ADAMS P. BRADLEY

SEC source: 0001567619-22-001651 · doc1.xml · nonDerivative · entry 1

ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313.18

F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-8, resulting in the reporting person's ownership of 1,458.81 less common shares, including shares acquired through automatic dividend reinvestments. Includes 6.18 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split.

SEC source: 0001567619-22-001647 · doc1.xml · nonDerivative · entry 1

ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,577.36

F1 · balance_after: Includes 671.95 shares acquired pursuant to automatic dividend reinvestments and excludes 1,119.01 shares held by adult child no longer living at home and in which the reporting person no longer has a reportable beneficial interest but which have been included in the reporting person's prior ownership information.

SEC source: 0001567619-22-001655 · doc1.xml · nonDerivative · entry 1

ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,314.7

F1 · balance_after: Includes 214.70 shares acquired pursuant to automatic dividend reinvestments.

SEC source: 0001567619-22-001649 · doc1.xml · nonDerivative · entry 1

ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255.51

F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 438.33 less common shares, including shares acquired through automatic dividend reinvestments. Includes 11.51 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split. Shares previously reported as indirectly owned by spouse are now held directly.

SEC source: 0001567619-22-001645 · doc1.xml · nonDerivative · entry 1

ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683.83

F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-10, resulting in the reporting person's ownership of 4,824.35 less common shares, including shares acquired through automatic dividend reinvestments. Includes 49.83 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split.

SEC source: 0001567619-22-001642 · doc1.xml · nonDerivative · entry 1

ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,483.71

F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 9,320.57 less common shares, including shares acquired through automatic dividend reinvestments. Includes 278.71 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split. Shares previously reported as indirectly owned by spouse are now held directly.

SEC source: 0001567619-19-017151 · doc1.xml · nonDerivative · entry 1

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,527.448

F1 · balance_after: Includes 569.605 shares acquired under the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan.

SEC source: 0001567619-19-010780 · doc1.xml · nonDerivative · entry 1

ADAMS P. BRADLEY · CIK 0001497453 · CEO, CFO & Treasurer · Inv Comm Member for Fund

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

SEC source: 0000913849-19-000235 · ownership.xml · nonDerivative · entry 1

ADAMS P. BRADLEY · CIK 0001497453 · CEO, CFO & TREASURER^

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

SEC source: 0001567619-19-007616 · doc1.xml · nonDerivative · entry 1

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,035.247

SEC source: 0001567619-19-000737 · doc1.xml · nonDerivative · entry 1

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,385.38

F1 · shares: Automatic reinvestment of distribution by broker not made at the NTG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

F2 · balance_after: Includes 15.60 shares acquired under the NTG dividend reinvestment plan.

SEC source: 0001567619-19-000653 · doc1.xml · nonDerivative · entry 8

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 134.12

F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001567619-19-000653 · doc1.xml · nonDerivative · entry 7

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361.65

F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001567619-19-000651 · doc1.xml · nonDerivative · entry 6

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 133.3

F1 · shares: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001567619-19-000651 · doc1.xml · nonDerivative · entry 5

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,183.04

F1 · shares: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-18-033630 · doc1.xml · derivative · entry 2

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,789 shares

Expires 2018-07-18

F1 · derivative.exercise_price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per common

F2 · derivative.exercise_price: On July 9 and 10, 2018, the reporting person exercised his basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 638 common shares of the Fund from the exercise of his basic subscription rights (previously reported in a Form 4 filed on July 11, 2018), plus an additional 1,789 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges.

F1 · date: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per common

F2 · date: On July 9 and 10, 2018, the reporting person exercised his basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 638 common shares of the Fund from the exercise of his basic subscription rights (previously reported in a Form 4 filed on July 11, 2018), plus an additional 1,789 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges.

F1 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per common

F2 · price: On July 9 and 10, 2018, the reporting person exercised his basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 638 common shares of the Fund from the exercise of his basic subscription rights (previously reported in a Form 4 filed on July 11, 2018), plus an additional 1,789 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges.

SEC source: 0001140361-18-033630 · doc1.xml · nonDerivative · entry 1

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,340.09

F1 · date: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per common

F2 · date: On July 9 and 10, 2018, the reporting person exercised his basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 638 common shares of the Fund from the exercise of his basic subscription rights (previously reported in a Form 4 filed on July 11, 2018), plus an additional 1,789 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges.

F1 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per common

F2 · price: On July 9 and 10, 2018, the reporting person exercised his basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 638 common shares of the Fund from the exercise of his basic subscription rights (previously reported in a Form 4 filed on July 11, 2018), plus an additional 1,789 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges.

SEC source: 0001140361-18-032109 · doc1.xml · derivative · entry 6

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2018-07-18

F2 · security: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").

F3 · security: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

F2 · derivative.exercise_price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").

F3 · derivative.exercise_price: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

F2 · derivative.expiration_date: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").

F3 · derivative.expiration_date: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

SEC source: 0001140361-18-032109 · doc1.xml · derivative · entry 5

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock · 386 shares

Expires 2018-07-18

F2 · security: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").

F3 · security: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

F2 · derivative.exercise_price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").

F3 · derivative.exercise_price: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

F2 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").

F3 · price: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

F2 · derivative.expiration_date: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").

