person · Reporting owner
LINEBARGER NORMAN THOMAS
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CUMMINS INCCMI · Entity 2961 | Director · Chairman & Executive Chairman | March 01, 2023 | March 03, 2023 |
| General Catalyst Global Resilience Merger Corp.GCGR · Entity 5448 | Director | April 29, 2026 | April 30, 2026 |
| HARLEY-DAVIDSON, INC.HOG · Entity 810 | Director | May 14, 2025 | May 16, 2025 |
| INNIO N.V.INIO · Entity 3365 | Director | June 05, 2026 | June 08, 2026 |
| REPUBLIC SERVICES, INC.RSG · Entity 1686 | Director | July 15, 2026 | July 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CUMMINS INC
Report date March 01, 2023 · Filed March 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 128,095 |
Ending reported balance
After 2023-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-01 · Grant · Acquired 18,396 · Balance 135,683 Row 2 · 2023-03-01 · Tax withholding · Disposed 7,588 · Balance 128,095 F1: Shares withheld to satisfy tax liabilities relating to earned performance shares. |
| CommonSEC Table I · non-derivative | IndirectBy 401(k) Plan | 8,969.63 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 8,969.63 F2: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. |
| CommonSEC Table I · non-derivative | IndirectBy Child #1 | 21,930 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 21,930 |
| CommonSEC Table I · non-derivative | IndirectBy Child #2 | 21,929 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 21,929 |
| CommonSEC Table I · non-derivative | IndirectBy Spouse | 240 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 240 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $109.09 · Expires 2026-04-04 | Direct | 131,920 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 131,920 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $136.82 · Expires 2025-04-02 | Direct | 60,780 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 60,780 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $142.12 · Expires 2030-04-06 | Direct | 95,920 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 95,920 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $149.34 · Expires 2024-04-02 | Direct | 44,890 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 44,890 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $149.72 · Expires 2027-04-03 | Direct | 85,050 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 85,050 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $160.10 · Expires 2028-04-03 | Direct | 61,700 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 61,700 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $163.43 · Expires 2029-04-04 | Direct | 98,670 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 98,670 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax liabilities relating to earned performance shares.
F2: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
General Catalyst Global Resilience Merger Corp.
Report date April 29, 2026 · Filed April 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-04-29 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The reported Class B ordinary shares are convertible at the option of the holder on a one-for-one basis until the issuer's initial business combination, after which, such Class B ordinary shares will automatically convert into Class A ordinary shares, over a ten year period following the issuer's initial business combination based on a formulaic conversion schedule and rates. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported Class B ordinary shares are convertible at the option of the holder on a one-for-one basis until the issuer's initial business combination, after which, such Class B ordinary shares will automatically convert into Class A ordinary shares, over a ten year period following the issuer's initial business combination based on a formulaic conversion schedule and rates.
HARLEY-DAVIDSON, INC.
Report date May 14, 2025 · Filed May 16, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,065.58 |
Reported balance
After 2025-05-14 transaction · row 1
1 source rowRow 1 · 2025-05-14 · Grant · Acquired 4,415 · Balance 29,065.58 F1: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended |
| Share UnitsSEC Table II · derivative / convertible security | Direct | 5,819 |
Reported balance
After 2025-05-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-05-14 · Grant · Acquired 5,819 · Balance 5,819 F1: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended F2: 1-fo-1 F3: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan) |
Filing footnotes · ownership attribution and instrument terms
F1: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended
F2: 1-fo-1
F3: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)
INNIO N.V.
Report date June 05, 2026 · Filed June 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 181,481 |
Ending reported balance
After 2026-06-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-05 · Grant · Acquired 88,889 · Balance 88,889 F1: Represents an award of restricted stock units ("RSUs"), each of which represents a contingent right to receive one Common Share. The RSUs will vest 50% on each of the first two anniversaries of the grant date. Row 2 · 2026-06-05 · Purchase · Acquired 92,592 · Balance 181,481 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units ("RSUs"), each of which represents a contingent right to receive one Common Share. The RSUs will vest 50% on each of the first two anniversaries of the grant date.
REPUBLIC SERVICES, INC.
Report date July 15, 2026 · Filed July 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,504.71 |
Reported balance
After 2026-07-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-15 · Grant · Acquired 10.53 · Balance 3,504.71 F1: Based on 1 on 1 conversion. F2: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles. |
Filing footnotes · ownership attribution and instrument terms
F1: Based on 1 on 1 conversion.
