Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NUVEEN DIVERSIFIED DIVIDEND & INCOME FUNDJDD · Entity 13059 | Portfolio Manager | September 25, 2017 | September 25, 2017 |
| NUVEEN FLOATING RATE INCOME FUNDJFR · Entity 8899 | Portfolio Manager | March 30, 2026 | April 24, 2026 |
| NUVEEN SENIOR INCOME FUNDNSL · Entity 16257 | Portfolio Manager | November 18, 2022 | November 22, 2022 |
| NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUNDJTA · Entity 17107 | Portfolio Manager | September 25, 2017 | September 25, 2017 |
| Nuveen Credit Opportunities 2022 Target Term FundJCO · Entity 127908 | Portfolio Manager | March 28, 2017 | March 28, 2017 |
| Nuveen Credit Strategies Income FundJQC · Entity 986 | Portfolio Manager | March 30, 2026 | April 24, 2026 |
| Nuveen Enhanced Corporate Opportunities FundECOF · Entity 17808 | Portfolio Manager | July 15, 2026 | July 20, 2026 |
| Nuveen Floating Rate Income Opportunity FundJRO · Entity 16253 | Portfolio Manager | May 13, 2022 | May 13, 2022 |
| Nuveen Short Duration Credit Opportunities FundJSD · Entity 12407 | Portfolio Manager | November 18, 2022 | November 22, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND
Report date September 25, 2017 · Filed September 25, 2017
This filing explicitly reported no securities owned.
NUVEEN FLOATING RATE INCOME FUND
Report date March 30, 2026 · Filed April 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 59,440 |
Ending reported balance
After 2026-03-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-30 · Purchase · Acquired 7,000 · Balance 52,440 Row 2 · 2026-03-31 · Purchase · Acquired 7,000 · Balance 59,440 |
NUVEEN SENIOR INCOME FUND
Report date November 18, 2022 · Filed November 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 62,923 |
Reported balance
After 2022-11-18 transaction · row 1
1 source rowRow 1 · 2022-11-18 · Purchase · Acquired 38,923 · Balance 62,923 |
NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND
Report date September 25, 2017 · Filed September 25, 2017
This filing explicitly reported no securities owned.
Nuveen Credit Opportunities 2022 Target Term Fund
Report date March 28, 2017 · Filed March 28, 2017
This filing explicitly reported no securities owned.
Nuveen Credit Strategies Income Fund
Report date March 30, 2026 · Filed April 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,000 |
Ending reported balance
After 2026-03-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-30 · Purchase · Acquired 10,000 · Balance 16,000 Row 2 · 2026-03-31 · Purchase · Acquired 10,000 · Balance 26,000 |
Nuveen Enhanced Corporate Opportunities Fund
Report date July 15, 2026 · Filed July 20, 2026
This filing explicitly reported no securities owned.
Nuveen Floating Rate Income Opportunity Fund
Report date May 13, 2022 · Filed May 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,636 |
Reported balance
After 2022-05-13 transaction · row 1
1 source rowRow 1 · 2022-05-13 · Purchase · Acquired 5,000 · Balance 51,636 |
Nuveen Short Duration Credit Opportunities Fund
Report date November 18, 2022 · Filed November 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-11-18 transaction · row 1
1 source rowRow 1 · 2022-11-18 · Sale · Disposed 16,156 · Balance 0 F1: Total includes shares acquired through reinvestment of dividends under a dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Total includes shares acquired through reinvestment of dividends under a dividend reinvestment plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 27, 2017 Filed Nov 1, 2017 17:16 UTC | Nuveen Short Duration Credit Opportunities Fund JSD · Entity 12407 | SaleCommon Stock | 100 | $17.53 | $1,753.00 |
DisclosureSEC source: 0001225208-17-016755 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,523 Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 18:10 UTC | Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253 | SaleCommon Stock | 12,000 | $11.80 | $141,654.00 |
DisclosureSEC source: 0001225208-17-013030 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,136 Read SEC document |
| July 13, 2017 Filed Jul 17, 2017 18:15 UTC | Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253 | SaleCommon Stock | 5,311 | $11.67 | $61,979.37 |
DisclosureSEC source: 0001225208-17-012661 · doc4.xml · nonDerivative · entry 2 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,489 Read SEC document |
| July 13, 2017 Filed Jul 17, 2017 18:15 UTC | Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253 | SaleCommon Stock | 2,300 | $11.66 | $26,826.05 |
DisclosureSEC source: 0001225208-17-012661 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,800 Read SEC document |
| July 12, 2017 Filed Jul 21, 2017 15:57 UTC | Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253 | SaleCommon Stock | 10,353 | $11.64 | $120,527.56 |
DisclosureSEC source: 0001225208-17-012789 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,747 Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 18:34 UTC | Nuveen Short Duration Credit Opportunities Fund JSD · Entity 12407 | PurchaseCommon Stock | 2,000 | $18.19 | $36,371.40 |
DisclosureSEC source: 0001225208-17-006317 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,623 Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 18:13 UTC | Nuveen Floating Rate Income Opportunity Fund JRO · Entity 16253 | SaleCommon Stock | 8,000 | $12.58 | $100,640.00 |
DisclosureSEC source: 0001225208-17-003438 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,100 Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 17:53 UTC | Nuveen Short Duration Credit Opportunities Fund JSD · Entity 12407 | PurchaseCommon Stock | 5,600 | $17.90 | $100,240.00 |
DisclosureSEC source: 0001225208-17-003437 · doc4.xml · nonDerivative · entry 1 Caraher Scott C. · CIK 0001521119 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,623 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.