Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| StoneX Group Inc.SNEX · Entity 3627 | Director · Executive Vice-Chairman-Board | October 12, 2026 | October 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
StoneX Group Inc.
Report date October 12, 2026 · Filed October 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,831,799 |
Ending reported balance
After 2026-10-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-12 · Exercise / conversion · Acquired 157,500 · Balance 1,907,947 Row 2 · 2026-10-12 · Sale · Disposed 76,148 · Balance 1,831,799 F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $8.90 · Expires 2026-12-05 | Direct | 1,518,750 |
Reported balance
After 2026-10-12 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-10-12 · Exercise / conversion · Disposed 157,500 · Balance 1,518,750 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 636,529 |
Reported balance
Holding disclosure · report date 2026-10-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 636,529 |
| Common StockSEC Table I · non-derivative | IndirectDarseaker Limited | 3,815,946 |
Reported balance
Holding disclosure · report date 2026-10-12 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,815,946 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2021 Filed Dec 17, 2021 22:20 UTC | StoneX Group Inc. SNEX · Entity 3627 | GrantRestricted Shares of Common Stock | 12,144 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-21-000235 · wf-form4_163977960212819.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,659 F1 · security: Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| December 07, 2021 Filed Dec 15, 2021 21:25 UTC | StoneX Group Inc. SNEX · Entity 3627 | GiftCommon Stock | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-21-000213 · wf-form5_163960348635070.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,515 F1 · security: Gifts to family members of the reporting person. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 20:52 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 1,106 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000160 · wf-form4_163459032708799.xml · derivative · entry 8 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common · 1,106 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 20:52 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 800 | $68.70 | $54,958.32 |
DisclosureSEC source: 0000913760-21-000160 · wf-form4_163459032708799.xml · nonDerivative · entry 4 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,415 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 20:52 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 1,106 | $25.91 | $28,656.46 |
DisclosureSEC source: 0000913760-21-000160 · wf-form4_163459032708799.xml · nonDerivative · entry 3 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 14, 2021 Filed Oct 18, 2021 20:52 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 3,375 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000160 · wf-form4_163459032708799.xml · derivative · entry 7 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,106 Underlying: Common · 3,375 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 14, 2021 Filed Oct 18, 2021 20:52 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 2,427 | $68.85 | $167,096.52 |
DisclosureSEC source: 0000913760-21-000160 · wf-form4_163459032708799.xml · nonDerivative · entry 2 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,109 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 14, 2021 Filed Oct 18, 2021 20:52 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 3,375 | $25.91 | $87,446.25 |
DisclosureSEC source: 0000913760-21-000160 · wf-form4_163459032708799.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 13, 2021 Filed Oct 14, 2021 20:46 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 3,825 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000158 · wf-form4_163424438667175.xml · derivative · entry 8 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,481 Underlying: Common · 3,825 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 13, 2021 Filed Oct 14, 2021 20:46 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 2,746 | $67.94 | $186,564.06 |
DisclosureSEC source: 0000913760-21-000158 · wf-form4_163424438667175.xml · nonDerivative · entry 4 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,161 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 13, 2021 Filed Oct 14, 2021 20:46 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 3,825 | $25.91 | $99,105.75 |
DisclosureSEC source: 0000913760-21-000158 · wf-form4_163424438667175.xml · nonDerivative · entry 3 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 20:46 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 3,069 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000158 · wf-form4_163424438667175.xml · derivative · entry 7 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,306 Underlying: Common · 3,069 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 20:46 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 2,200 | $68.24 | $150,133.94 |
DisclosureSEC source: 0000913760-21-000158 · wf-form4_163424438667175.xml · nonDerivative · entry 2 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,082 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 20:46 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 3,069 | $25.91 | $79,517.79 |
DisclosureSEC source: 0000913760-21-000158 · wf-form4_163424438667175.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 11, 2021 Filed Oct 12, 2021 20:13 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 3,700 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000154 · wf-form4_163406960057700.xml · derivative · entry 11 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,375 Underlying: Common · 3,700 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 11, 2021 Filed Oct 12, 2021 20:13 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 2,647 | $68.66 | $181,752.28 |
