Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CC Neuberger Principal Holdings IIIPRPC · Entity 108016 | Director · Chief Executive Officer | February 02, 2021 | February 03, 2021 |
| E2open Parent Holdings, Inc.ETWO · Entity 76849 | Director | August 03, 2025 | August 06, 2025 |
| Getty Images Holdings, Inc.GETY · Entity 6788 | Director | October 30, 2024 | October 31, 2024 |
| NCR Voyix CorpNCR · Entity 293 | Director | March 31, 2021 | April 01, 2021 |
| Velos Acquisition I Corp.VLOS · Entity 6125 | President · 10% owner | July 20, 2026 | July 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CC Neuberger Principal Holdings III
Report date February 02, 2021 · Filed February 03, 2021
This filing explicitly reported no securities owned.
E2open Parent Holdings, Inc.
Report date August 03, 2025 · Filed August 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-08-03 transaction · row 1
1 source rowRow 1 · 2025-08-03 · Disposition to issuer · Disposed 170,162 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"), F2: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price"). |
| Class A Common StockSEC Table I · non-derivative | IndirectBy CC Capital Holdings LP | 0 |
Reported balance
After 2025-08-03 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-08-03 · Disposition to issuer · Disposed 17,912 · Balance 0 F3: The reported securities are held by CC Capital Holdings LP ("CC Holdings"). The Reporting Person controls CC Holdings and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4. F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"), F2: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price"). |
| Class A Common StockSEC Table I · non-derivative | IndirectBy CC NB Sponsor 1 Holdings LLC | 0 |
Reported balance
After 2025-08-03 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2025-08-03 · Disposition to issuer · Disposed 8,603,302 · Balance 0 F4: The reported securities are held by CC NB Sponsor 1 Holdings LLC ( "CC"). The Reporting Person controls CC and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4. F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"), F2: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price"). |
| Restricted Stock UnitSEC Table II · derivative / convertible security | IndirectBy CC Capital Holdings LP | 0 |
Reported balance
After 2025-08-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-08-03 · Disposition to issuer · Disposed 155,983 · Balance 0 F5: Pursuant to the Merger Agreement, each restricted stock unit of the Company was, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash equal to the product of (i) the Per Share Price and (ii) the total number of shares of Class A Common Stock subject to each such restricted stock unit as of immediately prior to the Effective Time. F6: The Reporting Person, the Founder and Senior Managing Director of CC Capital, has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the RSUs for the benefit, and at the direction, of CC Capital. F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"), F2: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price"). F3: The reported securities are held by CC Capital Holdings LP ("CC Holdings"). The Reporting Person controls CC Holdings and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4. |
| WarrantSEC Table II · derivative / convertible security | IndirectBy CC NB Sponsor 1 Holdings LLC | 0 |
Reported balance
After 2025-08-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-08-03 · Disposition to issuer · Disposed 5,140,000 · Balance 0 F6: The Reporting Person, the Founder and Senior Managing Director of CC Capital, has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the RSUs for the benefit, and at the direction, of CC Capital. F7: The reported Company warrants, pursuant to the Merger Agreement and the Warrant Agreement, dated as of April 28, 2020, by and between the Company and the Company's warrant agent therein (the "Warrant Agreement"), became a Company warrant exercisable for the Per Share Price in accordance with the terms of the Warrant Agreement. If CC properly exercises its Company warrants within thirty (30) days following the public disclosure of the consummation of the Company Merger pursuant to a Current Report on Form 8-K filed with the SEC, the Warrant Price (as defined under the Warrant Agreement), with respect to such exercise shall be reduced by an amount (in dollars) equal to the difference of (i) the Warrant Price in effect prior to such reduction minus (ii) (A) the Per Share Price (but in no event less than zero) minus (B) the Black-Scholes Warrant Value (as defined in the Warrant Agreement). F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"), F2: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price"). F4: The reported securities are held by CC NB Sponsor 1 Holdings LLC ( "CC"). The Reporting Person controls CC and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"),
F2: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price").
F3: The reported securities are held by CC Capital Holdings LP ("CC Holdings"). The Reporting Person controls CC Holdings and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4.
F4: The reported securities are held by CC NB Sponsor 1 Holdings LLC ( "CC"). The Reporting Person controls CC and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4.
F5: Pursuant to the Merger Agreement, each restricted stock unit of the Company was, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash equal to the product of (i) the Per Share Price and (ii) the total number of shares of Class A Common Stock subject to each such restricted stock unit as of immediately prior to the Effective Time.
F6: The Reporting Person, the Founder and Senior Managing Director of CC Capital, has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the RSUs for the benefit, and at the direction, of CC Capital.
F7: The reported Company warrants, pursuant to the Merger Agreement and the Warrant Agreement, dated as of April 28, 2020, by and between the Company and the Company's warrant agent therein (the "Warrant Agreement"), became a Company warrant exercisable for the Per Share Price in accordance with the terms of the Warrant Agreement. If CC properly exercises its Company warrants within thirty (30) days following the public disclosure of the consummation of the Company Merger pursuant to a Current Report on Form 8-K filed with the SEC, the Warrant Price (as defined under the Warrant Agreement), with respect to such exercise shall be reduced by an amount (in dollars) equal to the difference of (i) the Warrant Price in effect prior to such reduction minus (ii) (A) the Per Share Price (but in no event less than zero) minus (B) the Black-Scholes Warrant Value (as defined in the Warrant Agreement).