F3 · derivative.expiration_date: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

SEC source: 0001140361-18-032109 · doc1.xml · nonDerivative · entry 3

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,551.09

F2 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").

F3 · price: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

SEC source: 0001140361-18-032109 · doc1.xml · derivative · entry 4

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,159

Underlying: Common Stock · 252 shares

Expires 2018-07-18

F2 · security: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").

F3 · security: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

F2 · derivative.exercise_price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").

F3 · derivative.exercise_price: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

F2 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").

F3 · price: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

F2 · derivative.expiration_date: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").

F3 · derivative.expiration_date: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

SEC source: 0001140361-18-032109 · doc1.xml · nonDerivative · entry 2

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,165.09

F2 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").

F3 · price: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

F4 · balance_after: Includes 14.33 shares acquired under the Tortoise MLP Fund, Inc. dividend reinvestment plan.

SEC source: 0001140361-18-028302 · doc1.xml · nonDerivative · entry 3

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,896.32

F3 · balance_after: Includes 14.67 shares acquired under the Tortoise MLP Fund, Inc. dividend reinvestment plan.

SEC source: 0001140361-18-032109 · doc1.xml · nonDerivative · entry 1

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,898.76

F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4.

SEC source: 0001567619-19-000653 · doc1.xml · nonDerivative · entry 6

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 134.12

F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001567619-19-000653 · doc1.xml · nonDerivative · entry 5

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361.65

F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001567619-19-000651 · doc1.xml · nonDerivative · entry 4

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 133.3

F1 · shares: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001567619-19-000651 · doc1.xml · nonDerivative · entry 3

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,183.04

F1 · shares: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-18-028302 · doc1.xml · nonDerivative · entry 2

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 831.65

F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4.

F2 · balance_after: Includes 14.75 shares acquired under the Tortoise MLP Fund, Inc. dividend reinvestment plan.

SEC source: 0001567619-19-000653 · doc1.xml · nonDerivative · entry 4

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 134.12

F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001567619-19-000653 · doc1.xml · nonDerivative · entry 3

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361.65

F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001567619-19-000651 · doc1.xml · nonDerivative · entry 2

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 133.3

F1 · shares: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001567619-19-000651 · doc1.xml · nonDerivative · entry 1

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,183.04

F1 · shares: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

F2 · balance_after: Includes 474.17 shares acquired under the TYG dividend reinvestment plan.

SEC source: 0001140361-18-000055 · doc1.xml · nonDerivative · entry 11

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,595.2

SEC source: 0001140361-18-000055 · doc1.xml · nonDerivative · entry 10

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,095.2

F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4.

F4 · balance_after: Includes 85.56 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan.

SEC source: 0001140361-18-000055 · doc1.xml · nonDerivative · entry 9

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 124.49

F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4.

SEC source: 0001140361-18-028302 · doc1.xml · nonDerivative · entry 1

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814.38

F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4.

SEC source: 0001567619-19-000653 · doc1.xml · nonDerivative · entry 2

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 134.12

F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001567619-19-000653 · doc1.xml · nonDerivative · entry 1

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361.65

F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

F2 · balance_after: Includes 3.14 shares acquired under the TTP dividend reinvestment plan.

SEC source: 0001140361-18-001869 · doc1.xml · nonDerivative · entry 11

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By adult child living at home at time of transaction

Disclosed balance after: 1,119.01

F1 · shares: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

F2 · shares: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership.

F2 · balance_after: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership.

SEC source: 0001140361-18-001869 · doc1.xml · nonDerivative · entry 10

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By adult child living at home at time of transaction

Disclosed balance after: 1,119.01

F1 · shares: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

F2 · shares: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership.

F2 · balance_after: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership.

SEC source: 0001140361-18-000055 · doc1.xml · nonDerivative · entry 8

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,007.08

F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4.

F3 · balance_after: Includes 168.98 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan.

SEC source: 0001140361-18-000055 · doc1.xml · nonDerivative · entry 7

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 121.45

F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4.

SEC source: 0001140361-18-000055 · doc1.xml · nonDerivative · entry 6

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By adult child living at home

Disclosed balance after: 890

F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4.

F2 · balance_after: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to transaction and as of the date this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership.

SEC source: 0001140361-18-001869 · doc1.xml · nonDerivative · entry 9

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By adult child living at home at time of transaction

Disclosed balance after: 1,119.01

F1 · shares: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

F2 · shares: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership.

F2 · balance_after: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership.

SEC source: 0001140361-18-001867 · doc1.xml · nonDerivative · entry 1

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811.74

F1 · shares: Automatic reinvestment of distribution by broker not made at the NTG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

F2 · balance_after: Includes 116.06 shares acquired under the NTG dividend reinvestment plan.

SEC source: 0001140361-18-001864 · doc1.xml · nonDerivative · entry 5

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338.68

F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-18-001864 · doc1.xml · nonDerivative · entry 4

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 122.25

F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-18-001869 · doc1.xml · nonDerivative · entry 8

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By adult child living at home at time of transaction

Disclosed balance after: 1,119.01

F1 · shares: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

F2 · shares: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership.

F2 · balance_after: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership.

SEC source: 0001140361-18-001869 · doc1.xml · nonDerivative · entry 7

ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By adult child living at home at time of transaction

Disclosed balance after: 1,119.01

F1 · shares: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

F2 · shares: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership.

F2 · balance_after: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership.