person · Reporting owner
Siffermann William A
Disclosed activity across 84 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUNDNAZ · Entity 1379 | Vice President | August 02, 2017 | August 10, 2017 |
| NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUNDNKX · Entity 1391 | Vice President | August 02, 2017 | August 11, 2017 |
| NUVEEN CALIFORNIA MUNICIPAL VALUE FUNDNCA · Entity 1394 | Vice President | August 02, 2017 | August 10, 2017 |
| NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIONXC · Entity 18510 | Vice President | August 02, 2017 | August 10, 2017 |
| NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUNDNTC · Entity 11938 | Vice President | August 02, 2017 | August 10, 2017 |
| NUVEEN DIVERSIFIED DIVIDEND & INCOME FUNDJDD · Entity 13059 | Vice President | August 02, 2017 | August 10, 2017 |
| NUVEEN FLOATING RATE INCOME FUNDJFR · Entity 8899 | Vice President | August 02, 2017 | August 10, 2017 |
| NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUNDNKG · Entity 11523 | Vice President | August 02, 2017 | August 10, 2017 |
| NUVEEN MARYLAND QUALITY MUNICIPAL INCOME FUNDNMY · Entity 11765 | Vice President | August 02, 2017 | August 11, 2017 |
| NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUNDNMT · Entity 1373 | Vice President | August 02, 2017 | August 11, 2017 |
| NUVEEN MICHIGAN QUALITY MUNICIPAL INCOME FUNDNUM · Entity 11807 | Vice President | August 02, 2017 | August 11, 2017 |
| NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUNDNOM · Entity 10971 | Vice President | August 02, 2017 | August 11, 2017 |
| NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDNMZ · Entity 1432 | Vice President | March 05, 2026 | March 06, 2026 |
| NUVEEN MUNICIPAL INCOME FUND INCNMI · Entity 1434 | Vice President | August 02, 2017 | August 11, 2017 |
| NUVEEN MUNICIPAL VALUE FUND INCNUV · Entity 4557 | Vice President | August 02, 2017 | August 11, 2017 |
| NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUNDNXJ · Entity 10915 | Vice President | August 02, 2017 | August 11, 2017 |
| NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUNDNRK · Entity 1397 | Vice President | August 02, 2017 | August 11, 2017 |
| NUVEEN NEW YORK MUNICIPAL VALUE FUNDNNY · Entity 1398 | Vice President | August 02, 2017 | August 11, 2017 |
| NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUNDNAN · Entity 1399 | Vice President | August 02, 2017 | August 11, 2017 |
| NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIONXN · Entity 18156 | Vice President | August 02, 2017 | August 11, 2017 |
| NUVEEN NORTH CAROLINA QUALITY MUNICIPAL INCOME FUNDNNC · Entity 11937 | Vice President | August 02, 2017 | August 11, 2017 |
| NUVEEN OHIO QUALITY MUNICIPAL INCOME FUNDNUO · Entity 11522 | Vice President | August 02, 2017 | August 11, 2017 |
| NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUNDNQP · Entity 10916 | Vice President | August 02, 2017 | August 11, 2017 |
| NUVEEN REAL ESTATE INCOME FUNDJRS · Entity 8871 | Vice President | March 05, 2026 | March 06, 2026 |
| NUVEEN SELECT MATURITIES MUNICIPAL FUNDNIM · Entity 1360 | Vice President | August 02, 2017 | August 11, 2017 |
| NUVEEN SELECT TAX FREE INCOME PORTFOLIONXP · Entity 1367 | Vice President | August 02, 2017 | August 11, 2017 |
| NUVEEN SELECT TAX FREE INCOME PORTFOLIO 2NXQ · Entity 93276 | Vice President | August 02, 2017 | August 11, 2017 |
| NUVEEN SELECT TAX FREE INCOME PORTFOLIO 3NXR · Entity 137539 | Vice President | August 02, 2017 | August 11, 2017 |
| NUVEEN SENIOR INCOME FUNDNSL · Entity 16257 | Vice President | August 02, 2017 | August 11, 2017 |
| NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUNDJTA · Entity 17107 | Vice President | August 02, 2017 | August 11, 2017 |
| NUVEEN TEXAS QUALITY MUNICIPAL INCOME FUNDNTX · Entity 11895 | Vice President | August 02, 2017 | August 11, 2017 |
| NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUNDNPV · Entity 1378 | Vice President | August 02, 2017 | August 11, 2017 |
| Nuveen AMT-Free Municipal Credit Income FundNVG · Entity 1400 | Vice President | August 02, 2017 | August 10, 2017 |
| Nuveen AMT-Free Municipal Value FundNUW · Entity 6131 | Vice President | August 02, 2017 | August 10, 2017 |
| Nuveen AMT-Free Quality Municipal Income FundNEA · Entity 1411 | Vice President | August 02, 2017 | August 10, 2017 |
| Nuveen All Cap Energy MLP Opportunities FundJMLP · Entity 145133 | Vice President | August 02, 2017 | August 10, 2017 |
| Nuveen Build America Bond Opportunity FundNBD · Entity 167541 | Vice President | April 13, 2018 | April 16, 2018 |
| Nuveen California Municipal Value Fund 2NCB · Entity 145134 | Vice President | August 02, 2017 | August 10, 2017 |
| Nuveen California Quality Municipal Income FundNAC · Entity 1396 | Vice President | August 02, 2017 | August 10, 2017 |
| Nuveen Core Equity Alpha FundJCE · Entity 8955 | Vice President | August 02, 2017 | August 10, 2017 |
| Nuveen Core Plus Impact FundNPCT · Entity 6028 | Vice President | April 01, 2021 | April 29, 2021 |
| Nuveen Corporate Income 2023 Target Term FundJHAA · Entity 126455 | Vice President | December 19, 2018 | December 19, 2018 |
| Nuveen Corporate Income November 2021 Target Term FundJHB · Entity 137527 | Vice President | August 11, 2017 | August 11, 2017 |
| Nuveen Credit Opportunities 2022 Target Term FundJCO · Entity 127908 | Vice President | August 02, 2017 | August 10, 2017 |
| Nuveen Credit Strategies Income FundJQC · Entity 986 | Vice President | May 05, 2025 | May 06, 2025 |
| Nuveen Dow 30sm Dynamic Overwrite FundDIAX · Entity 17848 | Vice President | August 02, 2017 | August 10, 2017 |
| Nuveen Dynamic Municipal Opportunities FundNDMO · Entity 1425 | Vice President | August 27, 2020 | August 27, 2020 |
| Nuveen Emerging Markets Debt 2022 Target Term FundJEMD · Entity 126454 | Vice President | September 26, 2017 | September 26, 2017 |
| Nuveen Energy MLP Total Return FundJMF · Entity 150912 | Vice President | March 29, 2018 | March 29, 2018 |
| Nuveen Enhanced CLO Income FundECLO · Entity 998 | Vice President | January 10, 2025 | January 15, 2025 |
| Nuveen Enhanced Corporate Opportunities FundECOF · Entity 17808 | Vice President | July 15, 2026 | July 20, 2026 |
| Nuveen Enhanced High Yield Municipal Bond FundNONE · Entity 1003 | Vice President | June 29, 2021 | June 29, 2021 |
| Nuveen Enhanced Municipal Value FundNEV · Entity 127901 | Vice President | August 02, 2017 | August 10, 2017 |
| Nuveen Floating Rate Income Opportunity FundJRO · Entity 16253 | Vice President | August 02, 2017 | August 10, 2017 |
| Nuveen Global High Income FundJGH · Entity 992 | Vice President | August 02, 2017 | August 10, 2017 |
| Nuveen High Income 2020 Target Term FundJHY · Entity 150910 | Vice President | August 02, 2017 | August 10, 2017 |
| Nuveen High Income December 2018 Target Term FundJHA · Entity 158273 | Vice President | August 02, 2017 | August 10, 2017 |
| Nuveen High Income December 2019 Target Term FundJHD · Entity 150914 | Vice President | August 02, 2017 | August 11, 2017 |
| Nuveen Intermediate Duration Municipal Term FundNID · Entity 11545 | Vice President | August 02, 2017 | August 11, 2017 |
