Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CC Neuberger Principal Holdings IIIPRPC · Entity 108016 | Director · Chief Executive Officer | February 02, 2021 | February 03, 2021 |
| E2open Parent Holdings, Inc.ETWO · Entity 76849 | Director | August 03, 2025 | August 06, 2025 |
| Getty Images Holdings, Inc.GETY · Entity 6788 | Director | October 30, 2024 | October 31, 2024 |
| NCR Voyix CorpNCR · Entity 293 | Director | March 31, 2021 | April 01, 2021 |
| Velos Acquisition I Corp.VLOS · Entity 6125 | President · 10% owner | July 20, 2026 | July 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CC Neuberger Principal Holdings III
Report date February 02, 2021 · Filed February 03, 2021
This filing explicitly reported no securities owned.
E2open Parent Holdings, Inc.
Report date August 03, 2025 · Filed August 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-08-03 transaction · row 1
1 source rowRow 1 · 2025-08-03 · Disposition to issuer · Disposed 170,162 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"), F2: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price"). |
| Class A Common StockSEC Table I · non-derivative | IndirectBy CC Capital Holdings LP | 0 |
Reported balance
After 2025-08-03 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-08-03 · Disposition to issuer · Disposed 17,912 · Balance 0 F3: The reported securities are held by CC Capital Holdings LP ("CC Holdings"). The Reporting Person controls CC Holdings and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4. F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"), F2: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price"). |
| Class A Common StockSEC Table I · non-derivative | IndirectBy CC NB Sponsor 1 Holdings LLC | 0 |
Reported balance
After 2025-08-03 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2025-08-03 · Disposition to issuer · Disposed 8,603,302 · Balance 0 F4: The reported securities are held by CC NB Sponsor 1 Holdings LLC ( "CC"). The Reporting Person controls CC and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4. F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"), F2: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price"). |
| Restricted Stock UnitSEC Table II · derivative / convertible security | IndirectBy CC Capital Holdings LP | 0 |
Reported balance
After 2025-08-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-08-03 · Disposition to issuer · Disposed 155,983 · Balance 0 F5: Pursuant to the Merger Agreement, each restricted stock unit of the Company was, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash equal to the product of (i) the Per Share Price and (ii) the total number of shares of Class A Common Stock subject to each such restricted stock unit as of immediately prior to the Effective Time. F6: The Reporting Person, the Founder and Senior Managing Director of CC Capital, has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the RSUs for the benefit, and at the direction, of CC Capital. F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"), F2: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price"). F3: The reported securities are held by CC Capital Holdings LP ("CC Holdings"). The Reporting Person controls CC Holdings and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4. |
| WarrantSEC Table II · derivative / convertible security | IndirectBy CC NB Sponsor 1 Holdings LLC | 0 |
Reported balance
After 2025-08-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-08-03 · Disposition to issuer · Disposed 5,140,000 · Balance 0 F6: The Reporting Person, the Founder and Senior Managing Director of CC Capital, has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the RSUs for the benefit, and at the direction, of CC Capital. F7: The reported Company warrants, pursuant to the Merger Agreement and the Warrant Agreement, dated as of April 28, 2020, by and between the Company and the Company's warrant agent therein (the "Warrant Agreement"), became a Company warrant exercisable for the Per Share Price in accordance with the terms of the Warrant Agreement. If CC properly exercises its Company warrants within thirty (30) days following the public disclosure of the consummation of the Company Merger pursuant to a Current Report on Form 8-K filed with the SEC, the Warrant Price (as defined under the Warrant Agreement), with respect to such exercise shall be reduced by an amount (in dollars) equal to the difference of (i) the Warrant Price in effect prior to such reduction minus (ii) (A) the Per Share Price (but in no event less than zero) minus (B) the Black-Scholes Warrant Value (as defined in the Warrant Agreement). F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"), F2: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price"). F4: The reported securities are held by CC NB Sponsor 1 Holdings LLC ( "CC"). The Reporting Person controls CC and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"),
F2: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price").
F3: The reported securities are held by CC Capital Holdings LP ("CC Holdings"). The Reporting Person controls CC Holdings and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4.
F4: The reported securities are held by CC NB Sponsor 1 Holdings LLC ( "CC"). The Reporting Person controls CC and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4.
F5: Pursuant to the Merger Agreement, each restricted stock unit of the Company was, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash equal to the product of (i) the Per Share Price and (ii) the total number of shares of Class A Common Stock subject to each such restricted stock unit as of immediately prior to the Effective Time.
F6: The Reporting Person, the Founder and Senior Managing Director of CC Capital, has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the RSUs for the benefit, and at the direction, of CC Capital.
F7: The reported Company warrants, pursuant to the Merger Agreement and the Warrant Agreement, dated as of April 28, 2020, by and between the Company and the Company's warrant agent therein (the "Warrant Agreement"), became a Company warrant exercisable for the Per Share Price in accordance with the terms of the Warrant Agreement. If CC properly exercises its Company warrants within thirty (30) days following the public disclosure of the consummation of the Company Merger pursuant to a Current Report on Form 8-K filed with the SEC, the Warrant Price (as defined under the Warrant Agreement), with respect to such exercise shall be reduced by an amount (in dollars) equal to the difference of (i) the Warrant Price in effect prior to such reduction minus (ii) (A) the Per Share Price (but in no event less than zero) minus (B) the Black-Scholes Warrant Value (as defined in the Warrant Agreement).
Getty Images Holdings, Inc.
Report date October 30, 2024 · Filed October 31, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | IndirectBy CC Capital SP, LP | 9,706,670 |
Reported balance
After 2024-10-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-10-30 · Sale · Disposed 48,400 · Balance 9,706,670 F1: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0000 to $4.0950. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Class A common stockSEC Table I · non-derivative | IndirectBy CC NB Sponsor 2 Holdings LLC | 5,762,560 |
Reported balance
Holding disclosure · report date 2024-10-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,762,560 F4: The reported securities are directly held by CC NB Sponsor 2 Holdings LLC, a wholly owned subsidiary of CC Capital SP, LP CC Capital SP, LP is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0000 to $4.0950. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range.
F3: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F4: The reported securities are directly held by CC NB Sponsor 2 Holdings LLC, a wholly owned subsidiary of CC Capital SP, LP CC Capital SP, LP is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
NCR Voyix Corp
Report date March 31, 2021 · Filed April 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,427 |
Reported balance
After 2021-03-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-03-31 · Grant · Acquired 458 · Balance 53,427 F1: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. |
Filing footnotes · ownership attribution and instrument terms
F1: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program.
Velos Acquisition I Corp.
