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person · Reporting owner

Chu Chinh

Disclosed activity across 9 companies

Tapewire entity
29183
SEC CIK
0001306507

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CC Neuberger Principal Holdings IIIPRPC · Entity 108016Director · Chief Executive OfficerFebruary 02, 2021February 03, 2021
E2open Parent Holdings, Inc.ETWO · Entity 76849DirectorAugust 03, 2025August 06, 2025
Getty Images Holdings, Inc.GETY · Entity 6788DirectorOctober 30, 2024October 31, 2024
NCR Voyix CorpNCR · Entity 293DirectorMarch 31, 2021April 01, 2021
Velos Acquisition I Corp.VLOS · Entity 6125President · 10% ownerJuly 20, 2026July 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CC Neuberger Principal Holdings III

Report date February 02, 2021 · Filed February 03, 2021

This filing explicitly reported no securities owned.

E2open Parent Holdings, Inc.

Report date August 03, 2025 · Filed August 06, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-08-03 transaction · row 1
1 source row

Row 1 · 2025-08-03 · Disposition to issuer · Disposed 170,162 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"),

F2: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price").

Class A Common StockSEC Table I · non-derivativeIndirectBy CC Capital Holdings LP0 Reported balance After 2025-08-03 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2025-08-03 · Disposition to issuer · Disposed 17,912 · Balance 0

F3: The reported securities are held by CC Capital Holdings LP ("CC Holdings"). The Reporting Person controls CC Holdings and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4.

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"),

F2: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price").

Class A Common StockSEC Table I · non-derivativeIndirectBy CC NB Sponsor 1 Holdings LLC0 Reported balance After 2025-08-03 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2025-08-03 · Disposition to issuer · Disposed 8,603,302 · Balance 0

F4: The reported securities are held by CC NB Sponsor 1 Holdings LLC ( "CC"). The Reporting Person controls CC and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4.

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"),

F2: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price").

Restricted Stock UnitSEC Table II · derivative / convertible securityIndirectBy CC Capital Holdings LP0 Reported balance After 2025-08-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-08-03 · Disposition to issuer · Disposed 155,983 · Balance 0

F5: Pursuant to the Merger Agreement, each restricted stock unit of the Company was, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash equal to the product of (i) the Per Share Price and (ii) the total number of shares of Class A Common Stock subject to each such restricted stock unit as of immediately prior to the Effective Time.

F6: The Reporting Person, the Founder and Senior Managing Director of CC Capital, has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the RSUs for the benefit, and at the direction, of CC Capital.

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"),

F2: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price").

F3: The reported securities are held by CC Capital Holdings LP ("CC Holdings"). The Reporting Person controls CC Holdings and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4.

WarrantSEC Table II · derivative / convertible securityIndirectBy CC NB Sponsor 1 Holdings LLC0 Reported balance After 2025-08-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-08-03 · Disposition to issuer · Disposed 5,140,000 · Balance 0

F6: The Reporting Person, the Founder and Senior Managing Director of CC Capital, has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the RSUs for the benefit, and at the direction, of CC Capital.

F7: The reported Company warrants, pursuant to the Merger Agreement and the Warrant Agreement, dated as of April 28, 2020, by and between the Company and the Company's warrant agent therein (the "Warrant Agreement"), became a Company warrant exercisable for the Per Share Price in accordance with the terms of the Warrant Agreement. If CC properly exercises its Company warrants within thirty (30) days following the public disclosure of the consummation of the Company Merger pursuant to a Current Report on Form 8-K filed with the SEC, the Warrant Price (as defined under the Warrant Agreement), with respect to such exercise shall be reduced by an amount (in dollars) equal to the difference of (i) the Warrant Price in effect prior to such reduction minus (ii) (A) the Per Share Price (but in no event less than zero) minus (B) the Black-Scholes Warrant Value (as defined in the Warrant Agreement).

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"),

F2: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price").

F4: The reported securities are held by CC NB Sponsor 1 Holdings LLC ( "CC"). The Reporting Person controls CC and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"),

F2: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price").

F3: The reported securities are held by CC Capital Holdings LP ("CC Holdings"). The Reporting Person controls CC Holdings and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4.

F4: The reported securities are held by CC NB Sponsor 1 Holdings LLC ( "CC"). The Reporting Person controls CC and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4.

F5: Pursuant to the Merger Agreement, each restricted stock unit of the Company was, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash equal to the product of (i) the Per Share Price and (ii) the total number of shares of Class A Common Stock subject to each such restricted stock unit as of immediately prior to the Effective Time.

F6: The Reporting Person, the Founder and Senior Managing Director of CC Capital, has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the RSUs for the benefit, and at the direction, of CC Capital.

F7: The reported Company warrants, pursuant to the Merger Agreement and the Warrant Agreement, dated as of April 28, 2020, by and between the Company and the Company's warrant agent therein (the "Warrant Agreement"), became a Company warrant exercisable for the Per Share Price in accordance with the terms of the Warrant Agreement. If CC properly exercises its Company warrants within thirty (30) days following the public disclosure of the consummation of the Company Merger pursuant to a Current Report on Form 8-K filed with the SEC, the Warrant Price (as defined under the Warrant Agreement), with respect to such exercise shall be reduced by an amount (in dollars) equal to the difference of (i) the Warrant Price in effect prior to such reduction minus (ii) (A) the Per Share Price (but in no event less than zero) minus (B) the Black-Scholes Warrant Value (as defined in the Warrant Agreement).

Getty Images Holdings, Inc.

Report date October 30, 2024 · Filed October 31, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeIndirectBy CC Capital SP, LP9,706,670 Reported balance After 2024-10-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-10-30 · Sale · Disposed 48,400 · Balance 9,706,670

F1: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0000 to $4.0950. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range.

F3: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Class A common stockSEC Table I · non-derivativeIndirectBy CC NB Sponsor 2 Holdings LLC5,762,560 Reported balance Holding disclosure · report date 2024-10-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,762,560

F4: The reported securities are directly held by CC NB Sponsor 2 Holdings LLC, a wholly owned subsidiary of CC Capital SP, LP CC Capital SP, LP is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0000 to $4.0950. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range.

F3: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F4: The reported securities are directly held by CC NB Sponsor 2 Holdings LLC, a wholly owned subsidiary of CC Capital SP, LP CC Capital SP, LP is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

NCR Voyix Corp

Report date March 31, 2021 · Filed April 01, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect53,427 Reported balance After 2021-03-31 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-03-31 · Grant · Acquired 458 · Balance 53,427

F1: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.

Filing footnotes · ownership attribution and instrument terms

F1: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.

Velos Acquisition I Corp.

Report date July 20, 2026 · Filed July 22, 2026

Jointly reported with MI7 Sponsor, LLC, CC MI7 SPV, LLC, CC Capital Ventures, LLC, CC Capital SP, LP, CC Capital GP, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeIndirectBy MI7 Sponsor, LLC2,908,225 Last balance in matching sequence After 2026-07-20 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-07-20 · Conversion · Acquired 7,187,500 · Balance 7,187,500

F1: Pursuant to the Issuer's amended and restated memorandum and articles of association (the "Articles"), Class B ordinary shares of the Issuer, par value $0.0001 (the "Class B Ordinary Shares") shall automatically convert into Class A ordinary shares of the Issuer, par value $0.0001 ("Class A Ordinary Shares") on a one-for-one basis at any time and from time to time at the option of the holders therefor or at the time of the Issuer's initial business combination.

F2: On June 12, 2026, the Issuer entered into Securities Purchase Agreements (the "SPAs") with the MI7 Sponsor, LLC (the "Sponsor"), ReserveOne, Inc., ReserveOne Holdings, Inc. and certain investors (the "Investors") named therein. Pursuant to the SPAs, upon the effectiveness of certain amendments to the Issuer's Articles, among other things, the Sponsor agreed to sell, and the Investors agreed to purchase an aggregate of 4,279,275 Class A Ordinary Shares issuable upon the conversion of the Sponsor's Class B Ordinary Shares, which pursuant to the SPAs, the Sponsor agreed to convert to Class A Ordinary Shares and which the parties have agreed to continue to treat as "Founder Shares" as described in the SPAs. On July 17, 2026, the Issuer's shareholders approved the necessary amendments to the Issuer's Articles. Accordingly, on July 20, 2026, the Sponsor converted all of its Class B Ordinary Shares to Class A Ordinary Shares and then sold such converted shares to the Investors.

F3: Pursuant to the SPAs, the Investors purchased these converted Class A Ordinary Shares for a price per share equal to $3.33 resulting in aggregate gross proceeds to the Sponsor of $14,250,000.