| Nuveen Intermediate Duration Quality Municipal Term FundNIQ · Entity 11580 | Vice President | August 02, 2017 | August 11, 2017 |
| Nuveen Minnesota Quality Municipal Income FundNMS · Entity 1374 | Vice President | August 02, 2017 | August 11, 2017 |
| Nuveen Mortgage & Income Fund/MA/JLS · Entity 995 | Vice President | August 02, 2017 | August 11, 2017 |
| Nuveen Mortgage Opportunity Term Fund 2JMT · Entity 154408 | Vice President | August 02, 2017 | August 11, 2017 |
| Nuveen Multi-Asset Income FundNMAI · Entity 5490 | Vice President | March 04, 2026 | March 06, 2026 |
| Nuveen Multi-Market Income FundJMM · Entity 7151 | Vice President | August 02, 2017 | August 11, 2017 |
| Nuveen Municipal 2021 Target Term FundNHA · Entity 12166 | Vice President | August 02, 2017 | August 11, 2017 |
| Nuveen Municipal Credit Income FundNZF · Entity 1428 | Vice President | August 02, 2017 | August 11, 2017 |
| Nuveen Municipal Credit Opportunities FundNMCO · Entity 1431 | Vice President | September 16, 2019 | September 16, 2019 |
| Nuveen NASDAQ 100 Dynamic Overwrite FundQQQX · Entity 4687 | Vice President | August 02, 2017 | August 11, 2017 |
| Nuveen New Jersey Municipal Value FundNJV · Entity 145066 | Vice President | August 02, 2017 | August 11, 2017 |
| Nuveen New York Municipal Value Fund 2NYV · Entity 145067 | Vice President | August 02, 2017 | August 11, 2017 |
| Nuveen Pennsylvania Municipal Value FundNPN · Entity 145068 | Vice President | August 02, 2017 | August 11, 2017 |
| Nuveen Preferred & Income FundJPT · Entity 124564 | Vice President | August 02, 2017 | August 11, 2017 |
| Nuveen Preferred & Income Opportunities FundJPC · Entity 4284 | Vice President | August 02, 2017 | August 11, 2017 |
| Nuveen Preferred & Income Securities FundJPS · Entity 17105 | Vice President | August 02, 2017 | August 11, 2017 |
| Nuveen Preferred Securities & Income Opportunities FundJPI · Entity 65135 | Vice President | August 02, 2017 | August 11, 2017 |
| Nuveen Quality Municipal Income FundNAD · Entity 1435 | Vice President | March 05, 2026 | March 06, 2026 |
| Nuveen Real Asset Income & Growth FundJRI · Entity 5831 | Vice President | August 02, 2017 | August 11, 2017 |
| Nuveen S&P 500 BuyWrite Income FundBXMX · Entity 65151 | Vice President | August 02, 2017 | August 11, 2017 |
| Nuveen S&P 500 Dynamic Overwrite FundSPXX · Entity 5801 | Vice President | August 02, 2017 | August 11, 2017 |
| Nuveen Short Duration Credit Opportunities FundJSD · Entity 12407 | Vice President | August 02, 2017 | August 11, 2017 |
| Nuveen Tax-Advantaged Dividend Growth FundJTD · Entity 137526 | Vice President | August 02, 2017 | August 11, 2017 |
| Nuveen Taxable Municipal Income FundNBB · Entity 1372 | Vice President | March 04, 2026 | March 06, 2026 |
| Nuveen Variable Rate Preferred & Income FundNPFD · Entity 5547 | Vice President | December 14, 2021 | December 15, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND
Report date August 02, 2017 · Filed August 10, 2017
This filing explicitly reported no securities owned.
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND
Report date August 02, 2017 · Filed August 10, 2017
This filing explicitly reported no securities owned.
NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO
Report date August 02, 2017 · Filed August 10, 2017
This filing explicitly reported no securities owned.
NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUND
Report date August 02, 2017 · Filed August 10, 2017
This filing explicitly reported no securities owned.