DisclosureSEC source: 0000913760-21-000154 · wf-form4_163406960057700.xml · nonDerivative · entry 6 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,213 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 11, 2021 Filed Oct 12, 2021 20:13 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 3,700 | $25.91 | $95,867.00 |
DisclosureSEC source: 0000913760-21-000154 · wf-form4_163406960057700.xml · nonDerivative · entry 5 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 08, 2021 Filed Oct 12, 2021 20:13 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 4,245 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000154 · wf-form4_163406960057700.xml · derivative · entry 10 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,075 Underlying: Common · 4,245 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 08, 2021 Filed Oct 12, 2021 20:13 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 3,033 | $69.60 | $211,082.54 |
DisclosureSEC source: 0000913760-21-000154 · wf-form4_163406960057700.xml · nonDerivative · entry 4 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,160 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 08, 2021 Filed Oct 12, 2021 20:13 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 4,245 | $25.91 | $109,987.95 |
DisclosureSEC source: 0000913760-21-000154 · wf-form4_163406960057700.xml · nonDerivative · entry 3 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 07, 2021 Filed Oct 12, 2021 20:13 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 7,850 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000154 · wf-form4_163406960057700.xml · derivative · entry 9 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,320 Underlying: Common · 7,850 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 07, 2021 Filed Oct 12, 2021 20:13 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 5,609 | $69.08 | $387,445.04 |
DisclosureSEC source: 0000913760-21-000154 · wf-form4_163406960057700.xml · nonDerivative · entry 2 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,948 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 07, 2021 Filed Oct 12, 2021 20:13 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 7,850 | $25.91 | $203,393.50 |
DisclosureSEC source: 0000913760-21-000154 · wf-form4_163406960057700.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 06, 2021 Filed Oct 7, 2021 21:08 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 9,040 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000152 · wf-form4_163364087449361.xml · derivative · entry 8 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,170 Underlying: Common · 9,040 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 06, 2021 Filed Oct 7, 2021 21:08 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 6,503 | $67.26 | $437,370.32 |
DisclosureSEC source: 0000913760-21-000152 · wf-form4_163364087449361.xml · nonDerivative · entry 4 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,707 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 06, 2021 Filed Oct 7, 2021 21:08 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 9,040 | $25.91 | $234,226.40 |
DisclosureSEC source: 0000913760-21-000152 · wf-form4_163364087449361.xml · nonDerivative · entry 3 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 05, 2021 Filed Oct 7, 2021 21:08 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 19,400 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000152 · wf-form4_163364087449361.xml · derivative · entry 7 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,210 Underlying: Common · 19,400 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 05, 2021 Filed Oct 7, 2021 21:08 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 14,017 | $66.14 | $927,040.93 |
DisclosureSEC source: 0000913760-21-000152 · wf-form4_163364087449361.xml · nonDerivative · entry 2 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,170 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 05, 2021 Filed Oct 7, 2021 21:08 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 19,400 | $25.91 | $502,654.00 |
DisclosureSEC source: 0000913760-21-000152 · wf-form4_163364087449361.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 04, 2021 Filed Oct 5, 2021 21:49 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 15,485 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000147 · wf-form4_163347054825423.xml · derivative · entry 8 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,610 Underlying: Common · 15,485 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 04, 2021 Filed Oct 5, 2021 21:49 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 11,183 | $66.00 | $738,078.00 |
DisclosureSEC source: 0000913760-21-000147 · wf-form4_163347054825423.xml · nonDerivative · entry 4 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,787 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 04, 2021 Filed Oct 5, 2021 21:49 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 15,485 | $25.91 | $401,216.35 |
DisclosureSEC source: 0000913760-21-000147 · wf-form4_163347054825423.xml · nonDerivative · entry 3 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 21:49 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 5,171 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000147 · wf-form4_163347054825423.xml · derivative · entry 7 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,095 Underlying: Common · 5,171 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 21:49 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 3,729 | $66.42 | $247,665.26 |