Getty Images Holdings, Inc.
Report date October 30, 2024 · Filed October 31, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | IndirectBy CC Capital SP, LP | 9,706,670 |
Reported balance
After 2024-10-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-10-30 · Sale · Disposed 48,400 · Balance 9,706,670 F1: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0000 to $4.0950. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Class A common stockSEC Table I · non-derivative | IndirectBy CC NB Sponsor 2 Holdings LLC | 5,762,560 |
Reported balance
Holding disclosure · report date 2024-10-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,762,560 F4: The reported securities are directly held by CC NB Sponsor 2 Holdings LLC, a wholly owned subsidiary of CC Capital SP, LP CC Capital SP, LP is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0000 to $4.0950. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range.
F3: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F4: The reported securities are directly held by CC NB Sponsor 2 Holdings LLC, a wholly owned subsidiary of CC Capital SP, LP CC Capital SP, LP is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
NCR Voyix Corp
Report date March 31, 2021 · Filed April 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,427 |
Reported balance
After 2021-03-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-03-31 · Grant · Acquired 458 · Balance 53,427 F1: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. |
Filing footnotes · ownership attribution and instrument terms
F1: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.
Velos Acquisition I Corp.
Report date July 20, 2026 · Filed July 22, 2026
Jointly reported with MI7 Sponsor, LLC, CC MI7 SPV, LLC, CC Capital Ventures, LLC, CC Capital SP, LP, CC Capital GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectBy MI7 Sponsor, LLC | 2,908,225 |
Last balance in matching sequence
After 2026-07-20 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-07-20 · Conversion · Acquired 7,187,500 · Balance 7,187,500 F1: Pursuant to the Issuer's amended and restated memorandum and articles of association (the "Articles"), Class B ordinary shares of the Issuer, par value $0.0001 (the "Class B Ordinary Shares") shall automatically convert into Class A ordinary shares of the Issuer, par value $0.0001 ("Class A Ordinary Shares") on a one-for-one basis at any time and from time to time at the option of the holders therefor or at the time of the Issuer's initial business combination. F2: On June 12, 2026, the Issuer entered into Securities Purchase Agreements (the "SPAs") with the MI7 Sponsor, LLC (the "Sponsor"), ReserveOne, Inc., ReserveOne Holdings, Inc. and certain investors (the "Investors") named therein. Pursuant to the SPAs, upon the effectiveness of certain amendments to the Issuer's Articles, among other things, the Sponsor agreed to sell, and the Investors agreed to purchase an aggregate of 4,279,275 Class A Ordinary Shares issuable upon the conversion of the Sponsor's Class B Ordinary Shares, which pursuant to the SPAs, the Sponsor agreed to convert to Class A Ordinary Shares and which the parties have agreed to continue to treat as "Founder Shares" as described in the SPAs. On July 17, 2026, the Issuer's shareholders approved the necessary amendments to the Issuer's Articles. Accordingly, on July 20, 2026, the Sponsor converted all of its Class B Ordinary Shares to Class A Ordinary Shares and then sold such converted shares to the Investors. F3: Pursuant to the SPAs, the Investors purchased these converted Class A Ordinary Shares for a price per share equal to $3.33 resulting in aggregate gross proceeds to the Sponsor of $14,250,000. F4: Sponsor directly holds the shares reported herein. CC MI7 SPV, LLC ("CC MI7 SPV") is the sole member of Sponsor. CC Capital Ventures, LLC ("CC Capital Ventures") is the sole member of CC MI7 SPV, and CC Capital SP, LP ("CC Capital SP") is the sole member of CC Capital Ventures. CC Capital GP, LLC ("CC Capital GP") is the general partner of CC Capital SP, and Chinh Chu is the sole member of CC Capital GP. Each of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP and Chinh Chu disclaims beneficial ownership of the securities of the Issuer held directly by Sponsor except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP or Chinh Chu is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Row 2 · 2026-07-20 · Other · Disposed 4,279,275 · Balance 2,908,225 F1: Pursuant to the Issuer's amended and restated memorandum and articles of association (the "Articles"), Class B ordinary shares of the Issuer, par value $0.0001 (the "Class B Ordinary Shares") shall automatically convert into Class A ordinary shares of the Issuer, par value $0.0001 ("Class A Ordinary Shares") on a one-for-one basis at any time and from time to time at the option of the holders therefor or at the time of the Issuer's initial business combination. F2: On June 12, 2026, the Issuer entered into Securities Purchase Agreements (the "SPAs") with the MI7 Sponsor, LLC (the "Sponsor"), ReserveOne, Inc., ReserveOne Holdings, Inc. and certain investors (the "Investors") named therein. Pursuant to the SPAs, upon the effectiveness of certain amendments to the Issuer's Articles, among other things, the Sponsor agreed to sell, and the Investors agreed to purchase an aggregate of 4,279,275 Class A Ordinary Shares issuable upon the conversion