039351 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,873,912 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 26, 2019 and 9,014 shares on June 27, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 26, 2019 and 9,014 shares on June 27, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8252 per share to $0.878 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 26, 2019 and 9,014 shares on June 27, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 26, 2019 and 9,014 shares on June 27, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| June 25, 2019 Filed Jun 25, 2019 22:21 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 8,594 | $0.80 | $6,869.18 |
DisclosureSEC source: 0001209191-19-039013 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,842,166 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,275 shares of common stock on June 24, 2019 and 4,297 shares on June 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,275 shares of common stock on June 24, 2019 and 4,297 shares on June 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7802 per share to $0.8169 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,966,281 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,409,240 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,275 shares of common stock on June 24, 2019 and 4,297 shares on June 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,275 shares of common stock on June 24, 2019 and 4,297 shares on June 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| June 24, 2019 Filed Jun 25, 2019 22:21 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 30,550 | $0.80 | $24,498.05 |
DisclosureSEC source: 0001209191-19-039013 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,833,572 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,275 shares of common stock on June 24, 2019 and 4,297 shares on June 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,275 shares of common stock on June 24, 2019 and 4,297 shares on June 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7538 per share to $0.8199 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,275 shares of common stock on June 24, 2019 and 4,297 shares on June 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,275 shares of common stock on June 24, 2019 and 4,297 shares on June 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| June 21, 2019 Filed Jun 22, 2019 00:24 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 9,395 | $0.74 | $6,958.88 |
DisclosureSEC source: 0001209191-19-038669 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,803,022 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,490 shares of common stock on June 20, 2019 and 4,698 shares on June 21, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,489 shares of common stock on June 20, 2019 and 4,697 shares on June 21, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.73 per share to $0.75 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,946,709 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,389,668 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,490 shares of common stock on June 20, 2019 and 4,698 shares on June 21, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,489 shares of common stock on June 20, 2019 and 4,697 shares on June 21, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| June 20, 2019 Filed Jun 22, 2019 00:24 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 6,979 | $0.75 | $5,243.32 |
DisclosureSEC source: 0001209191-19-038669 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,793,627 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,490 shares of common stock on June 20, 2019 and 4,698 shares on June 21, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,489 shares of common stock on June 20, 2019 and 4,697 shares on June 21, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.73 per share to $0.7602 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,490 shares of common stock on June 20, 2019 and 4,698 shares on June 21, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,489 shares of common stock on June 20, 2019 and 4,697 shares on June 21, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| June 19, 2019 Filed Jun 19, 2019 22:20 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 10,951 | $0.76 | $8,268.01 |
DisclosureSEC source: 0001209191-19-038110 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,786,648 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 10,468 shares of common stock on June 18, 2019 and 5,476 shares on June 19, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 10,468 shares of common stock on June 18, 2019 and 5,475 shares on June 19, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7257 per share to $0.7602 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,938,523 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,381,480 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 10,468 shares of common stock on June 18, 2019 and 5,476 shares on June 19, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 10,468 shares of common stock on June 18, 2019 and 5,475 shares on June 19, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| June 18, 2019 Filed Jun 19, 2019 22:20 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 20,936 | $0.75 | $15,645.47 |
DisclosureSEC source: 0001209191-19-038110 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,775,697 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 10,468 shares of common stock on June 18, 2019 and 5,476 shares on June 19, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 10,468 shares of common stock on June 18, 2019 and 5,475 shares on June 19, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.71 per share to $0.7881 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 10,468 shares of common stock on June 18, 2019 and 5,476 shares on June 19, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 10,468 shares of common stock on June 18, 2019 and 5,475 shares on June 19, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| June 17, 2019 Filed Jun 17, 2019 23:40 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 7,107 | $0.72 | $5,114.20 |
DisclosureSEC source: 0001209191-19-037547 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,754,761 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,411 shares of common stock on June 14, 2019 and 3,554 shares on June 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,410 shares of common stock on June 14, 2019 and 3,553 shares on June 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7035 per share to $0.73 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,922,580 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,365,536 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,411 shares of common stock on June 14, 2019 and 3,554 shares on June 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,410 shares of common stock on June 14, 2019 and 3,553 shares on June 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 23:40 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 6,821 | $0.72 | $4,897.48 |