F2: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2022 Filed Mar 3, 2022 21:15 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 19,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-004067 · doc4.xml · nonDerivative · entry 1 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,532 Read SEC document |
| May 21, 2021 Filed May 25, 2021 19:15 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionShare Units · Derivative | 5,335.566 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008516 · doc4.xml · derivative · entry 3 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,095.934 Underlying: Common Stock · 5,335.566 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director. F3 · derivative.expiration_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director. Read SEC document |
| May 21, 2021 Filed May 25, 2021 19:15 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | GrantShare Units · Derivative | 2,600.92 | $48.06 | $125,000.22 |
DisclosureSEC source: 0001225208-21-008516 · doc4.xml · derivative · entry 2 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,431.5 Underlying: Common Stock · 2,600.92 shares Expires not disclosed F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director. F3 · derivative.expiration_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director. F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan. Read SEC document |
| May 21, 2021 Filed May 25, 2021 19:15 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionCommon Stock | 5,335.566 | $48.06 | $256,427.30 |
DisclosureSEC source: 0001225208-21-008516 · doc4.xml · nonDerivative · entry 1 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,674.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2021 Filed Jan 6, 2022 19:57 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 9,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000534 · doc5.xml · nonDerivative · entry 2 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT #4 Disclosed balance after: 24,935 F1 · kind: Return of shares from the Grantor Retained Annuity Trust #4. Read SEC document |
| May 19, 2021 Filed Jan 6, 2022 19:57 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 9,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000534 · doc5.xml · nonDerivative · entry 1 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,029 F1 · kind: Return of shares from the Grantor Retained Annuity Trust #4. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:36 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 8,701 | $262.98 | $2,288,188.98 |
DisclosureSEC source: 0001225208-21-004435 · doc4.xml · nonDerivative · entry 2 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,392 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:36 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 19,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-004435 · doc4.xml · nonDerivative · entry 1 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,093 Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 21:58 UTC Amendment | CUMMINS INC CMI · Entity 2961 | SaleCommon | 9,346 | $245.10 | $2,290,741.05 |
DisclosureSEC source: 0001225208-21-002194 · doc4a.xml · nonDerivative · entry 1 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,581 F1 · kind: The reporting person's original Form 4 understated the number of shares sold to cover taxes in the "sell-to-cover" transactions associated with the stock option exercise. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 13:46 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 13,040 | $0.00 Strike: $119.77 | $0.00 |
DisclosureSEC source: 0001225208-21-002130 · doc4.xml · derivative · entry 8 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 13,040 shares Expires 2021-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 13:46 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 8,389 | $245.10 | $2,056,176.62 |
DisclosureSEC source: 0001225208-21-002130 · doc4.xml · nonDerivative · entry 2 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,538 F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 13:46 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 13,040 | $119.77 | $1,561,800.80 |
DisclosureSEC source: 0001225208-21-002130 · doc4.xml · nonDerivative · entry 1 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises. Read SEC document |
| September 01, 2020 Filed Jan 6, 2021 20:55 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 21,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000513 · doc5.xml · nonDerivative · entry 5 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT #3 Disclosed balance after: 0 F3 · shares: Upon termination of the Grantor Retained Annuity Trust #3 by the reporting person, a total of 7,768 shares (3,884 each) were distributed to trusts for the benefit of the reporting person's children, of which the reporting person is the sole trustee. Read SEC document |
| September 01, 2020 Filed Jan 6, 2021 20:55 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 3,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000513 · doc5.xml · nonDerivative · entry 4 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Child #2 Disclosed balance after: 16,832 F3 · shares: Upon termination of the Grantor Retained Annuity Trust #3 by the reporting person, a total of 7,768 shares (3,884 each) were distributed to trusts for the benefit of the reporting person's children, of which the reporting person is the sole trustee. Read SEC document |
| September 01, 2020 Filed Jan 6, 2021 20:55 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 3,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000513 · doc5.xml · nonDerivative · entry 3 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Child #1 Disclosed balance after: 16,832 F3 · shares: Upon termination of the Grantor Retained Annuity Trust #3 by the reporting person, a total of 7,768 shares (3,884 each) were distributed to trusts for the benefit of the reporting person's children, of which the reporting person is the sole trustee. Read SEC document |
| September 01, 2020 Filed Jan 6, 2021 20:55 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 13,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000513 · doc5.xml · nonDerivative · entry 2 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,887 F2 · shares: Return of 13,767 shares upon the termination of the Grantor Retained Annuity Trust #3 by the reporting person. Read SEC document |
