Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| StoneX Group Inc.SNEX · Entity 3627 | Director · Executive Vice-Chairman-Board | October 12, 2026 | October 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
StoneX Group Inc.
Report date October 12, 2026 · Filed October 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,831,799 |
Ending reported balance
After 2026-10-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-12 · Exercise / conversion · Acquired 157,500 · Balance 1,907,947 Row 2 · 2026-10-12 · Sale · Disposed 76,148 · Balance 1,831,799 F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $8.90 · Expires 2026-12-05 | Direct | 1,518,750 |
Reported balance
After 2026-10-12 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-10-12 · Exercise / conversion · Disposed 157,500 · Balance 1,518,750 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 636,529 |
Reported balance
Holding disclosure · report date 2026-10-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 636,529 |
| Common StockSEC Table I · non-derivative | IndirectDarseaker Limited | 3,815,946 |
Reported balance
Holding disclosure · report date 2026-10-12 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,815,946 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2021 Filed May 21, 2021 01:34 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 2,054 | $70.02 | $143,814.10 |
DisclosureSEC source: 0000913760-21-000095 · wf-form4_162156084204234.xml · nonDerivative · entry 4 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,019 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 20, 2021 Filed May 21, 2021 01:34 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 2,851 | $25.91 | $73,869.41 |
DisclosureSEC source: 0000913760-21-000095 · wf-form4_162156084204234.xml · nonDerivative · entry 3 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 18, 2021 Filed May 21, 2021 01:34 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 2,851 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000095 · wf-form4_162156084204234.xml · derivative · entry 8 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,000 Underlying: Common · 2,851 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 18, 2021 Filed May 21, 2021 01:34 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 18,357 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000095 · wf-form4_162156084204234.xml · derivative · entry 7 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,851 Underlying: Common · 18,357 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 18, 2021 Filed May 21, 2021 01:34 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 13,059 | $70.05 | $914,823.43 |
DisclosureSEC source: 0000913760-21-000095 · wf-form4_162156084204234.xml · nonDerivative · entry 2 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,222 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 18, 2021 Filed May 21, 2021 01:34 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 18,357 | $25.91 | $475,629.87 |
DisclosureSEC source: 0000913760-21-000095 · wf-form4_162156084204234.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 14, 2021 Filed May 21, 2021 01:34 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 35 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000097 · wf-form5_162156087722298.xml · derivative · entry 5 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,208 Underlying: Common · 35 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 14, 2021 Filed May 21, 2021 01:34 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 26 | $70.00 | $1,820.00 |
DisclosureSEC source: 0000913760-21-000097 · wf-form5_162156087722298.xml · nonDerivative · entry 2 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,924 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 14, 2021 Filed May 21, 2021 01:34 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 35 | $25.91 | $906.85 |
DisclosureSEC source: 0000913760-21-000097 · wf-form5_162156087722298.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 12, 2021 Filed May 14, 2021 20:31 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 15,584 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000081 · wf-form4_162102424497719.xml · derivative · entry 5 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,416 Underlying: Common · 15,584 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 12, 2021 Filed May 14, 2021 20:31 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 9,787 | $70.00 | $685,090.00 |
DisclosureSEC source: 0000913760-21-000081 · wf-form4_162102424497719.xml · nonDerivative · entry 2 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,742 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 12, 2021 Filed May 14, 2021 20:31 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 15,584 | $25.91 | $403,781.44 |
DisclosureSEC source: 0000913760-21-000081 · wf-form4_162102424497719.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 12, 2021 Filed May 21, 2021 01:34 UTC Amendment | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 13,757 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000096 · wf-form4a_162156085986819.xml · derivative · entry 3 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,243 Underlying: Common · 13,757 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · derivative.underlying_shares: Amendment filed to correct the number of options exercised. Read SEC document |
| May 12, 2021 Filed May 21, 2021 01:34 UTC Amendment | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 9,787 | $70.00 | $685,090.00 |
DisclosureSEC source: 0000913760-21-000096 · wf-form4a_162156085986819.xml · nonDerivative · entry 2 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,915 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F3 · balance_after: Amendment filed to correct the number of shares beneficially owned following correction to the number of options exercised. Read SEC document |
| May 12, 2021 Filed May 21, 2021 01:34 UTC Amendment | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 13,757 | $25.91 | $356,443.87 |
DisclosureSEC source: 0000913760-21-000096 · wf-form4a_162156085986819.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · shares: Amendment filed to correct the number of options exercised. Read SEC document |
| January 19, 2021 Filed Jan 19, 2021 21:37 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 2,598 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000009 · wf-form4_161109220517459.xml · derivative · entry 8 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,000 Underlying: Common · 2,598 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| January 19, 2021 Filed Jan 19, 2021 21:37 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 1,807 | $60.00 | $108,420.00 |
DisclosureSEC source: 0000913760-21-000009 · wf-form4_161109220517459.xml · nonDerivative · entry 4 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,945 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| January 19, 2021 Filed Jan 19, 2021 21:37 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 2,598 | $25.91 | $67,314.18 |