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND
Report date August 02, 2017 · Filed August 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 169.221 |
Reported balance
Holding disclosure · report date 2017-08-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 169.221 |
NUVEEN FLOATING RATE INCOME FUND
Report date August 02, 2017 · Filed August 10, 2017
This filing explicitly reported no securities owned.
NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUND
Report date August 02, 2017 · Filed August 10, 2017
This filing explicitly reported no securities owned.
NUVEEN MARYLAND QUALITY MUNICIPAL INCOME FUND
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
NUVEEN MICHIGAN QUALITY MUNICIPAL INCOME FUND
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUND
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
Report date March 05, 2026 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 913.9717 |
Reported balance
After 2026-03-05 transaction · row 1
1 source rowRow 1 · 2026-03-05 · Purchase · Acquired 100 · Balance 913.9717 |
NUVEEN MUNICIPAL INCOME FUND INC
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
NUVEEN MUNICIPAL VALUE FUND INC
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
NUVEEN NEW YORK MUNICIPAL VALUE FUND
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
NUVEEN NORTH CAROLINA QUALITY MUNICIPAL INCOME FUND
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
NUVEEN REAL ESTATE INCOME FUND
Report date March 05, 2026 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 485.3567 |
Reported balance
After 2026-03-05 transaction · row 1
1 source rowRow 1 · 2026-03-05 · Purchase · Acquired 100 · Balance 485.3567 |
NUVEEN SELECT MATURITIES MUNICIPAL FUND
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
NUVEEN SELECT TAX FREE INCOME PORTFOLIO
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
NUVEEN SELECT TAX FREE INCOME PORTFOLIO 2
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
NUVEEN SELECT TAX FREE INCOME PORTFOLIO 3
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
NUVEEN SENIOR INCOME FUND
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
NUVEEN TEXAS QUALITY MUNICIPAL INCOME FUND
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
Nuveen AMT-Free Municipal Credit Income Fund
Report date August 02, 2017 · Filed August 10, 2017
This filing explicitly reported no securities owned.
Nuveen AMT-Free Municipal Value Fund
Report date August 02, 2017 · Filed August 10, 2017
This filing explicitly reported no securities owned.
Nuveen AMT-Free Quality Municipal Income Fund
Report date August 02, 2017 · Filed August 10, 2017
This filing explicitly reported no securities owned.
Nuveen All Cap Energy MLP Opportunities Fund
Report date August 02, 2017 · Filed August 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 113.162 |
Reported balance
Holding disclosure · report date 2017-08-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 113.162 |
Nuveen Build America Bond Opportunity Fund
Report date April 13, 2018 · Filed April 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 302.342 |
Reported balance
After 2018-04-13 transaction · row 1
1 source rowRow 1 · 2018-04-13 · Purchase · Acquired 200 · Balance 302.342 |
Nuveen California Municipal Value Fund 2
Report date August 02, 2017 · Filed August 10, 2017
This filing explicitly reported no securities owned.
Nuveen California Quality Municipal Income Fund
Report date August 02, 2017 · Filed August 10, 2017
This filing explicitly reported no securities owned.
Nuveen Core Equity Alpha Fund
Report date August 02, 2017 · Filed August 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50 |
Reported balance
Holding disclosure · report date 2017-08-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 50 |
Nuveen Core Plus Impact Fund
Report date April 01, 2021 · Filed April 29, 2021
This filing explicitly reported no securities owned.
Nuveen Corporate Income 2023 Target Term Fund
Report date December 19, 2018 · Filed December 19, 2018
This filing explicitly reported no securities owned.
Nuveen Corporate Income November 2021 Target Term Fund
Report date August 11, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
Nuveen Credit Opportunities 2022 Target Term Fund
Report date August 02, 2017 · Filed August 10, 2017
This filing explicitly reported no securities owned.
Nuveen Credit Strategies Income Fund
Report date May 05, 2025 · Filed May 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Subscription RightSEC Table II · derivative / convertible security · Conversion / exercise price $5.09 · Expires 2025-04-29 | Direct | 0 |
Reported balance
After 2025-05-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-05-05 · Other · Disposed 555 · Balance 0 F1: Represents shares acquired upon exercise of subscription rights allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired upon exercise of subscription rights allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b).