| May 21, 2020 Filed May 26, 2020 22:45 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | GrantShare Units · Derivative | 5,301.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008238 · doc4.xml · derivative · entry 2 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,796.114 Underlying: Common Stock · 5,301.1 shares Expires not disclosed F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director. F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director. Read SEC document |
| May 15, 2020 Filed Jan 6, 2021 20:55 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 34,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000513 · doc5.xml · nonDerivative · entry 6 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT #4 Disclosed balance after: 34,572 F1 · shares: 34,572 shares held by the reporting person in The Norman Thomas Linebarger Revocable Trust were transferred to the Grantor Retained Annuity Trust #4. Read SEC document |
| May 15, 2020 Filed Jan 6, 2021 20:55 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 34,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000513 · doc5.xml · nonDerivative · entry 1 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,120 F1 · shares: 34,572 shares held by the reporting person in The Norman Thomas Linebarger Revocable Trust were transferred to the Grantor Retained Annuity Trust #4. Read SEC document |
| May 08, 2020 Filed May 13, 2020 00:00 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionShare Units · Derivative | 3,676.014 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007516 · doc4.xml · derivative · entry 2 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,495.014 Underlying: Common Stock · 3,676.014 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director. F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director. F4 · balance_after: Includes shares of Common Stock acquired through automatic reinvestment of dividends. Read SEC document |
| May 08, 2020 Filed May 13, 2020 00:00 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionCommon Stock | 3,676.014 | $21.45 | $78,850.50 |
DisclosureSEC source: 0001225208-20-007516 · doc4.xml · nonDerivative · entry 1 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,339.014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:21 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 95,920 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006256 · doc4.xml · derivative · entry 7 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,920 Underlying: Common · 95,920 shares Expires 2030-04-06 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:11 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 18,117 | $151.29 | $2,740,920.93 |
DisclosureSEC source: 0001225208-20-004084 · doc4.xml · nonDerivative · entry 2 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,692 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:11 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 40,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-004084 · doc4.xml · nonDerivative · entry 1 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,809 Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 21:38 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 16,360 | $0.00 Strike: $58.12 | $0.00 |
DisclosureSEC source: 0001225208-20-002380 · doc4.xml · derivative · entry 8 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 16,360 shares Expires 2020-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 21:38 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 10,447 | $167.54 | $1,750,283.07 |
DisclosureSEC source: 0001225208-20-002380 · doc4.xml · nonDerivative · entry 2 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,189 F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 21:38 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 16,360 | $58.12 | $950,761.40 |
DisclosureSEC source: 0001225208-20-002380 · doc4.xml · nonDerivative · entry 1 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises. Read SEC document |
| November 18, 2019 Filed Jan 21, 2020 15:50 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 12,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000950 · doc5.xml · nonDerivative · entry 2 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT #3 Disclosed balance after: 21,535 F1 · kind: Return of shares from the Grantor Retained Annuity Trust #3. Read SEC document |
| November 18, 2019 Filed Jan 21, 2020 15:50 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 12,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000950 · doc5.xml · nonDerivative · entry 1 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,276 F1 · kind: Return of shares from the Grantor Retained Annuity Trust #3. Read SEC document |
| May 10, 2019 Filed May 14, 2019 22:00 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | GrantShare Units · Derivative | 3,481.89 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007979 · doc4.xml · derivative · entry 3 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,676.646 Underlying: Common Stock · 3,481.89 shares Expires not disclosed F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan) F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan) F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan. Read SEC document |
| May 10, 2019 Filed May 14, 2019 22:00 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | GrantShare Units · Derivative | 3,621.17 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007979 · doc4.xml · derivative · entry 2 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,194.756 Underlying: Common Stock · 3,621.17 shares Expires not disclosed F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan) F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan) F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan. Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 14:01 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 98,670 | $0.00 Strike: $163.43 | $0.00 |
DisclosureSEC source: 0001225208-19-006542 · doc4.xml · derivative · entry 7 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,670 Underlying: Common · 98,670 shares Expires 2029-04-04 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 11,447 | $154.41 | $1,767,531.27 |
DisclosureSEC source: 0001225208-19-004538 · doc4.xml · nonDerivative · entry 2 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,326 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 27,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004538 · doc4.xml · nonDerivative · entry 1 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,773 Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 13:43 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 24,830 | $0.00 Strike: $19.42 | $0.00 |