F4: Sponsor directly holds the shares reported herein. CC MI7 SPV, LLC ("CC MI7 SPV") is the sole member of Sponsor. CC Capital Ventures, LLC ("CC Capital Ventures") is the sole member of CC MI7 SPV, and CC Capital SP, LP ("CC Capital SP") is the sole member of CC Capital Ventures. CC Capital GP, LLC ("CC Capital GP") is the general partner of CC Capital SP, and Chinh Chu is the sole member of CC Capital GP. Each of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP and Chinh Chu disclaims beneficial ownership of the securities of the Issuer held directly by Sponsor except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP or Chinh Chu is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

Row 2 · 2026-07-20 · Other · Disposed 4,279,275 · Balance 2,908,225

F1: Pursuant to the Issuer's amended and restated memorandum and articles of association (the "Articles"), Class B ordinary shares of the Issuer, par value $0.0001 (the "Class B Ordinary Shares") shall automatically convert into Class A ordinary shares of the Issuer, par value $0.0001 ("Class A Ordinary Shares") on a one-for-one basis at any time and from time to time at the option of the holders therefor or at the time of the Issuer's initial business combination.

F2: On June 12, 2026, the Issuer entered into Securities Purchase Agreements (the "SPAs") with the MI7 Sponsor, LLC (the "Sponsor"), ReserveOne, Inc., ReserveOne Holdings, Inc. and certain investors (the "Investors") named therein. Pursuant to the SPAs, upon the effectiveness of certain amendments to the Issuer's Articles, among other things, the Sponsor agreed to sell, and the Investors agreed to purchase an aggregate of 4,279,275 Class A Ordinary Shares issuable upon the conversion of the Sponsor's Class B Ordinary Shares, which pursuant to the SPAs, the Sponsor agreed to convert to Class A Ordinary Shares and which the parties have agreed to continue to treat as "Founder Shares" as described in the SPAs. On July 17, 2026, the Issuer's shareholders approved the necessary amendments to the Issuer's Articles. Accordingly, on July 20, 2026, the Sponsor converted all of its Class B Ordinary Shares to Class A Ordinary Shares and then sold such converted shares to the Investors.

F3: Pursuant to the SPAs, the Investors purchased these converted Class A Ordinary Shares for a price per share equal to $3.33 resulting in aggregate gross proceeds to the Sponsor of $14,250,000.

F4: Sponsor directly holds the shares reported herein. CC MI7 SPV, LLC ("CC MI7 SPV") is the sole member of Sponsor. CC Capital Ventures, LLC ("CC Capital Ventures") is the sole member of CC MI7 SPV, and CC Capital SP, LP ("CC Capital SP") is the sole member of CC Capital Ventures. CC Capital GP, LLC ("CC Capital GP") is the general partner of CC Capital SP, and Chinh Chu is the sole member of CC Capital GP. Each of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP and Chinh Chu disclaims beneficial ownership of the securities of the Issuer held directly by Sponsor except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP or Chinh Chu is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

Class B Ordinary SharesSEC Table II · derivative / convertible securityIndirectBy MI7 Sponsor, LLC0 Reported balance After 2026-07-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-07-20 · Conversion · Disposed 7,187,500 · Balance 0

F1: Pursuant to the Issuer's amended and restated memorandum and articles of association (the "Articles"), Class B ordinary shares of the Issuer, par value $0.0001 (the "Class B Ordinary Shares") shall automatically convert into Class A ordinary shares of the Issuer, par value $0.0001 ("Class A Ordinary Shares") on a one-for-one basis at any time and from time to time at the option of the holders therefor or at the time of the Issuer's initial business combination.

F2: On June 12, 2026, the Issuer entered into Securities Purchase Agreements (the "SPAs") with the MI7 Sponsor, LLC (the "Sponsor"), ReserveOne, Inc., ReserveOne Holdings, Inc. and certain investors (the "Investors") named therein. Pursuant to the SPAs, upon the effectiveness of certain amendments to the Issuer's Articles, among other things, the Sponsor agreed to sell, and the Investors agreed to purchase an aggregate of 4,279,275 Class A Ordinary Shares issuable upon the conversion of the Sponsor's Class B Ordinary Shares, which pursuant to the SPAs, the Sponsor agreed to convert to Class A Ordinary Shares and which the parties have agreed to continue to treat as "Founder Shares" as described in the SPAs. On July 17, 2026, the Issuer's shareholders approved the necessary amendments to the Issuer's Articles. Accordingly, on July 20, 2026, the Sponsor converted all of its Class B Ordinary Shares to Class A Ordinary Shares and then sold such converted shares to the Investors.

F4: Sponsor directly holds the shares reported herein. CC MI7 SPV, LLC ("CC MI7 SPV") is the sole member of Sponsor. CC Capital Ventures, LLC ("CC Capital Ventures") is the sole member of CC MI7 SPV, and CC Capital SP, LP ("CC Capital SP") is the sole member of CC Capital Ventures. CC Capital GP, LLC ("CC Capital GP") is the general partner of CC Capital SP, and Chinh Chu is the sole member of CC Capital GP. Each of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP and Chinh Chu disclaims beneficial ownership of the securities of the Issuer held directly by Sponsor except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP or Chinh Chu is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Issuer's amended and restated memorandum and articles of association (the "Articles"), Class B ordinary shares of the Issuer, par value $0.0001 (the "Class B Ordinary Shares") shall automatically convert into Class A ordinary shares of the Issuer, par value $0.0001 ("Class A Ordinary Shares") on a one-for-one basis at any time and from time to time at the option of the holders therefor or at the time of the Issuer's initial business combination.

F2: On June 12, 2026, the Issuer entered into Securities Purchase Agreements (the "SPAs") with the MI7 Sponsor, LLC (the "Sponsor"), ReserveOne, Inc., ReserveOne Holdings, Inc. and certain investors (the "Investors") named therein. Pursuant to the SPAs, upon the effectiveness of certain amendments to the Issuer's Articles, among other things, the Sponsor agreed to sell, and the Investors agreed to purchase an aggregate of 4,279,275 Class A Ordinary Shares issuable upon the conversion of the Sponsor's Class B Ordinary Shares, which pursuant to the SPAs, the Sponsor agreed to convert to Class A Ordinary Shares and which the parties have agreed to continue to treat as "Founder Shares" as described in the SPAs. On July 17, 2026, the Issuer's shareholders approved the necessary amendments to the Issuer's Articles. Accordingly, on July 20, 2026, the Sponsor converted all of its Class B Ordinary Shares to Class A Ordinary Shares and then sold such converted shares to the Investors.

F3: Pursuant to the SPAs, the Investors purchased these converted Class A Ordinary Shares for a price per share equal to $3.33 resulting in aggregate gross proceeds to the Sponsor of $14,250,000.

F4: Sponsor directly holds the shares reported herein. CC MI7 SPV, LLC ("CC MI7 SPV") is the sole member of Sponsor. CC Capital Ventures, LLC ("CC Capital Ventures") is the sole member of CC MI7 SPV, and CC Capital SP, LP ("CC Capital SP") is the sole member of CC Capital Ventures. CC Capital GP, LLC ("CC Capital GP") is the general partner of CC Capital SP, and Chinh Chu is the sole member of CC Capital GP. Each of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP and Chinh Chu disclaims beneficial ownership of the securities of the Issuer held directly by Sponsor except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP or Chinh Chu is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CC Neuberger Principal Holdings II

Report date July 22, 2022 · Filed July 22, 2022

Section 16 reporting ended · disclosed 2022-07-22. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Dun & Bradstreet Holdings, Inc.

Report date August 26, 2025 · Filed August 26, 2025

Section 16 reporting ended · disclosed 2025-08-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-08-26 transaction · row 1
1 source row

Row 1 · 2025-08-26 · Disposition to issuer · Disposed 23,810 · Balance 0

F1: Pursuant to that Agreement and Plan of Merger (as amended from time to time in accordance with its terms, the "Merger Agreement") dated as of March 23, 2025 by and among the Issuer, Denali Intermediate Holdings, Inc., ("Parent"), and Denali Buyer, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent.

F2: Pursuant to the Merger Agreement, among other things, (i) each outstanding share of the common stock of the Issuer was cancelled and converted into the right to receive $9.15 in cash per share without interest and subject to deduction for any applicable withholding taxes (the "Merger Consideration") and (ii) each outstanding restricted stock award subject to time-based or performance-based vesting conditions, whether vested or unvested, held by a member of the board of directors of the Issuer (other than the Chief Executive Officer), was converted into the right to receive the Merger Consideration plus all accumulated but unpaid dividend equivalent rights with respect to such shares.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to that Agreement and Plan of Merger (as amended from time to time in accordance with its terms, the "Merger Agreement") dated as of March 23, 2025 by and among the Issuer, Denali Intermediate Holdings, Inc., ("Parent"), and Denali Buyer, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent.

