Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Vice President and Controller | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKWELL AUTOMATION, INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance SharesSEC Table II · derivative / convertible security · Expires 2026-12-04 | Direct | 645 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 645 · Balance 645 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 09, 2024 Filed Dec 11, 2024 01:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000186 · wk-form4_1733879236.xml · derivative · entry 10 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 154 Underlying: Common Stock · 154 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F10 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 01:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000186 · wk-form4_1733879236.xml · nonDerivative · entry 3 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 01:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 25 | $301.96 | $7,549.11 |
DisclosureSEC source: 0001024478-24-000186 · wk-form4_1733879236.xml · nonDerivative · entry 2 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,375 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/28/2023 to cover taxes due on restricted stock units that vested on 12/7/2024. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $301.7950 to $302.19. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2024 Filed Dec 11, 2024 01:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 86 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000186 · wk-form4_1733879236.xml · derivative · entry 9 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 86 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F10 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2024 Filed Dec 11, 2024 01:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 86 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000186 · wk-form4_1733879236.xml · nonDerivative · entry 1 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 21:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 404 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000156 · wk-form4_1733522271.xml · derivative · entry 6 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 404 Underlying: Common Stock · 404 shares Expires 2027-12-05 F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 21:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 1,284 | $0.00 Strike: $297.10 | $0.00 |
DisclosureSEC source: 0001024478-24-000156 · wk-form4_1733522271.xml · derivative · entry 5 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,284 Underlying: Common Stock · 1,284 shares Expires 2034-12-05 F6 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F7 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 21:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 45 | $296.30 | $13,333.61 |
DisclosureSEC source: 0001024478-24-000156 · wk-form4_1733522271.xml · nonDerivative · entry 2 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,314 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/28/2023 to cover taxes due on restricted stock units that vested on 12/4/2024. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.30 to $296.4050. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 21:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000156 · wk-form4_1733522271.xml · derivative · entry 4 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 301 Underlying: Common Stock · 150 shares Expires 2026-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 21:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000156 · wk-form4_1733522271.xml · nonDerivative · entry 1 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 16, 2024 Filed Jul 17, 2024 20:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 2,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000084 · wk-form4_1721247228.xml · derivative · entry 1 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,548 Underlying: Common Stock · 2,548 shares Expires 2027-07-16 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 02:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 30 | $280.22 | $8,406.65 |
DisclosureSEC source: 0001024478-23-000207 · wk-form4_1702346641.xml · nonDerivative · entry 7 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,209 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.20 to $280.2325. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F6 · balance_after: Since the date of the last report of common stock 104 shares that were reported as indirectly held in the Company Savings Plan were rolled over into a self-directed IRA and are now reported as directly owned. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 02:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 146 | $279.62 | $40,824.53 |
DisclosureSEC source: 0001024478-23-000207 · wk-form4_1702346641.xml · nonDerivative · entry 6 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,239 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.03 to $279.80. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 02:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 299 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000207 · wk-form4_1702346641.xml · derivative · entry 12 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 299 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 02:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 99 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000207 · wk-form4_1702346641.xml · derivative · entry 11 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 99 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F9 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 02:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 299 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000207 · wk-form4_1702346641.xml · nonDerivative · entry 5 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 02:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 99 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000207 · wk-form4_1702346641.xml · nonDerivative · entry 4 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2023 Filed Dec 12, 2023 02:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000207 · wk-form4_1702346641.xml · derivative · entry 10 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 308 Underlying: Common Stock · 154 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F9 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2023 Filed Dec 12, 2023 02:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000207 · wk-form4_1702346641.xml · nonDerivative · entry 3 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 02:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 26 | $279.12 | $7,257.03 |
DisclosureSEC source: 0001024478-23-000207 · wk-form4_1702346641.xml · nonDerivative · entry 2 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,833 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/7/2023. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.9550 to $279.62. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 02:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 86 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000207 · wk-form4_1702346641.xml · derivative · entry 9 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 86 Underlying: Common Stock · 86 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F9 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 02:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 86 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000207 · wk-form4_1702346641.xml · nonDerivative · entry 1 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 00:41 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 451 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000170 · wk-form4_1701823256.xml · derivative · entry 2 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 451 Underlying: Common Stock · 451 shares Expires 2026-12-04 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 00:41 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 1,467 | $0.00 Strike: $279.50 | $0.00 |
DisclosureSEC source: 0001024478-23-000170 · wk-form4_1701823256.xml · derivative · entry 1 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,467 Underlying: Common Stock · 1,467 shares Expires 2033-12-04 F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 21:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 299 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000116 · wf-form4_169637022839870.xml · derivative · entry 1 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299 Underlying: Common Stock · 299 shares Expires 2023-12-10 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 10, 2020, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 10, 2023, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| December 12, 2022 Filed Dec 13, 2022 23:18 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 32 | $258.67 | $8,277.51 |
