Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aristotle Pacific Enhanced CLO Income FundACLOX · Entity 17804 | Director | March 27, 2026 | March 27, 2026 |
| LibreMax Asset-Backed Income FundLMIFX · Entity 24446 | Director | February 25, 2026 | February 25, 2026 |
| Muzinich Aviation Income Fund (mAIR)AIRSX · Entity 19322 | Director | July 20, 2026 | July 20, 2026 |
| Regan Capital Alternative Income FundRIIAX · Entity 183004 | Director | September 10, 2026 | September 10, 2026 |
| Rockefeller Municipal Opportunities FundRKMIX · Entity 24684 | Director | December 06, 2024 | December 18, 2024 |
| TORTOISE ENERGY INDEPENDENCE FUND, INC.NDP · Entity 84717 | Chief Executive Officer | January 21, 2022 | January 25, 2022 |
| TORTOISE ENERGY INFRASTRUCTURE CORPTYG · Entity 8897 | Chief Executive Officer | January 21, 2022 | January 25, 2022 |
| TORTOISE PIPELINE & ENERGY FUND, INC.TTP · Entity 95263 | Chief Executive Officer | January 21, 2022 | January 25, 2022 |
| TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INCTPZ · Entity 73118 | Chief Executive Officer | January 21, 2022 | January 25, 2022 |
| TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUNDTEAF · Entity 73494 | Chief Executive Officer | January 21, 2022 | January 25, 2022 |
| Tax-Exempt Private Credit Fund, Inc.TSIFX · Entity 76830 | CEO & Princ Financial Officer | January 11, 2019 | March 26, 2019 |
| Tortoise Midstream Energy Fund, Inc.NTG · Entity 84716 | Chief Executive Officer | January 21, 2022 | January 25, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aristotle Pacific Enhanced CLO Income Fund
Report date March 27, 2026 · Filed March 27, 2026
This filing explicitly reported no securities owned.
LibreMax Asset-Backed Income Fund
Report date February 25, 2026 · Filed February 25, 2026
This filing explicitly reported no securities owned.
Muzinich Aviation Income Fund (mAIR)
Report date July 20, 2026 · Filed July 20, 2026
This filing explicitly reported no securities owned.
Regan Capital Alternative Income Fund
Report date September 10, 2026 · Filed September 10, 2026
This filing explicitly reported no securities owned.
Rockefeller Municipal Opportunities Fund
Report date December 06, 2024 · Filed December 18, 2024
This filing explicitly reported no securities owned.
TORTOISE ENERGY INDEPENDENCE FUND, INC.
Report date January 21, 2022 · Filed January 25, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 313.18 |
Reported balance
After 2022-01-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 313.18 F1: On May 1, 2020, the common shares reverse split 1-for-8, resulting in the reporting person's ownership of 1,458.81 less common shares, including shares acquired through automatic dividend reinvestments. Includes 6.18 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 1, 2020, the common shares reverse split 1-for-8, resulting in the reporting person's ownership of 1,458.81 less common shares, including shares acquired through automatic dividend reinvestments. Includes 6.18 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split.
TORTOISE ENERGY INFRASTRUCTURE CORP
Report date January 21, 2022 · Filed January 25, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 3,483.71 |
Reported balance
After 2022-01-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 3,483.71 F1: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 9,320.57 less common shares, including shares acquired through automatic dividend reinvestments. Includes 278.71 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split. Shares previously reported as indirectly owned by spouse are now held directly. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 9,320.57 less common shares, including shares acquired through automatic dividend reinvestments. Includes 278.71 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split. Shares previously reported as indirectly owned by spouse are now held directly.
TORTOISE PIPELINE & ENERGY FUND, INC.
Report date January 21, 2022 · Filed January 25, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 255.51 |
Reported balance
After 2022-01-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 255.51 F1: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 438.33 less common shares, including shares acquired through automatic dividend reinvestments. Includes 11.51 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split. Shares previously reported as indirectly owned by spouse are now held directly. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 438.33 less common shares, including shares acquired through automatic dividend reinvestments. Includes 11.51 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split. Shares previously reported as indirectly owned by spouse are now held directly.