F2: Pursuant to the Merger Agreement, among other things, (i) each outstanding share of the common stock of the Issuer was cancelled and converted into the right to receive $9.15 in cash per share without interest and subject to deduction for any applicable withholding taxes (the "Merger Consideration") and (ii) each outstanding restricted stock award subject to time-based or performance-based vesting conditions, whether vested or unvested, held by a member of the board of directors of the Issuer (other than the Chief Executive Officer), was converted into the right to receive the Merger Consideration plus all accumulated but unpaid dividend equivalent rights with respect to such shares.

FGL Holdings

Report date June 01, 2020 · Filed June 03, 2020

Section 16 reporting ended · disclosed 2020-06-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2020-06-01 transaction · row 1
1 source row

Row 1 · 2020-06-01 · Disposition to issuer · Disposed 42,743 · Balance 0

F1: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement.

Ordinary SharesSEC Table I · non-derivativeIndirectBy CC Capital0 Reported balance After 2020-06-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2020-06-01 · Disposition to issuer · Disposed 14,892,723 · Balance 0

F1: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement.

F2: Represents Ordinary Shares held by CC Capital Management, LLC ("CC Capital"), of which the Reporting Person is a managing member as well as the controlling owner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement.

F2: Represents Ordinary Shares held by CC Capital Management, LLC ("CC Capital"), of which the Reporting Person is a managing member as well as the controlling owner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Utz Brands, Inc.

Report date August 07, 2025 · Filed August 11, 2025

Jointly reported with CC Collier Holdings, LLC

Section 16 reporting ended · disclosed 2025-03-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect524,716 Last balance in matching sequence After 2025-08-07 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2025-08-07 · Exercise / conversion · Acquired 2,880,000 · Balance 2,880,000

F2: Reflects the exercise of 2,880,000 warrants to purchase shares of Class A Common Stock of Utz Brands, Inc. (the "Issuer") on a cashless basis pursuant to the Warrant Agreement, dated as of October 4, 2018 (the "Warrant Agreement"), by and between Collier Creek Holdings and Continental Stock Transfer & Trust Company as assumed by the Issuer pursuant to that certain Assignment and Assumption Agreement, dated as of February 22, 2022, by and among the Issuer, Continental Stock Transfer & Trust Company, Equiniti Trust Company and the warrant holders named therein. The number of shares of Class A Common Stock issuable upon exercise of the warrants was determined in accordance with section 3.3.1(c) of the Warrant Agreement.

F1: The securities reported on this report are held directly by CC Collier Holdings, LLC ("CC Collier"). Chinh E. Chu holds voting and dispositive power over the securities held by CC Collier.

Row 2 · 2025-08-07 · Tax withholding · Disposed 2,355,284 · Balance 524,716

F3: Reflects the shares of Class A Common Stock "withheld" in connection with the cashless exercise. Pursuant to Section 3.3.1(c) of the Warrant Agreement, the price was calculated as the average last sale price of the shares for the ten trading days ending on the third trading day prior to the date on which notice of exercise of the warrants was sent to the warrant agent.

F1: The securities reported on this report are held directly by CC Collier Holdings, LLC ("CC Collier"). Chinh E. Chu holds voting and dispositive power over the securities held by CC Collier.

Warrants to purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-08-28Direct0 Reported balance After 2025-08-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-08-07 · Exercise / conversion · Disposed 2,880,000 · Balance 0

F2: Reflects the exercise of 2,880,000 warrants to purchase shares of Class A Common Stock of Utz Brands, Inc. (the "Issuer") on a cashless basis pursuant to the Warrant Agreement, dated as of October 4, 2018 (the "Warrant Agreement"), by and between Collier Creek Holdings and Continental Stock Transfer & Trust Company as assumed by the Issuer pursuant to that certain Assignment and Assumption Agreement, dated as of February 22, 2022, by and among the Issuer, Continental Stock Transfer & Trust Company, Equiniti Trust Company and the warrant holders named therein. The number of shares of Class A Common Stock issuable upon exercise of the warrants was determined in accordance with section 3.3.1(c) of the Warrant Agreement.

F1: The securities reported on this report are held directly by CC Collier Holdings, LLC ("CC Collier"). Chinh E. Chu holds voting and dispositive power over the securities held by CC Collier.

Filing footnotes · ownership attribution and instrument terms

F1: The securities reported on this report are held directly by CC Collier Holdings, LLC ("CC Collier"). Chinh E. Chu holds voting and dispositive power over the securities held by CC Collier.

F2: Reflects the exercise of 2,880,000 warrants to purchase shares of Class A Common Stock of Utz Brands, Inc. (the "Issuer") on a cashless basis pursuant to the Warrant Agreement, dated as of October 4, 2018 (the "Warrant Agreement"), by and between Collier Creek Holdings and Continental Stock Transfer & Trust Company as assumed by the Issuer pursuant to that certain Assignment and Assumption Agreement, dated as of February 22, 2022, by and among the Issuer, Continental Stock Transfer & Trust Company, Equiniti Trust Company and the warrant holders named therein. The number of shares of Class A Common Stock issuable upon exercise of the warrants was determined in accordance with section 3.3.1(c) of the Warrant Agreement.

F3: Reflects the shares of Class A Common Stock "withheld" in connection with the cashless exercise. Pursuant to Section 3.3.1(c) of the Warrant Agreement, the price was calculated as the average last sale price of the shares for the ten trading days ending on the third trading day prior to the date on which notice of exercise of the warrants was sent to the warrant agent.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 17, 2023 Filed Mar 18, 2023 01:30 UTC Utz Brands, Inc. UTZ · Entity 4492 SaleCommon Stock 1,500,000 $16.66 $24,990,000.00
Disclosure

SEC source: 0001104659-23-034110 · tm239960-2_4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,648,380

F1 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 21:27 UTC Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 GrantCommon Stock 11,053 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003920 · doc4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,466

F1 · shares: Grant of restricted common stock vesting 100% on the first anniversary of the date of grant.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 22:58 UTC Getty Images Holdings, Inc. GETY · Entity 6788 Exercise / conversionWarrants to purchase Class A common stock · Derivative 9,280,000 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-22-096630 · tm2224892-1_4seq1.xml · derivative · entry 3

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CC NB 2 Sponsor Holdings LLC

Disclosed balance after: 0

Underlying: Class A common stock · 9,280,000 shares

Expires 2027-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise of 9,280,000 warrants to purchase shares of Class A common stock of Getty Images Holdings, Inc. (f/k/a Vector Holding, LLC, the "Issuer") on a cashless basis pursuant to the Warrant Agreement, dated as of August 4, 2020 (the "Warrant Agreement"), by and between CC Neuberger Principal Holdings II ("CCNB") and Continental Stock Transfer & Trust Company (the "CST"), as assumed by the Issuer pursuant to that certain Warrant Assumption Agreement, dated as of July 22, 2022, by and among the Issuer, CCNB, CST and American Stock Transfer & Trust Company, LLC. The number of shares of Class A common stock issuable upon exercise of the warrants was determined in accordance with section 3.3.1(c) of the Warrant Agreement.

F1 · price: Reflects the exercise of 9,280,000 warrants to purchase shares of Class A common stock of Getty Images Holdings, Inc. (f/k/a Vector Holding, LLC, the "Issuer") on a cashless basis pursuant to the Warrant Agreement, dated as of August 4, 2020 (the "Warrant Agreement"), by and between CC Neuberger Principal Holdings II ("CCNB") and Continental Stock Transfer & Trust Company (the "CST"), as assumed by the Issuer pursuant to that certain Warrant Assumption Agreement, dated as of July 22, 2022, by and among the Issuer, CCNB, CST and American Stock Transfer & Trust Company, LLC. The number of shares of Class A common stock issuable upon exercise of the warrants was determined in accordance with section 3.3.1(c) of the Warrant Agreement.

F3 · ownership.nature: The reported securities are held by CC NB 2 Sponsor Holdings LLC, which is controlled by the reporting person. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 22:58 UTC Getty Images Holdings, Inc. GETY · Entity 6788 Tax withholdingClass A common stock 3,502,002 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-096630 · tm2224892-1_4seq1.xml · nonDerivative · entry 2

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CC NB 2 Sponsor Holdings LLC

Disclosed balance after: 17,033,198

F4 · kind: Reflects the shares of Class A common stock "withheld" in connection with the Cashless Exercise. Pursuant to Section 3.3.1(c) of the Warrant Agreement, the price was calculated as the average last reported sale price of the shares for the ten trading days ending on the third trading day prior to the date on which notice of exercise of the private placement warrant was sent to the Warrant Agent.

