Farello Michael J.

SEC source: 0001812999-26-000006 · wk-form4_1784769579.xml · derivative · entry 1

Farello Michael J. · CIK 0001812999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,090

Underlying: Class A Common Stock · 6,090 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F2 · derivative.exercise_date: The restricted stock units will vest on the business day immediately preceding the Issuer's next annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock units will vest on the business day immediately preceding the Issuer's next annual meeting of stockholders.

SEC source: 0001812999-26-000004 · wk-form4_1781223476.xml · derivative · entry 2

Farello Michael J. · CIK 0001812999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vested on June 9, 2026.

F2 · derivative.expiration_date: The restricted stock units vested on June 9, 2026.

SEC source: 0001812999-26-000004 · wk-form4_1781223476.xml · nonDerivative · entry 1

Farello Michael J. · CIK 0001812999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001812999-25-000004 · wk-form4_1756843999.xml · derivative · entry 1

Farello Michael J. · CIK 0001812999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,327

Underlying: Class A Common Stock · 11,327 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F2 · derivative.exercise_date: The restricted stock units will vest on the business day immediately preceding the Issuer's next annual meeting of stockholders.

F2 · derivative.expiration_date: The restricted stock units will vest on the business day immediately preceding the Issuer's next annual meeting of stockholders.

SEC source: 0001628280-23-030577 · wk-form4_1692927826.xml · derivative · entry 1

Farello Michael J. · CIK 0001812999 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LCG4 Best, L.P.

Disclosed balance after: 23,203,001

Underlying: Class A Common Stock · 23,203,001 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation, (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding, (iii) the vote of 85% of the holders of Class B Common Stock outstanding; and (iv) following the date of the death or permanent disability of Better's founder.

F2 · kind: LCG4 Best, L.P. received 23,203,001 shares of Class B Common Stock of the Issuer in exchange for 300,000 shares of Class B Common Stock, 125,346 shares of Class C Preferred Stock and 7,165,842 shares of Class D Preferred Stock of Better Holdco, Inc. ("Better Holdco"), a Delaware corporation, pursuant to the Agreement and Plan of Merger, dated as of May 10, 2021 (as amended, the "Merger Agreement"), by and among Aurora Acquisition Corp, a Cayman Islands exempted company ("Aurora" and, following the Business Combination, the Issuer), Aurora Merger Sub I, Inc. a Delaware corporation and a direct wholly owned subsidiary of Aurora, and Better Holdco.

F3 · kind: Upon consummation of the business combination contemplated by the Merger Agreement (the "Business Combination"), as described on the Form S-4 (File No. 333-258423) filed by Aurora with the U.S. Securities and Exchange Commission and declared effective on July 27, 2023, the surviving entity of the Business Combination, the Issuer, was renamed "Better Home & Finance Holding Company".

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation, (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding, (iii) the vote of 85% of the holders of Class B Common Stock outstanding; and (iv) following the date of the death or permanent disability of Better's founder.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation, (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding, (iii) the vote of 85% of the holders of Class B Common Stock outstanding; and (iv) following the date of the death or permanent disability of Better's founder.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation, (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding, (iii) the vote of 85% of the holders of Class B Common Stock outstanding; and (iv) following the date of the death or permanent disability of Better's founder.

F4 · ownership.nature: The Reporting Person is a controlling party of LCG4 Best, L.P. Therefore, the Reporting Person may be deemed to have voting power and dispositive power over the shares held by LCG4 Best, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001628280-23-032308 · wk-form4a_1694736248.xml · derivative · entry 1

Farello Michael J. · CIK 0001812999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation, (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding, (iii) the vote of 85% of the holders of Class B Common Stock outstanding; and (iv) following the date of the death or permanent disability of Better's founder.

F2 · date: This amendment on Form 4/A ("Amendment") to the Form 4 filed on August 24, 2023 (the "Original Form 4") does not report any new or additional transactions and has been filed to solely remove the holdings of LCG4 Best, L.P. ("LCG4"), which were previously reported in Table II of the Original Form 4 as indirectly owned by Mr. Farello. Although previously reflected on the Original Form 4 by the Reporting Person, Mr. Farello does not have beneficial ownership of the Issuer securities directly held by LCG4 and has ceased to report such securities. This Amendment also removes footnotes 2, 3 and 4 of the Original Form 4, which correspond to LCG4's removed holdings.

