Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FutureFuel Corp.FF · Entity 6177 | Director | March 18, 2026 | March 19, 2026 |
| LEE ENTERPRISES, IncLEE · Entity 285 | Director | August 31, 2026 | September 02, 2026 |
| STIFEL FINANCIAL CORPSF · Entity 3461 | Director · Chief Executive Officer | February 27, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FutureFuel Corp.
Report date March 18, 2026 · Filed March 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.77 · Expires 2031-03-18 | Direct | 10,000 |
Reported balance
After 2026-03-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-18 · Grant · Acquired 10,000 · Balance 10,000 F1: The Stock Options were granted pursuant to the FutureFuel Corp. 2017 Omnibus Incentive Plan (the "Plan"), subject to the terms and conditions of the Plan and the applicable option agreement. The Stock Options may be exercised from March 18, 2026 until their expiration on March 18, 2031. |
Filing footnotes · ownership attribution and instrument terms
F1: The Stock Options were granted pursuant to the FutureFuel Corp. 2017 Omnibus Incentive Plan (the "Plan"), subject to the terms and conditions of the Plan and the applicable option agreement. The Stock Options may be exercised from March 18, 2026 until their expiration on March 18, 2031.
LEE ENTERPRISES, Inc
Report date August 31, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Kruszewski Revocable Trust | 11,112 |
Reported balance
After 2026-08-31 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-31 · Grant · Acquired 5,000 · Balance 11,112 |
| Common StockSEC Table I · non-derivative | IndirectBy Stifel Corporation Trust | 615,385 |
Reported balance
Holding disclosure · report date 2026-08-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 615,385 |
STIFEL FINANCIAL CORP
Report date February 27, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 236,278 |
Reported balance
After 2026-02-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-27 · Grant · Acquired 39,163 · Balance 236,278 F2: Units vest in 20% increments over a five year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 263,287 |
Reported balance
After 2026-02-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-27 · Grant · Acquired 27,009 · Balance 263,287 F4: Units vest in 10% increments over a 10 year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 1,883,213 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,883,213 F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.
F2: Units vest in 20% increments over a five year period.
F3: No expiration date for these Units
F4: Units vest in 10% increments over a 10 year period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 30, 2020 Filed Feb 3, 2020 21:35 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 30,000 | $66.22 | $1,986,600.00 |
DisclosureSEC source: 0001209191-20-006028 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,375 F1 · ownership.direct: Mr Kruszewski's total indirect holdings have decreased based on completion of custodial arrangement for his daughter. He no longer has reportable beneficial ownership of those shares. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:38 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 28,587 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001861 · doc4.xml · derivative · entry 4 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,562 Underlying: Common Stock · 28,587 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:38 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 10,461 | $61.44 | $642,723.84 |
DisclosureSEC source: 0001209191-20-001861 · doc4.xml · nonDerivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 859,375 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:38 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 28,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001861 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2019 Filed Jul 3, 2019 17:56 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | OtherCommon Stock | 34,972 | $57.19 | $2,000,048.68 |
DisclosureSEC source: 0001209191-19-040838 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 841,249 F1 · kind: These shares were contributed by an LLC for which Mr. Kruszewski serves as a Manager and has voting power to the Clearfork Capital Fund LLC, an exchange fund, as part of ongoing estate and tax planning. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 20:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 90,000 | $56.42 | $5,077,800.00 |
DisclosureSEC source: 0001209191-19-020762 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 876,203 Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 21:54 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 60,000 | $55.76 | $3,345,600.00 |
DisclosureSEC source: 0001209191-19-013026 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 966,203 F1 · kind: Surrender of shares to the company primarily to satisfy tax withholdings. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:26 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 40,248 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001951 · doc4.xml · derivative · entry 3 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,149 Underlying: Common Stock · 40,248 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:26 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 40,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001951 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,026,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 21:29 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 346 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-063194 · doc4.xml · derivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,397 Underlying: Common Stock · 346 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connection with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-on basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connection with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-on basis. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 297 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051636 · doc4.xml · derivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,051 Underlying: Common Stock · 297 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connection with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-on basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connection with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-on basis. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 19:49 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 277 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000069 · edgardoc.xml · derivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,754 Underlying: Common Stock · 277 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 217 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000045 · edgardoc.xml · derivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,477 Underlying: Common Stock · 217 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. Read SEC document |
| December 29, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 63,796 | $60.13 | $3,836,053.48 |
DisclosureSEC source: 0000720672-17-000108 · edgardoc.xml · nonDerivative · entry 4 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 905,106 Read SEC document |