Report date July 20, 2026 · Filed July 22, 2026
Jointly reported with MI7 Sponsor, LLC, CC MI7 SPV, LLC, CC Capital Ventures, LLC, CC Capital SP, LP, CC Capital GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectBy MI7 Sponsor, LLC | 2,908,225 |
Last balance in matching sequence
After 2026-07-20 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-07-20 · Conversion · Acquired 7,187,500 · Balance 7,187,500 F1: Pursuant to the Issuer's amended and restated memorandum and articles of association (the "Articles"), Class B ordinary shares of the Issuer, par value $0.0001 (the "Class B Ordinary Shares") shall automatically convert into Class A ordinary shares of the Issuer, par value $0.0001 ("Class A Ordinary Shares") on a one-for-one basis at any time and from time to time at the option of the holders therefor or at the time of the Issuer's initial business combination. F2: On June 12, 2026, the Issuer entered into Securities Purchase Agreements (the "SPAs") with the MI7 Sponsor, LLC (the "Sponsor"), ReserveOne, Inc., ReserveOne Holdings, Inc. and certain investors (the "Investors") named therein. Pursuant to the SPAs, upon the effectiveness of certain amendments to the Issuer's Articles, among other things, the Sponsor agreed to sell, and the Investors agreed to purchase an aggregate of 4,279,275 Class A Ordinary Shares issuable upon the conversion of the Sponsor's Class B Ordinary Shares, which pursuant to the SPAs, the Sponsor agreed to convert to Class A Ordinary Shares and which the parties have agreed to continue to treat as "Founder Shares" as described in the SPAs. On July 17, 2026, the Issuer's shareholders approved the necessary amendments to the Issuer's Articles. Accordingly, on July 20, 2026, the Sponsor converted all of its Class B Ordinary Shares to Class A Ordinary Shares and then sold such converted shares to the Investors. F3: Pursuant to the SPAs, the Investors purchased these converted Class A Ordinary Shares for a price per share equal to $3.33 resulting in aggregate gross proceeds to the Sponsor of $14,250,000. F4: Sponsor directly holds the shares reported herein. CC MI7 SPV, LLC ("CC MI7 SPV") is the sole member of Sponsor. CC Capital Ventures, LLC ("CC Capital Ventures") is the sole member of CC MI7 SPV, and CC Capital SP, LP ("CC Capital SP") is the sole member of CC Capital Ventures. CC Capital GP, LLC ("CC Capital GP") is the general partner of CC Capital SP, and Chinh Chu is the sole member of CC Capital GP. Each of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP and Chinh Chu disclaims beneficial ownership of the securities of the Issuer held directly by Sponsor except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP or Chinh Chu is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Row 2 · 2026-07-20 · Other · Disposed 4,279,275 · Balance 2,908,225 F1: Pursuant to the Issuer's amended and restated memorandum and articles of association (the "Articles"), Class B ordinary shares of the Issuer, par value $0.0001 (the "Class B Ordinary Shares") shall automatically convert into Class A ordinary shares of the Issuer, par value $0.0001 ("Class A Ordinary Shares") on a one-for-one basis at any time and from time to time at the option of the holders therefor or at the time of the Issuer's initial business combination. F2: On June 12, 2026, the Issuer entered into Securities Purchase Agreements (the "SPAs") with the MI7 Sponsor, LLC (the "Sponsor"), ReserveOne, Inc., ReserveOne Holdings, Inc. and certain investors (the "Investors") named therein. Pursuant to the SPAs, upon the effectiveness of certain amendments to the Issuer's Articles, among other things, the Sponsor agreed to sell, and the Investors agreed to purchase an aggregate of 4,279,275 Class A Ordinary Shares issuable upon the conversion of the Sponsor's Class B Ordinary Shares, which pursuant to the SPAs, the Sponsor agreed to convert to Class A Ordinary Shares and which the parties have agreed to continue to treat as "Founder Shares" as described in the SPAs. On July 17, 2026, the Issuer's shareholders approved the necessary amendments to the Issuer's Articles. Accordingly, on July 20, 2026, the Sponsor converted all of its Class B Ordinary Shares to Class A Ordinary Shares and then sold such converted shares to the Investors. F3: Pursuant to the SPAs, the Investors purchased these converted Class A Ordinary Shares for a price per share equal to $3.33 resulting in aggregate gross proceeds to the Sponsor of $14,250,000. F4: Sponsor directly holds the shares reported herein. CC MI7 SPV, LLC ("CC MI7 SPV") is the sole member of Sponsor. CC Capital Ventures, LLC ("CC Capital Ventures") is the sole member of CC MI7 SPV, and CC Capital SP, LP ("CC Capital SP") is the sole member of CC Capital Ventures. CC Capital GP, LLC ("CC Capital GP") is the general partner of CC Capital SP, and Chinh Chu is the sole member of CC Capital GP. Each of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP and Chinh Chu disclaims beneficial ownership of the securities of the Issuer held directly by Sponsor except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP or Chinh Chu is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| Class B Ordinary SharesSEC Table II · derivative / convertible security | IndirectBy MI7 Sponsor, LLC | 0 |
Reported balance
After 2026-07-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-20 · Conversion · Disposed 7,187,500 · Balance 0 F1: Pursuant to the Issuer's amended and restated memorandum and articles of association (the "Articles"), Class B ordinary shares of the Issuer, par value $0.0001 (the "Class B Ordinary Shares") shall automatically convert into Class A ordinary shares of the Issuer, par value $0.0001 ("Class A Ordinary Shares") on a one-for-one basis at any time and from time to time at the option of the holders therefor or at the time of the Issuer's initial business combination. F2: On June 12, 2026, the Issuer entered into Securities Purchase Agreements (the "SPAs") with the MI7 Sponsor, LLC (the "Sponsor"), ReserveOne, Inc., ReserveOne Holdings, Inc. and certain investors (the "Investors") named therein. Pursuant to the SPAs, upon the effectiveness of certain amendments to the Issuer's Articles, among other things, the Sponsor agreed to sell, and the Investors agreed to purchase an aggregate of 4,279,275 Class A Ordinary Shares issuable upon the conversion of the Sponsor's Class B Ordinary Shares, which pursuant to the SPAs, the Sponsor agreed to convert to Class A Ordinary Shares and which the parties have agreed to continue to treat as "Founder Shares" as described in the SPAs. On July 17, 2026, the Issuer's shareholders approved the necessary amendments to the Issuer's Articles. Accordingly, on July 20, 2026, the Sponsor converted all of its Class B Ordinary Shares to Class A Ordinary Shares and then sold such converted shares to the Investors. F4: Sponsor directly holds the shares reported herein. CC MI7 SPV, LLC ("CC MI7 SPV") is the sole member of Sponsor. CC Capital Ventures, LLC ("CC Capital Ventures") is the sole member of CC MI7 SPV, and CC Capital SP, LP ("CC Capital SP") is the sole member of CC Capital Ventures. CC Capital GP, LLC ("CC Capital GP") is the general partner of CC Capital SP, and Chinh Chu is the sole member of CC Capital GP. Each of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP and Chinh Chu disclaims beneficial ownership of the securities of the Issuer held directly by Sponsor except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP or Chinh Chu is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Issuer's amended and restated memorandum and articles of association (the "Articles"), Class B ordinary shares of the Issuer, par value $0.0001 (the "Class B Ordinary Shares") shall automatically convert into Class A ordinary shares of the Issuer, par value $0.0001 ("Class A Ordinary Shares") on a one-for-one basis at any time and from time to time at the option of the holders therefor or at the time of the Issuer's initial business combination.
F2: On June 12, 2026, the Issuer entered into Securities Purchase Agreements (the "SPAs") with the MI7 Sponsor, LLC (the "Sponsor"), ReserveOne, Inc., ReserveOne Holdings, Inc. and certain investors (the "Investors") named therein. Pursuant to the SPAs, upon the effectiveness of certain amendments to the Issuer's Articles, among other things, the Sponsor agreed to sell, and the Investors agreed to purchase an aggregate of 4,279,275 Class A Ordinary Shares issuable upon the conversion of the Sponsor's Class B Ordinary Shares, which pursuant to the SPAs, the Sponsor agreed to convert to Class A Ordinary Shares and which the parties have agreed to continue to treat as "Founder Shares" as described in the SPAs. On July 17, 2026, the Issuer's shareholders approved the necessary amendments to the Issuer's Articles. Accordingly, on July 20, 2026, the Sponsor converted all of its Class B Ordinary Shares to Class A Ordinary Shares and then sold such converted shares to the Investors.
F3: Pursuant to the SPAs, the Investors purchased these converted Class A Ordinary Shares for a price per share equal to $3.33 resulting in aggregate gross proceeds to the Sponsor of $14,250,000.
F4: Sponsor directly holds the shares reported herein. CC MI7 SPV, LLC ("CC MI7 SPV") is the sole member of Sponsor. CC Capital Ventures, LLC ("CC Capital Ventures") is the sole member of CC MI7 SPV, and CC Capital SP, LP ("CC Capital SP") is the sole member of CC Capital Ventures. CC Capital GP, LLC ("CC Capital GP") is the general partner of CC Capital SP, and Chinh Chu is the sole member of CC Capital GP. Each of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP and Chinh Chu disclaims beneficial ownership of the securities of the Issuer held directly by Sponsor except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP or Chinh Chu is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CC Neuberger Principal Holdings II
Report date July 22, 2022 · Filed July 22, 2022
Section 16 reporting ended · disclosed 2022-07-22. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Dun & Bradstreet Holdings, Inc.
Report date August 26, 2025 · Filed August 26, 2025
Section 16 reporting ended · disclosed 2025-08-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-08-26 transaction · row 1
1 source rowRow 1 · 2025-08-26 · Disposition to issuer · Disposed 23,810 · Balance 0 F1: Pursuant to that Agreement and Plan of Merger (as amended from time to time in accordance with its terms, the "Merger Agreement") dated as of March 23, 2025 by and among the Issuer, Denali Intermediate Holdings, Inc., ("Parent"), and Denali Buyer, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F2: Pursuant to the Merger Agreement, among other things, (i) each outstanding share of the common stock of the Issuer was cancelled and converted into the right to receive $9.15 in cash per share without interest and subject to deduction for any applicable withholding taxes (the "Merger Consideration") and (ii) each outstanding restricted stock award subject to time-based or performance-based vesting conditions, whether vested or unvested, held by a member of the board of directors of the Issuer (other than the Chief Executive Officer), was converted into the right to receive the Merger Consideration plus all accumulated but unpaid dividend equivalent rights with respect to such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that Agreement and Plan of Merger (as amended from time to time in accordance with its terms, the "Merger Agreement") dated as of March 23, 2025 by and among the Issuer, Denali Intermediate Holdings, Inc., ("Parent"), and Denali Buyer, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent.