Nuveen Dow 30sm Dynamic Overwrite Fund
Report date August 02, 2017 · Filed August 10, 2017
This filing explicitly reported no securities owned.
Nuveen Dynamic Municipal Opportunities Fund
Report date August 27, 2020 · Filed August 27, 2020
This filing explicitly reported no securities owned.
Nuveen Emerging Markets Debt 2022 Target Term Fund
Report date September 26, 2017 · Filed September 26, 2017
This filing explicitly reported no securities owned.
Nuveen Energy MLP Total Return Fund
Report date March 29, 2018 · Filed March 29, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 200 |
Reported balance
After 2018-03-29 transaction · row 1
1 source rowRow 1 · 2018-03-29 · Purchase · Acquired 100 · Balance 200 |
Nuveen Enhanced CLO Income Fund
Report date January 10, 2025 · Filed January 15, 2025
This filing explicitly reported no securities owned.
Nuveen Enhanced Corporate Opportunities Fund
Report date July 15, 2026 · Filed July 20, 2026
This filing explicitly reported no securities owned.
Nuveen Enhanced High Yield Municipal Bond Fund
Report date June 29, 2021 · Filed June 29, 2021
This filing explicitly reported no securities owned.
Nuveen Enhanced Municipal Value Fund
Report date August 02, 2017 · Filed August 10, 2017
This filing explicitly reported no securities owned.
Nuveen Floating Rate Income Opportunity Fund
Report date August 02, 2017 · Filed August 10, 2017
This filing explicitly reported no securities owned.
Nuveen Global High Income Fund
Report date August 02, 2017 · Filed August 10, 2017
This filing explicitly reported no securities owned.
Nuveen High Income 2020 Target Term Fund
Report date August 02, 2017 · Filed August 10, 2017
This filing explicitly reported no securities owned.
Nuveen High Income December 2018 Target Term Fund
Report date August 02, 2017 · Filed August 10, 2017
This filing explicitly reported no securities owned.
Nuveen High Income December 2019 Target Term Fund
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
Nuveen Intermediate Duration Municipal Term Fund
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
Nuveen Intermediate Duration Quality Municipal Term Fund
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
Nuveen Minnesota Quality Municipal Income Fund
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
Nuveen Mortgage & Income Fund/MA/
Report date August 02, 2017 · Filed August 11, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50 |
Reported balance
Holding disclosure · report date 2017-08-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 50 |
Nuveen Mortgage Opportunity Term Fund 2
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
Nuveen Multi-Asset Income Fund
Report date March 04, 2026 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 330.0972 |
Reported balance
After 2026-03-04 transaction · row 1
1 source rowRow 1 · 2026-03-04 · Purchase · Acquired 75 · Balance 330.0972 |
Nuveen Multi-Market Income Fund
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
Nuveen Municipal 2021 Target Term Fund
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
Nuveen Municipal Credit Income Fund
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
Nuveen Municipal Credit Opportunities Fund
Report date September 16, 2019 · Filed September 16, 2019
This filing explicitly reported no securities owned.
Nuveen NASDAQ 100 Dynamic Overwrite Fund
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
Nuveen New Jersey Municipal Value Fund
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
Nuveen New York Municipal Value Fund 2
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
Nuveen Pennsylvania Municipal Value Fund
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
Nuveen Preferred & Income Fund
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
Nuveen Preferred & Income Opportunities Fund
Report date August 02, 2017 · Filed August 11, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 285.173 |
Reported balance
Holding disclosure · report date 2017-08-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 285.173 |
Nuveen Preferred & Income Securities Fund
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
Nuveen Preferred Securities & Income Opportunities Fund
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
Nuveen Quality Municipal Income Fund
Report date March 05, 2026 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,041.3222 |
Reported balance
After 2026-03-05 transaction · row 1
1 source rowRow 1 · 2026-03-05 · Purchase · Acquired 100 · Balance 1,041.3222 |
Nuveen Real Asset Income & Growth Fund
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
Nuveen S&P 500 BuyWrite Income Fund
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
Nuveen S&P 500 Dynamic Overwrite Fund
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
Nuveen Short Duration Credit Opportunities Fund
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
Nuveen Tax-Advantaged Dividend Growth Fund
Report date August 02, 2017 · Filed August 11, 2017
This filing explicitly reported no securities owned.
