Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Vice President and Controller | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKWELL AUTOMATION, INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance SharesSEC Table II · derivative / convertible security · Expires 2026-12-04 | Direct | 645 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 645 · Balance 645 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 04, 2021 Filed Nov 5, 2021 20:32 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,900 | $0.00 Strike: $192.86 | $0.00 |
DisclosureSEC source: 0001024478-21-000081 · wf-form4_163614435118439.xml · derivative · entry 4 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,900 shares Expires 2027-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| November 04, 2021 Filed Nov 5, 2021 20:32 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,900 | $342.68 | $651,087.44 |
DisclosureSEC source: 0001024478-21-000081 · wf-form4_163614435118439.xml · nonDerivative · entry 2 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833 F1 · balance_after: Includes 290 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 04, 2021 Filed Nov 5, 2021 20:32 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,900 | $192.86 | $366,434.00 |
DisclosureSEC source: 0001024478-21-000081 · wf-form4_163614435118439.xml · nonDerivative · entry 1 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 15:05 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 576 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000061 · wf-form4_163344630736369.xml · derivative · entry 1 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576 Underlying: Common Stock · 576 shares Expires 2021-12-04 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 4, 2018, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2021, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| August 05, 2021 Filed Aug 6, 2021 14:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,500 | $136.40 Strike: $136.40 | $341,000.00 |
DisclosureSEC source: 0001024478-21-000039 · wf-form4_162825923238113.xml · derivative · entry 4 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2026-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| August 05, 2021 Filed Aug 6, 2021 14:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,500 | $311.28 | $778,208.00 |
DisclosureSEC source: 0001024478-21-000039 · wf-form4_162825923238113.xml · nonDerivative · entry 2 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833 F1 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $311.24 to $311.41. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 290 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| August 05, 2021 Filed Aug 6, 2021 14:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,500 | $136.40 | $341,000.00 |
DisclosureSEC source: 0001024478-21-000039 · wf-form4_162825923238113.xml · nonDerivative · entry 1 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 1,300 | $0.00 Strike: $246.77 | $0.00 |
DisclosureSEC source: 0001246360-20-001938 · form.xml · derivative · entry 3 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 Underlying: Common Stock · 1,300 shares Expires 2030-12-10 F5 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F7 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted stock units · Derivative | 295 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001938 · form.xml · derivative · entry 2 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295 Underlying: Common Stock · 295 shares Expires 2023-12-10 F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 21 | $250.96 | $5,270.22 |
DisclosureSEC source: 0001246360-20-001897 · form.xml · nonDerivative · entry 4 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/11/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $250.9550 to $251.1201. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F6 · ownership.direct: Includes 290 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 100 | $249.63 | $24,963.13 |
DisclosureSEC source: 0001246360-20-001897 · form.xml · nonDerivative · entry 3 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/11/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $249.3650 to $249.84. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 252 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001897 · form.xml · derivative · entry 5 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 252 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 252 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001897 · form.xml · nonDerivative · entry 2 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 22:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 252 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001604 · form.xml · derivative · entry 1 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252 Underlying: Common Stock · 252 shares Expires 2020-12-08 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 138 | $199.18 | $27,487.01 |
DisclosureSEC source: 0001246360-19-002656 · form.xml · nonDerivative · entry 3 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 702 F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/17/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019. F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $199.09 to $199.19. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F8 · ownership.direct: Includes 410 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 270 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002656 · form.xml · derivative · entry 5 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 270 shares Expires 2019-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 270 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002656 · form.xml · nonDerivative · entry 2 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 18:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 2,400 | $0.00 Strike: $196.43 | $0.00 |
DisclosureSEC source: 0001246360-19-002611 · form.xml · derivative · entry 3 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Underlying: Common Stock · 2,400 shares Expires 2029-12-05 F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 18:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002611 · form.xml · nonDerivative · entry 2 Riesterer Terry L. · CIK 0001794668 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570 F2 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F3 · ownership.direct: Represents shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.