F2: Pursuant to the Merger Agreement, among other things, (i) each outstanding share of the common stock of the Issuer was cancelled and converted into the right to receive $9.15 in cash per share without interest and subject to deduction for any applicable withholding taxes (the "Merger Consideration") and (ii) each outstanding restricted stock award subject to time-based or performance-based vesting conditions, whether vested or unvested, held by a member of the board of directors of the Issuer (other than the Chief Executive Officer), was converted into the right to receive the Merger Consideration plus all accumulated but unpaid dividend equivalent rights with respect to such shares.
FGL Holdings
Report date June 01, 2020 · Filed June 03, 2020
Section 16 reporting ended · disclosed 2020-06-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-06-01 transaction · row 1
1 source rowRow 1 · 2020-06-01 · Disposition to issuer · Disposed 42,743 · Balance 0 F1: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy CC Capital | 0 |
Reported balance
After 2020-06-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-06-01 · Disposition to issuer · Disposed 14,892,723 · Balance 0 F1: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement. F2: Represents Ordinary Shares held by CC Capital Management, LLC ("CC Capital"), of which the Reporting Person is a managing member as well as the controlling owner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Issuer and Fidelity National Financial, Inc. ("FNF") entered into an Agreement and Plan of Merger dated effective February 7, 2020 (the "Merger Agreement"), pursuant to which FNF acquired Issuer on June 1, 2020 (the "Merger"). Each Ordinary Share (including restricted shares that converted into Ordinary Shares in connection with the Merger) was disposed of in exchange for the right to receive $12.50 in cash or 0.2558 shares of FNF Common Stock on the effective date of the Merger, all in accordance with the Merger Agreement.
F2: Represents Ordinary Shares held by CC Capital Management, LLC ("CC Capital"), of which the Reporting Person is a managing member as well as the controlling owner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Utz Brands, Inc.
Report date August 07, 2025 · Filed August 11, 2025
Jointly reported with CC Collier Holdings, LLC
Section 16 reporting ended · disclosed 2025-03-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 524,716 |
Last balance in matching sequence
After 2025-08-07 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-08-07 · Exercise / conversion · Acquired 2,880,000 · Balance 2,880,000 F2: Reflects the exercise of 2,880,000 warrants to purchase shares of Class A Common Stock of Utz Brands, Inc. (the "Issuer") on a cashless basis pursuant to the Warrant Agreement, dated as of October 4, 2018 (the "Warrant Agreement"), by and between Collier Creek Holdings and Continental Stock Transfer & Trust Company as assumed by the Issuer pursuant to that certain Assignment and Assumption Agreement, dated as of February 22, 2022, by and among the Issuer, Continental Stock Transfer & Trust Company, Equiniti Trust Company and the warrant holders named therein. The number of shares of Class A Common Stock issuable upon exercise of the warrants was determined in accordance with section 3.3.1(c) of the Warrant Agreement. F1: The securities reported on this report are held directly by CC Collier Holdings, LLC ("CC Collier"). Chinh E. Chu holds voting and dispositive power over the securities held by CC Collier. Row 2 · 2025-08-07 · Tax withholding · Disposed 2,355,284 · Balance 524,716 F3: Reflects the shares of Class A Common Stock "withheld" in connection with the cashless exercise. Pursuant to Section 3.3.1(c) of the Warrant Agreement, the price was calculated as the average last sale price of the shares for the ten trading days ending on the third trading day prior to the date on which notice of exercise of the warrants was sent to the warrant agent. F1: The securities reported on this report are held directly by CC Collier Holdings, LLC ("CC Collier"). Chinh E. Chu holds voting and dispositive power over the securities held by CC Collier. |
| Warrants to purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-08-28 | Direct | 0 |
Reported balance
After 2025-08-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-08-07 · Exercise / conversion · Disposed 2,880,000 · Balance 0 F2: Reflects the exercise of 2,880,000 warrants to purchase shares of Class A Common Stock of Utz Brands, Inc. (the "Issuer") on a cashless basis pursuant to the Warrant Agreement, dated as of October 4, 2018 (the "Warrant Agreement"), by and between Collier Creek Holdings and Continental Stock Transfer & Trust Company as assumed by the Issuer pursuant to that certain Assignment and Assumption Agreement, dated as of February 22, 2022, by and among the Issuer, Continental Stock Transfer & Trust Company, Equiniti Trust Company and the warrant holders named therein. The number of shares of Class A Common Stock issuable upon exercise of the warrants was determined in accordance with section 3.3.1(c) of the Warrant Agreement. F1: The securities reported on this report are held directly by CC Collier Holdings, LLC ("CC Collier"). Chinh E. Chu holds voting and dispositive power over the securities held by CC Collier. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported on this report are held directly by CC Collier Holdings, LLC ("CC Collier"). Chinh E. Chu holds voting and dispositive power over the securities held by CC Collier.
F2: Reflects the exercise of 2,880,000 warrants to purchase shares of Class A Common Stock of Utz Brands, Inc. (the "Issuer") on a cashless basis pursuant to the Warrant Agreement, dated as of October 4, 2018 (the "Warrant Agreement"), by and between Collier Creek Holdings and Continental Stock Transfer & Trust Company as assumed by the Issuer pursuant to that certain Assignment and Assumption Agreement, dated as of February 22, 2022, by and among the Issuer, Continental Stock Transfer & Trust Company, Equiniti Trust Company and the warrant holders named therein. The number of shares of Class A Common Stock issuable upon exercise of the warrants was determined in accordance with section 3.3.1(c) of the Warrant Agreement.