Nuveen Taxable Municipal Income Fund
Report date March 04, 2026 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 615.1304 |
Reported balance
After 2026-03-04 transaction · row 1
1 source rowRow 1 · 2026-03-04 · Purchase · Acquired 75 · Balance 615.1304 |
Nuveen Variable Rate Preferred & Income Fund
Report date December 14, 2021 · Filed December 15, 2021
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2026 Filed Mar 6, 2026 22:44 UTC | Nuveen Quality Municipal Income Fund NAD · Entity 1435 | PurchaseCommon Stock | 100 | $12.06 | $1,205.62 |
DisclosureSEC source: 0001225208-26-003389 · doc4.xml · nonDerivative · entry 1 Siffermann William A · CIK 0001714150 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,041.3222 Read SEC document |
| March 05, 2026 Filed Mar 6, 2026 22:46 UTC | NUVEEN REAL ESTATE INCOME FUND JRS · Entity 8871 | PurchaseCommon Stock | 100 | $8.11 | $811.25 |
DisclosureSEC source: 0001225208-26-003394 · doc4.xml · nonDerivative · entry 1 Siffermann William A · CIK 0001714150 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 485.3567 Read SEC document |
| March 05, 2026 Filed Mar 6, 2026 22:45 UTC | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND NMZ · Entity 1432 | PurchaseCommon Stock | 100 | $10.48 | $1,047.85 |
DisclosureSEC source: 0001225208-26-003390 · doc4.xml · nonDerivative · entry 1 Siffermann William A · CIK 0001714150 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 913.9717 Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 20:29 UTC | Nuveen Multi-Asset Income Fund NMAI · Entity 5490 | PurchaseCommon Stock | 75 | $13.44 | $1,008.00 |
DisclosureSEC source: 0001225208-26-003378 · doc4.xml · nonDerivative · entry 1 Siffermann William A · CIK 0001714150 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 330.0972 Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 20:33 UTC | Nuveen Taxable Municipal Income Fund NBB · Entity 1372 | PurchaseCommon Stock | 75 | $16.20 | $1,215.00 |
DisclosureSEC source: 0001225208-26-003379 · doc4.xml · nonDerivative · entry 1 Siffermann William A · CIK 0001714150 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 615.1304 Read SEC document |
| May 05, 2025 Filed May 6, 2025 20:24 UTC | Nuveen Credit Strategies Income Fund JQC · Entity 986 | OtherSubscription Right · Derivative | 555 | $0.00 Strike: $5.09 | $0.00 |
DisclosureSEC source: 0001225208-25-004788 · doc4.xml · derivative · entry 1 Siffermann William A · CIK 0001714150 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 111 shares Expires 2025-04-29 F1 · derivative.underlying_shares: Represents shares acquired upon exercise of subscription rights allocated to the Reporting Person in the pro rata rights offering conducted by the Issuer. The acquisition of the rights by the Reporting Person was exempt from Section 16 by virtue of Rule 16a-9(b) and the acquisition of shares by the Reporting Person upon exercise of the rights was exempt from Section 16(b) by virtue of Section 16b-6(b). Read SEC document |
| March 21, 2025 Filed Mar 24, 2025 12:54 UTC | Nuveen Quality Municipal Income Fund NAD · Entity 1435 | PurchaseCommon Stock | 300 | $11.61 | $3,481.68 |
DisclosureSEC source: 0001225208-25-003595 · doc4.xml · nonDerivative · entry 1 Siffermann William A · CIK 0001714150 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 724.324 Read SEC document |
| March 21, 2025 Filed Mar 24, 2025 12:45 UTC | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND NMZ · Entity 1432 | PurchaseCommon Stock | 300 | $11.08 | $3,322.50 |
DisclosureSEC source: 0001225208-25-003592 · doc4.xml · nonDerivative · entry 1 Siffermann William A · CIK 0001714150 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 609.806 Read SEC document |
| March 30, 2023 Filed Apr 5, 2023 17:46 UTC | Nuveen Quality Municipal Income Fund NAD · Entity 1435 | PurchaseCommon Stock | 100 | $11.43 | $1,143.00 |