of the Sponsor's Class B Ordinary Shares, which pursuant to the SPAs, the Sponsor agreed to convert to Class A Ordinary Shares and which the parties have agreed to continue to treat as "Founder Shares" as described in the SPAs. On July 17, 2026, the Issuer's shareholders approved the necessary amendments to the Issuer's Articles. Accordingly, on July 20, 2026, the Sponsor converted all of its Class B Ordinary Shares to Class A Ordinary Shares and then sold such converted shares to the Investors. F3: Pursuant to the SPAs, the Investors purchased these converted Class A Ordinary Shares for a price per share equal to $3.33 resulting in aggregate gross proceeds to the Sponsor of $14,250,000. F4: Sponsor directly holds the shares reported herein. CC MI7 SPV, LLC ("CC MI7 SPV") is the sole member of Sponsor. CC Capital Ventures, LLC ("CC Capital Ventures") is the sole member of CC MI7 SPV, and CC Capital SP, LP ("CC Capital SP") is the sole member of CC Capital Ventures. CC Capital GP, LLC ("CC Capital GP") is the general partner of CC Capital SP, and Chinh Chu is the sole member of CC Capital GP. Each of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP and Chinh Chu disclaims beneficial ownership of the securities of the Issuer held directly by Sponsor except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP or Chinh Chu is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| Class B Ordinary SharesSEC Table II · derivative / convertible security | IndirectBy MI7 Sponsor, LLC | 0 |
Reported balance
After 2026-07-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-20 · Conversion · Disposed 7,187,500 · Balance 0 F1: Pursuant to the Issuer's amended and restated memorandum and articles of association (the "Articles"), Class B ordinary shares of the Issuer, par value $0.0001 (the "Class B Ordinary Shares") shall automatically convert into Class A ordinary shares of the Issuer, par value $0.0001 ("Class A Ordinary Shares") on a one-for-one basis at any time and from time to time at the option of the holders therefor or at the time of the Issuer's initial business combination. F2: On June 12, 2026, the Issuer entered into Securities Purchase Agreements (the "SPAs") with the MI7 Sponsor, LLC (the "Sponsor"), ReserveOne, Inc., ReserveOne Holdings, Inc. and certain investors (the "Investors") named therein. Pursuant to the SPAs, upon the effectiveness of certain amendments to the Issuer's Articles, among other things, the Sponsor agreed to sell, and the Investors agreed to purchase an aggregate of 4,279,275 Class A Ordinary Shares issuable upon the conversion of the Sponsor's Class B Ordinary Shares, which pursuant to the SPAs, the Sponsor agreed to convert to Class A Ordinary Shares and which the parties have agreed to continue to treat as "Founder Shares" as described in the SPAs. On July 17, 2026, the Issuer's shareholders approved the necessary amendments to the Issuer's Articles. Accordingly, on July 20, 2026, the Sponsor converted all of its Class B Ordinary Shares to Class A Ordinary Shares and then sold such converted shares to the Investors. F4: Sponsor directly holds the shares reported herein. CC MI7 SPV, LLC ("CC MI7 SPV") is the sole member of Sponsor. CC Capital Ventures, LLC ("CC Capital Ventures") is the sole member of CC MI7 SPV, and CC Capital SP, LP ("CC Capital SP") is the sole member of CC Capital Ventures. CC Capital GP, LLC ("CC Capital GP") is the general partner of CC Capital SP, and Chinh Chu is the sole member of CC Capital GP. Each of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP and Chinh Chu disclaims beneficial ownership of the securities of the Issuer held directly by Sponsor except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP or Chinh Chu is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Issuer's amended and restated memorandum and articles of association (the "Articles"), Class B ordinary shares of the Issuer, par value $0.0001 (the "Class B Ordinary Shares") shall automatically convert into Class A ordinary shares of the Issuer, par value $0.0001 ("Class A Ordinary Shares") on a one-for-one basis at any time and from time to time at the option of the holders therefor or at the time of the Issuer's initial business combination.
F2: On June 12, 2026, the Issuer entered into Securities Purchase Agreements (the "SPAs") with the MI7 Sponsor, LLC (the "Sponsor"), ReserveOne, Inc., ReserveOne Holdings, Inc. and certain investors (the "Investors") named therein. Pursuant to the SPAs, upon the effectiveness of certain amendments to the Issuer's Articles, among other things, the Sponsor agreed to sell, and the Investors agreed to purchase an aggregate of 4,279,275 Class A Ordinary Shares issuable upon the conversion of the Sponsor's Class B Ordinary Shares, which pursuant to the SPAs, the Sponsor agreed to convert to Class A Ordinary Shares and which the parties have agreed to continue to treat as "Founder Shares" as described in the SPAs. On July 17, 2026, the Issuer's shareholders approved the necessary amendments to the Issuer's Articles. Accordingly, on July 20, 2026, the Sponsor converted all of its Class B Ordinary Shares to Class A Ordinary Shares and then sold such converted shares to the Investors.
F3: Pursuant to the SPAs, the Investors purchased these converted Class A Ordinary Shares for a price per share equal to $3.33 resulting in aggregate gross proceeds to the Sponsor of $14,250,000.