F3: Reflects the shares of Class A Common Stock "withheld" in connection with the cashless exercise. Pursuant to Section 3.3.1(c) of the Warrant Agreement, the price was calculated as the average last sale price of the shares for the ten trading days ending on the third trading day prior to the date on which notice of exercise of the warrants was sent to the warrant agent.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 20, 2026 Filed Jul 22, 2026 21:40 UTC | Velos Acquisition I Corp. VLOS · Entity 6125 | ConversionClass B Ordinary Shares · Derivative | 7,187,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-080486 · ownership.xml · derivative · entry 3 Chu Chinh · CIK 0001306507 · President · 10% owner MI7 Sponsor, LLC · CIK 0002070680 · 10% owner CC MI7 SPV, LLC · CIK 0002070668 · 10% owner CC Capital Ventures, LLC · CIK 0002070528 · 10% owner CC Capital SP, LP · CIK 0001985306 · 10% owner CC Capital GP, LLC · CIK 0001816637 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By MI7 Sponsor, LLC Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 7,187,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the Issuer's amended and restated memorandum and articles of association (the "Articles"), Class B ordinary shares of the Issuer, par value $0.0001 (the "Class B Ordinary Shares") shall automatically convert into Class A ordinary shares of the Issuer, par value $0.0001 ("Class A Ordinary Shares") on a one-for-one basis at any time and from time to time at the option of the holders therefor or at the time of the Issuer's initial business combination. F2 · derivative.exercise_price: On June 12, 2026, the Issuer entered into Securities Purchase Agreements (the "SPAs") with the MI7 Sponsor, LLC (the "Sponsor"), ReserveOne, Inc., ReserveOne Holdings, Inc. and certain investors (the "Investors") named therein. Pursuant to the SPAs, upon the effectiveness of certain amendments to the Issuer's Articles, among other things, the Sponsor agreed to sell, and the Investors agreed to purchase an aggregate of 4,279,275 Class A Ordinary Shares issuable upon the conversion of the Sponsor's Class B Ordinary Shares, which pursuant to the SPAs, the Sponsor agreed to convert to Class A Ordinary Shares and which the parties have agreed to continue to treat as "Founder Shares" as described in the SPAs. On July 17, 2026, the Issuer's shareholders approved the necessary amendments to the Issuer's Articles. Accordingly, on July 20, 2026, the Sponsor converted all of its Class B Ordinary Shares to Class A Ordinary Shares and then sold such converted shares to the Investors. F1 · derivative.exercise_date: Pursuant to the Issuer's amended and restated memorandum and articles of association (the "Articles"), Class B ordinary shares of the Issuer, par value $0.0001 (the "Class B Ordinary Shares") shall automatically convert into Class A ordinary shares of the Issuer, par value $0.0001 ("Class A Ordinary Shares") on a one-for-one basis at any time and from time to time at the option of the holders therefor or at the time of the Issuer's initial business combination. F2 · derivative.exercise_date: On June 12, 2026, the Issuer entered into Securities Purchase Agreements (the "SPAs") with the MI7 Sponsor, LLC (the "Sponsor"), ReserveOne, Inc., ReserveOne Holdings, Inc. and certain investors (the "Investors") named therein. Pursuant to the SPAs, upon the effectiveness of certain amendments to the Issuer's Articles, among other things, the Sponsor agreed to sell, and the Investors agreed to purchase an aggregate of 4,279,275 Class A Ordinary Shares issuable upon the conversion of the Sponsor's Class B Ordinary Shares, which pursuant to the SPAs, the Sponsor agreed to convert to Class A Ordinary Shares and which the parties have agreed to continue to treat as "Founder Shares" as described in the SPAs. On July 17, 2026, the Issuer's shareholders approved the necessary amendments to the Issuer's Articles. Accordingly, on July 20, 2026, the Sponsor converted all of its Class B Ordinary Shares to Class A Ordinary Shares and then sold such converted shares to the Investors. F1 · derivative.expiration_date: Pursuant to the Issuer's amended and restated memorandum and articles of association (the "Articles"), Class B ordinary shares of the Issuer, par value $0.0001 (the "Class B Ordinary Shares") shall automatically convert into Class A ordinary shares of the Issuer, par value $0.0001 ("Class A Ordinary Shares") on a one-for-one basis at any time and from time to time at the option of the holders therefor or at the time of the Issuer's initial business combination. F2 · derivative.expiration_date: On June 12, 2026, the Issuer entered into Securities Purchase Agreements (the "SPAs") with the MI7 Sponsor, LLC (the "Sponsor"), ReserveOne, Inc., ReserveOne Holdings, Inc. and certain investors (the "Investors") named therein. Pursuant to the SPAs, upon the effectiveness of certain amendments to the Issuer's Articles, among other things, the Sponsor agreed to sell, and the Investors agreed to purchase an aggregate of 4,279,275 Class A Ordinary Shares issuable upon the conversion of the Sponsor's Class B Ordinary Shares, which pursuant to the SPAs, the Sponsor agreed to convert to Class A Ordinary Shares and which the parties have agreed to continue to treat as "Founder Shares" as described in the SPAs. On July 17, 2026, the Issuer's shareholders approved the necessary amendments to the Issuer's Articles. Accordingly, on July 20, 2026, the Sponsor converted all of its Class B Ordinary Shares to Class A Ordinary Shares and then sold such converted shares to the Investors. F1 · derivative.underlying: Pursuant to the Issuer's amended and restated memorandum and articles of association (the "Articles"), Class B ordinary shares of the Issuer, par value $0.0001 (the "Class B Ordinary Shares") shall automatically convert into Class A ordinary shares of the Issuer, par value $0.0001 ("Class A Ordinary Shares") on a one-for-one basis at any time and from time to time at the option of the holders therefor or at the time of the Issuer's initial business combination. F2 · derivative.underlying: On June 12, 2026, the Issuer entered into Securities Purchase Agreements (the "SPAs") with the MI7 Sponsor, LLC (the "Sponsor"), ReserveOne, Inc., ReserveOne Holdings, Inc. and certain investors (the "Investors") named therein. Pursuant to the SPAs, upon the effectiveness of certain amendments to the Issuer's Articles, among other things, the Sponsor agreed to sell, and the Investors agreed to purchase an aggregate of 4,279,275 Class A Ordinary Shares issuable upon the conversion of the Sponsor's Class B Ordinary Shares, which pursuant to the SPAs, the Sponsor agreed to convert to Class A Ordinary Shares and which the parties have agreed to continue to treat as "Founder Shares" as described in the SPAs. On July 17, 2026, the Issuer's shareholders approved the necessary amendments to the Issuer's Articles. Accordingly, on July 20, 2026, the Sponsor converted all of its Class B Ordinary Shares to Class A Ordinary Shares and then sold such converted shares to the Investors. F4 · ownership.direct: Sponsor directly holds the shares reported herein. CC MI7 SPV, LLC ("CC MI7 SPV") is the sole member of Sponsor. CC Capital Ventures, LLC ("CC Capital Ventures") is the sole member of CC MI7 SPV, and CC Capital SP, LP ("CC Capital SP") is the sole member of CC Capital Ventures. CC Capital GP, LLC ("CC Capital GP") is the general partner of CC Capital SP, and Chinh Chu is the sole member of CC Capital GP. Each of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP and Chinh Chu disclaims beneficial ownership of the securities of the Issuer held directly by Sponsor except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP or Chinh Chu is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| July 20, 2026 Filed Jul 22, 2026 21:40 UTC | Velos Acquisition I Corp. VLOS · Entity 6125 | OtherClass A Ordinary Shares | 4,279,275 | $3.33 | $14,249,985.75 |
DisclosureSEC source: 0001213900-26-080486 · ownership.xml · nonDerivative · entry 2 Chu Chinh · CIK 0001306507 · President · 10% owner MI7 Sponsor, LLC · CIK 0002070680 · 10% owner CC MI7 SPV, LLC · CIK 0002070668 · 10% owner CC Capital Ventures, LLC · CIK 0002070528 · 10% owner CC Capital SP, LP · CIK 0001985306 · 10% owner CC Capital GP, LLC · CIK 0001816637 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By MI7 Sponsor, LLC Disclosed balance after: 2,908,225 F1 · kind: Pursuant to the Issuer's amended and restated memorandum and articles of association (the "Articles"), Class B ordinary shares of the Issuer, par value $0.0001 (the "Class B Ordinary Shares") shall automatically convert into Class A ordinary shares of the Issuer, par value $0.0001 ("Class A Ordinary Shares") on a one-for-one basis at any time and from time to time at the option of the holders therefor or at the time of the Issuer's initial business combination. F2 · kind: On June 12, 2026, the Issuer entered into Securities Purchase Agreements (the "SPAs") with the MI7 Sponsor, LLC (the "Sponsor"), ReserveOne, Inc., ReserveOne Holdings, Inc. and certain investors (the "Investors") named therein. Pursuant to the SPAs, upon the effectiveness of certain amendments to the Issuer's Articles, among other things, the Sponsor agreed to sell, and the Investors agreed to purchase an aggregate of 4,279,275 Class A Ordinary Shares issuable upon the conversion of the Sponsor's Class B Ordinary Shares, which pursuant to the SPAs, the Sponsor agreed to convert to Class A Ordinary Shares and which the parties have agreed to continue to treat as "Founder Shares" as described in the SPAs. On July 17, 2026, the Issuer's shareholders approved the necessary amendments to the Issuer's Articles. Accordingly, on July 20, 2026, the Sponsor converted all of its Class B Ordinary Shares to Class A Ordinary Shares and then sold such converted shares to the Investors. F3 · price: Pursuant to the SPAs, the Investors purchased these converted Class A Ordinary Shares for a price per share equal to $3.33 resulting in aggregate gross proceeds to the Sponsor of $14,250,000. F4 · ownership.direct: Sponsor directly holds the shares reported herein. CC MI7 SPV, LLC ("CC MI7 SPV") is the sole member of Sponsor. CC Capital Ventures, LLC ("CC Capital Ventures") is the sole member of CC MI7 SPV, and CC Capital SP, LP ("CC Capital SP") is the sole member of CC Capital Ventures. CC Capital GP, LLC ("CC Capital GP") is the general partner of CC Capital SP, and Chinh Chu is the sole member of CC Capital GP. Each of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP and Chinh Chu disclaims beneficial ownership of the securities of the Issuer held directly by Sponsor except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP or Chinh Chu is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| July 20, 2026 Filed Jul 22, 2026 21:40 UTC | Velos Acquisition I Corp. VLOS · Entity 6125 | ConversionClass A Ordinary Shares | 7,187,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-080486 · ownership.