DisclosureSEC source: 0001024478-22-000181 · wf-form4_167097348930965.xml · nonDerivative · entry 2 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,669 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/9/2022 to cover taxes due on restricted stock units that vested on 12/10/2022. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $258.52 to $259.13. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 23:18 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 98 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000181 · wf-form4_167097348930965.xml · derivative · entry 4 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99 Underlying: Common Stock · 98 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 23:18 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 98 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000181 · wf-form4_167097348930965.xml · nonDerivative · entry 1 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 23:18 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 462 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000181 · wf-form4_167097348930965.xml · derivative · entry 6 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462 Underlying: Common Stock · 462 shares Expires 2025-12-09 F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 23:18 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 1,546 | $0.00 Strike: $259.81 | $0.00 |
DisclosureSEC source: 0001024478-22-000181 · wf-form4_167097348930965.xml · derivative · entry 5 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,546 Underlying: Common Stock · 1,546 shares Expires 2032-12-09 F6 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F7 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 00:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 27 | $256.78 | $6,933.12 |
DisclosureSEC source: 0001024478-22-000113 · wf-form4_167054424840644.xml · nonDerivative · entry 2 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,603 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/9/2022 to cover taxes due on restricted stock units that vested on 12/7/2022. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $256.78 to $256.8401. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2022 Filed Dec 7, 2022 23:50 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 64 | $257.23 | $16,462.68 |
DisclosureSEC source: 0001024478-22-000101 · wf-form4_167045699879506.xml · nonDerivative · entry 4 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,545 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/09/2022 to cover taxes due on restricted stock and performance shares that vested on 12/5/2022. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $257.02 to $257.42. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2022 Filed Dec 7, 2022 23:50 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 150 | $256.49 | $38,473.91 |
DisclosureSEC source: 0001024478-22-000101 · wf-form4_167045699879506.xml · nonDerivative · entry 3 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,609 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/09/2022 to cover taxes due on restricted stock and performance shares that vested on 12/5/2022. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $255.90 to $256.89. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2022 Filed Dec 7, 2022 23:50 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 12 | $255.25 | $3,063.00 |
DisclosureSEC source: 0001024478-22-000101 · wf-form4_167045699879506.xml · nonDerivative · entry 2 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,759 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/09/2022 to cover taxes due on restricted stock and performance shares that vested on 12/5/2022. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $254.8101 to $255.29. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 00:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 85 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000113 · wf-form4_167054424840644.xml · derivative · entry 4 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172 Underlying: Common Stock · 85 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 00:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 85 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000113 · wf-form4_167054424840644.xml · nonDerivative · entry 1 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 23:50 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 531 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000101 · wf-form4_167045699879506.xml · derivative · entry 6 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 531 shares Expires 2022-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 23:50 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 531 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000101 · wf-form4_167045699879506.xml · nonDerivative · entry 1 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 22:10 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 531 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000085 · wf-form4_166492143393423.xml · derivative · entry 1 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531 Underlying: Common Stock · 531 shares Expires 2022-12-05 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 5, 2019, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 5, 2022, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 22:39 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 34 | $350.18 | $11,906.09 |
DisclosureSEC source: 0001024478-21-000175 · wf-form4_163952154188317.xml · nonDerivative · entry 2 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,240 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2021 to cover taxes due on restricted stock units that vested on 12/10/2021. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $350.1501 to $350.18. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 150 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:39 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 98 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000175 · wf-form4_163952154188317.xml · derivative · entry 4 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197 Underlying: Common Stock · 98 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:39 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 98 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000175 · wf-form4_163952154188317.xml · nonDerivative · entry 1 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:45 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 257 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000149 · wf-form4_163909354182219.xml · derivative · entry 2 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257 Underlying: Common Stock · 257 shares Expires 2024-12-07 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:45 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 1,027 | $0.00 Strike: $350.76 | $0.00 |
DisclosureSEC source: 0001024478-21-000149 · wf-form4_163909354182219.xml · derivative · entry 1 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,027 Underlying: Common Stock · 1,027 shares Expires 2031-12-07 F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:20 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 36 | $345.21 | $12,427.54 |
DisclosureSEC source: 0001024478-21-000101 · wf-form4_163891920927260.xml · nonDerivative · entry 5 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,176 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $345.0900 to $345.4900. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F6 · balance_after: Includes 150 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:20 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 38 | $343.84 | $13,065.91 |
DisclosureSEC source: 0001024478-21-000101 · wf-form4_163891920927260.xml · nonDerivative · entry 4 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,212 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $343.4600 to $344.3600. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:20 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 63 | $342.38 | $21,570.24 |
DisclosureSEC source: 0001024478-21-000101 · wf-form4_163891920927260.xml · nonDerivative · entry 3 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.0900 to $342.7100. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:20 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 96 | $341.70 | $32,803.09 |
DisclosureSEC source: 0001024478-21-000101 · wf-form4_163891920927260.xml · nonDerivative · entry 2 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,313 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.0700 to $342.0000. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 04, 2021 Filed Dec 7, 2021 23:20 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 576 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000101 · wf-form4_163891920927260.xml · derivative · entry 7 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 576 shares Expires 2021-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 04, 2021 Filed Dec 7, 2021 23:20 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 576 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000101 · wf-form4_163891920927260.xml · nonDerivative · entry 1 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.