F2 · kind: This amendment on Form 4/A ("Amendment") to the Form 4 filed on August 24, 2023 (the "Original Form 4") does not report any new or additional transactions and has been filed to solely remove the holdings of LCG4 Best, L.P. ("LCG4"), which were previously reported in Table II of the Original Form 4 as indirectly owned by Mr. Farello. Although previously reflected on the Original Form 4 by the Reporting Person, Mr. Farello does not have beneficial ownership of the Issuer securities directly held by LCG4 and has ceased to report such securities. This Amendment also removes footnotes 2, 3 and 4 of the Original Form 4, which correspond to LCG4's removed holdings.

F2 · shares: This amendment on Form 4/A ("Amendment") to the Form 4 filed on August 24, 2023 (the "Original Form 4") does not report any new or additional transactions and has been filed to solely remove the holdings of LCG4 Best, L.P. ("LCG4"), which were previously reported in Table II of the Original Form 4 as indirectly owned by Mr. Farello. Although previously reflected on the Original Form 4 by the Reporting Person, Mr. Farello does not have beneficial ownership of the Issuer securities directly held by LCG4 and has ceased to report such securities. This Amendment also removes footnotes 2, 3 and 4 of the Original Form 4, which correspond to LCG4's removed holdings.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation, (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding, (iii) the vote of 85% of the holders of Class B Common Stock outstanding; and (iv) following the date of the death or permanent disability of Better's founder.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation, (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding, (iii) the vote of 85% of the holders of Class B Common Stock outstanding; and (iv) following the date of the death or permanent disability of Better's founder.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock will convert automatically into one share of Class A Common Stock in connection with: (i) any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation, (ii) such time as the aggregate number of shares of Class B Common Stock outstanding ceases to represent 5% of the aggregate number of shares of Common Stock outstanding, (iii) the vote of 85% of the holders of Class B Common Stock outstanding; and (iv) following the date of the death or permanent disability of Better's founder.

F2 · derivative.underlying_shares: This amendment on Form 4/A ("Amendment") to the Form 4 filed on August 24, 2023 (the "Original Form 4") does not report any new or additional transactions and has been filed to solely remove the holdings of LCG4 Best, L.P. ("LCG4"), which were previously reported in Table II of the Original Form 4 as indirectly owned by Mr. Farello. Although previously reflected on the Original Form 4 by the Reporting Person, Mr. Farello does not have beneficial ownership of the Issuer securities directly held by LCG4 and has ceased to report such securities. This Amendment also removes footnotes 2, 3 and 4 of the Original Form 4, which correspond to LCG4's removed holdings.

F2 · balance_after: This amendment on Form 4/A ("Amendment") to the Form 4 filed on August 24, 2023 (the "Original Form 4") does not report any new or additional transactions and has been filed to solely remove the holdings of LCG4 Best, L.P. ("LCG4"), which were previously reported in Table II of the Original Form 4 as indirectly owned by Mr. Farello. Although previously reflected on the Original Form 4 by the Reporting Person, Mr. Farello does not have beneficial ownership of the Issuer securities directly held by LCG4 and has ceased to report such securities. This Amendment also removes footnotes 2, 3 and 4 of the Original Form 4, which correspond to LCG4's removed holdings.

F2 · ownership.direct: This amendment on Form 4/A ("Amendment") to the Form 4 filed on August 24, 2023 (the "Original Form 4") does not report any new or additional transactions and has been filed to solely remove the holdings of LCG4 Best, L.P. ("LCG4"), which were previously reported in Table II of the Original Form 4 as indirectly owned by Mr. Farello. Although previously reflected on the Original Form 4 by the Reporting Person, Mr. Farello does not have beneficial ownership of the Issuer securities directly held by LCG4 and has ceased to report such securities. This Amendment also removes footnotes 2, 3 and 4 of the Original Form 4, which correspond to LCG4's removed holdings.