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Riesterer Terry L.

Disclosed activity across 1 company

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29882
SEC CIK
0001794668

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ROCKWELL AUTOMATION, INCROK · Entity 906Vice President and ControllerOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ROCKWELL AUTOMATION, INC

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Performance SharesSEC Table II · derivative / convertible security · Expires 2026-12-04Direct645 Reported balance After 2026-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 645 · Balance 645

F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

Filing footnotes · ownership attribution and instrument terms

F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 5, 2026 21:20 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantPerformance Shares · Derivative 645 $0.00 $0.00
Disclosure

SEC source: 0001024478-26-000040 · wk-form4_1791235251.xml · derivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 645

Underlying: Common Stock · 645 shares

Expires 2026-12-04

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

Read SEC document
July 16, 2026 Filed Jul 17, 2026 20:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionRestricted Stock Units · Derivative 849 $0.00 $0.00
Disclosure

SEC source: 0001794668-26-000006 · wk-form4_1784318836.xml · derivative · entry 4

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 850

Underlying: Common Stock · 849 shares

Expires 2027-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

Read SEC document
July 16, 2026 Filed Jul 17, 2026 20:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 281 $453.24 $127,359.04
Disclosure

SEC source: 0001794668-26-000006 · wk-form4_1784318836.xml · nonDerivative · entry 2

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,602

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 7/16/2026.

Read SEC document
July 16, 2026 Filed Jul 17, 2026 20:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 849 $0.00 $0.00
Disclosure

SEC source: 0001794668-26-000006 · wk-form4_1784318836.xml · nonDerivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2026 Filed May 8, 2026 21:06 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 400 $0.00 Strike: $246.77 $0.00
Disclosure

SEC source: 0001794668-26-000004 · wk-form4_1778274406.xml · derivative · entry 13

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires 2030-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
May 08, 2026 Filed May 8, 2026 21:06 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 500 $0.00 Strike: $196.43 $0.00
Disclosure

SEC source: 0001794668-26-000004 · wk-form4_1778274406.xml · derivative · entry 12

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2029-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
May 08, 2026 Filed May 8, 2026 21:06 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 400 $246.77 $98,708.00
Disclosure

SEC source: 0001794668-26-000004 · wk-form4_1778274406.xml · nonDerivative · entry 7

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2026 Filed May 8, 2026 21:06 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 500 $196.43 $98,215.00
Disclosure

SEC source: 0001794668-26-000004 · wk-form4_1778274406.xml · nonDerivative · entry 6

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2026 Filed May 8, 2026 21:06 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 778 $0.00 Strike: $279.50 $0.00
Disclosure

SEC source: 0001794668-26-000004 · wk-form4_1778274406.xml · derivative · entry 11

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 689

Underlying: Common Stock · 778 shares

Expires 2033-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
May 07, 2026 Filed May 8, 2026 21:06 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,246 $0.00 Strike: $259.81 $0.00
Disclosure

SEC source: 0001794668-26-000004 · wk-form4_1778274406.xml · derivative · entry 10

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300

Underlying: Common Stock · 1,246 shares

Expires 2032-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
May 07, 2026 Filed May 8, 2026 21:06 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 900 $0.00 Strike: $246.77 $0.00
Disclosure

SEC source: 0001794668-26-000004 · wk-form4_1778274406.xml · derivative · entry 9

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock · 900 shares

Expires 2030-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
May 07, 2026 Filed May 8, 2026 21:06 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 2,924 $452.02 $1,321,706.77
Disclosure

SEC source: 0001794668-26-000004 · wk-form4_1778274406.xml · nonDerivative · entry 5

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134

Read SEC document
May 07, 2026 Filed May 8, 2026 21:06 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 1,100 $451.83 $497,015.20
Disclosure

SEC source: 0001794668-26-000004 · wk-form4_1778274406.xml · nonDerivative · entry 4

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,058

Read SEC document
May 07, 2026 Filed May 8, 2026 21:06 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 778 $279.50 $217,451.00
Disclosure

SEC source: 0001794668-26-000004 · wk-form4_1778274406.xml · nonDerivative · entry 3

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2026 Filed May 8, 2026 21:06 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 1,246 $259.81 $323,723.26
Disclosure

SEC source: 0001794668-26-000004 · wk-form4_1778274406.xml · nonDerivative · entry 2

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2026 Filed May 8, 2026 21:06 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 900 $246.77 $222,093.00
Disclosure

SEC source: 0001794668-26-000004 · wk-form4_1778274406.xml · nonDerivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 23:01 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 800 $392.00 $313,600.00
Disclosure

SEC source: 0001794668-26-000002 · wk-form4_1767654095.xml · nonDerivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,234

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025.

Read SEC document
December 10, 2025 Filed Dec 11, 2025 01:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 80 $403.25 $32,259.87
Disclosure

SEC source: 0001024478-25-000126 · wk-form4_1765415230.xml · nonDerivative · entry 7

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,034

F4 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/20/2024 to cover taxes due on restricted stock units that vested on 12/9/2025.