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · President · 10% owner MI7 Sponsor, LLC · CIK 0002070680 · 10% owner CC MI7 SPV, LLC · CIK 0002070668 · 10% owner CC Capital Ventures, LLC · CIK 0002070528 · 10% owner CC Capital SP, LP · CIK 0001985306 · 10% owner CC Capital GP, LLC · CIK 0001816637 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By MI7 Sponsor, LLC Disclosed balance after: 7,187,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Issuer's amended and restated memorandum and articles of association (the "Articles"), Class B ordinary shares of the Issuer, par value $0.0001 (the "Class B Ordinary Shares") shall automatically convert into Class A ordinary shares of the Issuer, par value $0.0001 ("Class A Ordinary Shares") on a one-for-one basis at any time and from time to time at the option of the holders therefor or at the time of the Issuer's initial business combination. F2 · kind: On June 12, 2026, the Issuer entered into Securities Purchase Agreements (the "SPAs") with the MI7 Sponsor, LLC (the "Sponsor"), ReserveOne, Inc., ReserveOne Holdings, Inc. and certain investors (the "Investors") named therein. Pursuant to the SPAs, upon the effectiveness of certain amendments to the Issuer's Articles, among other things, the Sponsor agreed to sell, and the Investors agreed to purchase an aggregate of 4,279,275 Class A Ordinary Shares issuable upon the conversion of the Sponsor's Class B Ordinary Shares, which pursuant to the SPAs, the Sponsor agreed to convert to Class A Ordinary Shares and which the parties have agreed to continue to treat as "Founder Shares" as described in the SPAs. On July 17, 2026, the Issuer's shareholders approved the necessary amendments to the Issuer's Articles. Accordingly, on July 20, 2026, the Sponsor converted all of its Class B Ordinary Shares to Class A Ordinary Shares and then sold such converted shares to the Investors. F3 · price: Pursuant to the SPAs, the Investors purchased these converted Class A Ordinary Shares for a price per share equal to $3.33 resulting in aggregate gross proceeds to the Sponsor of $14,250,000. F4 · ownership.direct: Sponsor directly holds the shares reported herein. CC MI7 SPV, LLC ("CC MI7 SPV") is the sole member of Sponsor. CC Capital Ventures, LLC ("CC Capital Ventures") is the sole member of CC MI7 SPV, and CC Capital SP, LP ("CC Capital SP") is the sole member of CC Capital Ventures. CC Capital GP, LLC ("CC Capital GP") is the general partner of CC Capital SP, and Chinh Chu is the sole member of CC Capital GP. Each of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP and Chinh Chu disclaims beneficial ownership of the securities of the Issuer held directly by Sponsor except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of CC MI7 SPV, CC Capital Ventures, CC Capital SP, CC Capital GP or Chinh Chu is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| August 26, 2025 Filed Aug 26, 2025 16:01 UTC | Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 | Disposition to issuerCommon Stock | 23,810 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-083058 · tm2524251-1_4seq1.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to that Agreement and Plan of Merger (as amended from time to time in accordance with its terms, the "Merger Agreement") dated as of March 23, 2025 by and among the Issuer, Denali Intermediate Holdings, Inc., ("Parent"), and Denali Buyer, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. F2 · price: Pursuant to the Merger Agreement, among other things, (i) each outstanding share of the common stock of the Issuer was cancelled and converted into the right to receive $9.15 in cash per share without interest and subject to deduction for any applicable withholding taxes (the "Merger Consideration") and (ii) each outstanding restricted stock award subject to time-based or performance-based vesting conditions, whether vested or unvested, held by a member of the board of directors of the Issuer (other than the Chief Executive Officer), was converted into the right to receive the Merger Consideration plus all accumulated but unpaid dividend equivalent rights with respect to such shares. Read SEC document |
| August 07, 2025 Filed Aug 11, 2025 17:30 UTC | Utz Brands, Inc. UTZ · Entity 4492 | Exercise / conversionWarrants to purchase Class A Common Stock · Derivative | 2,880,000 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-25-076254 · tm2523163-1_4seq1.xml · derivative · entry 3 CC Collier Holdings, LLC · CIK 0001830301 · See Remarks Chu Chinh · CIK 0001306507 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,880,000 shares Expires 2025-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Reflects the exercise of 2,880,000 warrants to purchase shares of Class A Common Stock of Utz Brands, Inc. (the "Issuer") on a cashless basis pursuant to the Warrant Agreement, dated as of October 4, 2018 (the "Warrant Agreement"), by and between Collier Creek Holdings and Continental Stock Transfer & Trust Company as assumed by the Issuer pursuant to that certain Assignment and Assumption Agreement, dated as of February 22, 2022, by and among the Issuer, Continental Stock Transfer & Trust Company, Equiniti Trust Company and the warrant holders named therein. The number of shares of Class A Common Stock issuable upon exercise of the warrants was determined in accordance with section 3.3.1(c) of the Warrant Agreement. F2 · price: Reflects the exercise of 2,880,000 warrants to purchase shares of Class A Common Stock of Utz Brands, Inc. (the "Issuer") on a cashless basis pursuant to the Warrant Agreement, dated as of October 4, 2018 (the "Warrant Agreement"), by and between Collier Creek Holdings and Continental Stock Transfer & Trust Company as assumed by the Issuer pursuant to that certain Assignment and Assumption Agreement, dated as of February 22, 2022, by and among the Issuer, Continental Stock Transfer & Trust Company, Equiniti Trust Company and the warrant holders named therein. The number of shares of Class A Common Stock issuable upon exercise of the warrants was determined in accordance with section 3.3.1(c) of the Warrant Agreement. F1 · ownership.direct: The securities reported on this report are held directly by CC Collier Holdings, LLC ("CC Collier"). Chinh E. Chu holds voting and dispositive power over the securities held by CC Collier. Read SEC document |
| August 07, 2025 Filed Aug 11, 2025 17:30 UTC | Utz Brands, Inc. UTZ · Entity 4492 | Tax withholdingClass A Common Stock | 2,355,284 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-076254 · tm2523163-1_4seq1.xml · nonDerivative · entry 2 CC Collier Holdings, LLC · CIK 0001830301 · See Remarks Chu Chinh · CIK 0001306507 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 524,716 F3 · kind: Reflects the shares of Class A Common Stock "withheld" in connection with the cashless exercise. Pursuant to Section 3.3.1(c) of the Warrant Agreement, the price was calculated as the average last sale price of the shares for the ten trading days ending on the third trading day prior to the date on which notice of exercise of the warrants was sent to the warrant agent. F3 · price: Reflects the shares of Class A Common Stock "withheld" in connection with the cashless exercise. Pursuant to Section 3.3.1(c) of the Warrant Agreement, the price was calculated as the average last sale price of the shares for the ten trading days ending on the third trading day prior to the date on which notice of exercise of the warrants was sent to the warrant agent. F1 · ownership.direct: The securities reported on this report are held directly by CC Collier Holdings, LLC ("CC Collier"). Chinh E. Chu holds voting and dispositive power over the securities held by CC Collier. Read SEC document |
| August 07, 2025 Filed Aug 11, 2025 17:30 UTC | Utz Brands, Inc. UTZ · Entity 4492 | Exercise / conversionClass A Common Stock | 2,880,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-076254 · tm2523163-1_4seq1.xml · nonDerivative · entry 1 CC Collier Holdings, LLC · CIK 0001830301 · See Remarks Chu Chinh · CIK 0001306507 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,880,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Reflects the exercise of 2,880,000 warrants to purchase shares of Class A Common Stock of Utz Brands, Inc. (the "Issuer") on a cashless basis pursuant to the Warrant Agreement, dated as of October 4, 2018 (the "Warrant Agreement"), by and between Collier Creek Holdings and Continental Stock Transfer & Trust Company as assumed by the Issuer pursuant to that certain Assignment and Assumption Agreement, dated as of February 22, 2022, by and among the Issuer, Continental Stock Transfer & Trust Company, Equiniti Trust Company and the warrant holders named therein. The number of shares of Class A Common Stock issuable upon exercise of the warrants was determined in accordance with section 3.3.1(c) of the Warrant Agreement. F2 · price: Reflects the exercise of 2,880,000 warrants to purchase shares of Class A Common Stock of Utz Brands, Inc. (the "Issuer") on a cashless basis pursuant to the Warrant Agreement, dated as of October 4, 2018 (the "Warrant Agreement"), by and between Collier Creek Holdings and Continental Stock Transfer & Trust Company as assumed by the Issuer pursuant to that certain Assignment and Assumption Agreement, dated as of February 22, 2022, by and among the Issuer, Continental Stock Transfer & Trust Company, Equiniti Trust Company and the warrant holders named therein. The number of shares of Class A Common Stock issuable upon exercise of the warrants was determined in accordance with section 3.3.1(c) of the Warrant Agreement. F1 · ownership.direct: The securities reported on this report are held directly by CC Collier Holdings, LLC ("CC Collier"). Chinh E. Chu holds voting and dispositive power over the securities held by CC Collier. Read SEC document |