F4: Sponsor directly holds the shares reported herein. CC MI7 SPV, LLC ("CC MI7 SPV") is the sole member of Sponsor. CC Capital Ventures, LLC ("CC Capital Ventures") is the sole member of CC MI7 SPV, and CC Capital SP, LP ("CC Capital SP") is the sole member of CC Capital Ventures. CC Capital GP, LLC ("CC Capital GP") is the general partner of CC Capital SP, and Chinh Chu is the sole member of CC Capital GP. Each of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP and Chinh Chu disclaims beneficial ownership of the securities of the Issuer held directly by Sponsor except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP or Chinh Chu is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CC Neuberger Principal Holdings II
Report date July 22, 2022 · Filed July 22, 2022
Section 16 reporting ended · disclosed 2022-07-22. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Dun & Bradstreet Holdings, Inc.
Report date August 26, 2025 · Filed August 26, 2025
Section 16 reporting ended · disclosed 2025-08-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-08-26 transaction · row 1
1 source rowRow 1 · 2025-08-26 · Disposition to issuer · Disposed 23,810 · Balance 0 F1: Pursuant to that Agreement and Plan of Merger (as amended from time to time in accordance with its terms, the "Merger Agreement") dated as of March 23, 2025 by and among the Issuer, Denali Intermediate Holdings, Inc., ("Parent"), and Denali Buyer, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F2: Pursuant to the Merger Agreement, among other things, (i) each outstanding share of the common stock of the Issuer was cancelled and converted into the right to receive $9.15 in cash per share without interest and subject to deduction for any applicable withholding taxes (the "Merger Consideration") and (ii) each outstanding restricted stock award subject to time-based or performance-based vesting conditions, whether vested or unvested, held by a member of the board of directors of the Issuer (other than the Chief Executive Officer), was converted into the right to receive the Merger Consideration plus all accumulated but unpaid dividend equivalent rights with respect to such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that Agreement and Plan of Merger (as amended from time to time in accordance with its terms, the "Merger Agreement") dated as of March 23, 2025 by and among the Issuer, Denali Intermediate Holdings, Inc., ("Parent"), and Denali Buyer, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent.
F2: Pursuant to the Merger Agreement, among other things, (i) each outstanding share of the common stock of the Issuer was cancelled and converted into the right to receive $9.15 in cash per share without interest and subject to deduction for any applicable withholding taxes (the "Merger Consideration") and (ii) each outstanding restricted stock award subject to time-based or performance-based vesting conditions, whether vested or unvested, held by a member of the board of directors of the Issuer (other than the Chief Executive Officer), was converted into the right to receive the Merger Consideration plus all accumulated but unpaid dividend equivalent rights with respect to such shares.
FGL Holdings
Report date June 01, 2020 · Filed June 03, 2020
Section 16 reporting ended · disclosed 2020-06-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-06-01 transaction · row 1
1 source rowRow 1 · 2020-06-01 · Disposition to issuer · Disposed 42,743 · Balance 0 F1: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy CC Capital | 0 |
Reported balance
After 2020-06-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-06-01 · Disposition to issuer · Disposed 14,892,723 · Balance 0 F1: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement. F2: Represents Ordinary Shares held by CC Capital Management, LLC ("CC Capital"), of which the Reporting Person is a managing member as well as the controlling owner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement.
F2: Represents Ordinary Shares held by CC Capital Management, LLC ("CC Capital"), of which the Reporting Person is a managing member as well as the controlling owner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Utz Brands, Inc.
Report date August 07, 2025 · Filed August 11, 2025
Jointly reported with CC Collier Holdings, LLC
Section 16 reporting ended · disclosed 2025-03-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 524,716 |
Last balance in matching sequence
After 2025-08-07 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-08-07 · Exercise / conversion · Acquired 2,880,000 · Balance 2,880,000 F2: Reflects the exercise of 2,880,000 warrants to purchase shares of Class A Common Stock of Utz Brands, Inc. (the "Issuer") on a cashless basis pursuant to the Warrant Agreement, dated as of October 4, 2018 (the "Warrant Agreement"), by and between Collier Creek Holdings and Continental Stock Transfer & Trust Company as assumed by the Issuer pursuant to that certain Assignment and Assumption Agreement, dated as of February 22, 2022, by and among the Issuer, Continental Stock Transfer & Trust Company, Equiniti Trust Company and the warrant holders named therein. The number of shares of Class A Common Stock issuable upon exercise of the warrants was determined in accordance with section 3.3.1(c) of the Warrant Agreement. F1: The securities reported on this report are held directly by CC Collier Holdings, LLC ("CC Collier"). Chinh E. Chu holds voting and dispositive power over the securities held by CC Collier. Row 2 · 2025-08-07 · Tax withholding · Disposed 2,355,284 · Balance 524,716 F3: Reflects the shares of Class A Common Stock "withheld" in connection with the cashless exercise. Pursuant to Section 3.3.1(c) of the Warrant Agreement, the price was calculated as the average last sale price of the shares for the ten trading days ending on the third trading day prior to the date on which notice of exercise of the warrants was sent to the warrant agent. F1: The securities reported on this report are held directly by CC Collier Holdings, LLC ("CC Collier"). Chinh E. Chu holds voting and dispositive power over the securities held by CC Collier. |
| Warrants to purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-08-28 | Direct | 0 |
Reported balance
After 2025-08-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-08-07 · Exercise / conversion · Disposed 2,880,000 · Balance 0 F2: Reflects the exercise of 2,880,000 warrants to purchase shares of Class A Common Stock of Utz Brands, Inc. (the "Issuer") on a cashless basis pursuant to the Warrant Agreement, dated as of October 4, 2018 (the "Warrant Agreement"), by and between Collier Creek Holdings and Continental Stock Transfer & Trust Company as assumed by the Issuer pursuant to that certain Assignment and Assumption Agreement, dated as of February 22, 2022, by and among the Issuer, Continental Stock Transfer & Trust Company, Equiniti Trust Company and the warrant holders named therein. The number of shares of Class A Common Stock issuable upon exercise of the warrants was determined in accordance with section 3.3.1(c) of the Warrant Agreement. F1: The securities reported on this report are held directly by CC Collier Holdings, LLC ("CC Collier"). Chinh E. Chu holds voting and dispositive power over the securities held by CC Collier. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported on this report are held directly by CC Collier Holdings, LLC ("CC Collier"). Chinh E. Chu holds voting and dispositive power over the securities held by CC Collier.
