Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Vivani Medical, Inc.VANI · Entity 6636 | Director · 10% owner | July 15, 2026 | July 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Vivani Medical, Inc.
Report date July 15, 2026 · Filed July 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 36,912,736 |
Reported balance
After 2026-07-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-07-15 · Purchase · Acquired 793,650 · Balance 36,912,736 F1: The reporting person purchased 793,650 shares of the Issuer's common stock in a private sale transaction as disclosed in the Share Purchase Agreement dated as of August 11, 2025 at a price of $1.26 per share, which was the last reported sale price of the Issuer's common stock on the Nasdaq on August 10, 2025 (the day immediately prior to August 11, 2025). The gross proceeds from this private sale transaction were $999,999.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in the transaction set forth in this footnote. F2: The reporting person owns 41,711,936 shares directly and/or indirectly as follows: (i) 4,799,200 shares of common stock owned by the reporting person, (ii) 34,786,984 shares of common stock owned by Gregg G. Williams 2006 Trust, (iii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iv) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (v) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Gregg Williams has voting and dispositive power over all of these shares. |
| Common StockSEC Table I · non-derivative | Direct | 4,799,200 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,799,200 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person purchased 793,650 shares of the Issuer's common stock in a private sale transaction as disclosed in the Share Purchase Agreement dated as of August 11, 2025 at a price of $1.26 per share, which was the last reported sale price of the Issuer's common stock on the Nasdaq on August 10, 2025 (the day immediately prior to August 11, 2025). The gross proceeds from this private sale transaction were $999,999.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in the transaction set forth in this footnote.
F2: The reporting person owns 41,711,936 shares directly and/or indirectly as follows: (i) 4,799,200 shares of common stock owned by the reporting person, (ii) 34,786,984 shares of common stock owned by Gregg G. Williams 2006 Trust, (iii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iv) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (v) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Gregg Williams has voting and dispositive power over all of these shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2023 Filed Jun 20, 2023 23:33 UTC | Vivani Medical, Inc. VANI · Entity 6636 | GrantCommon Stock Option · Derivative | 32,121 | $0.00 Strike: $1.48 | $0.00 |
DisclosureSEC source: 0001753926-23-000817 · form_4.xml · derivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,121 Underlying: Common Stock · 32,121 shares Expires 2033-06-15 F2 · derivative.exercise_date: Options vest monthly over a one-year period. F1 · balance_after: Awarded as compensation for serving on The Board of Directors and its committees. Read SEC document |
| April 28, 2023 Filed May 1, 2023 21:00 UTC | Vivani Medical, Inc. VANI · Entity 6636 | PurchaseCommon Stock | 1,632,330 | $1.10 | $1,795,563.00 |
DisclosureSEC source: 0001753926-23-000563 · ownership.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 13,677,308 F2 · price: These shares were purchased from a private party at a price of $1.10 per share on April 28, 2023. F3 · ownership.nature: Includes (i) 11,551,556 shares of common stock owned by Gregg G. Williams 2006 Trust, (ii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (iv) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Greg Williams has voting and dispositive power over all of these shares. Read SEC document |
| April 27, 2023 Filed May 1, 2023 21:00 UTC | Vivani Medical, Inc. VANI · Entity 6636 | PurchaseCommon Stock | 408,164 | $0.98 | $400,000.72 |
DisclosureSEC source: 0001753926-23-000563 · ownership.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 12,044,978 F1 · price: These shares were purchased from a private party at a price of $0.98 per share on April 27, 2023 F3 · ownership.nature: Includes (i) 11,551,556 shares of common stock owned by Gregg G. Williams 2006 Trust, (ii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (iv) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Greg Williams has voting and dispositive power over all of these shares. Read SEC document |
| November 07, 2022 Filed Nov 10, 2022 01:09 UTC | Vivani Medical, Inc. VANI · Entity 6636 | GrantCommon Stock Option · Derivative | 60,395 | $0.00 Strike: $1.77 | $0.00 |
DisclosureSEC source: 0001753926-22-001441 · ownership.xml · derivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 60,395 Underlying: Common Stock · 60,395 shares Expires 2032-11-07 F2 · derivative.exercise_date: Options vest monthly over a one-year period. F1 · balance_after: Awarded as compensation for serving on The Board of Directors and its committees. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:31 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherCommon Stock Option · Derivative | 30,187 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001212 · ownership.xml · derivative · entry 3 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 30,187 Underlying: common stock · 30,187 shares Expires 2030-11-09 F1 · kind: Represents the replacement option to be issued by Vivian Medical, Inc. (f/k/a Second Sight Medical Products, Inc.) at the effective time of the merger acquisition thereof, pursuant to the terms of the Agreement and Plan of Merger entered into on February 4, 2022. These options are fully vested. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:31 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherCommon Stock Option · Derivative | 30,187 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001212 · ownership.xml · derivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 30,187 Underlying: common stock · 30,187 shares Expires 2029-11-11 F1 · kind: Represents the replacement option to be issued by Vivian Medical, Inc. (f/k/a Second Sight Medical Products, Inc.) at the effective time of the merger acquisition thereof, pursuant to the terms of the Agreement and Plan of Merger entered into on February 4, 2022. These options are fully vested. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:31 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherCommon Stock Option · Derivative | 603,731 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001212 · ownership.xml · derivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 603,731 Underlying: common stock · 603,731 shares Expires 2028-08-22 F1 · kind: Represents the replacement option to be issued by Vivian Medical, Inc. (f/k/a Second Sight Medical Products, Inc.) at the effective time of the merger acquisition thereof, pursuant to the terms of the Agreement and Plan of Merger entered into on February 4, 2022. These options are fully vested. