Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FutureFuel Corp.FF · Entity 6177 | Director | March 18, 2026 | March 19, 2026 |
| LEE ENTERPRISES, IncLEE · Entity 285 | Director | August 31, 2026 | September 02, 2026 |
| STIFEL FINANCIAL CORPSF · Entity 3461 | Director · Chief Executive Officer | February 27, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FutureFuel Corp.
Report date March 18, 2026 · Filed March 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.77 · Expires 2031-03-18 | Direct | 10,000 |
Reported balance
After 2026-03-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-18 · Grant · Acquired 10,000 · Balance 10,000 F1: The Stock Options were granted pursuant to the FutureFuel Corp. 2017 Omnibus Incentive Plan (the "Plan"), subject to the terms and conditions of the Plan and the applicable option agreement. The Stock Options may be exercised from March 18, 2026 until their expiration on March 18, 2031. |
Filing footnotes · ownership attribution and instrument terms
F1: The Stock Options were granted pursuant to the FutureFuel Corp. 2017 Omnibus Incentive Plan (the "Plan"), subject to the terms and conditions of the Plan and the applicable option agreement. The Stock Options may be exercised from March 18, 2026 until their expiration on March 18, 2031.
LEE ENTERPRISES, Inc
Report date August 31, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Kruszewski Revocable Trust | 11,112 |
Reported balance
After 2026-08-31 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-31 · Grant · Acquired 5,000 · Balance 11,112 |
| Common StockSEC Table I · non-derivative | IndirectBy Stifel Corporation Trust | 615,385 |
Reported balance
Holding disclosure · report date 2026-08-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 615,385 |
STIFEL FINANCIAL CORP
Report date February 27, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 236,278 |
Reported balance
After 2026-02-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-27 · Grant · Acquired 39,163 · Balance 236,278 F2: Units vest in 20% increments over a five year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 263,287 |
Reported balance
After 2026-02-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-27 · Grant · Acquired 27,009 · Balance 263,287 F4: Units vest in 10% increments over a 10 year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 1,883,213 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,883,213 F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.
F2: Units vest in 20% increments over a five year period.
F3: No expiration date for these Units
F4: Units vest in 10% increments over a 10 year period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 19, 2024 Filed Jan 23, 2024 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 14,838 | $69.15 | $1,026,047.70 |
DisclosureSEC source: 0001209191-24-002051 · doc4.xml · nonDerivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,407,549 Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 21:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 37,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-002051 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,422,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2023 Filed Mar 14, 2023 15:19 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | PurchaseCommon Stock | 174 | $58.38 | $10,158.12 |
DisclosureSEC source: 0001209191-23-018351 · doc4.xml · nonDerivative · entry 3 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,385,000 Read SEC document |
| March 14, 2023 Filed Mar 14, 2023 15:19 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | PurchaseCommon Stock | 7,500 | $57.00 | $427,500.00 |
DisclosureSEC source: 0001209191-23-018351 · doc4.xml · nonDerivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,384,826 Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 15:19 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | PurchaseCommon Stock | 2,500 | $55.00 | $137,500.00 |
DisclosureSEC source: 0001209191-23-018351 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,377,326 Read SEC document |
| March 10, 2023 Filed Mar 10, 2023 20:12 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | PurchaseCommon Stock | 10,000 | $59.00 | $590,000.00 |
DisclosureSEC source: 0001209191-23-017769 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,374,826 Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:55 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 47,733 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016354 · doc4.xml · derivative · entry 6 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,626 Underlying: Common Stock · 47,733 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:55 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 8,572 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016354 · doc4.xml · derivative · entry 5 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,359 Underlying: Common Stock · 8,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:55 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 59,666 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016354 · doc4.xml · derivative · entry 4 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,931 Underlying: Common Stock · 59,666 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 1, 2019. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 1, 2024. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:55 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 24,943 | $66.59 | $1,660,954.37 |
DisclosureSEC source: 0001209191-23-016354 · doc4.xml · nonDerivative · entry 3 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,364,826 Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:55 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 47,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016354 · doc4.xml · nonDerivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 21:55 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 8,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016354 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,342,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:40 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 75,019 | $66.65 Strike: $0.00 | $5,000,016.35 |
DisclosureSEC source: 0001209191-23-012314 · doc4.xml · derivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,265 Underlying: Common Stock · 75,019 shares Expires not disclosed F1 · derivative.exercise_date: These Units vest 100% five years from the grant date. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:37 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 35,370 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004288 · doc4.xml · derivative · entry 3 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,246 Underlying: Common Stock · 35,370 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:37 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 13,231 | $58.37 | $772,293.47 |
DisclosureSEC source: 0001209191-23-004288 · doc4.xml · nonDerivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,333,464 Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:37 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 35,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004288 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,346,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2022 Filed Aug 11, 2022 19:12 UTC | FutureFuel Corp. FF · Entity 6177 | GrantStock Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $7.18 | $0.00 |
DisclosureSEC source: 0001437749-22-020051 · rdgdoc.xml · derivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-08-10 Read SEC document |
| April 29, 2022 Filed May 3, 2022 20:28 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | PurchaseCommon Stock | 10,000 | $61.94 | $619,350.00 |
DisclosureSEC source: 0001209191-22-026723 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,311,325 Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:25 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 34,287 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016244 · doc4.xml · derivative · entry 6 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,616 Underlying: Common Stock · 34,287 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:25 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 8,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016244 · doc4.xml · derivative · entry 5 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,903 Underlying: Common Stock · 8,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:25 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 42,859 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016244 · doc4.xml · derivative · entry 4 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,103 Underlying: Common Stock · 42,859 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 2, 2018. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2023. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:25 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 18,972 | $71.70 | $1,360,292.40 |