DisclosureSEC source: 0001209191-19-037547 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,747,654 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,411 shares of common stock on June 14, 2019 and 3,554 shares on June 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,410 shares of common stock on June 14, 2019 and 3,553 shares on June 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.70 per share to $0.7272 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,411 shares of common stock on June 14, 2019 and 3,554 shares on June 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,410 shares of common stock on June 14, 2019 and 3,553 shares on June 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| June 13, 2019 Filed Jun 14, 2019 21:36 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 17,725 | $0.72 | $12,779.73 |
DisclosureSEC source: 0001209191-19-037233 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,740,833 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 12, 2019 and 8,863 shares on June 13, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 12, 2019 and 8,862 shares on June 13, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.6948 per share to $0.7361 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,915,617 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,358,571 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 12, 2019 and 8,863 shares on June 13, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 12, 2019 and 8,862 shares on June 13, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 21:36 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 31,746 | $0.70 | $22,346.01 |
DisclosureSEC source: 0001209191-19-037233 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,723,108 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 12, 2019 and 8,863 shares on June 13, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 12, 2019 and 8,862 shares on June 13, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.6837 per share to $0.7199 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 12, 2019 and 8,863 shares on June 13, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 12, 2019 and 8,862 shares on June 13, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 16:39 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 17,524 | $0.73 | $12,746.96 |
DisclosureSEC source: 0001209191-19-036316 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,691,362 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 10, 2019 and 8,762 shares on June 11, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 10, 2019 and 8,762 shares on June 11, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.71 per share to $0.747 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,890,882 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,333,835 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 10, 2019 and 8,762 shares on June 11, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 10, 2019 and 8,762 shares on June 11, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 16:39 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 31,746 | $0.70 | $22,219.03 |
DisclosureSEC source: 0001209191-19-036316 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,673,838 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 10, 2019 and 8,762 shares on June 11, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 10, 2019 and 8,762 shares on June 11, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.663 per share to $0.7169 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 10, 2019 and 8,762 shares on June 11, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 10, 2019 and 8,762 shares on June 11, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| June 07, 2019 Filed Jun 7, 2019 23:17 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 17,602 | $0.66 | $11,597.96 |
DisclosureSEC source: 0001209191-19-035662 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,642,092 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 11,642 shares of common stock on June 6, 2019 and 8,801 shares on June 7, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 11,641 shares of common stock on June 6, 2019 and 8,801 shares on June 7, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.64 per share to $0.6846 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,866,247 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,309,200 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 11,642 shares of common stock on June 6, 2019 and 8,801 shares on June 7, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 11,641 shares of common stock on June 6, 2019 and 8,801 shares on June 7, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 23:17 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 23,283 | $0.66 | $15,327.20 |
DisclosureSEC source: 0001209191-19-035662 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,624,490 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 11,642 shares of common stock on June 6, 2019 and 8,801 shares on June 7, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 11,641 shares of common stock on June 6, 2019 and 8,801 shares on June 7, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.65 per share to $0.69 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 11,642 shares of common stock on June 6, 2019 and 8,801 shares on June 7, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 11,641 shares of common stock on June 6, 2019 and 8,801 shares on June 7, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 20:39 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 31,746 | $0.68 | $21,504.74 |
DisclosureSEC source: 0001209191-19-035085 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,601,207 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,652 shares of common stock on June 4, 2019 and 15,873 shares on June 5, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,652 shares of common stock on June 4, 2019 and 15,873 shares on June 5, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.654 per share to $0.7002 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,845,805 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,288,757 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,652 shares of common stock on June 4, 2019 and 15,873 shares on June 5, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,652 shares of common stock on June 4, 2019 and 15,873 shares on June 5, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| June 04, 2019 Filed Jun 5, 2019 20:17 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantNon-Qualified Stock Option(right to buy) · Derivative | 179,125 | $0.00 Strike: $0.71 | $0.00 |