F4 · price: Reflects the shares of Class A common stock "withheld" in connection with the Cashless Exercise. Pursuant to Section 3.3.1(c) of the Warrant Agreement, the price was calculated as the average last reported sale price of the shares for the ten trading days ending on the third trading day prior to the date on which notice of exercise of the private placement warrant was sent to the Warrant Agent.

F2 · balance_after: The reported amount includes 11,255,200 shares of Class A common stock (the "Sponsor Shares") that are held by CC Neuberger Principal Holdings II Sponsor LLC (the "Sponsor"), which is controlled by an affiliate of the reporting person. The Sponsor Shares reflect the portion of securities held by the Sponsor which are attributed to the reporting person; the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The reported securities are held by CC NB 2 Sponsor Holdings LLC, which is controlled by the reporting person. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 22:58 UTC Getty Images Holdings, Inc. GETY · Entity 6788 Exercise / conversionClass A common stock 9,280,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-096630 · tm2224892-1_4seq1.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CC NB 2 Sponsor Holdings LLC

Disclosed balance after: 20,535,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise of 9,280,000 warrants to purchase shares of Class A common stock of Getty Images Holdings, Inc. (f/k/a Vector Holding, LLC, the "Issuer") on a cashless basis pursuant to the Warrant Agreement, dated as of August 4, 2020 (the "Warrant Agreement"), by and between CC Neuberger Principal Holdings II ("CCNB") and Continental Stock Transfer & Trust Company (the "CST"), as assumed by the Issuer pursuant to that certain Warrant Assumption Agreement, dated as of July 22, 2022, by and among the Issuer, CCNB, CST and American Stock Transfer & Trust Company, LLC. The number of shares of Class A common stock issuable upon exercise of the warrants was determined in accordance with section 3.3.1(c) of the Warrant Agreement.

F1 · price: Reflects the exercise of 9,280,000 warrants to purchase shares of Class A common stock of Getty Images Holdings, Inc. (f/k/a Vector Holding, LLC, the "Issuer") on a cashless basis pursuant to the Warrant Agreement, dated as of August 4, 2020 (the "Warrant Agreement"), by and between CC Neuberger Principal Holdings II ("CCNB") and Continental Stock Transfer & Trust Company (the "CST"), as assumed by the Issuer pursuant to that certain Warrant Assumption Agreement, dated as of July 22, 2022, by and among the Issuer, CCNB, CST and American Stock Transfer & Trust Company, LLC. The number of shares of Class A common stock issuable upon exercise of the warrants was determined in accordance with section 3.3.1(c) of the Warrant Agreement.

F2 · balance_after: The reported amount includes 11,255,200 shares of Class A common stock (the "Sponsor Shares") that are held by CC Neuberger Principal Holdings II Sponsor LLC (the "Sponsor"), which is controlled by an affiliate of the reporting person. The Sponsor Shares reflect the portion of securities held by the Sponsor which are attributed to the reporting person; the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The reported securities are held by CC NB 2 Sponsor Holdings LLC, which is controlled by the reporting person. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 25, 2022 Filed Aug 26, 2022 22:39 UTC Getty Images Holdings, Inc. GETY · Entity 6788 ConversionSeries B-2 common stock · Derivative 1,279,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-095261 · tm2224665-2_4.xml · derivative · entry 4

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CC Neuberger Principal Holdings II Sponsor LLC

Disclosed balance after: 0

Underlying: Class A common stock · 1,279,000 shares

Expires 2032-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Shares of Series B-2 common stock automatically converted into shares of Class A common stock on a one-for-one basis upon the daily volume weighted average trading price of the Class A common stock exceeding $15.00 per share for 20 days out of 30 consecutive trading days.

F4 · kind: Shares of Series B-2 common stock automatically converted into shares of Class A common stock on a one-for-one basis upon the daily volume weighted average trading price of the Class A common stock exceeding $15.00 per share for 20 days out of 30 consecutive trading days.

F4 · shares: Shares of Series B-2 common stock automatically converted into shares of Class A common stock on a one-for-one basis upon the daily volume weighted average trading price of the Class A common stock exceeding $15.00 per share for 20 days out of 30 consecutive trading days.

F5 · shares: The reported 1,279,000 shares of Series B-1 common stock, 1,279,000 shares of Series B-2 common stock and 9,280,000 Warrants to purchase Class A common stock were acquired by the Reporting Person on July 22, 2022, in a Rule 16b-3 exempt exchange for securities of CC Neuberger SPAC II, pursuant to the Business Combination Agreement, dated December 9, 2021, by and among the Sponsor, the Issuer, Griffey Global Holdings, Inc. and the other parties thereto.

F4 · price: Shares of Series B-2 common stock automatically converted into shares of Class A common stock on a one-for-one basis upon the daily volume weighted average trading price of the Class A common stock exceeding $15.00 per share for 20 days out of 30 consecutive trading days.

F4 · derivative.exercise_date: Shares of Series B-2 common stock automatically converted into shares of Class A common stock on a one-for-one basis upon the daily volume weighted average trading price of the Class A common stock exceeding $15.00 per share for 20 days out of 30 consecutive trading days.

F3 · ownership.nature: The reported securities are held by CC Neuberger Principal Holdings II Sponsor LLC (the "Sponsor"), which is controlled by an affiliate of the reporting person. The reported securities reflect the portion of securities held by the Sponsor which are attributed to the reporting person; the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 25, 2022 Filed Aug 26, 2022 22:39 UTC Getty Images Holdings, Inc. GETY · Entity 6788 ConversionClass A common stock 1,279,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-095261 · tm2224665-2_4.xml · nonDerivative · entry 2

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CC Neuberger Principal Holdings II Sponsor LLC

Disclosed balance after: 11,255,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Shares of Series B-2 common stock automatically converted into shares of Class A common stock on a one-for-one basis upon the daily volume weighted average trading price of the Class A common stock exceeding $15.00 per share for 20 days out of 30 consecutive trading days.

F4 · price: Shares of Series B-2 common stock automatically converted into shares of Class A common stock on a one-for-one basis upon the daily volume weighted average trading price of the Class A common stock exceeding $15.00 per share for 20 days out of 30 consecutive trading days.

F3 · ownership.nature: The reported securities are held by CC Neuberger Principal Holdings II Sponsor LLC (the "Sponsor"), which is controlled by an affiliate of the reporting person. The reported securities reflect the portion of securities held by the Sponsor which are attributed to the reporting person; the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 22:39 UTC Getty Images Holdings, Inc. GETY · Entity 6788 ConversionSeries B-1 common stock · Derivative 1,279,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-095261 · tm2224665-2_4.xml · derivative · entry 3

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CC Neuberger Principal Holdings II Sponsor LLC

Disclosed balance after: 0

Underlying: Class A common stock · 1,279,000 shares

Expires 2032-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Series B-1 common stock automatically converted into shares of Class A common stock on a one-for-one basis upon the daily volume weighted average trading price of the Class A common stock exceeding $12.50 per share for 20 days out of 30 consecutive trading days.

F1 · kind: Shares of Series B-1 common stock automatically converted into shares of Class A common stock on a one-for-one basis upon the daily volume weighted average trading price of the Class A common stock exceeding $12.50 per share for 20 days out of 30 consecutive trading days.

F1 · shares: Shares of Series B-1 common stock automatically converted into shares of Class A common stock on a one-for-one basis upon the daily volume weighted average trading price of the Class A common stock exceeding $12.50 per share for 20 days out of 30 consecutive trading days.

F5 · shares: The reported 1,279,000 shares of Series B-1 common stock, 1,279,000 shares of Series B-2 common stock and 9,280,000 Warrants to purchase Class A common stock were acquired by the Reporting Person on July 22, 2022, in a Rule 16b-3 exempt exchange for securities of CC Neuberger SPAC II, pursuant to the Business Combination Agreement, dated December 9, 2021, by and among the Sponsor, the Issuer, Griffey Global Holdings, Inc. and the other parties thereto.

F1 · price: Shares of Series B-1 common stock automatically converted into shares of Class A common stock on a one-for-one basis upon the daily volume weighted average trading price of the Class A common stock exceeding $12.50 per share for 20 days out of 30 consecutive trading days.