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Report date January 21, 2022 · Filed January 25, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 2,577.36 |
Reported balance
After 2022-01-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 2,577.36 F1: Includes 671.95 shares acquired pursuant to automatic dividend reinvestments and excludes 1,119.01 shares held by adult child no longer living at home and in which the reporting person no longer has a reportable beneficial interest but which have been included in the reporting person's prior ownership information. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 671.95 shares acquired pursuant to automatic dividend reinvestments and excludes 1,119.01 shares held by adult child no longer living at home and in which the reporting person no longer has a reportable beneficial interest but which have been included in the reporting person's prior ownership information.
TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUND
Report date January 21, 2022 · Filed January 25, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 3,314.7 |
Reported balance
After 2022-01-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 3,314.7 F1: Includes 214.70 shares acquired pursuant to automatic dividend reinvestments. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 214.70 shares acquired pursuant to automatic dividend reinvestments.
Tax-Exempt Private Credit Fund, Inc.
Report date January 11, 2019 · Filed March 26, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Institutional Class I Common StockSEC Table I · non-derivative | Direct | 5,035.247 |
Reported balance
After 2019-01-11 transaction · row 1
1 source rowRow 1 · 2019-01-11 · Purchase · Acquired 5,035.247 · Balance 5,035.247 |
Tortoise Midstream Energy Fund, Inc.
Report date January 21, 2022 · Filed January 25, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 683.83 |
Reported balance
After 2022-01-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 683.83 F1: On May 1, 2020, the common shares reverse split 1-for-10, resulting in the reporting person's ownership of 4,824.35 less common shares, including shares acquired through automatic dividend reinvestments. Includes 49.83 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 1, 2020, the common shares reverse split 1-for-10, resulting in the reporting person's ownership of 4,824.35 less common shares, including shares acquired through automatic dividend reinvestments. Includes 49.83 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2017 Filed Jan 2, 2018 18:29 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 2.38 | $31.98 | $76.11 |
DisclosureSEC source: 0001140361-18-000055 · doc1.xml · nonDerivative · entry 5 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 118.75 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document |
| June 01, 2017 Filed Jan 12, 2018 18:56 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | OtherCommon Shares | 2.38 | $20.07 | $47.77 |
DisclosureSEC source: 0001140361-18-001864 · doc1.xml · nonDerivative · entry 3 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 122.25 F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| May 01, 2017 Filed Jan 12, 2018 19:05 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 6.05 | $22.33 | $135.10 |
DisclosureSEC source: 0001140361-18-001869 · doc1.xml · nonDerivative · entry 6 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By adult child living at home at time of transaction Disclosed balance after: 1,119.01 F1 · shares: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. F2 · shares: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. F2 · balance_after: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. Read SEC document |
| April 03, 2017 Filed Jan 12, 2018 19:05 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 6.07 | $22.11 | $134.21 |
DisclosureSEC source: 0001140361-18-001869 · doc1.xml · nonDerivative · entry 5 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By adult child living at home at time of transaction Disclosed balance after: 1,119.01 F1 · shares: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. F2 · shares: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. F2 · balance_after: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. Read SEC document |
| March 01, 2017 Filed Jan 2, 2018 18:29 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 2.14 | $34.94 | $74.77 |
DisclosureSEC source: 0001140361-18-000055 · doc1.xml · nonDerivative · entry 4 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 116.37 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document |
| March 01, 2017 Filed Jan 2, 2018 18:29 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 16.01 | $34.94 | $559.39 |
DisclosureSEC source: 0001140361-18-000055 · doc1.xml · nonDerivative · entry 3 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By adult child living at home Disclosed balance after: 870.22 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. F2 · balance_after: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to transaction and as of the date this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. Read SEC document |
| March 01, 2017 Filed Jan 12, 2018 19:05 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 5.88 | $22.71 | $133.53 |
DisclosureSEC source: 0001140361-18-001869 · doc1.xml · nonDerivative · entry 4 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By adult child living at home at time of transaction Disclosed balance after: 1,119.01 F1 · shares: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. F2 · shares: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. F2 · balance_after: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. Read SEC document |