DisclosureSEC source: 0001225208-23-004639 · doc4.xml · nonDerivative · entry 1 Siffermann William A · CIK 0001714150 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 424.324 Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 23:08 UTC | Nuveen Taxable Municipal Income Fund NBB · Entity 1372 | OtherCommon Stock | 324.482 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015740 · doc4.xml · nonDerivative · entry 1 Siffermann William A · CIK 0001714150 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324.482 F1 · price: Acquired pursuant to the Agreement and Plan of Reorganization dated as of November 19, 2018 by and between Nuveen Taxable Income Fund (formerly Nuveen Build America Bond Fund) (NBB) and Nuveen Build America Bond Opportunity Fund (NBD) in exchange for 302.342 common shares of NBB and cash in lieu of fractional shares of NBD. The exchange ratio was calculated as the ratio of the NBB net asset value per common share over the NBD net asset value per common share, each calculated as of the close of business on November 16, the business day immediately preceding the closing of the reorganization. As of such time, the net asset value per common share of NBB was $20.7201 and the net asset value per common share of NBD was $22.2374. On November 16, 2018, the closing trading price of NBB common shares was $18.94 and the closing trading price of NBD common shares was $20.35. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 20:28 UTC | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND NMZ · Entity 1432 | PurchaseCommon Stock | 150 | $11.83 | $1,775.09 |
DisclosureSEC source: 0001225208-18-015591 · doc4.xml · nonDerivative · entry 1 Siffermann William A · CIK 0001714150 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309.806 Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 21:26 UTC | Nuveen Quality Municipal Income Fund NAD · Entity 1435 | PurchaseCommon Stock | 200 | $13.09 | $2,617.00 |
DisclosureSEC source: 0001225208-18-007761 · doc4.xml · nonDerivative · entry 1 Siffermann William A · CIK 0001714150 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324.324 Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 21:26 UTC | Nuveen Build America Bond Opportunity Fund NBD · Entity 167541 | PurchaseCommon Stock | 200 | $22.31 | $4,462.00 |
DisclosureSEC source: 0001225208-18-007760 · doc4.xml · nonDerivative · entry 1 Siffermann William A · CIK 0001714150 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302.342 Read SEC document |
| March 29, 2018 Filed Mar 29, 2018 19:56 UTC | NUVEEN REAL ESTATE INCOME FUND JRS · Entity 8871 | PurchaseCommon Stock | 100 | $9.74 | $973.50 |
DisclosureSEC source: 0001225208-18-006786 · doc4.xml · nonDerivative · entry 1 Siffermann William A · CIK 0001714150 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 Read SEC document |
| March 29, 2018 Filed Mar 29, 2018 19:57 UTC | Nuveen Energy MLP Total Return Fund JMF · Entity 150912 | PurchaseCommon Stock | 100 | $9.93 | $993.00 |
DisclosureSEC source: 0001225208-18-006787 · doc4.xml · nonDerivative · entry 1 Siffermann William A · CIK 0001714150 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 Read SEC document |
| March 23, 2018 Filed Mar 26, 2018 21:12 UTC | NUVEEN REAL ESTATE INCOME FUND JRS · Entity 8871 | PurchaseCommon Stock | 100 | $9.60 | $960.00 |
DisclosureSEC source: 0001225208-18-006717 · doc4.xml · nonDerivative · entry 1 Siffermann William A · CIK 0001714150 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| March 23, 2018 Filed Mar 26, 2018 21:13 UTC | Nuveen Energy MLP Total Return Fund JMF · Entity 150912 | PurchaseCommon Stock | 100 | $10.18 | $1,018.00 |
DisclosureSEC source: 0001225208-18-006718 · doc4.xml · nonDerivative · entry 1 Siffermann William A · CIK 0001714150 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.