| December 29, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantCommon Stock | 133,045 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000108 · edgardoc.xml · nonDerivative · entry 3 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 968,902 F2 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a five year period from the grant date. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:19 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 102,475 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000018 · edgardoc.xml · derivative · entry 4 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,155 Underlying: Common Stock · 102,475 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently convertible. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:19 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 21,631 | $59.56 | $1,288,342.36 |
DisclosureSEC source: 0000720672-18-000018 · edgardoc.xml · nonDerivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 985,950 Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:19 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 102,475 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000018 · edgardoc.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,007,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 8,311 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000108 · edgardoc.xml · derivative · entry 7 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,630 Underlying: Common Stock · 8,311 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date. F4 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 44,970 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000108 · edgardoc.xml · derivative · entry 6 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,941 Underlying: Common Stock · 44,970 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently convertible. Units vest in 20% increments over a five year period from original grant date. F4 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 8,311 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000108 · edgardoc.xml · nonDerivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 835,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 22:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 44,970 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000108 · edgardoc.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 827,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit. Read SEC document |
| December 15, 2017 Filed Feb 13, 2018 21:58 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 503 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000026 · edgardoc.xml · derivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,016 Underlying: Common Stock · 503 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. Read SEC document |
| September 15, 2017 Filed Feb 13, 2018 21:58 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 602 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000026 · edgardoc.xml · derivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,513 Underlying: Common Stock · 602 shares Expires not disclosed F1 · derivative.exercise_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to dividend equivalent rights in respect of previously reported phantom stock units (the "Dividend Equivalent PSUs"). The Dividend Equivalent PSUs accrued in connect with a cash dividend paid by the issuer on the issuer's common stock. The Dividend Equivalent PSUs will vest proportionately with the phantom stock units to which they relate. The Dividend Equivalent PSUs convert to the issuer's common stock on a one-for-one basis. Read SEC document |
| May 18, 2017 Filed May 19, 2017 19:39 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | OtherCommon Stock | 41,700 | $44.69 | $1,863,573.00 |
DisclosureSEC source: 0000720672-17-000063 · edgardoc.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782,576 F1 · kind: These shares were contributed by an LLC for which Mr. Kruszewski serves as a Manager and has voting power to the Clearfork Capital Fund LLC, an exchange fund, as part of ongoing estate and tax planning. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 23:11 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 13,827 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000050 · edgardoc.xml · derivative · entry 3 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,911 Underlying: Common Stock · 13,827 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:22 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | OtherCommon Stock | 18,064 | $55.36 | $1,000,023.04 |
DisclosureSEC source: 0000720672-17-000037 · edgardoc.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824,276 F1 · kind: These shares were contributed by an LLC for which Mr. Kruszewski serves as a Manager and has voting power to the Clearfork Capital Fund LLC, an exchange fund, as part of ongoing estate and tax planning. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 81,113 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000720672-17-000015 · edgardoc.xml · derivative · entry 6 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,084 Underlying: Common Stock · 81,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 81,113 of the reporting person's phantom stock units were settled for cash. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 81,113 of the reporting person's phantom stock units were settled for cash. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 81,113 | $49.95 | $4,051,594.35 |
DisclosureSEC source: 0000720672-17-000015 · edgardoc.xml · nonDerivative · entry 3 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 842,340 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 81,113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000720672-17-000015 · edgardoc.xml · nonDerivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 923,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 81,113 of the reporting person's phantom stock units were settled for cash. Read SEC document |
| December 23, 2016 Filed Dec 27, 2016 21:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 30,522 | $51.43 | $1,569,691.52 |
DisclosureSEC source: 0000720672-16-000192 · edgardoc.xml · nonDerivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 848,340 F1 · shares: Shares are being sold to rebalance portfolio. Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 21:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 30,000 | $51.39 | $1,541,700.00 |
DisclosureSEC source: 0000720672-16-000192 · edgardoc.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 878,862 F1 · shares: Shares are being sold to rebalance portfolio. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:03 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 8,675 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-16-000171 · edgardoc.xml · nonDerivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 908,862 Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 19:03 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 100,000 | $50.20 | $5,020,000.00 |
DisclosureSEC source: 0000720672-16-000171 · edgardoc.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 917,537 Read SEC document |
| December 28, 2010 Filed Jan 4, 2017 22:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000015 · edgardoc.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,681 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.