DisclosureSEC source: 0001209191-19-034735 · doc4.xml · derivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,125 Underlying: Common Stock · 179,125 shares Expires 2029-06-04 F1 · derivative.exercise_date: The stock options have a 10-year term and fully vest on the earlier of annual grant date anniversary or the date of the next annual shareholder's meeting. F2 · derivative.underlying_shares: Awarded as compensation for serving on the Board of Directors and its committees. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 20:39 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 31,304 | $0.70 | $22,012.97 |
DisclosureSEC source: 0001209191-19-035085 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,569,461 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,652 shares of common stock on June 4, 2019 and 15,873 shares on June 5, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,652 shares of common stock on June 4, 2019 and 15,873 shares on June 5, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.69 per share to $0.7133 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,652 shares of common stock on June 4, 2019 and 15,873 shares on June 5, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,652 shares of common stock on June 4, 2019 and 15,873 shares on June 5, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| June 03, 2019 Filed Jun 3, 2019 21:19 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 31,746 | $0.73 | $23,015.85 |
DisclosureSEC source: 0001209191-19-033982 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,538,157 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 9,279 shares of common stock on May 31, 2019 and 15,873 shares on June 3, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 9,279 shares of common stock on May 31, 2019 and 15,873 shares on June 3, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7014 per share to $0.75 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,814,280 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,257,232 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 9,279 shares of common stock on May 31, 2019 and 15,873 shares on June 3, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 9,279 shares of common stock on May 31, 2019 and 15,873 shares on June 3, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 21:19 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 18,558 | $0.78 | $14,449.26 |
DisclosureSEC source: 0001209191-19-033982 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,506,411 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 9,279 shares of common stock on May 31, 2019 and 15,873 shares on June 3, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 9,279 shares of common stock on May 31, 2019 and 15,873 shares on June 3, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7521 per share to $0.82 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 9,279 shares of common stock on May 31, 2019 and 15,873 shares on June 3, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 9,279 shares of common stock on May 31, 2019 and 15,873 shares on June 3, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| May 30, 2019 Filed May 30, 2019 21:17 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 31,746 | $0.79 | $24,939.66 |
DisclosureSEC source: 0001209191-19-033480 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,487,853 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,674 shares of common stock on May 29, 2019 and 15,873 shares on May 30, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,673 shares of common stock on May 29, 2019 and 15,873 shares on May 30, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7303 per share to $0.8361 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,789,128 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,232,080 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,674 shares of common stock on May 29, 2019 and 15,873 shares on May 30, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,673 shares of common stock on May 29, 2019 and 15,873 shares on May 30, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| May 29, 2019 Filed May 30, 2019 21:17 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 9,347 | $0.73 | $6,865.37 |
DisclosureSEC source: 0001209191-19-033480 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,456,107 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,674 shares of common stock on May 29, 2019 and 15,873 shares on May 30, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,673 shares of common stock on May 29, 2019 and 15,873 shares on May 30, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.72 per share to $0.7453 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,674 shares of common stock on May 29, 2019 and 15,873 shares on May 30, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,673 shares of common stock on May 29, 2019 and 15,873 shares on May 30, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| May 28, 2019 Filed May 28, 2019 22:11 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 27,343 | $0.74 | $20,151.79 |
DisclosureSEC source: 0001209191-19-033070 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,446,760 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on May 24, 2019 and 13,672 shares on May 28, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on May 24, 2019 and 13,671 shares on May 28, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.71 per share to $0.7595 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,768,582 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,211,533 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on May 24, 2019 and 13,672 shares on May 28, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on May 24, 2019 and 13,671 shares on May 28, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| May 24, 2019 Filed May 28, 2019 22:11 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 31,746 | $0.73 | $23,260.29 |
DisclosureSEC source: 0001209191-19-033070 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,419,417 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on May 24, 2019 and 13,672 shares on May 28, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on May 24, 2019 and 13,671 shares on May 28, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.70 per share to $0.7801 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on May 24, 2019 and 13,672 shares on May 28, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on May 24, 2019 and 13,671 shares on May 28, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| May 23, 2019 Filed May 24, 2019 00:53 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 11,499 | $0.84 | $9,623.51 |