F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.88 to $403.81. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price

Read SEC document
December 10, 2025 Filed Dec 11, 2025 01:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 94 $401.99 $37,786.98
Disclosure

SEC source: 0001024478-25-000126 · wk-form4_1765415230.xml · nonDerivative · entry 6

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,114

F4 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/20/2024 to cover taxes due on restricted stock units that vested on 12/9/2025.

F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.57 to $402.39. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 10, 2025 Filed Dec 11, 2025 01:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 51 $400.65 $20,433.15
Disclosure

SEC source: 0001024478-25-000126 · wk-form4_1765415230.xml · nonDerivative · entry 5

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,208

F4 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/20/2024 to cover taxes due on restricted stock units that vested on 12/9/2025.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.4050 to $401.1950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 09, 2025 Filed Dec 11, 2025 01:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionPerformance Shares · Derivative 329 $0.00 $0.00
Disclosure

SEC source: 0001024478-25-000126 · wk-form4_1765415230.xml · derivative · entry 12

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 329 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 09, 2025 Filed Dec 11, 2025 01:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionRestricted Stock Units · Derivative 154 $0.00 $0.00
Disclosure

SEC source: 0001024478-25-000126 · wk-form4_1765415230.xml · derivative · entry 11

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 154 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F12 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 09, 2025 Filed Dec 11, 2025 01:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 329 $0.00 $0.00
Disclosure

SEC source: 0001024478-25-000126 · wk-form4_1765415230.xml · nonDerivative · entry 4

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2025 Filed Dec 11, 2025 01:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 154 $0.00 $0.00
Disclosure

SEC source: 0001024478-25-000126 · wk-form4_1765415230.xml · nonDerivative · entry 3

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2025 Filed Dec 11, 2025 01:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantRestricted Stock Units · Derivative 299 $0.00 $0.00
Disclosure

SEC source: 0001024478-25-000126 · wk-form4_1765415230.xml · derivative · entry 10

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 299

Underlying: Common Stock · 299 shares

Expires 2028-12-08

F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F9 · kind: Awarded under the Company's 2020 Long-Term Incentive Plan.

F12 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 08, 2025 Filed Dec 11, 2025 01:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantEmployee Stock Option (Right to Buy) · Derivative 1,025 $0.00 Strike: $402.22 $0.00
Disclosure

SEC source: 0001024478-25-000126 · wk-form4_1765415230.xml · derivative · entry 9

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,025

Underlying: Common Stock · 1,025 shares

Expires 2035-12-08

F9 · kind: Awarded under the Company's 2020 Long-Term Incentive Plan.

F10 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on date exercisable.

Read SEC document
December 08, 2025 Filed Dec 11, 2025 01:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 9 $401.54 $3,613.88
Disclosure

SEC source: 0001024478-25-000126 · wk-form4_1765415230.xml · nonDerivative · entry 2

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,776

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/20/2024 to cover taxes due on restricted stock units that vested on 12/5/2025.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.38 to $401.8650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 08, 2025 Filed Dec 11, 2025 01:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 52 $400.77 $20,840.20
Disclosure

SEC source: 0001024478-25-000126 · wk-form4_1765415230.xml · nonDerivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,785

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/20/2024 to cover taxes due on restricted stock units that vested on 12/5/2025.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.34 to $401.26. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 05, 2025 Filed Dec 6, 2025 00:45 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionRestricted Stock Units · Derivative 134 $0.00 $0.00
Disclosure

SEC source: 0001794668-25-000006 · wk-form4_1764981952.xml · derivative · entry 7

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 270

Underlying: Common Stock · 134 shares

Expires 2027-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 05, 2025 Filed Dec 6, 2025 00:45 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 10 $403.34 $4,033.36
Disclosure

SEC source: 0001794668-25-000006 · wk-form4_1764981952.xml · nonDerivative · entry 4

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,837

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/20/2024 to cover taxes due on restricted stock units that vested on 12/4/2025.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.32 to $403.36. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 05, 2025 Filed Dec 6, 2025 00:45 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 50 $402.80 $20,139.99
Disclosure

SEC source: 0001794668-25-000006 · wk-form4_1764981952.xml · nonDerivative · entry 3

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,847

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/20/2024 to cover taxes due on restricted stock units that vested on 12/4/2025.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.32 to $403.1550. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 05, 2025 Filed Dec 6, 2025 00:45 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 134 $0.00 $0.00
Disclosure

SEC source: 0001794668-25-000006 · wk-form4_1764981952.xml · nonDerivative · entry 2

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2025 Filed Dec 6, 2025 00:45 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionRestricted Stock Units · Derivative 150 $0.00 $0.00
Disclosure

SEC source: 0001794668-25-000006 · wk-form4_1764981952.xml · derivative · entry 6