DisclosureSEC source: 0000913760-21-000147 · wf-form4_163347054825423.xml · nonDerivative · entry 2 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,485 F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. F2 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 21:49 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 5,171 | $25.91 | $133,980.61 |
DisclosureSEC source: 0000913760-21-000147 · wf-form4_163347054825423.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:17 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 1,835 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000141 · wf-form4_163156422561437.xml · derivative · entry 11 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,060 Underlying: Common · 1,835 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:17 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 1,325 | $68.00 | $90,100.00 |
DisclosureSEC source: 0000913760-21-000141 · wf-form4_163156422561437.xml · nonDerivative · entry 6 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,249 Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:17 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 1,835 | $25.91 | $47,544.85 |
DisclosureSEC source: 0000913760-21-000141 · wf-form4_163156422561437.xml · nonDerivative · entry 5 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2021 Filed Sep 16, 2021 20:34 UTC Amendment | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 1,848 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000143 · wf-form4a_163182445933070.xml · derivative · entry 8 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,266 Underlying: Common · 1,848 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Amendment filed to correct the number of options exercised. F1 · derivative.underlying_shares: Amendment filed to correct the number of options exercised. Read SEC document |
| September 10, 2021 Filed Sep 16, 2021 20:34 UTC Amendment | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 1,325 | $68.00 | $90,100.00 |
DisclosureSEC source: 0000913760-21-000143 · wf-form4a_163182445933070.xml · nonDerivative · entry 4 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,043 F2 · balance_after: Amendment filed to correct the number of shares beneficially owned following correction to the number of options exercised. Read SEC document |
| September 10, 2021 Filed Sep 16, 2021 20:34 UTC Amendment | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 1,848 | $25.91 | $47,881.68 |
DisclosureSEC source: 0000913760-21-000143 · wf-form4a_163182445933070.xml · nonDerivative · entry 3 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Amendment filed to correct the number of options exercised. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 20:17 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 16,026 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000141 · wf-form4_163156422561437.xml · derivative · entry 10 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,895 Underlying: Common · 16,026 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 20:17 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 13,079 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000141 · wf-form4_163156422561437.xml · derivative · entry 9 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,921 Underlying: Common · 13,079 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 20:17 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 10,000 | $68.00 | $680,000.00 |
DisclosureSEC source: 0000913760-21-000141 · wf-form4_163156422561437.xml · nonDerivative · entry 4 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,739 Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 20:17 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 16,026 | $25.91 | $415,233.66 |
DisclosureSEC source: 0000913760-21-000141 · wf-form4_163156422561437.xml · nonDerivative · entry 3 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 20:17 UTC | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 9,385 | $67.68 | $635,206.83 |
DisclosureSEC source: 0000913760-21-000141 · wf-form4_163156422561437.xml · nonDerivative · entry 2 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,713 F1 · price: The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 20:17 UTC | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 13,079 | $25.91 | $338,876.89 |
DisclosureSEC source: 0000913760-21-000141 · wf-form4_163156422561437.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2021 Filed Sep 16, 2021 20:34 UTC Amendment | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionStock Options · Derivative | 13,807 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0000913760-21-000143 · wf-form4a_163182445933070.xml · derivative · entry 7 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,114 Underlying: Common · 13,807 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Amendment filed to correct the number of options exercised. F1 · derivative.underlying_shares: Amendment filed to correct the number of options exercised. Read SEC document |
| September 09, 2021 Filed Sep 16, 2021 20:34 UTC Amendment | StoneX Group Inc. SNEX · Entity 3627 | SaleCommon Stock | 10,000 | $68.00 | $680,000.00 |
DisclosureSEC source: 0000913760-21-000143 · wf-form4a_163182445933070.xml · nonDerivative · entry 2 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,520 F2 · balance_after: Amendment filed to correct the number of shares beneficially owned following correction to the number of options exercised. Read SEC document |
| September 09, 2021 Filed Sep 16, 2021 20:34 UTC Amendment | StoneX Group Inc. SNEX · Entity 3627 | Exercise / conversionCommon Stock | 13,807 | $25.91 | $357,739.37 |
DisclosureSEC source: 0000913760-21-000143 · wf-form4a_163182445933070.xml · nonDerivative · entry 1 OCONNOR SEAN MICHAEL · CIK 0001208362 · Director · CEO/President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Amendment filed to correct the number of options exercised. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.