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 506,794 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 30 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 506,794 Underlying: common stock · 506,794 shares Expires 2026-12-28 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 506,797 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 29 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 506,797 Underlying: common stock · 506,797 shares Expires 2026-11-29 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 329,891 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 28 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 329,891 Underlying: common stock · 329,891 shares Expires 2026-10-29 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 329,891 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 27 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 329,891 Underlying: common stock · 329,891 shares Expires 2026-09-29 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 329,891 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 26 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 329,891 Underlying: common stock · 329,891 shares Expires 2026-08-27 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 329,891 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 25 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 329,891 Underlying: common stock · 329,891 shares Expires 2026-07-23 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 329,891 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 24 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 329,891 Underlying: common stock · 329,891 shares Expires 2026-06-30 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 329,891 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 23 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 329,891 Underlying: common stock · 329,891 shares Expires 2026-05-24 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 329,891 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 22 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 329,891 Underlying: common stock · 329,891 shares Expires 2026-03-31 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 317,753 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 21 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 317,753 Underlying: common stock · 317,753 shares Expires 2026-02-23 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 109,623 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 20 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 109,623 Underlying: common stock · 109,623 shares Expires 2025-12-08 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 79,505 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 19 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 79,505 Underlying: common stock · 79,505 shares Expires 2025-12-07 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 60,530 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 18 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 60,530 Underlying: common stock · 60,530 shares Expires 2025-10-02 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 127,097 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 17 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 127,097 Underlying: common stock · 127,097 shares Expires 2025-08-31 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 127,097 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 16 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 127,097 Underlying: common stock · 127,097 shares Expires 2025-07-01 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 127,097 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 15 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 127,097 Underlying: common stock · 127,097 shares Expires 2025-06-03 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 190,650 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 14 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 190,650 Underlying: common stock · 190,650 shares Expires 2025-04-01 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 190,650 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 13 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 190,650 Underlying: common stock · 190,650 shares Expires 2025-01-31 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 190,650 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 12 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 190,650 Underlying: common stock · 190,650 shares Expires 2025-01-02 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 190,650 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 11 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 190,650 Underlying: common stock · 190,650 shares Expires 2024-12-03 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 190,650 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 10 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 190,650 Underlying: common stock · 190,650 shares Expires 2024-11-04 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 190,650 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 9 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 190,650 Underlying: common stock · 190,650 shares Expires 2024-10-01 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 190,650 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 8 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 190,650 Underlying: common stock · 190,650 shares Expires 2024-09-03 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 190,650 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 7 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 190,650 Underlying: common stock · 190,650 shares Expires 2024-07-31 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 190,650 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 6 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 190,650 Underlying: common stock · 190,650 shares Expires 2024-07-02 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 476,631 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 5 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 476,631 Underlying: common stock · 476,631 shares Expires 2024-04-15 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 158,875 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 4 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 158,875 Underlying: common stock · 158,875 shares Expires 2024-03-18 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 423,669 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 3 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 423,669 Underlying: common stock · 423,669 shares Expires 2023-10-23 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherWarrant · Derivative | 190,650 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 190,650 Underlying: common stock · 190,650 shares Expires 2025-03-03 F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022. Read SEC document |
| August 30, 2022 Filed Sep 2, 2022 01:30 UTC | Vivani Medical, Inc. VANI · Entity 6636 | OtherCommon Stock | 7,891,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001753926-22-001210 · ownership.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,636,814 F1 · kind: Represents shares of common stock issued in the acquisition transaction of Nano Precision Medical Inc. consummated on August 30, 2022. F3 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 9,511,062 shares of common stock and warrants to purchase 7,808,405 shares of common stock owned by GW Trust, (ii) 1,212,856 shares of common stock and warrants to purchase 1,151,012 shares of common stock owned by Williams International Co. LLC (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 731,309 shares of common stock and warrants to purchase 287,753 shares of common stock owned by GST. Greg Williams has voting and dispositive power over all of these shares. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 01:49 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 100 | $2.00 | $200.00 |
DisclosureSEC source: 0001753926-22-000873 · ownership.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,237,147 F2 · price: These shares were purchased in a single transaction at $2.00 per share. The reporting person undertakes to provide to Second Sight Medical Products, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased the transaction set forth in this footnote F4 · balance_after: The Gregg G. Williams 2006 Trust ("GW Trust") acquired 100 shares of common stock on June 14, 2022. Mr. Williams is the Trustee of the GW Trust. F5 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,859,893 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares. Read SEC document |
| June 13, 2022 Filed Jun 16, 2022 01:49 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 3,700 | $2.00 | $7,400.00 |