F2: Reflects the exercise of 2,880,000 warrants to purchase shares of Class A Common Stock of Utz Brands, Inc. (the "Issuer") on a cashless basis pursuant to the Warrant Agreement, dated as of October 4, 2018 (the "Warrant Agreement"), by and between Collier Creek Holdings and Continental Stock Transfer & Trust Company as assumed by the Issuer pursuant to that certain Assignment and Assumption Agreement, dated as of February 22, 2022, by and among the Issuer, Continental Stock Transfer & Trust Company, Equiniti Trust Company and the warrant holders named therein. The number of shares of Class A Common Stock issuable upon exercise of the warrants was determined in accordance with section 3.3.1(c) of the Warrant Agreement.
F3: Reflects the shares of Class A Common Stock "withheld" in connection with the cashless exercise. Pursuant to Section 3.3.1(c) of the Warrant Agreement, the price was calculated as the average last sale price of the shares for the ten trading days ending on the third trading day prior to the date on which notice of exercise of the warrants was sent to the warrant agent.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 12, 2020 Filed Aug 14, 2020 16:35 UTC | Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 | GrantCommon Stock | 23,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-010642 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,193 F1 · shares: Grant of restricted common stock vesting 100% on the first anniversary of the date of grant. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 20:10 UTC | NCR Voyix Corp NCR · Entity 293 | GrantCommon Stock | 1,004 | $17.32 | $17,389.28 |
DisclosureSEC source: 0001209191-20-039714 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,721 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 12:11 UTC | FGL Holdings FG · Entity 15814 | Disposition to issuerOrdinary Shares | 14,892,723 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-033851 · doc4.xml · nonDerivative · entry 2 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CC Capital Disclosed balance after: 0 F1 · price: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement. F2 · ownership.nature: Represents Ordinary Shares held by CC Capital Management, LLC ("CC Capital"), of which the Reporting Person is a managing member as well as the controlling owner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 12:11 UTC | FGL Holdings FG · Entity 15814 | Disposition to issuerOrdinary Shares | 42,743 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-033851 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 20:07 UTC | NCR Voyix Corp NCR · Entity 293 | GrantCommon Stock | 12,858 | $17.50 | $225,015.00 |
DisclosureSEC source: 0001209191-20-025415 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,717 F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 20:27 UTC | NCR Voyix Corp NCR · Entity 293 | GrantCommon Stock | 982 | $17.70 | $17,381.40 |
DisclosureSEC source: 0001209191-20-022563 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,859 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 14:03 UTC | FGL Holdings FG · Entity 15814 | GrantOrdinary Shares | 11,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-000669 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,743 F1 · shares: Represents a grant of restricted stock under the Issuer's 2017 Omnibus Incentive Plan, which is scheduled to vest on December 31, 2020, subject to the continuous existence of a service relationship through the vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:32 UTC | NCR Voyix Corp NCR · Entity 293 | GrantCommon Stock | 495 | $35.16 | $17,404.20 |
DisclosureSEC source: 0001209191-20-001006 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,877 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 21:00 UTC | NCR Voyix Corp NCR · Entity 293 | GrantCommon Stock | 551 | $31.56 | $17,389.56 |
DisclosureSEC source: 0001209191-19-051804 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,382 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 20:09 UTC | NCR Voyix Corp NCR · Entity 293 | GrantCommon Stock | 559 | $31.10 | $17,384.90 |
DisclosureSEC source: 0001209191-19-040194 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,831 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 20:09 UTC | NCR Voyix Corp NCR · Entity 293 | GrantCommon Stock | 7,664 | $29.36 | $225,015.04 |
DisclosureSEC source: 0001209191-19-026170 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,272 F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 20:03 UTC | NCR Voyix Corp NCR · Entity 293 | GrantCommon Stock | 637 | $27.29 | $17,383.73 |
DisclosureSEC source: 0001209191-19-022333 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,608 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 13:41 UTC | FGL Holdings FG · Entity 15814 | GrantOrdinary Shares | 18,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001668428-19-000016 · wf-form4_154654084950947.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,816 F1 · shares: Represents a grant of restricted stock under the Issuer's 2017 Omnibus Incentive Plan, which is scheduled to vest on December 31, 2019, subject to the continuous existence of a service relationship through the vesting date. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:25 UTC | NCR Voyix Corp NCR · Entity 293 | GrantCommon Stock | 753 | $23.08 | $17,379.24 |