DisclosureSEC source: 0000913760-21-000009 · wf-form4_161109220517459.xml · nonDerivative · entry 3 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 21:37 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 27,402 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000009 · wf-form4_161109220517459.xml · derivative · entry 7 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,598 Underlying: Common · 27,402 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 21:37 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 18,016 | $60.40 | $1,088,186.22 |
DisclosureSEC source: 0000913760-21-000009 · wf-form4_161109220517459.xml · nonDerivative · entry 2 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,154 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 21:37 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 27,402 | $25.91 | $709,985.82 |
DisclosureSEC source: 0000913760-21-000009 · wf-form4_161109220517459.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 14:18 UTC | StoneX Group Inc. SNEX · Entity 3627 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-20-000236 · wf-form4_160916507247648.xml · nonDerivative · entry 2 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,768 F1 · security: Gift to a charitable foundation. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 14:18 UTC | StoneX Group Inc. SNEX · Entity 3627 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-20-000236 · wf-form4_160916507247648.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,768 Read SEC document |
| December 17, 2020 Filed Dec 18, 2020 21:25 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 30,000 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-20-000230 · wf-form4_160832672081483.xml · derivative · entry 4 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,000 Underlying: Common · 30,000 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2020 Filed Dec 18, 2020 21:25 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 30,000 | $25.91 | $777,300.00 |
DisclosureSEC source: 0000913760-20-000230 · wf-form4_160832672081483.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 23:00 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 23,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-20-000226 · wf-form4_160815964266220.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,268 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 22:07 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 5,234 | $65.00 | $340,218.37 |
DisclosureSEC source: 0000913760-20-000198 · wf-form4_160772444298088.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,768 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 21:33 UTC | StoneX Group Inc. INTL · Entity 3627 | GiftCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-19-000155 · wf-form4_157661841956131.xml · nonDerivative · entry 2 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,002 Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 21:33 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 17,440 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-19-000155 · wf-form4_157661841956131.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,602 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:50 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantStock Options · Derivative | 200,000 | $45.00 Strike: $45.00 | $9,000,000.00 |
DisclosureSEC source: 0000913760-19-000052 · wf-form4_155026740593603.xml · derivative · entry 4 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 200,000 shares Expires 2026-12-05 F1 · security: The option grant was approved by the Company's Board of Directors on December 5, 2018, subject to shareholder approval of an Amendment to the Stock Option Plan under which the options were granted. The Company's shareholders approved the Amendment on February 13, 2019. The Amendment increased the number of shares that could be granted under the plan. F2 · derivative.exercise_price: The strike price of the grant was set by the Company's Board of Directors at 113.5% of the closing price on December 4, 2018. F3 · derivative.exercise_date: The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 01:05 UTC | StoneX Group Inc. INTL · Entity 3627 | GiftCommon Stock | 750 | $37.56 | $28,170.00 |
DisclosureSEC source: 0000913760-18-000172 · wf-form4_154509508763640.xml · nonDerivative · entry 2 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,452 Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 01:05 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 19,063 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-18-000172 · wf-form4_154509508763640.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,202 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 21:00 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon Stock | 19,215 | $52.00 | $999,180.00 |
DisclosureSEC source: 0000913760-18-000098 · wf-form4_152935563600309.xml · nonDerivative · entry 2 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,139 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 21:00 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon Stock | 10,585 | $52.00 | $550,420.00 |
DisclosureSEC source: 0000913760-18-000098 · wf-form4_152935563600309.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,354 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 21:47 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon Stock | 200 | $52.00 | $10,400.00 |
DisclosureSEC source: 0000913760-18-000087 · wf-form4_152849440894569.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,939 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| December 18, 2017 Filed Dec 22, 2017 21:28 UTC | StoneX Group Inc. INTL · Entity 3627 | GiftCommon Stock | 600 | $42.02 | $25,212.00 |
DisclosureSEC source: 0000913760-17-000141 · wf-form5_151397810016698.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,139 Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 21:19 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 11,693 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-16-000374 · wf-form4_148192314884409.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,739 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| November 23, 2016 Filed Nov 23, 2016 21:20 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon Stock | 22,825 | $40.00 | $913,009.13 |
DisclosureSEC source: 0000913760-16-000352 · wf-form4_147993602159085.xml · nonDerivative · entry 3 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,046 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:20 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon Stock | 6,675 | $40.00 | $267,000.00 |
DisclosureSEC source: 0000913760-16-000352 · wf-form4_147993602159085.xml · nonDerivative · entry 2 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,871 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:20 UTC | StoneX Group Inc. INTL · Entity 3627 | SaleCommon Stock | 500 | $40.00 | $20,000.00 |
DisclosureSEC source: 0000913760-16-000352 · wf-form4_147993602159085.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,546 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.