F1 · derivative.exercise_date: Shares of Series B-1 common stock automatically converted into shares of Class A common stock on a one-for-one basis upon the daily volume weighted average trading price of the Class A common stock exceeding $12.50 per share for 20 days out of 30 consecutive trading days.

F3 · ownership.nature: The reported securities are held by CC Neuberger Principal Holdings II Sponsor LLC (the "Sponsor"), which is controlled by an affiliate of the reporting person. The reported securities reflect the portion of securities held by the Sponsor which are attributed to the reporting person; the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 22:39 UTC Getty Images Holdings, Inc. GETY · Entity 6788 ConversionClass A common stock 1,279,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-095261 · tm2224665-2_4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CC Neuberger Principal Holdings II Sponsor LLC

Disclosed balance after: 9,976,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of Series B-1 common stock automatically converted into shares of Class A common stock on a one-for-one basis upon the daily volume weighted average trading price of the Class A common stock exceeding $12.50 per share for 20 days out of 30 consecutive trading days.

F1 · price: Shares of Series B-1 common stock automatically converted into shares of Class A common stock on a one-for-one basis upon the daily volume weighted average trading price of the Class A common stock exceeding $12.50 per share for 20 days out of 30 consecutive trading days.

F2 · balance_after: The reported amount includes 8,697,200 shares of Class A common stock that were acquired by the Reporting Person on July 22, 2022, in a Rule 16b-3 exempt exchange for securities of CC Neuberger Principal Holdings II ("CC Neuberger SPAC II"), pursuant to the Business Combination Agreement, dated December 9, 2021, by and among the Sponsor, the Issuer, Griffey Global Holdings, Inc. and the other parties thereto.

F3 · ownership.nature: The reported securities are held by CC Neuberger Principal Holdings II Sponsor LLC (the "Sponsor"), which is controlled by an affiliate of the reporting person. The reported securities reflect the portion of securities held by the Sponsor which are attributed to the reporting person; the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
June 03, 2022 Filed Jun 6, 2022 18:08 UTC Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 SaleCommon Stock 123,791 $16.45 $2,036,857.11
Disclosure

SEC source: 0001104659-22-068637 · tm2217796-1_4seq1.xml · nonDerivative · entry 2

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CC Star Holdings, LP.

Disclosed balance after: 10,885,403

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.38 to $16.54. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities were previously reported as directly held by CC Star Holdings, LP., which is indirectly and wholly-owned by the reporting person through CC Capital SP LP. In connection with the reported sale, CC Star Holdings, LP. distributed the shares to CC Capital SP LP which directly sold the reported securities.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 18:08 UTC Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 SaleCommon Stock 121,209 $16.61 $2,013,039.07
Disclosure

SEC source: 0001104659-22-068637 · tm2217796-1_4seq1.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CC Star Holdings, LP.

Disclosed balance after: 11,009,194

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.55 to $16.75. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F3 · ownership.nature: The reported securities were previously reported as directly held by CC Star Holdings, LP., which is indirectly and wholly-owned by the reporting person through CC Capital SP LP. In connection with the reported sale, CC Star Holdings, LP. distributed the shares to CC Capital SP LP which directly sold the reported securities.

Read SEC document
May 21, 2022 Filed May 24, 2022 16:54 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 GrantClass A Common Stock 21,745 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031553 · doc4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,657

F1 · shares: Represents an annual award of restricted stock units ("RSUs") to the non-employee directors (the "Annual Award") of E2open Parent Holdings, Inc. (the "Issuer"). The Annual Award shall fully vest on May 21, 2023, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

F2 · shares: The Reporting Person, the Founder and Senior Managing Director of CC Capital, has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the RSUs for the benefit, and at the direction, of CC Capital.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 21:28 UTC Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 GrantCommon Stock 7,540 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-004725 · doc4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,413

F1 · shares: Grant of restricted common stock vesting 100% on the first anniversary of the date of grant.

Read SEC document
December 16, 2021 Filed Dec 18, 2021 02:13 UTC Utz Brands, Inc. UTZ · Entity 4492 SaleCommon Stock 18,750 $16.97 $318,187.50
Disclosure

SEC source: 0001104659-21-151335 · tm2135859-1_4seq1.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,148,380

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.55 to $17.43. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F3 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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December 13, 2021 Filed Dec 14, 2021 22:34 UTC Utz Brands, Inc. UTZ · Entity 4492 SaleCommon Stock 11,053 $16.21 $179,169.13
Disclosure

SEC source: 0001104659-21-149618 · tm2135449d2_4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,167,130

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.30. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F3 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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December 09, 2021 Filed Dec 11, 2021 02:11 UTC Utz Brands, Inc. UTZ · Entity 4492 SaleCommon Stock 1,060 $16.04 $17,002.40
Disclosure

SEC source: 0001104659-21-148776 · tm2135204d2_4.xml · nonDerivative · entry 2

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,178,183

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.12. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F4 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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December 08, 2021 Filed Dec 11, 2021 02:11 UTC Utz Brands, Inc. UTZ · Entity 4492 SaleCommon Stock 6,637 $16.00 $106,192.00
Disclosure

SEC source: 0001104659-21-148776 · tm2135204d2_4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,179,243

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.05. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F4 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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November 16, 2021 Filed Nov 18, 2021 15:12 UTC Utz Brands, Inc. UTZ · Entity 4492 SaleCommon Stock 56,250 $16.36 $920,250.00
Disclosure

SEC source: 0001104659-21-140972 · tm2133333-2_4seq1.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,185,880

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.92. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F3 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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November 11, 2021 Filed Nov 16, 2021 11:27 UTC Utz Brands, Inc. UTZ · Entity 4492 SaleCommon Stock 1,020 $18.00 $18,360.00
Disclosure

SEC source: 0001104659-21-139614 · tm2133028-2_4.xml · nonDerivative · entry 2

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,242,130

F2 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18 to $18.01. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F4 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F4 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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November 03, 2021 Filed Nov 4, 2021 01:48 UTC Utz Brands, Inc. UTZ · Entity 4492 SaleCommon Stock 26,487 $16.02 $424,321.74
Disclosure

SEC source: 0001104659-21-133922 · tm2131902-2_4seq1.xml · nonDerivative · entry 3

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,011,150

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.15. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F5 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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November 02, 2021 Filed Nov 4, 2021 01:48 UTC Utz Brands, Inc. UTZ · Entity 4492 SaleCommon Stock 6,300 $16.00 $100,800.00
Disclosure

SEC source: 0001104659-21-133922 · tm2131902-2_4seq1.xml · nonDerivative · entry 2

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,037,637

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.07. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F5 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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November 01, 2021 Filed Nov 4, 2021 01:48 UTC Utz Brands, Inc. UTZ · Entity 4492 SaleCommon Stock 74,160 $16.08 $1,192,492.80
Disclosure

SEC source: 0001104659-21-133922 · tm2131902-2_4seq1.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,043,937

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.25. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F5 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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October 21, 2021 Filed Oct 26, 2021 01:48 UTC Utz Brands, Inc. UTZ · Entity 4492 SaleCommon Stock 9,328 $16.03 $149,527.84
Disclosure

SEC source: 0001104659-21-129670 · tm2131047-2_4seq1.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,118,097

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.12. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F3 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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October 20, 2021 Filed Oct 21, 2021 01:13 UTC Utz Brands, Inc. UTZ · Entity 4492 SaleCommon Stock 21,566 $16.10 $347,212.60
Disclosure

SEC source: 0001104659-21-128205 · tm2130721d2_4.xml · nonDerivative · entry 3

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,127,425

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.27. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F5 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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October 19, 2021 Filed Oct 21, 2021 01:13 UTC Utz Brands, Inc. UTZ · Entity 4492 SaleCommon Stock 24,840 $16.01 $397,688.40
Disclosure

SEC source: 0001104659-21-128205 · tm2130721d2_4.xml · nonDerivative · entry 2

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,148,991

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.07. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F5 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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October 18, 2021 Filed Oct 21, 2021 01:13 UTC Utz Brands, Inc. UTZ · Entity 4492 SaleCommon Stock 6,069 $16.03 $97,286.07
Disclosure

SEC source: 0001104659-21-128205 · tm2130721d2_4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,173,831

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.08. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F5 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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October 04, 2021 Filed Oct 6, 2021 00:15 UTC Utz Brands, Inc. UTZ · Entity 4492 SaleCommon Stock 6,083 $16.13 $98,118.79
Disclosure

SEC source: 0001104659-21-123338 · tm2129357d1_4.xml · nonDerivative · entry 2

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,179,900

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16 to $16.46. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F4 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F4 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 00:15 UTC Utz Brands, Inc. UTZ · Entity 4492 SaleCommon Stock 106,417 $16.67 $1,773,971.39
Disclosure

SEC source: 0001104659-21-123338 · tm2129357d1_4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,185,983

F1 · shares: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2021.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.34 to $17.25. The reporting person undertakes to provide to the Issuer, any security holders of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

F4 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F4 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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September 01, 2021 Filed Sep 3, 2021 23:45 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 PurchaseClass A Common Stock 28,302 $10.60 $300,001.20
Disclosure

SEC source: 0000899243-21-035218 · doc4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,603,302

F1 · ownership.nature: The reported securities were acquired by CC NB Sponsor 1 Holdings LLC ("CC"), which directly holds a total of 978,302 shares after the reported transaction. 7,625,000 of the reported securities are directly held by CC Neuberger Principal Holdings I Sponsor LLC (the "Sponsor"), with such amount reflecting the Reporting Person's pecuniary interest in the issuer's securities held by the Sponsor. The reporting person controls CC and jointly controls the Sponsor and therefore may be deemed to be the beneficial owner of such securities. The reporting person disclaims beneficial ownership of the securities held by each of the Sponsor and CC except to the extent of his pecuniary interest therein.