| March 01, 2017 Filed Jan 12, 2018 18:56 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | OtherCommon Shares | 2.17 | $21.58 | $46.83 |
DisclosureSEC source: 0001140361-18-001864 · doc1.xml · nonDerivative · entry 2 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 122.25 F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| February 01, 2017 Filed Jan 12, 2018 19:05 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 5.79 | $22.92 | $132.71 |
DisclosureSEC source: 0001140361-18-001869 · doc1.xml · nonDerivative · entry 3 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By adult child living at home at time of transaction Disclosed balance after: 1,119.01 F1 · shares: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. F2 · shares: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. F2 · balance_after: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. Read SEC document |
| January 03, 2017 Filed Jan 12, 2018 19:05 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 5.82 | $22.69 | $132.06 |
DisclosureSEC source: 0001140361-18-001869 · doc1.xml · nonDerivative · entry 2 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By adult child living at home at time of transaction Disclosed balance after: 1,119.01 F1 · shares: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. F2 · shares: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. F2 · balance_after: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. Read SEC document |
| December 01, 2016 Filed Jan 2, 2018 18:29 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 2.36 | $31.01 | $73.18 |
DisclosureSEC source: 0001140361-18-000055 · doc1.xml · nonDerivative · entry 2 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 114.23 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document |
| December 01, 2016 Filed Jan 2, 2018 18:29 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 17.67 | $31.01 | $547.95 |
DisclosureSEC source: 0001140361-18-000055 · doc1.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By adult child living at home Disclosed balance after: 854.21 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. F2 · balance_after: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to transaction and as of the date this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. Read SEC document |
| December 01, 2016 Filed Jan 12, 2018 19:05 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 6.1 | $21.52 | $131.27 |
DisclosureSEC source: 0001140361-18-001869 · doc1.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By adult child living at home at time of transaction Disclosed balance after: 1,119.01 F1 · shares: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. F2 · shares: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. F2 · balance_after: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. Read SEC document |
| December 01, 2016 Filed Jan 12, 2018 18:56 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | OtherCommon Shares | 2.1 | $21.93 | $46.05 |
DisclosureSEC source: 0001140361-18-001864 · doc1.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 122.25 F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| November 01, 2016 Filed Jan 13, 2017 22:31 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 6.26 | $20.84 | $130.46 |
DisclosureSEC source: 0001140361-17-001913 · doc1.xml · nonDerivative · entry 12 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By adult child living at home Disclosed balance after: 1,050.31 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| October 03, 2016 Filed Jan 13, 2017 22:31 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 5.82 | $22.31 | $129.84 |
DisclosureSEC source: 0001140361-17-001913 · doc1.xml · nonDerivative · entry 11 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By adult child living at home Disclosed balance after: 1,050.31 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| September 01, 2016 Filed Jan 13, 2017 22:34 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | OtherCommon Shares | 2.35 | $30.46 | $71.58 |
DisclosureSEC source: 0001140361-17-001916 · doc1.xml · nonDerivative · entry 8 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 111.87 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. Read SEC document |
| September 01, 2016 Filed Jan 13, 2017 22:34 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | OtherCommon Shares | 17.61 | $30.46 | $536.40 |
DisclosureSEC source: 0001140361-17-001916 · doc1.xml · nonDerivative · entry 7 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By adult child living at home Disclosed balance after: 836.54 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. F4 · balance_after: Includes 818.93 shares formerly reported as direct beneficial ownership but now held by adult child living at home. Read SEC document |
| September 01, 2016 Filed Jan 13, 2017 22:31 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 5.97 | $21.60 | $128.95 |
DisclosureSEC source: 0001140361-17-001913 · doc1.xml · nonDerivative · entry 10 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By adult child living at home Disclosed balance after: 1,050.31 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| September 01, 2016 Filed Jan 13, 2017 22:28 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | OtherCommon Shares | 2.29 | $19.68 | $45.07 |