DisclosureSEC source: 0001209191-19-032536 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,387,671 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 9,024 shares of common stock on May 22, 2019 and 5,750 shares on May 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 9,023 shares of common stock on May 22, 2019 and 5,749 shares on May 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.82 per share to $0.85 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,739,038 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,181,988 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 9,024 shares of common stock on May 22, 2019 and 5,750 shares on May 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 9,023 shares of common stock on May 22, 2019 and 5,749 shares on May 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| May 22, 2019 Filed May 24, 2019 00:53 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 18,047 | $0.86 | $15,455.45 |
DisclosureSEC source: 0001209191-19-032536 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,376,172 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 9,024 shares of common stock on May 22, 2019 and 5,750 shares on May 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 9,023 shares of common stock on May 22, 2019 and 5,749 shares on May 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8199 per share to $0.8909 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 9,024 shares of common stock on May 22, 2019 and 5,750 shares on May 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 9,023 shares of common stock on May 22, 2019 and 5,749 shares on May 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| May 21, 2019 Filed May 21, 2019 22:42 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 14,610 | $0.84 | $12,341.07 |
DisclosureSEC source: 0001209191-19-031834 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,358,125 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 8,860 shares of common stock on May 20, 2019 and 7,305 shares on May 21, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,860 shares of common stock on May 20, 2019 and 7,305 shares on May 21, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.825 per share to $0.8628 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,724,266 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,167,214 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 8,860 shares of common stock on May 20, 2019 and 7,305 shares on May 21, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,860 shares of common stock on May 20, 2019 and 7,305 shares on May 21, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| May 20, 2019 Filed May 21, 2019 22:42 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 17,720 | $0.87 | $15,451.84 |
DisclosureSEC source: 0001209191-19-031834 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,343,515 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 8,860 shares of common stock on May 20, 2019 and 7,305 shares on May 21, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,860 shares of common stock on May 20, 2019 and 7,305 shares on May 21, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8501 per share to $0.91 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 8,860 shares of common stock on May 20, 2019 and 7,305 shares on May 21, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,860 shares of common stock on May 20, 2019 and 7,305 shares on May 21, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| May 17, 2019 Filed May 18, 2019 00:32 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 22,498 | $0.89 | $20,088.46 |
DisclosureSEC source: 0001209191-19-031192 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,325,795 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on May 16, 2019 and 11,249 shares on May 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on May 16, 2019 and 11,249 shares on May 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.88 per share to $0.90 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,708,101 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,151,049 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on May 16, 2019 and 11,249 shares on May 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on May 16, 2019 and 11,249 shares on May 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| May 16, 2019 Filed May 18, 2019 00:32 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 31,746 | $0.94 | $29,758.70 |
DisclosureSEC source: 0001209191-19-031192 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,303,297 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on May 16, 2019 and 11,249 shares on May 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on May 16, 2019 and 11,249 shares on May 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.915 per share to $0.96 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on May 16, 2019 and 11,249 shares on May 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on May 16, 2019 and 11,249 shares on May 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| May 15, 2019 Filed May 15, 2019 21:31 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 28,980 | $1.00 | $28,904.65 |
DisclosureSEC source: 0001209191-19-030104 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,271,551 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,195 shares of common stock on May 14, 2019 and 14,490 shares on May 15, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,194 shares of common stock on May 14, 2019 and 14,490 shares on May 15, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.96 per share to $1.03 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,680,979 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,123,927 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,195 shares of common stock on May 14, 2019 and 14,490 shares on May 15, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,194 shares of common stock on May 14, 2019 and 14,490 shares on May 15, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| May 14, 2019 Filed May 15, 2019 21:31 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 8,389 | $0.96 | $8,020.72 |
DisclosureSEC source: 0001209191-19-030104 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,242,571 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,195 shares of common stock on May 14, 2019 and 14,490 shares on May 15, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,194 shares of common stock on May 14, 2019 and 14,490 shares on May 15, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.94 per share to $.9673 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,195 shares of common stock on May 14, 2019 and 14,490 shares on May 15, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,194 shares of common stock on May 14, 2019 and 14,490 shares on May 15, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.