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June 08, 2021 Filed Jun 11, 2021 00:06 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 ConversionSeries B-1 Common Stock · Derivative 1,241,857 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-039684 · doc4.xml · derivative · entry 3

Chu Chinh · CIK 0001306507 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,241,857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares of Series B-1 common stock automatically converted into shares of Class A common stock on a on a one-for-one basis upon the five-day volume weighted average trading price of the Class A common stock exceeding $13.50 per share.

F1 · kind: Shares of Series B-1 common stock automatically converted into shares of Class A common stock on a on a one-for-one basis upon the five-day volume weighted average trading price of the Class A common stock exceeding $13.50 per share.

F1 · price: Shares of Series B-1 common stock automatically converted into shares of Class A common stock on a on a one-for-one basis upon the five-day volume weighted average trading price of the Class A common stock exceeding $13.50 per share.

F1 · derivative.exercise_date: Shares of Series B-1 common stock automatically converted into shares of Class A common stock on a on a one-for-one basis upon the five-day volume weighted average trading price of the Class A common stock exceeding $13.50 per share.

F1 · derivative.expiration_date: Shares of Series B-1 common stock automatically converted into shares of Class A common stock on a on a one-for-one basis upon the five-day volume weighted average trading price of the Class A common stock exceeding $13.50 per share.

F2 · ownership.nature: 7,625,000 of the reported securities are directly held by CC Neuberger Principal Holdings I Sponsor LLC (the "Sponsor"), including the 1,241,857 shares of Class A common stock which converted automatically from shares of Series B-1 common stock. The reported securities reflect the pecuniary interest of the reporting person in the securities held by the Sponsor. 950,000 of the reported securities are directly held by CC NB Sponsor I Holdings LLC ("CC"). The reporting person controls CC and jointly controls the Sponsor and therefore may be deemed to be the beneficial owner of such securities. The reporting person disclaims beneficial ownership of the securities held by each of the Sponsor and CC except to the extent of his pecuniary interest therein.

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June 08, 2021 Filed Jun 11, 2021 00:06 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 ConversionClass A Common Stock 1,241,857 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-039684 · doc4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,575,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares of Series B-1 common stock automatically converted into shares of Class A common stock on a on a one-for-one basis upon the five-day volume weighted average trading price of the Class A common stock exceeding $13.50 per share.

F1 · price: Shares of Series B-1 common stock automatically converted into shares of Class A common stock on a on a one-for-one basis upon the five-day volume weighted average trading price of the Class A common stock exceeding $13.50 per share.

F2 · ownership.nature: 7,625,000 of the reported securities are directly held by CC Neuberger Principal Holdings I Sponsor LLC (the "Sponsor"), including the 1,241,857 shares of Class A common stock which converted automatically from shares of Series B-1 common stock. The reported securities reflect the pecuniary interest of the reporting person in the securities held by the Sponsor. 950,000 of the reported securities are directly held by CC NB Sponsor I Holdings LLC ("CC"). The reporting person controls CC and jointly controls the Sponsor and therefore may be deemed to be the beneficial owner of such securities. The reporting person disclaims beneficial ownership of the securities held by each of the Sponsor and CC except to the extent of his pecuniary interest therein.

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May 21, 2021 Filed May 25, 2021 18:25 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 GrantClass A Common Stock 17,912 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035651 · doc4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,912

F1 · shares: Represents an annual award of restricted stock units ("RSUs") to the non-employee directors (the "Annual Award") of E2open Parent Holdings, Inc. (the "Issuer"). The Annual Award shall fully vest on May 21, 2022, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.

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March 31, 2021 Filed Apr 1, 2021 20:57 UTC NCR Voyix Corp NCR · Entity 293 GrantCommon Stock 458 $37.95 $17,381.10
Disclosure

SEC source: 0001209191-21-024135 · doc4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,427

F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.

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March 31, 2021 Filed Apr 3, 2021 00:56 UTC Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 OtherCommon Stock 809,449 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-046223 · tm2111979-1_4seq1.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director · 10% owner

CC Star Holdings, LP · CIK 0001816639 · Director · 10% owner

CC Capital GP, LLC · CIK 0001816637 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By CC Star Holdings, LP

Disclosed balance after: 11,130,403

F1 · kind: On March 31, 2021, Star Parent, L.P. distributed, for no consideration, 21,818,021 shares of Dun & Bradstreet Holdings, Inc.'s (the "Company") common stock in a pro rata distribution in kind (the "Distribution") to its limited partner.

F2 · balance_after: Pursuant to the Distribution, CC Star Holdings, LP. received, for no consideration, 10,603,152 shares of the Company's common stock. This is an exempt transaction pursuant to Securities and Exchange Act Rule 16a-13 as a mere change in form of ownership.

F3 · ownership.nature: Shares directly owned by CC Star Holdings, LP. Mr. Chu or his affiliates and related trusts may be deemed to directly or indirectly have a pecuniary interest in such shares through his interests in the direct and indirect limited partners of CC Star Holdings, LP. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of such shares in excess of their respective pecuniary interests.

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March 10, 2021 Filed Mar 12, 2021 15:39 UTC Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 GrantCommon Stock 5,680 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005219 · doc4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,873

F1 · shares: Grant of restricted common stock vesting 100% on the first anniversary of the date of grant.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 02:08 UTC Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 OtherCommon Stock 4,291,648 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-020059 · tm216006-1_4seq1.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director · 10% owner

CC Star Holdings, LP · CIK 0001816639 · Director · 10% owner

CC Capital GP, LLC · CIK 0001816637 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By CC DNB Holdings, L.P. and CC Star Holdings, L.P.

Disclosed balance after: 323,027

F1 · kind: On February 8, 2021, CC DNB Holdings, L.P. distributed, for no consideration, a total of 4,291,648 shares of Dun & Bradstreet Holdings, Inc.'s common stock in a pro rata distribution in kind (the "Distribution") to its partners.

F2 · ownership.nature: Shares directly owned by CC DNB Holdings, L.P. and CC Star Holdings, LP. Pursuant to the terms of a voting agreement, CC DNB Holdings, L.P. delegated its voting rights over such shares to CC Star Holdings, LP. CC Capital GP, LLC is the general partner of CC Star Holdings, LP. Mr. Chu is the sole member of CC Capital GP, LLC.

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February 04, 2021 Filed Feb 9, 2021 01:14 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 OtherWarrants to purchase Class A common stock · Derivative 5,140,000 $1.00 Strike: $11.50 $5,140,000.00
Disclosure

SEC source: 0001104659-21-016104 · tm215568-3_4seq1.xml · derivative · entry 4

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CC Neuberger Principal Holdings I Sponsor LLC

Disclosed balance after: 5,140,000

Underlying: Class A Common Stock · 5,140,000 shares

Expires not disclosed

F5 · kind: Pursuant to the Private Placement Warrant Purchase Agreement, dated as of April 23, 2020, by and between CCNB1 and the Sponsor, the Sponsor purchased warrants to purchase Class A ordinary shares, which following the Domestication entitle the Sponsor to purchase shares of Class A common stock of E2open (the "Private Placement Warrants") for a price of $1.00 per Private Placement Warrant. Upon consummation of the Business Combination, the Private Placement Warrants became exercisable, beginning 30 days after the closing of the Business Combination, for one share of Class A common stock at a price of $11.50 per share. The Private Placement Warrants expire on the fifth anniversary of the consummation of the Business Combination.