| August 03, 2025 Filed Aug 6, 2025 01:18 UTC | E2open Parent Holdings, Inc. ETWO · Entity 76849 | Disposition to issuerWarrant · Derivative | 5,140,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-103433 · ownership.xml · derivative · entry 5 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By CC NB Sponsor 1 Holdings LLC Disclosed balance after: 0 Underlying: Class A Common Stock · Not disclosed shares Expires not disclosed F6 · derivative.exercise_price: The Reporting Person, the Founder and Senior Managing Director of CC Capital, has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the RSUs for the benefit, and at the direction, of CC Capital. F7 · shares: The reported Company warrants, pursuant to the Merger Agreement and the Warrant Agreement, dated as of April 28, 2020, by and between the Company and the Company's warrant agent therein (the "Warrant Agreement"), became a Company warrant exercisable for the Per Share Price in accordance with the terms of the Warrant Agreement. If CC properly exercises its Company warrants within thirty (30) days following the public disclosure of the consummation of the Company Merger pursuant to a Current Report on Form 8-K filed with the SEC, the Warrant Price (as defined under the Warrant Agreement), with respect to such exercise shall be reduced by an amount (in dollars) equal to the difference of (i) the Warrant Price in effect prior to such reduction minus (ii) (A) the Per Share Price (but in no event less than zero) minus (B) the Black-Scholes Warrant Value (as defined in the Warrant Agreement). F7 · price: The reported Company warrants, pursuant to the Merger Agreement and the Warrant Agreement, dated as of April 28, 2020, by and between the Company and the Company's warrant agent therein (the "Warrant Agreement"), became a Company warrant exercisable for the Per Share Price in accordance with the terms of the Warrant Agreement. If CC properly exercises its Company warrants within thirty (30) days following the public disclosure of the consummation of the Company Merger pursuant to a Current Report on Form 8-K filed with the SEC, the Warrant Price (as defined under the Warrant Agreement), with respect to such exercise shall be reduced by an amount (in dollars) equal to the difference of (i) the Warrant Price in effect prior to such reduction minus (ii) (A) the Per Share Price (but in no event less than zero) minus (B) the Black-Scholes Warrant Value (as defined in the Warrant Agreement). F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"), F2 · derivative.exercise_date: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price"). F7 · derivative.exercise_date: The reported Company warrants, pursuant to the Merger Agreement and the Warrant Agreement, dated as of April 28, 2020, by and between the Company and the Company's warrant agent therein (the "Warrant Agreement"), became a Company warrant exercisable for the Per Share Price in accordance with the terms of the Warrant Agreement. If CC properly exercises its Company warrants within thirty (30) days following the public disclosure of the consummation of the Company Merger pursuant to a Current Report on Form 8-K filed with the SEC, the Warrant Price (as defined under the Warrant Agreement), with respect to such exercise shall be reduced by an amount (in dollars) equal to the difference of (i) the Warrant Price in effect prior to such reduction minus (ii) (A) the Per Share Price (but in no event less than zero) minus (B) the Black-Scholes Warrant Value (as defined in the Warrant Agreement). F1 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"), F2 · derivative.expiration_date: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price"). F7 · derivative.expiration_date: The reported Company warrants, pursuant to the Merger Agreement and the Warrant Agreement, dated as of April 28, 2020, by and between the Company and the Company's warrant agent therein (the "Warrant Agreement"), became a Company warrant exercisable for the Per Share Price in accordance with the terms of the Warrant Agreement. If CC properly exercises its Company warrants within thirty (30) days following the public disclosure of the consummation of the Company Merger pursuant to a Current Report on Form 8-K filed with the SEC, the Warrant Price (as defined under the Warrant Agreement), with respect to such exercise shall be reduced by an amount (in dollars) equal to the difference of (i) the Warrant Price in effect prior to such reduction minus (ii) (A) the Per Share Price (but in no event less than zero) minus (B) the Black-Scholes Warrant Value (as defined in the Warrant Agreement). F7 · derivative.underlying_shares: The reported Company warrants, pursuant to the Merger Agreement and the Warrant Agreement, dated as of April 28, 2020, by and between the Company and the Company's warrant agent therein (the "Warrant Agreement"), became a Company warrant exercisable for the Per Share Price in accordance with the terms of the Warrant Agreement. If CC properly exercises its Company warrants within thirty (30) days following the public disclosure of the consummation of the Company Merger pursuant to a Current Report on Form 8-K filed with the SEC, the Warrant Price (as defined under the Warrant Agreement), with respect to such exercise shall be reduced by an amount (in dollars) equal to the difference of (i) the Warrant Price in effect prior to such reduction minus (ii) (A) the Per Share Price (but in no event less than zero) minus (B) the Black-Scholes Warrant Value (as defined in the Warrant Agreement). F4 · ownership.nature: The reported securities are held by CC NB Sponsor 1 Holdings LLC ( "CC"). The Reporting Person controls CC and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4. F7 · ownership.nature: The reported Company warrants, pursuant to the Merger Agreement and the Warrant Agreement, dated as of April 28, 2020, by and between the Company and the Company's warrant agent therein (the "Warrant Agreement"), became a Company warrant exercisable for the Per Share Price in accordance with the terms of the Warrant Agreement. If CC properly exercises its Company warrants within thirty (30) days following the public disclosure of the consummation of the Company Merger pursuant to a Current Report on Form 8-K filed with the SEC, the Warrant Price (as defined under the Warrant Agreement), with respect to such exercise shall be reduced by an amount (in dollars) equal to the difference of (i) the Warrant Price in effect prior to such reduction minus (ii) (A) the Per Share Price (but in no event less than zero) minus (B) the Black-Scholes Warrant Value (as defined in the Warrant Agreement). Read SEC document |
| August 03, 2025 Filed Aug 6, 2025 01:18 UTC | E2open Parent Holdings, Inc. ETWO · Entity 76849 | Disposition to issuerRestricted Stock Unit · Derivative | 155,983 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-103433 · ownership.xml · derivative · entry 4 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By CC Capital Holdings LP Disclosed balance after: 0 Underlying: Class A Common Stock · Not disclosed shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the Merger Agreement, each restricted stock unit of the Company was, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash equal to the product of (i) the Per Share Price and (ii) the total number of shares of Class A Common Stock subject to each such restricted stock unit as of immediately prior to the Effective Time. F5 · shares: Pursuant to the Merger Agreement, each restricted stock unit of the Company was, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash equal to the product of (i) the Per Share Price and (ii) the total number of shares of Class A Common Stock subject to each such restricted stock unit as of immediately prior to the Effective Time. F6 · shares: The Reporting Person, the Founder and Senior Managing Director of CC Capital, has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the RSUs for the benefit, and at the direction, of CC Capital. F5 · price: Pursuant to the Merger Agreement, each restricted stock unit of the Company was, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash equal to the product of (i) the Per Share Price and (ii) the total number of shares of Class A Common Stock subject to each such restricted stock unit as of immediately prior to the Effective Time. F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"), F2 · derivative.exercise_date: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price"). F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each restricted stock unit of the Company was, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash equal to the product of (i) the Per Share Price and (ii) the total number of shares of Class A Common Stock subject to each such restricted stock unit as of immediately prior to the Effective Time. F1 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"), F2 · derivative.expiration_date: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price"). F5 · derivative.expiration_date: Pursuant to the Merger Agreement, each restricted stock unit of the Company was, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash equal to the product of (i) the Per Share Price and (ii) the total number of shares of Class A Common Stock subject to each such restricted stock unit as of immediately prior to the Effective Time. F5 · derivative.underlying_shares: Pursuant to the Merger Agreement, each restricted stock unit of the Company was, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash equal to the product of (i) the Per Share Price and (ii) the total number of shares of Class A Common Stock subject to each such restricted stock unit as of immediately prior to the Effective Time. F3 · ownership.nature: The reported securities are held by CC Capital Holdings LP ("CC Holdings"). The Reporting Person controls CC Holdings and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4. F6 · ownership.nature: The Reporting Person, the Founder and Senior Managing Director of CC Capital, has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the RSUs for the benefit, and at the direction, of CC Capital. Read SEC document |
| August 03, 2025 Filed Aug 6, 2025 01:18 UTC | E2open Parent Holdings, Inc. ETWO · Entity 76849 | Disposition to issuerClass A Common Stock | 8,603,302 | $3.30 | $28,390,896.60 |