DisclosureSEC source: 0001140361-17-001911 · doc1.xml · nonDerivative · entry 4 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 112.96 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| September 01, 2016 Filed Jan 2, 2018 18:25 UTC Amendment | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | OtherCommon Shares | 2.35 | $30.46 | $71.58 |
DisclosureSEC source: 0001140361-18-000052 · doc1.xml · nonDerivative · entry 8 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 111.87 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. Read SEC document |
| September 01, 2016 Filed Jan 2, 2018 18:25 UTC Amendment | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | OtherCommon Shares | 17.61 | $30.46 | $536.40 |
DisclosureSEC source: 0001140361-18-000052 · doc1.xml · nonDerivative · entry 7 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By adult child living at home Disclosed balance after: 836.54 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. F4 · balance_after: Includes 818.93 shares formerly reported as direct beneficial ownership but now held by adult child living at home. Read SEC document |
| August 09, 2016 Filed Jan 13, 2017 22:34 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | SaleCommon Shares | 26 | $31.43 | $817.18 |
DisclosureSEC source: 0001140361-17-001916 · doc1.xml · nonDerivative · entry 6 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,335.83 F3 · kind: Non-discretionary transaction; transaction by reporting person's investment adviser in account over which reporting person has no discretion. Read SEC document |
| August 09, 2016 Filed Jan 2, 2018 18:25 UTC Amendment | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | SaleCommon Shares | 26 | $31.43 | $817.18 |
DisclosureSEC source: 0001140361-18-000052 · doc1.xml · nonDerivative · entry 6 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,835.83 F3 · kind: Non-discretionary transaction; transaction by reporting person's investment adviser in account over which reporting person has no discretion. F5 · balance_after: This Form 5 Amendment is being filed to correct the original Form 5 filing for fiscal year end 11/30/16 to include certain non-discretionary purchases by the reporting person's investment adviser in an account over which the reporting person has no discretion which were inadvertently excluded from the original Form 5 filing. Read SEC document |
| August 04, 2016 Filed Jan 13, 2017 22:34 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | SaleCommon Shares | 10 | $30.75 | $307.50 |
DisclosureSEC source: 0001140361-17-001916 · doc1.xml · nonDerivative · entry 5 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,335.83 F3 · kind: Non-discretionary transaction; transaction by reporting person's investment adviser in account over which reporting person has no discretion. Read SEC document |
| August 04, 2016 Filed Jan 2, 2018 18:25 UTC Amendment | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | SaleCommon Shares | 10 | $30.75 | $307.50 |
DisclosureSEC source: 0001140361-18-000052 · doc1.xml · nonDerivative · entry 5 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,835.83 F3 · kind: Non-discretionary transaction; transaction by reporting person's investment adviser in account over which reporting person has no discretion. F5 · balance_after: This Form 5 Amendment is being filed to correct the original Form 5 filing for fiscal year end 11/30/16 to include certain non-discretionary purchases by the reporting person's investment adviser in an account over which the reporting person has no discretion which were inadvertently excluded from the original Form 5 filing. Read SEC document |
| August 01, 2016 Filed Jan 13, 2017 22:31 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 6.44 | $19.91 | $128.22 |
DisclosureSEC source: 0001140361-17-001913 · doc1.xml · nonDerivative · entry 9 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By adult child living at home Disclosed balance after: 1,050.31 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| July 01, 2016 Filed Jan 13, 2017 22:31 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 6.5 | $19.60 | $127.40 |
DisclosureSEC source: 0001140361-17-001913 · doc1.xml · nonDerivative · entry 8 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By adult child living at home Disclosed balance after: 1,050.31 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. F3 · balance_after: Includes 1,019.31 shares formerly reported as direct beneficial ownership but now held by adult child living at home. Read SEC document |
| June 01, 2016 Filed Jan 13, 2017 22:34 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 18.58 | $28.25 | $524.89 |
DisclosureSEC source: 0001140361-17-001916 · doc1.xml · nonDerivative · entry 4 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,335.83 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. Read SEC document |
| June 01, 2016 Filed Jan 13, 2017 22:34 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 2.48 | $28.25 | $70.06 |
DisclosureSEC source: 0001140361-17-001916 · doc1.xml · nonDerivative · entry 3 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 111.87 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. Read SEC document |
| June 01, 2016 Filed Jan 13, 2017 22:31 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 6.71 | $18.85 | $126.48 |
DisclosureSEC source: 0001140361-17-001913 · doc1.xml · nonDerivative · entry 7 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,685.48 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| June 01, 2016 Filed Jan 13, 2017 22:28 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | OtherCommon Shares | 2.54 | $17.37 | $44.12 |