F5 · derivative.exercise_date: Pursuant to the Private Placement Warrant Purchase Agreement, dated as of April 23, 2020, by and between CCNB1 and the Sponsor, the Sponsor purchased warrants to purchase Class A ordinary shares, which following the Domestication entitle the Sponsor to purchase shares of Class A common stock of E2open (the "Private Placement Warrants") for a price of $1.00 per Private Placement Warrant. Upon consummation of the Business Combination, the Private Placement Warrants became exercisable, beginning 30 days after the closing of the Business Combination, for one share of Class A common stock at a price of $11.50 per share. The Private Placement Warrants expire on the fifth anniversary of the consummation of the Business Combination.

F5 · derivative.expiration_date: Pursuant to the Private Placement Warrant Purchase Agreement, dated as of April 23, 2020, by and between CCNB1 and the Sponsor, the Sponsor purchased warrants to purchase Class A ordinary shares, which following the Domestication entitle the Sponsor to purchase shares of Class A common stock of E2open (the "Private Placement Warrants") for a price of $1.00 per Private Placement Warrant. Upon consummation of the Business Combination, the Private Placement Warrants became exercisable, beginning 30 days after the closing of the Business Combination, for one share of Class A common stock at a price of $11.50 per share. The Private Placement Warrants expire on the fifth anniversary of the consummation of the Business Combination.

F2 · ownership.nature: The reported securities are held by the Sponsor, which became controlled by an affiliate of the reporting person in connection with the consummation of the Business Combination. The reported securities reflect the pecuniary interest of the reporting person in the securities held by the Sponsor; the reporting person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of its respective pecuniary interest therein.

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February 04, 2021 Filed Feb 9, 2021 01:14 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 OtherSeries B-1 common stock · Derivative 1,241,857 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-016104 · tm215568-3_4seq1.xml · derivative · entry 3

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CC Neuberger Principal Holdings I Sponsor LLC

Disclosed balance after: 1,241,857

Underlying: Class A Common Stock · 1,241,857 shares

Expires not disclosed

F4 · derivative.exercise_price: Shares of Series B-1 common stock convert into shares of Class A common stock on a on a one-for-one basis upon the five-day volume weighted average trading price of the Class A common stock exceeding $13.50 per share. Any shares of Series B-1 common stock that have not converted into shares of Class A Common Stock by the tenth anniversary of the closing of the Business Combination shall be automatically cancelled.

F1 · kind: In connection with the Business Combination Agreement, dated October 14, 2020, by and among CC Neuberger Principal Holdings I ("CCNB1"), E2open Holdings, LLC and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCNB1 domesticated as a Delaware corporation (the "Domestication") and changed its name to "E2open Parent Holdings, Inc." ("E2open"). In connection with the Domestication, CC Neuberger Principal Holdings I Sponsor LLC's (the "Sponsor") Class B ordinary shares, par value $0.0001 per share, of CCNB1, which were previously convertible into Class A ordinary shares of CCNB1, were automatically converted into shares of Class A common stock of E2open, par value $0.0001 per share, on a one-for-one basis, other than 2,483,714 Class A ordinary shares that automatically converted into shares of Series B-1 common stock of E2open, par value $0.0001 per share, on a one-for-one basis.

F4 · price: Shares of Series B-1 common stock convert into shares of Class A common stock on a on a one-for-one basis upon the five-day volume weighted average trading price of the Class A common stock exceeding $13.50 per share. Any shares of Series B-1 common stock that have not converted into shares of Class A Common Stock by the tenth anniversary of the closing of the Business Combination shall be automatically cancelled.

F4 · derivative.exercise_date: Shares of Series B-1 common stock convert into shares of Class A common stock on a on a one-for-one basis upon the five-day volume weighted average trading price of the Class A common stock exceeding $13.50 per share. Any shares of Series B-1 common stock that have not converted into shares of Class A Common Stock by the tenth anniversary of the closing of the Business Combination shall be automatically cancelled.

F4 · derivative.expiration_date: Shares of Series B-1 common stock convert into shares of Class A common stock on a on a one-for-one basis upon the five-day volume weighted average trading price of the Class A common stock exceeding $13.50 per share. Any shares of Series B-1 common stock that have not converted into shares of Class A Common Stock by the tenth anniversary of the closing of the Business Combination shall be automatically cancelled.

F2 · ownership.nature: The reported securities are held by the Sponsor, which became controlled by an affiliate of the reporting person in connection with the consummation of the Business Combination. The reported securities reflect the pecuniary interest of the reporting person in the securities held by the Sponsor; the reporting person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of its respective pecuniary interest therein.

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February 04, 2021 Filed Feb 9, 2021 01:14 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 GrantClass A common stock 950,000 $10.00 $9,500,000.00
Disclosure

SEC source: 0001104659-21-016104 · tm215568-3_4seq1.xml · nonDerivative · entry 2

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CC NB Sponsor I Holdings LLC

Disclosed balance after: 7,333,143

F3 · kind: The reported securities are held by CC NB Sponsor I Holdings LLC ("CC"), which purchased 950,000 shares of Class A common stock from the company in a private placement that closed concurrently with the closing of the Business Combination. The reporting person controls in CC and is therefore deemed to be the beneficial owner of such securities. The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such reporting person is the beneficial owner of any securities covered by this Form 4.

F3 · ownership.nature: The reported securities are held by CC NB Sponsor I Holdings LLC ("CC"), which purchased 950,000 shares of Class A common stock from the company in a private placement that closed concurrently with the closing of the Business Combination. The reporting person controls in CC and is therefore deemed to be the beneficial owner of such securities. The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such reporting person is the beneficial owner of any securities covered by this Form 4.

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February 04, 2021 Filed Feb 9, 2021 01:14 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 OtherClass A common stock 6,383,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-016104 · tm215568-3_4seq1.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CC Neuberger Principal Holdings I Sponsor LLC

Disclosed balance after: 6,383,143

F1 · kind: In connection with the Business Combination Agreement, dated October 14, 2020, by and among CC Neuberger Principal Holdings I ("CCNB1"), E2open Holdings, LLC and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCNB1 domesticated as a Delaware corporation (the "Domestication") and changed its name to "E2open Parent Holdings, Inc." ("E2open"). In connection with the Domestication, CC Neuberger Principal Holdings I Sponsor LLC's (the "Sponsor") Class B ordinary shares, par value $0.0001 per share, of CCNB1, which were previously convertible into Class A ordinary shares of CCNB1, were automatically converted into shares of Class A common stock of E2open, par value $0.0001 per share, on a one-for-one basis, other than 2,483,714 Class A ordinary shares that automatically converted into shares of Series B-1 common stock of E2open, par value $0.0001 per share, on a one-for-one basis.

F1 · price: In connection with the Business Combination Agreement, dated October 14, 2020, by and among CC Neuberger Principal Holdings I ("CCNB1"), E2open Holdings, LLC and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCNB1 domesticated as a Delaware corporation (the "Domestication") and changed its name to "E2open Parent Holdings, Inc." ("E2open"). In connection with the Domestication, CC Neuberger Principal Holdings I Sponsor LLC's (the "Sponsor") Class B ordinary shares, par value $0.0001 per share, of CCNB1, which were previously convertible into Class A ordinary shares of CCNB1, were automatically converted into shares of Class A common stock of E2open, par value $0.0001 per share, on a one-for-one basis, other than 2,483,714 Class A ordinary shares that automatically converted into shares of Series B-1 common stock of E2open, par value $0.0001 per share, on a one-for-one basis.

F2 · ownership.nature: The reported securities are held by the Sponsor, which became controlled by an affiliate of the reporting person in connection with the consummation of the Business Combination. The reported securities reflect the pecuniary interest of the reporting person in the securities held by the Sponsor; the reporting person disclaims beneficial ownership of the securities held by the Sponsor except to the extent of its respective pecuniary interest therein.

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January 08, 2021 Filed Nov 16, 2021 11:27 UTC Utz Brands, Inc. UTZ · Entity 4492 OtherWarrants to purchase Class A Common Stock · Derivative 232,000 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001104659-21-139614 · tm2133028-2_4.xml · derivative · entry 3

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 232,000 shares

Expires not disclosed

F1 · kind: On January 14, 2021 the reporting person exercised warrants to purchase a total of 232,000 shares of the Issuer's common stock for $11.50 per share.

F5 · derivative.exercise_date: The warrants are exercisable at any time and were scheduled to expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer.

F5 · derivative.expiration_date: The warrants are exercisable at any time and were scheduled to expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer.