DisclosureSEC source: 0000950170-25-103433 · ownership.xml · nonDerivative · entry 3 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By CC NB Sponsor 1 Holdings LLC Disclosed balance after: 0 F4 · shares: The reported securities are held by CC NB Sponsor 1 Holdings LLC ( "CC"). The Reporting Person controls CC and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4. F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"), F2 · price: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price"). F4 · ownership.nature: The reported securities are held by CC NB Sponsor 1 Holdings LLC ( "CC"). The Reporting Person controls CC and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4. Read SEC document |
| August 03, 2025 Filed Aug 6, 2025 01:18 UTC | E2open Parent Holdings, Inc. ETWO · Entity 76849 | Disposition to issuerClass A Common Stock | 17,912 | $3.30 | $59,109.60 |
DisclosureSEC source: 0000950170-25-103433 · ownership.xml · nonDerivative · entry 2 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By CC Capital Holdings LP Disclosed balance after: 0 F3 · shares: The reported securities are held by CC Capital Holdings LP ("CC Holdings"). The Reporting Person controls CC Holdings and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4. F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"), F2 · price: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price"). F3 · ownership.nature: The reported securities are held by CC Capital Holdings LP ("CC Holdings"). The Reporting Person controls CC Holdings and is therefore deemed to be the beneficial owner of such securities. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that such Reporting Person is the beneficial owner of any securities covered by this Form 4. Read SEC document |
| August 03, 2025 Filed Aug 6, 2025 01:18 UTC | E2open Parent Holdings, Inc. ETWO · Entity 76849 | Disposition to issuerClass A Common Stock | 170,162 | $3.30 | $561,534.60 |
DisclosureSEC source: 0000950170-25-103433 · ownership.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 25, 2025, by and among E2open Parent Holdings, Inc., a Delaware corporation (the "Company"), E2open Holdings, LLC, a Delaware limited liability company ("Holdings"), WiseTech Global Limited, an Australian public company limited by shares ("Parent"), Emerald Parent Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of Parent ("Company Merger Sub") and Emerald Holdings Merger Sub LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Holdings Merger Sub"), Company Merger Sub merged with and into the Company, with the Company surviving as a wholly owned subsidiary of Parent (such merger, the "Company Merger") and Holdings Merger Sub merged with and into Holdings, with Holdings surviving as wholly owned subsidiary of Parent (such merger, the "Holdings Merger" and, together with the Company Merger, the "Mergers"), F2 · price: (Continued from footnote 1) and at the effective time of the Mergers (the "Effective Time") each issued and outstanding share of Class A common stock of the Company, par value $0.0001 per share (the "Class A Common Stock") owned by the reporting person (the "Reporting Person") were previously reported and vested, were cancelled and converted into the right to receive $3.30 per share in cash without interest thereon (the "Per Share Price"). Read SEC document |
| May 09, 2025 Filed May 12, 2025 16:45 UTC | Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 | SaleCommon Stock | 47,466 | $8.97 | $425,532.69 |
DisclosureSEC source: 0001225208-25-004992 · doc4.xml · nonDerivative · entry 2 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,810 F1 · price: This transaction was executed in multiple sales at prices ranging from $8.96 to $8.97. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the shares sold at each separate price. Read SEC document |
| May 09, 2025 Filed May 12, 2025 16:45 UTC | Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 | SaleCommon Stock | 19,139 | $8.95 | $171,294.05 |
DisclosureSEC source: 0001225208-25-004992 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,276 Read SEC document |
| May 08, 2025 Filed May 12, 2025 16:45 UTC | Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 | SaleCommon Stock | 10,885,403 | $8.95 | $97,424,356.85 |
DisclosureSEC source: 0001225208-25-004992 · doc4.xml · nonDerivative · entry 3 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By CC Star Holdings, LP. Disclosed balance after: 0 Read SEC document |
| May 01, 2025 Filed May 6, 2025 01:00 UTC | E2open Parent Holdings, Inc. ETWO · Entity 76849 | GrantClass A Common Stock | 155,983 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-063864 · ownership.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,768 F1 · shares: Represents an annual award of restricted stock units ("RSUs") to the non-employee directors (the "Annual Award") of E2open Parent Holdings, Inc. (the "Issuer"). The Annual Award shall fully vest on May 1, 2026, so long as the non-employee director continues to provide services to the Issuer through such date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. F2 · shares: The Reporting Person, the Founder and Senior Managing Director of CC Capital, has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the RSUs for the benefit, and at the direction, of CC Capital. F3 · shares: Mr. Chu elected to take the cash component of directory pay in equity in lieu of cash. Read SEC document |
| March 10, 2025 Filed Mar 12, 2025 17:07 UTC | Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 | GrantCommon Stock | 23,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-003312 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,415 F1 · shares: Grant of restricted common stock vesting 100% on the first anniversary of the date of grant. Read SEC document |
| March 06, 2025 Filed Mar 6, 2025 19:11 UTC | Utz Brands, Inc. UTZ · Entity 4492 | SaleClass A Common Stock | 496,038 | $13.40 | $6,646,909.20 |
DisclosureSEC source: 0001104659-25-021440 · tm258516-1_4seq1.xml · nonDerivative · entry 1 CC Collier Holdings, LLC · CIK 0001830301 · See Remarks Chu Chinh · CIK 0001306507 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: The securities reported on this report are held directly by CC Collier Holdings, LLC ("CC Collier"). Chinh E. Chu holds voting and dispositive power over the securities held by CC Collier. Read SEC document |
| November 06, 2024 Filed Nov 6, 2024 19:51 UTC | Utz Brands, Inc. UTZ · Entity 4492 | SaleClass A Common Stock | 2,815,404 | $17.29 | $48,678,335.16 |
DisclosureSEC source: 0001104659-24-114914 · tm2427634-1_4seq1.xml · nonDerivative · entry 1 CC Collier Holdings, LLC · CIK 0001830301 · See Remarks Chu Chinh · CIK 0001306507 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 496,038 F1 · ownership.direct: The securities reported on this report are held directly by CC Collier Holdings, LLC ("CC Collier"). Chinh E. Chu holds voting and dispositive power over the securities held by CC Collier. Read SEC document |
| October 30, 2024 Filed Oct 31, 2024 20:15 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 48,400 | $4.05 | $196,024.84 |
DisclosureSEC source: 0001104659-24-113060 · tm2427176-1_4seq1.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 9,706,670 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0000 to $4.0950. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 29, 2024 Filed Oct 30, 2024 20:33 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 18,003 | $4.01 | $72,249.64 |
DisclosureSEC source: 0001104659-24-112631 · tm2427097-1_4seq1.xml · nonDerivative · entry 2 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 9,755,070 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0000 to $4.0400. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 28, 2024 Filed Oct 30, 2024 20:33 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 22,090 | $4.02 | $88,753.20 |
DisclosureSEC source: 0001104659-24-112631 · tm2427097-1_4seq1.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 9,773,073 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0000 to $4.0550. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 18, 2024 Filed Oct 22, 2024 21:12 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 8,243 | $4.01 | $33,037.94 |
DisclosureSEC source: 0001104659-24-110612 · tm2426606-1_4seq1.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 9,795,163 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0000 to $4.0250. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 17, 2024 Filed Oct 18, 2024 20:15 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 43,408 | $4.02 | $174,435.05 |
DisclosureSEC source: 0001104659-24-109858 · tm2426470-1_4seq1.xml · nonDerivative · entry 2 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 9,803,406 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0000 to $4.0600. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 16, 2024 Filed Oct 18, 2024 20:15 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 17,122 | $4.01 | $68,589.02 |
DisclosureSEC source: 0001104659-24-109858 · tm2426470-1_4seq1.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 9,846,814 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0000 to $4.0150. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 01, 2024 Filed May 3, 2024 22:00 UTC | E2open Parent Holdings, Inc. ETWO · Entity 76849 | GrantClass A Common Stock | 87,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-005519 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,162 F1 · shares: Represents an annual award of restricted stock units ("RSUs") to the non-employee directors (the "Annual Award") of E2open Parent Holdings, Inc. (the "Issuer"). The Annual Award shall fully vest on May 1, 2025, so long as the non-employee director continues to provide services to the Issuer through such date. For fiscal year 2025, Mr. Chu elected to receive all cash payments in the form of equity, which was combined with the annual grant included herein. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. F2 · shares: The Reporting Person, the Founder and Senior Managing Director of CC Capital, has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the RSUs for the benefit, and at the direction, of CC Capital. Read SEC document |
| April 29, 2024 Filed Apr 30, 2024 20:30 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 3,937 | $4.00 | $15,763.35 |