DisclosureSEC source: 0001209191-19-000949 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,971 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 22:32 UTC | Utz Brands, Inc. CCH · Entity 4492 | OtherClass B Ordinary Shares · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-054614 · tv505012_4.xml · derivative · entry 1 Collier Creek Partners LLC · CIK 0001739585 · 10% owner Chu Chinh · CIK 0001306507 · 10% owner DEROMEDI ROGER K · CIK 0001189715 · 10% owner Giordano Jason K · CIK 0001458039 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,680,000 Underlying: Class A Ordinary Shares · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: On October 19, 2018, Collier Creek Partners LLC forfeited at no cost 500,000 Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), in connection with the election by the underwriters of the Issuer's initial public offering to decline in part to exercise an option granted to them to cover over-allotments. F1 · kind: On October 19, 2018, Collier Creek Partners LLC forfeited at no cost 500,000 Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), in connection with the election by the underwriters of the Issuer's initial public offering to decline in part to exercise an option granted to them to cover over-allotments. F2 · derivative.exercise_date: The Class B Ordinary Shares are convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-227295) and have no expiration date. F2 · derivative.expiration_date: The Class B Ordinary Shares are convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-227295) and have no expiration date. F3 · ownership.direct: The securities are held directly by Collier Creek Partners LLC. Chinh Chu, Roger K. Deromedi and Jason K. Giordano share voting and dispositive power over the securities held by Collier Creek Partners LLC. Chinh Chu, Roger K. Deromedi and Jason K. Giordano each disclaim beneficial ownership over any securities owned by Collier Creek Partners LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| October 04, 2018 Filed Oct 4, 2018 23:24 UTC | Utz Brands, Inc. CCH · Entity 4492 | OtherClass B Ordinary Shares · Derivative | 1,437,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-052583 · tv504328_4.xml · derivative · entry 1 Collier Creek Partners LLC · CIK 0001739585 · 10% owner Chu Chinh · CIK 0001306507 · 10% owner DEROMEDI ROGER K · CIK 0001189715 · 10% owner Giordano Jason K · CIK 0001458039 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,180,000 Underlying: Class A Ordinary Shares · 1,437,500 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Ordinary Shares are convertible for the Issuer's Class A Ordinary Shares as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-227295) and have no expiration date. F2 · kind: On October 4, 2018, in connection with the increase in the size of its initial public offering, the Issuer effected a share capitalization with respect to the Issuer's Class B Ordinary Shares. F1 · derivative.exercise_date: The Class B Ordinary Shares are convertible for the Issuer's Class A Ordinary Shares as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-227295) and have no expiration date. F1 · derivative.expiration_date: The Class B Ordinary Shares are convertible for the Issuer's Class A Ordinary Shares as described under the heading "Description of Securities" in the Issuer's registration statement on Form S-1 (File No. 333-227295) and have no expiration date. F3 · balance_after: Includes 1,500,000 Class B Ordinary Shares that are subject to forfeiture depending on the extent to which the underwriters in the Issuer's initial public offering do not exercise their over-allotment option. F4 · ownership.direct: The securities are held directly by Collier Creek Partners LLC. Chinh Chu, Roger K. Deromedi and Jason K. Giordano share voting and dispositive power over the securities held by Collier Creek Partners LLC. Chinh Chu, Roger K. Deromedi and Jason K. Giordano each disclaim beneficial ownership over any securities owned by Collier Creek Partners LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| October 04, 2018 Filed Oct 9, 2018 16:16 UTC | FGL Holdings FG · Entity 15814 | Disposition to issuerPrivate Placement Warrants · Derivative | 9,566,667 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001668428-18-000112 · wf-form4_153911619962389.xml · derivative · entry 3 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CC Capital Disclosed balance after: 0 Underlying: Ordinary Shares · 9,566,667 shares Expires 2022-11-30 F1 · price: Pursuant to the terms of the Issuer's tender offer, as described in the Issuer's Tender Offer Statement on Schedule TO, as amended, filed with the Securities and Exchange Commission on September 6, 2018, CC Capital Management LLC ("CC Capital Management"), of which the Reporting Person is the managing member, tendered 9,566,667 warrants in exchange for 0.11 of the Issuer's ordinary shares and $0.98 in cash, without interest, per warrant. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F2 · ownership.nature: Represents Ordinary Shares and Private Placement Warrants held by CC Capital Management. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 04, 2018 Filed Oct 9, 2018 16:16 UTC | FGL Holdings FG · Entity 15814 | GrantOrdinary Shares | 1,052,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001668428-18-000112 · wf-form4_153911619962389.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CC Capital Disclosed balance after: 14,892,723 F1 · price: Pursuant to the terms of the Issuer's tender offer, as described in the Issuer's Tender Offer Statement on Schedule TO, as amended, filed with the Securities and Exchange Commission on September 6, 2018, CC Capital Management LLC ("CC Capital Management"), of which the Reporting Person is the managing member, tendered 9,566,667 warrants in exchange for 0.11 of the Issuer's ordinary shares and $0.98 in cash, without interest, per warrant. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. F2 · ownership.nature: Represents Ordinary Shares and Private Placement Warrants held by CC Capital Management. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 17:59 UTC | NCR Voyix Corp NCR · Entity 293 | GrantCommon Stock | 612 | $28.41 | $17,386.92 |
DisclosureSEC source: 0001209191-18-052973 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,218 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 16:41 UTC | NCR Voyix Corp NCR · Entity 293 | GrantCommon Stock | 580 | $29.98 | $17,388.40 |
DisclosureSEC source: 0001209191-18-040628 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,606 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 22:04 UTC | NCR Voyix Corp NCR · Entity 293 | GrantCommon Stock | 7,210 | $31.21 | $225,024.10 |
