Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | Director | July 23, 2026 | July 24, 2026 |
| Duckhorn Portfolio, Inc.NAPA · Entity 84733 | Director | April 30, 2024 | May 01, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date July 23, 2026 · Filed July 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,665.5765 |
Reported balance
After 2026-07-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-23 · Grant · Acquired 6,476.1905 · Balance 11,665.5765 F1: Under the Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 23, 2026, were based on the closing price of the Company's Class A common stock on that date ($26.25). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. |
Filing footnotes · ownership attribution and instrument terms
F1: Under the Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 23, 2026, were based on the closing price of the Company's Class A common stock on that date ($26.25). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.
F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.
Duckhorn Portfolio, Inc.
Report date April 30, 2024 · Filed May 01, 2024
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2017 Filed May 3, 2017 00:13 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 592 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000077 · wf-form4_149377037850575.xml · nonDerivative · entry 1 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Restricted Stock Units were granted on July 25, 2013, and vested on April 30, 2017. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 18:34 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 4,220 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0000014693-17-000055 · wf-form4_149245403817644.xml · derivative · entry 4 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 4,220 shares Expires 2017-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 2,110 shares at an exercise price of $33.76, but were adjusted to reflect the August 2016 stock split. F2 · derivative.underlying_shares: These stock appreciation rights were previously reported as covering 2,110 shares at an exercise price of $33.76, but were adjusted to reflect the August 2016 stock split. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 18:34 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 2,529 | $45.95 | $116,207.55 |
DisclosureSEC source: 0000014693-17-000055 · wf-form4_149245403817644.xml · nonDerivative · entry 2 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,741 F1 · price: The closing price of BF-B on April 12, 2017 was used to calculate the withholding obligation. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 18:34 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 4,220 | $16.88 | $71,233.60 |
DisclosureSEC source: 0000014693-17-000055 · wf-form4_149245403817644.xml · nonDerivative · entry 1 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 23, 2017 Filed Mar 28, 2017 00:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | OtherClass A Common | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000034 · wf-form4_149065954110922.xml · nonDerivative · entry 3 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: Reflects contribution of shares to a limited liability company. F5 · balance_after: Reflects the acquisition of 315 additional shares in the August 2016 stock split. Read SEC document |
| November 22, 2016 Filed Mar 28, 2017 00:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 2,516 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000034 · wf-form4_149065954110922.xml · nonDerivative · entry 2 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Garvin Brown II Trust Disclosed balance after: 1,000 F3 · balance_after: Reflects the acquisition of 1,758 additional shares in the August 2016 stock split. F2 · ownership.nature: The reporting person will no longer report the shares held by this trust on future forms because he ceased to have a pecuniary interest in them on March 6, 2017. Read SEC document |
| November 22, 2016 Filed Mar 28, 2017 00:05 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass A Common | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000034 · wf-form4_149065954110922.xml · nonDerivative · entry 1 Farrer Marshall · CIK 0001423209 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Albrecht Trust Disclosed balance after: 1,758 F1 · balance_after: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 2,379 additional shares. F2 · ownership.nature: The reporting person will no longer report the shares held by this trust on future forms because he ceased to have a pecuniary interest in them on March 6, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.