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 151

Underlying: Common Stock · 150 shares

Expires 2026-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 04, 2025 Filed Dec 6, 2025 00:45 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001794668-25-000006 · wk-form4_1764981952.xml · nonDerivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 01, 2025 Filed Oct 3, 2025 21:40 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantPerformance Shares · Derivative 329 $0.00 $0.00
Disclosure

SEC source: 0001794668-25-000004 · wk-form4_1759527605.xml · derivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329

Underlying: Common Stock · 329 shares

Expires 2025-12-09

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 9, 2022, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 9, 2025, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

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July 17, 2025 Filed Jul 17, 2025 22:43 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 269 $355.26 $95,564.11
Disclosure

SEC source: 0001024478-25-000079 · wk-form4_1752792230.xml · nonDerivative · entry 4

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,613

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/20/2024 to cover taxes due on restricted stock units that vested on 7/16/2025.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $354.9550 to $355.4475. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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July 16, 2025 Filed Jul 17, 2025 22:43 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionRestricted Stock Units · Derivative 849 $0.00 $0.00
Disclosure

SEC source: 0001024478-25-000079 · wk-form4_1752792230.xml · derivative · entry 7

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,699

Underlying: Common Stock · 849 shares

Expires 2027-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

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July 16, 2025 Filed Jul 17, 2025 22:43 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 849 $0.00 $0.00
Disclosure

SEC source: 0001024478-25-000079 · wk-form4_1752792230.xml · nonDerivative · entry 3

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 15, 2025 Filed Jul 17, 2025 22:43 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,100 $171.46 Strike: $171.46 $360,066.00
Disclosure

SEC source: 0001024478-25-000079 · wk-form4_1752792230.xml · derivative · entry 6

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,100 shares

Expires 2028-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 15, 2025 Filed Jul 17, 2025 22:43 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 2,100 $350.08 $735,165.90
Disclosure

SEC source: 0001024478-25-000079 · wk-form4_1752792230.xml · nonDerivative · entry 2

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,033

F1 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 11/20/2024.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $350 to $350.29. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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July 15, 2025 Filed Jul 17, 2025 22:43 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 2,100 $171.46 $360,066.00
Disclosure

SEC source: 0001024478-25-000079 · wk-form4_1752792230.xml · nonDerivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 12, 2025 Filed May 12, 2025 23:47 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,900 $0.00 Strike: $196.43 $0.00
Disclosure

SEC source: 0001024478-25-000048 · wk-form4_1747093615.xml · derivative · entry 5

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 1,900 shares

Expires 2029-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2025 Filed May 12, 2025 23:47 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 600 $304.12 $182,472.00
Disclosure

SEC source: 0001024478-25-000048 · wk-form4_1747093615.xml · nonDerivative · entry 3

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,033

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/20/2024.

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May 12, 2025 Filed May 12, 2025 23:47 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 1,900 $304.13 $577,849.09
Disclosure

SEC source: 0001024478-25-000048 · wk-form4_1747093615.xml · nonDerivative · entry 2

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,633

F1 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 11/20/2024.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $303.81 to $304.56. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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May 12, 2025 Filed May 12, 2025 23:47 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 1,900 $196.43 $373,217.00
Disclosure

SEC source: 0001024478-25-000048 · wk-form4_1747093615.xml · nonDerivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 21:49 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 850 $300.21 $255,178.59
Disclosure

SEC source: 0001024478-25-000015 · wk-form4_1739569788.xml · nonDerivative · entry 1

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,633

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December 10, 2024 Filed Dec 11, 2024 01:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 3 $298.25 $894.75
Disclosure

SEC source: 0001024478-24-000186 · wk-form4_1733879236.xml · nonDerivative · entry 7

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,483

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/28/2023 to cover taxes due on restricted stock units that vested on 12/9/2024.

F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $298.1975 to $298.2750. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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December 10, 2024 Filed Dec 11, 2024 01:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 14 $297.80 $4,169.24
Disclosure

SEC source: 0001024478-24-000186 · wk-form4_1733879236.xml · nonDerivative · entry 6

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,486

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/28/2023 to cover taxes due on restricted stock units that vested on 12/9/2024.

F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $297.1850 to $298.1500. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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December 10, 2024 Filed Dec 11, 2024 01:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 21 $296.59 $6,228.44
Disclosure

SEC source: 0001024478-24-000186 · wk-form4_1733879236.xml · nonDerivative · entry 5

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,500

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/28/2023 to cover taxes due on restricted stock units that vested on 12/9/2024.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.0500 to $297.0350. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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December 10, 2024 Filed Dec 11, 2024 01:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 8 $295.09 $2,360.74
Disclosure

SEC source: 0001024478-24-000186 · wk-form4_1733879236.xml · nonDerivative · entry 4

Riesterer Terry L. · CIK 0001794668 · Vice President and Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,521

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/28/2023 to cover taxes due on restricted stock units that vested on 12/9/2024.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $294.7400 to $295.5550. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.