DisclosureSEC source: 0001104659-24-054981 · tm2413029-1_4seq1.xml · nonDerivative · entry 2 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 8,430,000 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0000 to $4.0200. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 20:30 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 5,201 | $4.01 | $20,836.25 |
DisclosureSEC source: 0001104659-24-054981 · tm2413029-1_4seq1.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 8,433,937 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0000 to $4.0150. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 24, 2024 Filed Apr 25, 2024 20:30 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 7,700 | $4.01 | $30,914.73 |
DisclosureSEC source: 0001104659-24-051999 · tm2412673-1_4seq1.xml · nonDerivative · entry 2 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 8,439,138 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0100 to $4.0200. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 23, 2024 Filed Apr 25, 2024 20:30 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 14,027 | $4.02 | $56,444.65 |
DisclosureSEC source: 0001104659-24-051999 · tm2412673-1_4seq1.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 8,446,838 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0000 to $4.0400. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 12, 2024 Filed Apr 15, 2024 20:30 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 1,544 | $4.01 | $6,195.45 |
DisclosureSEC source: 0001104659-24-047293 · tm2411810-1_4seq1.xml · nonDerivative · entry 2 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital, SP, LP Disclosed balance after: 8,460,865 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0050 to $4.0300. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 11, 2024 Filed Apr 15, 2024 20:30 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 38,488 | $4.04 | $155,483.82 |
DisclosureSEC source: 0001104659-24-047293 · tm2411810-1_4seq1.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 8,462,409 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0000 to $4.0950. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 09, 2024 Filed Apr 11, 2024 21:08 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 39,122 | $4.03 | $157,556.03 |
DisclosureSEC source: 0001104659-24-046357 · tm2411587-1_4seq1.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 8,500,897 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0000 to $4.1050. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 08, 2024 Filed Apr 9, 2024 20:30 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 10,121 | $4.00 | $40,507.28 |
DisclosureSEC source: 0001104659-24-045240 · tm2411416-1_4seq1.xml · nonDerivative · entry 2 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 8,540,019 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0000 to $4.0300. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 05, 2024 Filed Apr 9, 2024 20:30 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 14,707 | $4.01 | $58,995.66 |
DisclosureSEC source: 0001104659-24-045240 · tm2411416-1_4seq1.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 8,550,140 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0000 to $4.0400. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 04, 2024 Filed Apr 5, 2024 20:30 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 43,378 | $4.09 | $177,220.82 |
DisclosureSEC source: 0001104659-24-044297 · tm2411141-1_4seq1.xml · nonDerivative · entry 2 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 8,564,847 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0200 to $4.1800. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 20:30 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 88,573 | $4.11 | $364,238.75 |
DisclosureSEC source: 0001104659-24-044297 · tm2411141-1_4seq1.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 8,608,225 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0300 to $4.2000. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 02, 2024 Filed Apr 3, 2024 20:30 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 28,027 | $4.02 | $112,702.17 |
DisclosureSEC source: 0001104659-24-043118 · tm2410701-1_4seq1.xml · nonDerivative · entry 2 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 8,696,798 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0000 to $4.0600. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 20:30 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 94,000 | $4.08 | $383,576.40 |
DisclosureSEC source: 0001104659-24-043118 · tm2410701-1_4seq1.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 8,724,825 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0400 to $4.2100. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 21:04 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 92,029 | $4.14 | $381,082.89 |
DisclosureSEC source: 0001104659-24-041937 · tm2410282-1_4seq1.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 8,818,825 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0500 to $4.2300. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 27, 2024 Filed Mar 28, 2024 20:30 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 213,811 | $4.19 | $896,081.90 |
DisclosureSEC source: 0001104659-24-040564 · tm2410031-1_4seq1.xml · nonDerivative · entry 2 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 8,910,854 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0400 to $4.2900. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 20:30 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 66,184 | $4.04 | $267,707.66 |
DisclosureSEC source: 0001104659-24-040564 · tm2410031-1_4seq1.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 9,124,665 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0000 to $4.1200. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 25, 2024 Filed Mar 26, 2024 20:30 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 117,739 | $4.14 | $487,533.65 |
DisclosureSEC source: 0001104659-24-039053 · tm249761-1_4seq1.xml · nonDerivative · entry 2 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 9,190,849 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0700 to $4.2700. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 22, 2024 Filed Mar 26, 2024 20:30 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 95,924 | $4.39 | $420,770.63 |
DisclosureSEC source: 0001104659-24-039053 · tm249761-1_4seq1.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 9,308,588 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.2200 to $4.8500. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 21, 2024 Filed Mar 22, 2024 21:14 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 193,670 | $4.81 | $930,836.12 |
DisclosureSEC source: 0001104659-24-037946 · tm249532-1_4seq1.xml · nonDerivative · entry 2 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 9,404,512 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.6500 to $4.9600. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F4 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 21:14 UTC | Getty Images Holdings, Inc. GETY · Entity 6788 | SaleClass A common stock | 238,520 | $4.95 | $1,179,529.10 |
DisclosureSEC source: 0001104659-24-037946 · tm249532-1_4seq1.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By CC Capital SP, LP Disclosed balance after: 9,598,182 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by CC Capital SP, LP on November 28, 2023. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.8000 to $5.0100. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · balance_after: The reported amount gives effect to a transfer of 9,836,702 shares from CC NB Sponsor 2 Holdings LLC to CC Capital SP, LP in a change in form that is exempt pursuant to Rule 16a-13. F4 · ownership.nature: The reported securities are directly held by CC Capital SP, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 14, 2024 Filed Mar 16, 2024 01:08 UTC | Utz Brands, Inc. UTZ · Entity 4492 | SaleCommon Stock | 244,712 | $18.14 | $4,439,075.68 |
DisclosureSEC source: 0001104659-24-035132 · tm248840-2_4seq1.xml · nonDerivative · entry 2 Chu Chinh · CIK 0001306507 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,311,442 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.89 to $18.44. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| March 13, 2024 Filed Mar 16, 2024 01:08 UTC | Utz Brands, Inc. UTZ · Entity 4492 | SaleCommon Stock | 92,226 | $17.80 | $1,641,622.80 |
DisclosureSEC source: 0001104659-24-035132 · tm248840-2_4seq1.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,556,154 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.55 to $18.32. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. F3 · ownership.nature: The securities are directly held by CC Collier Holdings, LLC ("CC Collier"). The Reporting Person holds voting and dispositive power over CC Collier and therefore may be attributed ownership of such securities but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| March 11, 2024 Filed Mar 12, 2024 20:10 UTC | Dun & Bradstreet Holdings, Inc. DNB · Entity 76079 | GrantCommon Stock | 19,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-004172 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,605 F1 · shares: Grant of restricted common stock vesting 100% on the first anniversary of the date of grant. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:07 UTC | E2open Parent Holdings, Inc. ETWO · Entity 76849 | GrantClass A Common Stock | 60,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026926 · doc4.xml · nonDerivative · entry 1 Chu Chinh · CIK 0001306507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,377 F1 · shares: Represents an annual award of restricted stock units ("RSUs") to the non-employee directors (the "Annual Award") of E2open Parent Holdings, Inc. (the "Issuer"). The Annual Award shall fully vest on May 1, 2024, so long as the non-employee director continues to provide services to the Issuer through such date. For fiscal year 2024, Mr. Chu elected to receive all cash payments in the form of equity, which was combined with the annual grant included herein. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. F2 · shares: The Reporting Person, the Founder and Senior Managing Director of CC Capital, has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the RSUs for the benefit, and at the direction, of CC Capital. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.