DisclosureSEC source: 0001209191-22-016244 · doc4.xml · nonDerivative · entry 3 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,301,325 Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:25 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 34,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016244 · doc4.xml · nonDerivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,320,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:25 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 8,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016244 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,286,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 21:23 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 53,333 | $75.00 Strike: $0.00 | $3,999,975.00 |
DisclosureSEC source: 0001209191-22-012189 · doc4.xml · derivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,244 Underlying: Common Stock · 53,333 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 37,203 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000774 · doc4.xml · derivative · entry 3 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,911 Underlying: Common Stock · 37,203 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 16,649 | $70.00 | $1,165,430.00 |
DisclosureSEC source: 0001209191-22-000774 · doc4.xml · nonDerivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,277,810 Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 37,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000774 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,294,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:56 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 32,802 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019517 · doc4.xml · derivative · entry 6 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,114 Underlying: Common Stock · 32,802 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Currently exercisable. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:56 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 66,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019517 · doc4.xml · derivative · entry 5 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,916 Underlying: Common Stock · 66,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Currently exercisable. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:56 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 41,002 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019517 · doc4.xml · derivative · entry 4 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,616 Underlying: Common Stock · 41,002 shares Expires not disclosed F2 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 2, 2017. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2022. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:56 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 44,528 | $64.76 | $2,883,633.28 |
DisclosureSEC source: 0001209191-21-019517 · doc4.xml · nonDerivative · entry 3 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,257,220 Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:56 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 32,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019517 · doc4.xml · nonDerivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,301,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On March 8, 2021, the shares indicated in this row were delivered to the reporting person based on the PRSU award agreement dated March 2, 2017. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:56 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 66,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-019517 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,268,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 21:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 14,289 | $63.01 | $900,349.89 |
DisclosureSEC source: 0001209191-21-015223 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202,246 F1 · kind: Sale of shares to the company to satisfy tax obligations associated with 83(b) elections made by the reporting person. Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 22:09 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 35,742 | $58.21 | $2,080,541.82 |
DisclosureSEC source: 0001209191-21-011942 · doc4.xml · nonDerivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,216,535 Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:09 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 64,258 | $58.66 | $3,769,374.28 |
DisclosureSEC source: 0001209191-21-011942 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,252,277 Read SEC document |
| January 28, 2021 Filed Feb 1, 2021 22:01 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantCommon Stock | 39,976 | $50.03 | $1,999,999.28 |
DisclosureSEC source: 0001209191-21-006490 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,316,535 F1 · shares: Grant of restricted stock. The restricted stock vests in 20% increments over a five year period. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:21 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 43,413 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001050 · doc4.xml · derivative · entry 4 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,614 Underlying: Common Stock · 43,413 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:21 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 19,428 | $50.46 | $980,336.88 |
DisclosureSEC source: 0001209191-21-001050 · doc4.xml · nonDerivative · entry 3 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,276,559 Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:21 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 43,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001050 · doc4.xml · nonDerivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,295,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:21 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 6,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001050 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,252,574 Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 21:58 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 25,622 | $68.06 | $1,743,833.32 |
DisclosureSEC source: 0001209191-20-057675 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 839,378 Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 20:21 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | PurchaseCommon Stock | 10,000 | $31.85 | $318,500.00 |
DisclosureSEC source: 0001209191-20-020453 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865,000 Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:19 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 177,867 | $63.23 Strike: $0.00 | $11,246,530.41 |
DisclosureSEC source: 0001209191-20-015603 · doc4.xml · derivative · entry 5 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,018 Underlying: Common Stock · 177,867 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Currently exercisable. F5 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:19 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 222,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015603 · doc4.xml · derivative · entry 4 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,885 Underlying: Common Stock · 222,333 shares Expires not disclosed F4 · derivative.exercise_date: Of these Units, 80 percent are vested. The remaining 20 percent will vest on 2/25/21. F5 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:19 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 71,332 | $63.23 | $4,510,322.36 |
DisclosureSEC source: 0001209191-20-015603 · doc4.xml · nonDerivative · entry 3 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,000 F3 · shares: From among the shares delivered, the units indicated in this ROW were net settled for cash by the Company from the reporting person. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:19 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 80,910 | $63.23 | $5,115,939.30 |
DisclosureSEC source: 0001209191-20-015603 · doc4.xml · nonDerivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 926,332 F2 · shares: From among the shares delivered, the shares indicated in this row above were disposed of as a withholding or payment for tax liability. Read SEC document |
| March 03, 2020 Filed Mar 3, 2020 23:19 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 177,867 | $63.23 | $11,246,530.41 |
DisclosureSEC source: 0001209191-20-015603 · doc4.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,007,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The shares indicated in this row were delivered to the reporting person, based on the PRSU award agreement, dated February 25, 2016, based on the opening market price on the calculation date specified in that agreement. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 21:35 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 19,939 | $62.69 Strike: $0.00 | $1,249,975.91 |
DisclosureSEC source: 0001209191-20-006028 · doc4.xml · derivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,501 Underlying: Common Stock · 19,939 shares Expires not disclosed F2 · derivative.exercise_date: Units vest in 20% increments over a five year period. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.