DisclosureSEC source: 0001140361-17-001911 · doc1.xml · nonDerivative · entry 3 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 112.96 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| June 01, 2016 Filed Jan 2, 2018 18:25 UTC Amendment | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 18.58 | $28.25 | $524.89 |
DisclosureSEC source: 0001140361-18-000052 · doc1.xml · nonDerivative · entry 4 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,835.83 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. F5 · balance_after: This Form 5 Amendment is being filed to correct the original Form 5 filing for fiscal year end 11/30/16 to include certain non-discretionary purchases by the reporting person's investment adviser in an account over which the reporting person has no discretion which were inadvertently excluded from the original Form 5 filing. Read SEC document |
| June 01, 2016 Filed Jan 2, 2018 18:25 UTC Amendment | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 2.48 | $28.25 | $70.06 |
DisclosureSEC source: 0001140361-18-000052 · doc1.xml · nonDerivative · entry 3 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 111.87 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. Read SEC document |
| May 02, 2016 Filed Jan 13, 2017 22:31 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 6.66 | $18.88 | $125.74 |
DisclosureSEC source: 0001140361-17-001913 · doc1.xml · nonDerivative · entry 6 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,685.48 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| April 01, 2016 Filed Jan 13, 2017 22:31 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 7.3 | $17.10 | $124.83 |
DisclosureSEC source: 0001140361-17-001913 · doc1.xml · nonDerivative · entry 5 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,685.48 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| March 01, 2016 Filed Jan 13, 2017 22:34 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 20.38 | $25.10 | $511.54 |
DisclosureSEC source: 0001140361-17-001916 · doc1.xml · nonDerivative · entry 2 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,335.83 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. F2 · balance_after: Includes 239.84 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan, and excludes 818.93 shares formerly reported as direct beneficial ownership but now being reported as indirect beneficial ownership by adult child living at home. Read SEC document |
| March 01, 2016 Filed Jan 13, 2017 22:34 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 2.72 | $25.10 | $68.27 |
DisclosureSEC source: 0001140361-17-001916 · doc1.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 111.87 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. Read SEC document |
| March 01, 2016 Filed Jan 13, 2017 22:31 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 8.85 | $15.39 | $136.20 |
DisclosureSEC source: 0001140361-17-001913 · doc1.xml · nonDerivative · entry 4 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,685.48 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| March 01, 2016 Filed Jan 13, 2017 22:28 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | OtherCommon Shares | 3.37 | $12.67 | $42.70 |
DisclosureSEC source: 0001140361-17-001911 · doc1.xml · nonDerivative · entry 2 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 112.96 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| March 01, 2016 Filed Jan 2, 2018 18:25 UTC Amendment | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 20.38 | $25.10 | $511.54 |
DisclosureSEC source: 0001140361-18-000052 · doc1.xml · nonDerivative · entry 2 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,835.83 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. F2 · balance_after: Includes 239.84 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan, and excludes 818.93 shares formerly reported as direct beneficial ownership but now being reported as indirect beneficial ownership by adult child living at home. F5 · balance_after: This Form 5 Amendment is being filed to correct the original Form 5 filing for fiscal year end 11/30/16 to include certain non-discretionary purchases by the reporting person's investment adviser in an account over which the reporting person has no discretion which were inadvertently excluded from the original Form 5 filing. Read SEC document |
| March 01, 2016 Filed Jan 2, 2018 18:25 UTC Amendment | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 2.72 | $25.10 | $68.27 |
DisclosureSEC source: 0001140361-18-000052 · doc1.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 111.87 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. Read SEC document |
| February 01, 2016 Filed Jan 13, 2017 22:31 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 8.98 | $15.02 | $134.88 |
DisclosureSEC source: 0001140361-17-001913 · doc1.xml · nonDerivative · entry 3 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,685.48 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| January 04, 2016 Filed Jan 13, 2017 22:31 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 8 | $16.73 | $133.84 |
DisclosureSEC source: 0001140361-17-001913 · doc1.xml · nonDerivative · entry 2 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,685.48 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| December 22, 2015 Filed Jan 2, 2018 18:25 UTC Amendment | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 134 | $25.53 | $3,421.02 |