F4 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F4 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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January 08, 2021 Filed Nov 16, 2021 11:27 UTC Utz Brands, Inc. UTZ · Entity 4492 OtherCommon Stock 232,000 $11.50 $2,668,000.00
Disclosure

SEC source: 0001104659-21-139614 · tm2133028-2_4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,243,150

F1 · kind: On January 14, 2021 the reporting person exercised warrants to purchase a total of 232,000 shares of the Issuer's common stock for $11.50 per share.

F4 · ownership.direct: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F4 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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December 31, 2020 Filed Jan 5, 2021 21:22 UTC NCR Voyix Corp NCR · Entity 293 GrantCommon Stock 463 $37.57 $17,394.91
Disclosure

SEC source: 0001209191-21-001054 · doc4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,969

F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.

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October 19, 2020 Filed Oct 22, 2020 01:24 UTC Utz Brands, Inc. UTZ · Entity 4492 OtherWarrants to purchase Class A common stock · Derivative 5,088,000 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-20-116883 · tm2034049d2_4.xml · derivative · entry 2

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,112,000

Underlying: Class A common stock · 5,088,000 shares

Expires not disclosed

F1 · kind: As contemplated by the Second Amended and Restated Limited Liability Company Agreement of Collier Creek Partners, LLC (the "Sponsor LLCA"), Collier Creek Partners, LLC (the "Sponsor") was dissolved (the "Dissolution"), and all shares of Class A Common Stock and warrants to purchase Class A Common Stock of Utz Brands, Inc. ("Utz") held by the Sponsor were distributed, on a pro rata basis in accordance with the Sponsor LLCA, to the members of the Sponsor.

F1 · price: As contemplated by the Second Amended and Restated Limited Liability Company Agreement of Collier Creek Partners, LLC (the "Sponsor LLCA"), Collier Creek Partners, LLC (the "Sponsor") was dissolved (the "Dissolution"), and all shares of Class A Common Stock and warrants to purchase Class A Common Stock of Utz Brands, Inc. ("Utz") held by the Sponsor were distributed, on a pro rata basis in accordance with the Sponsor LLCA, to the members of the Sponsor.

F2 · derivative.exercise_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz.

F2 · derivative.expiration_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz.

F3 · ownership.direct: The securities are held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier.

F3 · ownership.nature: The securities are held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier.

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October 19, 2020 Filed Oct 22, 2020 01:24 UTC Utz Brands, Inc. UTZ · Entity 4492 OtherClass A common stock 9,387,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-116883 · tm2034049d2_4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,292,400

F1 · kind: As contemplated by the Second Amended and Restated Limited Liability Company Agreement of Collier Creek Partners, LLC (the "Sponsor LLCA"), Collier Creek Partners, LLC (the "Sponsor") was dissolved (the "Dissolution"), and all shares of Class A Common Stock and warrants to purchase Class A Common Stock of Utz Brands, Inc. ("Utz") held by the Sponsor were distributed, on a pro rata basis in accordance with the Sponsor LLCA, to the members of the Sponsor.

F1 · price: As contemplated by the Second Amended and Restated Limited Liability Company Agreement of Collier Creek Partners, LLC (the "Sponsor LLCA"), Collier Creek Partners, LLC (the "Sponsor") was dissolved (the "Dissolution"), and all shares of Class A Common Stock and warrants to purchase Class A Common Stock of Utz Brands, Inc. ("Utz") held by the Sponsor were distributed, on a pro rata basis in accordance with the Sponsor LLCA, to the members of the Sponsor.

F3 · ownership.direct: The securities are held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier.

F3 · ownership.nature: The securities are held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier.

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September 30, 2020 Filed Oct 1, 2020 20:05 UTC NCR Voyix Corp NCR · Entity 293 GrantCommon Stock 785 $22.14 $17,379.90
Disclosure

SEC source: 0001209191-20-052602 · doc4.xml · nonDerivative · entry 1

Chu Chinh · CIK 0001306507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,506

F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.

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August 28, 2020 Filed Sep 2, 2020 01:45 UTC Utz Brands, Inc. UTZ · Entity 4492 GrantWarrants to purchase Class A common stock · Derivative 1,000,000 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-20-101581 · tm2029480-30_4.xml · derivative · entry 4

Collier Creek Partners LLC · CIK 0001739585 · Director · 10% owner

Chu Chinh · CIK 0001306507 · 10% owner

DEROMEDI ROGER K · CIK 0001189715 · 10% owner

Giordano Jason K · CIK 0001458039 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200,000

Underlying: Class A common stock · 1,000,000 shares

Expires not disclosed

F2 · kind: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and Collier Creek Partners, LLC (the "Sponsor"), the Sponsor agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)).

F2 · price: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and Collier Creek Partners, LLC (the "Sponsor"), the Sponsor agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)).

F2 · derivative.exercise_date: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and Collier Creek Partners, LLC (the "Sponsor"), the Sponsor agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)).

F2 · derivative.expiration_date: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and Collier Creek Partners, LLC (the "Sponsor"), the Sponsor agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)).

F1 · balance_after: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Persons' Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Persons' warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock.

F3 · ownership.direct: The securities are held directly by the Sponsor. Chinh E. Chu, Roger K. Deromedi and Jason K. Giordano share voting and dispositive power over the securities held by the Sponsor. Chinh E. Chu, Roger K. Deromedi and Jason K. Giordano each disclaim beneficial ownership over any securities owned by the Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

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August 28, 2020 Filed Sep 2, 2020 01:45 UTC Utz Brands, Inc. UTZ · Entity 4492 OtherClass B ordinary shares · Derivative 11,680,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-101581 · tm2029480-30_4.xml · derivative · entry 3

Collier Creek Partners LLC · CIK 0001739585 · Director · 10% owner

Chu Chinh · CIK 0001306507 · 10% owner

DEROMEDI ROGER K · CIK 0001189715 · 10% owner

Giordano Jason K · CIK 0001458039 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A ordinary shares · 11,680,000 shares

Expires not disclosed

F1 · derivative.exercise_price: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Persons' Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Persons' warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock.

F1 · kind: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Persons' Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Persons' warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock.

F1 · price: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Persons' Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Persons' warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock.

F1 · derivative.exercise_date: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Persons' Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Persons' warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock.

F1 · derivative.expiration_date: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Persons' Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Persons' warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock.

F3 · ownership.direct: The securities are held directly by the Sponsor. Chinh E. Chu, Roger K. Deromedi and Jason K. Giordano share voting and dispositive power over the securities held by the Sponsor. Chinh E. Chu, Roger K. Deromedi and Jason K. Giordano each disclaim beneficial ownership over any securities owned by the Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

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August 28, 2020 Filed Sep 2, 2020 01:45 UTC Utz Brands, Inc. UTZ · Entity 4492 GrantClass A common stock 3,000,000 $10.00 $30,000,000.00
Disclosure

SEC source: 0001104659-20-101581 · tm2029480-30_4.xml · nonDerivative · entry 2

Collier Creek Partners LLC · CIK 0001739585 · Director · 10% owner

Chu Chinh · CIK 0001306507 · 10% owner

DEROMEDI ROGER K · CIK 0001189715 · 10% owner

Giordano Jason K · CIK 0001458039 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,680,000

F2 · price: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and Collier Creek Partners, LLC (the "Sponsor"), the Sponsor agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)).

F3 · ownership.direct: The securities are held directly by the Sponsor. Chinh E. Chu, Roger K. Deromedi and Jason K. Giordano share voting and dispositive power over the securities held by the Sponsor. Chinh E. Chu, Roger K. Deromedi and Jason K. Giordano each disclaim beneficial ownership over any securities owned by the Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

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August 28, 2020 Filed Sep 2, 2020 01:45 UTC Utz Brands, Inc. UTZ · Entity 4492 OtherClass A common stock 11,680,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-101581 · tm2029480-30_4.xml · nonDerivative · entry 1

Collier Creek Partners LLC · CIK 0001739585 · Director · 10% owner

Chu Chinh · CIK 0001306507 · 10% owner

DEROMEDI ROGER K · CIK 0001189715 · 10% owner

Giordano Jason K · CIK 0001458039 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,680,000

F1 · kind: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Persons' Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Persons' warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock.

F1 · price: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Persons' Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis, and the Reporting Persons' warrants to purchase Class A ordinary shares became automatically exercisable for Class A common stock.

F3 · ownership.direct: The securities are held directly by the Sponsor. Chinh E. Chu, Roger K. Deromedi and Jason K. Giordano share voting and dispositive power over the securities held by the Sponsor. Chinh E. Chu, Roger K. Deromedi and Jason K. Giordano each disclaim beneficial ownership over any securities owned by the Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.