DisclosureSEC source: 0001225208-18-016840 · doc4.xml · derivative · entry 12 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 24,830 shares Expires 2019-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 20, 2018. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 13:43 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 24,830 | $133.19 | $3,307,197.09 |
DisclosureSEC source: 0001225208-18-016840 · doc4.xml · nonDerivative · entry 4 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,933 F3 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 20, 2018. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $131.01 - $135.34. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 13:43 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 24,830 | $19.42 | $482,198.60 |
DisclosureSEC source: 0001225208-18-016840 · doc4.xml · nonDerivative · entry 3 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 20, 2018. Read SEC document |
| November 07, 2018 Filed Dec 19, 2018 13:43 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 6,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016840 · doc4.xml · nonDerivative · entry 8 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT #2 Disclosed balance after: 0 F5 · shares: Upon termination of the Grantor Retained Annuity Trust #2 by the reporting person, a total of 6,818 shares (3,409 each) were distributed to trusts for the benefit of the reporting person's children, of which the reporting person is the sole trustee. Read SEC document |
| November 07, 2018 Filed Dec 19, 2018 13:43 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 3,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016840 · doc4.xml · nonDerivative · entry 6 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Child #2 Disclosed balance after: 12,948 F5 · shares: Upon termination of the Grantor Retained Annuity Trust #2 by the reporting person, a total of 6,818 shares (3,409 each) were distributed to trusts for the benefit of the reporting person's children, of which the reporting person is the sole trustee. Read SEC document |
| November 07, 2018 Filed Dec 19, 2018 13:43 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 3,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016840 · doc4.xml · nonDerivative · entry 5 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Child #1 Disclosed balance after: 12,948 F5 · shares: Upon termination of the Grantor Retained Annuity Trust #2 by the reporting person, a total of 6,818 shares (3,409 each) were distributed to trusts for the benefit of the reporting person's children, of which the reporting person is the sole trustee. Read SEC document |
| August 28, 2018 Filed Dec 19, 2018 13:43 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 34,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016840 · doc4.xml · nonDerivative · entry 9 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT #3 Disclosed balance after: 34,485 F2 · shares: 34,485 shares held by the reporting person in The Norman Thomas Linebarger Revocable Trust were transferred to the Grantor Retained Annuity Trust #3. Read SEC document |
| August 28, 2018 Filed Dec 19, 2018 13:43 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 20,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016840 · doc4.xml · nonDerivative · entry 7 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT #2 Disclosed balance after: 6,818 F1 · shares: 20,568 shares held in the Grantor Retained Annuity Trust #2 were transferred to The Norman Thomas Linebarger Revocable Trust. Read SEC document |
| August 28, 2018 Filed Dec 19, 2018 13:43 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 34,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016840 · doc4.xml · nonDerivative · entry 2 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,933 F2 · shares: 34,485 shares held by the reporting person in The Norman Thomas Linebarger Revocable Trust were transferred to the Grantor Retained Annuity Trust #3. Read SEC document |
| August 28, 2018 Filed Dec 19, 2018 13:43 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 20,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016840 · doc4.xml · nonDerivative · entry 1 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,418 F1 · shares: 20,568 shares held in the Grantor Retained Annuity Trust #2 were transferred to The Norman Thomas Linebarger Revocable Trust. Read SEC document |
| May 11, 2018 Filed May 15, 2018 23:37 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | GrantShare Units · Derivative | 6,254.6 | $40.77 | $255,000.04 |
DisclosureSEC source: 0001225208-18-009405 · doc4.xml · derivative · entry 2 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,530.651 Underlying: Common Stock · 6,254.6 shares Expires not disclosed F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended. F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan). F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan). F4 · balance_after: Includes shares of Common Stock acquired through automatic reinvestment of dividends. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 18:26 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 61,700 | $0.00 Strike: $160.10 | $0.00 |
DisclosureSEC source: 0001225208-18-007456 · doc4.xml · derivative · entry 7 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,700 Underlying: Common · 61,700 shares Expires 2028-04-03 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:18 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 4,742 | $160.89 | $762,940.38 |
DisclosureSEC source: 0001225208-18-005234 · doc4.xml · nonDerivative · entry 2 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,850 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:18 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 12,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005234 · doc4.xml · nonDerivative · entry 1 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,592 Read SEC document |
| September 06, 2017 Filed Oct 3, 2017 14:49 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-015675 · doc4.xml · nonDerivative · entry 8 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT #2 Disclosed balance after: 27,386 F2 · balance_after: Return of shares from the Grantor Retained Annuity Trust #2. Read SEC document |
| September 06, 2017 Filed Oct 3, 2017 14:49 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-015675 · doc4.xml · nonDerivative · entry 2 LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,873 F2 · balance_after: Return of shares from the Grantor Retained Annuity Trust #2. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.