DisclosureSEC source: 0001209191-18-026707 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,026 F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 16:42 UTC | FGL Holdings FG · Entity 15814 | GrantOrdinary Shares | 12,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001668428-18-000071 · wf-form4_152296092370908.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,488 F1 · shares: Represents a grant of restricted stock under the Issuer's 2017 Omnibus Incentive Plan, which is scheduled to vest on December 31, 2018 subject to the continuous existence of a service relationship through the vesting date. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 20:17 UTC | NCR Voyix Corp NCR · Entity 293 | GrantCommon Stock | 552 | $31.52 | $17,399.04 |
DisclosureSEC source: 0001209191-18-022910 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,816 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:17 UTC | NCR Voyix Corp NCR · Entity 293 | GrantCommon Stock | 512 | $33.99 | $17,402.88 |
DisclosureSEC source: 0001209191-18-000849 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,264 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 20:47 UTC | FGL Holdings FG · Entity 15814 | GrantPrivate Placement Warrants · Derivative | 916,667 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001144204-17-062027 · tv480679_4.xml · derivative · entry 6 Chu Chinh · CIK 0001306507 · Director · Co-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,566,667 Underlying: Ordinary Shares · 916,667 shares Expires 2022-11-30 F4 · kind: On December 1, 2017, CC Capital purchased 2,750,000 Ordinary Shares at a purchase price of $10.00 per share from the Issuer. Additionally, CC Capital received 916,667 PPWs from the Issuer in connection with this transaction. F4 · price: On December 1, 2017, CC Capital purchased 2,750,000 Ordinary Shares at a purchase price of $10.00 per share from the Issuer. Additionally, CC Capital received 916,667 PPWs from the Issuer in connection with this transaction. F5 · balance_after: On November 29, 2017, CF Capital Growth, LLC ("CF Capital") distributed all of its Class B Ordinary Shares and PPWs to its members, except for 30,221 Class B Ordinary Shares, which were transferred to the Issuer's independent directors. The Reporting Person received 4,585,874 Class B Ordinary Shares and 8,650,000 PPWs pursuant to this distribution in the Reporting Person's capacity as a member of CF Capital. As a result, CF Capital no longer directly or indirectly owned any securities or derivative securities of the Issuer. Immediately prior to this distribution, CF Capital forfeited 2,048,030 Class B Ordinary Shares to CF Corporation. Prior to this distribution, the Reporting Person held 202,206 Class B Ordinary Shares through CC Capital. F3 · ownership.nature: Effective on or after November 29, 2017, all Ordinary Shares, Class B Ordinary Shares and Private Placement Warrants ("PPWs") are held by CC Capital Management, LLC ("CC Capital"), of which the Reporting Person is the managing member of, as well as the controlling owner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 20:47 UTC | FGL Holdings FG · Entity 15814 | ConversionClass B Ordinary Shares · Derivative | 4,788,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-062027 · tv480679_4.xml · derivative · entry 4 Chu Chinh · CIK 0001306507 · Director · Co-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Ordinary Shares · Not disclosed shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date. F2 · price: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date. F2 · derivative.exercise_date: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date. F2 · derivative.expiration_date: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date. F2 · derivative.underlying_shares: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date. F3 · ownership.nature: Effective on or after November 29, 2017, all Ordinary Shares, Class B Ordinary Shares and Private Placement Warrants ("PPWs") are held by CC Capital Management, LLC ("CC Capital"), of which the Reporting Person is the managing member of, as well as the controlling owner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 20:47 UTC | FGL Holdings FG · Entity 15814 | GrantOrdinary Shares | 2,750,000 | $10.00 | $27,500,000.00 |
DisclosureSEC source: 0001144204-17-062027 · tv480679_4.xml · nonDerivative · entry 2 Chu Chinh · CIK 0001306507 · Director · Co-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,840,390 F4 · kind: On December 1, 2017, CC Capital purchased 2,750,000 Ordinary Shares at a purchase price of $10.00 per share from the Issuer. Additionally, CC Capital received 916,667 PPWs from the Issuer in connection with this transaction. F3 · ownership.nature: Effective on or after November 29, 2017, all Ordinary Shares, Class B Ordinary Shares and Private Placement Warrants ("PPWs") are held by CC Capital Management, LLC ("CC Capital"), of which the Reporting Person is the managing member of, as well as the controlling owner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 20:47 UTC | FGL Holdings FG · Entity 15814 | ConversionOrdinary Shares | 11,090,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-062027 · tv480679_4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director · Co-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,090,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Pursuant to a reclassification exemption under Rule 16b-7, the Issuer re-designated each Class A Ordinary Share (par value $0.0001 per share) as Ordinary Shares (par value $0.0001 per share) on November 30, 2017. Therefore, for purposes of this filing, all Class A Ordinary Shares are referred herein as Ordinary Shares. F2 · price: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date. F3 · ownership.nature: Effective on or after November 29, 2017, all Ordinary Shares, Class B Ordinary Shares and Private Placement Warrants ("PPWs") are held by CC Capital Management, LLC ("CC Capital"), of which the Reporting Person is the managing member of, as well as the controlling owner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 20:47 UTC | FGL Holdings FG · Entity 15814 | GrantPrivate Placement Warrants · Derivative | 1,500,000 | $1.00 Strike: $11.50 | $1,500,000.00 |