DisclosureSEC source: 0001753926-22-000873 · ownership.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,237,047 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions all at $2.00 per share. The reporting person undertakes to provide to Second Sight Medical Products, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote. F3 · balance_after: The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,700 shares of common stock on June 13, 2022. Mr. Williams is the Trustee of the GW Trust. F5 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,859,893 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares. Read SEC document |
| June 03, 2022 Filed Jun 8, 2022 01:00 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 3,960 | $2.46 | $9,748.33 |
DisclosureSEC source: 0001753926-22-000855 · ownership.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,233,347 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.355 to $2.25, inclusive. The reporting person undertakes to provide to Second Sight Medical Products, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,960 shares of common stock on June 2, 2022. Mr. Williams is the Trustee of the GW Trust. F3 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,856,093 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 01:36 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 105,162 | $2.34 | $245,721.53 |
DisclosureSEC source: 0001753926-22-000842 · ownership.xml · nonDerivative · entry 3 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,173,949 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.28 to $2.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: The Gregg G. Williams 2006 Trust ("GW Trust") acquired 74,870 shares of common stock on May 31, 2022, 132,461 shares of common stock on June 1, 2022 and 105,162 shares of common stock on June 2, 2022. Mr. Williams is a trustee of the GW Trust. F5 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,852,133 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 01:36 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 132,461 | $2.26 | $299,282.38 |
DisclosureSEC source: 0001753926-22-000842 · ownership.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,068,787 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.22 to $2.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,852,133 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares. Read SEC document |
| May 31, 2022 Filed Jun 3, 2022 01:36 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 74,870 | $2.33 | $174,447.10 |
DisclosureSEC source: 0001753926-22-000842 · ownership.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,936,326 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.17 to $2.40, inclusive. The reporting person undertakes to provide to Second Sight Medical Products, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,852,133 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares. Read SEC document |
| May 24, 2022 Filed May 26, 2022 01:54 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 55,438 | $1.98 | $110,027.80 |
DisclosureSEC source: 0001753926-22-000800 · ownership.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,916,894 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.94 to $2.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F3 · balance_after: The Gregg G. Williams 2006 Trust ("GW Trust") acquired 167,160 shares of common stock on May 23, 2022, 55,438 shares of common stock on May 24, 2022. Mr. Williams is a trustee of the GW Trust. F4 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,539,640 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares. Read SEC document |
| May 23, 2022 Filed May 26, 2022 01:54 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 167,160 | $1.97 | $328,569.70 |
DisclosureSEC source: 0001753926-22-000800 · ownership.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,861,456 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.89 to $1.98, inclusive. The reporting person undertakes to provide to Second Sight Medical Products, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,539,640 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares. Read SEC document |
| May 20, 2022 Filed May 21, 2022 00:20 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 307,649 | $1.92 | $589,547.78 |
DisclosureSEC source: 0001753926-22-000760 · ownership.xml · nonDerivative · entry 3 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,694,296 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.805 to $2.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F4 · balance_after: The Gregg G. Williams 2006 Trust ("GW Trust") acquired 387,044 shares of common stock on May 18, 2022, 108,794 shares of common stock on May 19, 2022 and 307,649 shares of common stock on May 20, 2022. Mr. Williams is a trustee of the GW Trust. F5 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,317,042 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares. Read SEC document |
| May 19, 2022 Filed May 21, 2022 00:20 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 108,794 | $1.80 | $196,362.29 |
DisclosureSEC source: 0001753926-22-000760 · ownership.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,386,647 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.725 to $1.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,317,042 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares. Read SEC document |
| May 18, 2022 Filed May 21, 2022 00:20 UTC | Vivani Medical, Inc. EYES · Entity 6636 | PurchaseCommon Stock | 387,044 | $1.66 | $642,686.56 |
DisclosureSEC source: 0001753926-22-000760 · ownership.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,277,853 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.47 to $1.76, inclusive. The reporting person undertakes to provide to Second Sight Medical Products, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F5 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,317,042 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares. Read SEC document |
| July 26, 2019 Filed Jul 29, 2019 22:59 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 14,172 | $0.87 | $12,277.20 |
DisclosureSEC source: 0001209191-19-043575 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 79,126,570 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,086 shares of common stock on July 26, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,086 shares of common stock on July 26, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8476 per share to $0.87 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F3 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 28,108,481 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,551,444 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,086 shares of common stock on July 26, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,086 shares of common stock on July 26, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| July 25, 2019 Filed Jul 25, 2019 22:07 UTC | Vivani Medical, Inc. EYES · Entity 6636 | GrantCommon Stock | 5,470 | $0.86 | $4,728.27 |
DisclosureSEC source: 0001209191-19-043252 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 79,112,398 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 2,500 shares of common stock on July 24, 2019 and 2,735 shares on July 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,500 shares of common stock on July 24, 2019 and 2,735 shares on July 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8533 per share to $0.88 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 28,101,395 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,544,358 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 2,500 shares of common stock on July 24, 2019 and 2,735 shares on July 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,500 shares of common stock on July 24, 2019 and 2,735 shares on July 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.