DisclosureSEC source: 0001140361-18-000052 · doc1.xml · nonDerivative · entry 9 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,835.83 F5 · date: This Form 5 Amendment is being filed to correct the original Form 5 filing for fiscal year end 11/30/16 to include certain non-discretionary purchases by the reporting person's investment adviser in an account over which the reporting person has no discretion which were inadvertently excluded from the original Form 5 filing. F5 · kind: This Form 5 Amendment is being filed to correct the original Form 5 filing for fiscal year end 11/30/16 to include certain non-discretionary purchases by the reporting person's investment adviser in an account over which the reporting person has no discretion which were inadvertently excluded from the original Form 5 filing. F5 · shares: This Form 5 Amendment is being filed to correct the original Form 5 filing for fiscal year end 11/30/16 to include certain non-discretionary purchases by the reporting person's investment adviser in an account over which the reporting person has no discretion which were inadvertently excluded from the original Form 5 filing. F5 · balance_after: This Form 5 Amendment is being filed to correct the original Form 5 filing for fiscal year end 11/30/16 to include certain non-discretionary purchases by the reporting person's investment adviser in an account over which the reporting person has no discretion which were inadvertently excluded from the original Form 5 filing. Read SEC document |
| December 01, 2015 Filed Jan 13, 2017 22:31 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 7.16 | $18.55 | $132.82 |
DisclosureSEC source: 0001140361-17-001913 · doc1.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,685.48 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. F2 · balance_after: Includes 136.45 shares acquired under the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan and excludes 1,019.31 shares formerly reported as direct ownership but now being reported as indirect beneficial ownership held by adult child living at home. Read SEC document |
| December 01, 2015 Filed Jan 13, 2017 22:28 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | OtherCommon Shares | 2.63 | $17.47 | $45.95 |
DisclosureSEC source: 0001140361-17-001911 · doc1.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 112.96 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| November 20, 2015 Filed Jan 2, 2018 18:23 UTC Amendment | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 235 | $29.41 | $6,911.35 |
DisclosureSEC source: 0001140361-18-000050 · doc1.xml · nonDerivative · entry 4 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,355.3 F3 · kind: Non-discretionary transaction; transaction by reporting person's investment adviser in account over which reporting person has no discretion F4 · balance_after: This Form 5 Amendment is being filed to correct the original Form 5 filing for fiscal year end 11/30/15 to include certain non-discretionary purchases by the reporting person's investment adviser in an account over which the reporting person has no discretion which were inadvertently excluded from the original Form 5 filing. Read SEC document |
| November 17, 2015 Filed Jan 2, 2018 18:23 UTC Amendment | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 183 | $29.41 | $5,382.03 |
DisclosureSEC source: 0001140361-18-000050 · doc1.xml · nonDerivative · entry 6 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,355.3 F4 · date: This Form 5 Amendment is being filed to correct the original Form 5 filing for fiscal year end 11/30/15 to include certain non-discretionary purchases by the reporting person's investment adviser in an account over which the reporting person has no discretion which were inadvertently excluded from the original Form 5 filing. F4 · kind: This Form 5 Amendment is being filed to correct the original Form 5 filing for fiscal year end 11/30/15 to include certain non-discretionary purchases by the reporting person's investment adviser in an account over which the reporting person has no discretion which were inadvertently excluded from the original Form 5 filing. F4 · shares: This Form 5 Amendment is being filed to correct the original Form 5 filing for fiscal year end 11/30/15 to include certain non-discretionary purchases by the reporting person's investment adviser in an account over which the reporting person has no discretion which were inadvertently excluded from the original Form 5 filing. F4 · balance_after: This Form 5 Amendment is being filed to correct the original Form 5 filing for fiscal year end 11/30/15 to include certain non-discretionary purchases by the reporting person's investment adviser in an account over which the reporting person has no discretion which were inadvertently excluded from the original Form 5 filing. Read SEC document |
| October 09, 2015 Filed Jan 2, 2018 18:23 UTC Amendment | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 226 | $30.96 | $6,996.96 |
DisclosureSEC source: 0001140361-18-000050 · doc1.xml · nonDerivative · entry 3 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,355.3 F3 · kind: Non-discretionary transaction; transaction by reporting person's investment adviser in account over which reporting person has no discretion F4 · balance_after: This Form 5 Amendment is being filed to correct the original Form 5 filing for fiscal year end 11/30/15 to include certain non-discretionary purchases by the reporting person's investment adviser in an account over which the reporting person has no discretion which were inadvertently excluded from the original Form 5 filing. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.