DisclosureSEC source: 0001144204-17-062027 · tv480679_4.xml · derivative · entry 5 Chu Chinh · CIK 0001306507 · Director · Co-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 17,300,000 Underlying: Ordinary Shares · 1,500,000 shares Expires 2022-11-30 F6 · kind: Warrants acquired by CF Capital, pursuant to the conversion of a $1,500,000 loan made to CF Corporation pursuant to the convertible note, dated November 29, 2017, between CF Corporation and CF Capital. F3 · ownership.nature: Effective on or after November 29, 2017, all Ordinary Shares, Class B Ordinary Shares and Private Placement Warrants ("PPWs") are held by CC Capital Management, LLC ("CC Capital"), of which the Reporting Person is the managing member of, as well as the controlling owner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 20:47 UTC | FGL Holdings FG · Entity 15814 | OtherClass B Ordinary Shares · Derivative | 30,221 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-062027 · tv480679_4.xml · derivative · entry 3 Chu Chinh · CIK 0001306507 · Director · Co-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,788,080 Underlying: Ordinary Shares · Not disclosed shares Expires not disclosed F2 · derivative.exercise_price: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date. F5 · kind: On November 29, 2017, CF Capital Growth, LLC ("CF Capital") distributed all of its Class B Ordinary Shares and PPWs to its members, except for 30,221 Class B Ordinary Shares, which were transferred to the Issuer's independent directors. The Reporting Person received 4,585,874 Class B Ordinary Shares and 8,650,000 PPWs pursuant to this distribution in the Reporting Person's capacity as a member of CF Capital. As a result, CF Capital no longer directly or indirectly owned any securities or derivative securities of the Issuer. Immediately prior to this distribution, CF Capital forfeited 2,048,030 Class B Ordinary Shares to CF Corporation. Prior to this distribution, the Reporting Person held 202,206 Class B Ordinary Shares through CC Capital. F5 · price: On November 29, 2017, CF Capital Growth, LLC ("CF Capital") distributed all of its Class B Ordinary Shares and PPWs to its members, except for 30,221 Class B Ordinary Shares, which were transferred to the Issuer's independent directors. The Reporting Person received 4,585,874 Class B Ordinary Shares and 8,650,000 PPWs pursuant to this distribution in the Reporting Person's capacity as a member of CF Capital. As a result, CF Capital no longer directly or indirectly owned any securities or derivative securities of the Issuer. Immediately prior to this distribution, CF Capital forfeited 2,048,030 Class B Ordinary Shares to CF Corporation. Prior to this distribution, the Reporting Person held 202,206 Class B Ordinary Shares through CC Capital. F2 · derivative.exercise_date: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date. F2 · derivative.expiration_date: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date. F2 · derivative.underlying_shares: The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date. F5 · balance_after: On November 29, 2017, CF Capital Growth, LLC ("CF Capital") distributed all of its Class B Ordinary Shares and PPWs to its members, except for 30,221 Class B Ordinary Shares, which were transferred to the Issuer's independent directors. The Reporting Person received 4,585,874 Class B Ordinary Shares and 8,650,000 PPWs pursuant to this distribution in the Reporting Person's capacity as a member of CF Capital. As a result, CF Capital no longer directly or indirectly owned any securities or derivative securities of the Issuer. Immediately prior to this distribution, CF Capital forfeited 2,048,030 Class B Ordinary Shares to CF Corporation. Prior to this distribution, the Reporting Person held 202,206 Class B Ordinary Shares through CC Capital. F3 · ownership.nature: Effective on or after November 29, 2017, all Ordinary Shares, Class B Ordinary Shares and Private Placement Warrants ("PPWs") are held by CC Capital Management, LLC ("CC Capital"), of which the Reporting Person is the managing member of, as well as the controlling owner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:59 UTC | NCR Voyix Corp NCR · Entity 293 | GrantCommon Stock | 464 | $37.52 | $17,409.28 |
DisclosureSEC source: 0001209191-17-055219 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,752 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 19:52 UTC | NCR Voyix Corp NCR · Entity 293 | GrantCommon Stock | 426 | $40.84 | $17,397.84 |
DisclosureSEC source: 0001209191-17-043194 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,288 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 17:43 UTC | NCR Voyix Corp NCR · Entity 293 | GrantCommon Stock | 5,437 | $41.39 | $225,037.43 |
DisclosureSEC source: 0001209191-17-028614 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,862 F1 · security: These restricted stock units represent the annual equity grant awarded to directors under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to the reporting person's continued service as a director on each vesting date. Read SEC document |
| March 31, 2017 Filed Apr 5, 2017 23:00 UTC | NCR Voyix Corp NCR · Entity 293 | GrantCommon Stock | 381 | $45.68 | $17,404.08 |
DisclosureSEC source: 0000899243-17-009540 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,425 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (The "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person's elected to receive a portion of the annual retainer in common stock in accordance with the terms of the Compensation Program. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.