Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | Director · President & CEO | July 23, 2026 | July 24, 2026 |
| Keurig Dr Pepper Inc.KDP · Entity 3055 | Director | March 04, 2026 | March 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date July 23, 2026 · Filed July 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 95,484 |
Reported balance
After 2026-07-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-23 · Grant · Acquired 95,484 · Balance 95,484 F1: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. F2: The restricted stock units were granted on July 23, 2026, and will vest in equal installments on April 30, 2027, April 30, 2028, and April 30, 2029. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
F2: The restricted stock units were granted on July 23, 2026, and will vest in equal installments on April 30, 2027, April 30, 2028, and April 30, 2029.
Keurig Dr Pepper Inc.
Report date March 04, 2026 · Filed March 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 6,062 |
Reported balance
After 2026-03-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-04 · Grant · Acquired 6,062 · Balance 6,062 F1: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 4, 2031. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 4, 2031. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2018 Filed Jun 5, 2018 23:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 1,058 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000063 · wf-form4_152823975478241.xml · nonDerivative · entry 2 Whiting Lawson E · CIK 0001572783 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,782 F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 23:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 4,233 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000063 · wf-form4_152823975478241.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,130 F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:29 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 110 | $56.04 | $6,164.40 |
DisclosureSEC source: 0000014693-18-000053 · wf-form4_152530733330756.xml · nonDerivative · entry 2 Whiting Lawson E · CIK 0001572783 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 724 F3 · shares: To satisfy withholding obligations associated with the shares of Class B performance-based restricted stock that were issued in the February 2018 stock split and vested on April 30, 2018, the reporting person surrendered 110 shares of Class B common stock. F4 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. F5 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 834 additional shares in the February 2018 stock split, including 337 shares of Class B common performance-based restricted stock issued in connection with the July 24, 2014 award of Class A common stock. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:29 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 440 | $53.37 | $23,482.80 |
DisclosureSEC source: 0000014693-18-000053 · wf-form4_152530733330756.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,897 F1 · shares: To satisfy withholding obligations associated with the July 24, 2014 award of Class A common stock that vested on April 30, 2018, the reporting person surrendered 440 shares of Class A common stock. F2 · price: The closing price of BF-A on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 22:49 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 26,803 | $0.00 Strike: $50.63 | $0.00 |
DisclosureSEC source: 0000014693-17-000152 · wf-form4_150154138561740.xml · derivative · entry 1 Whiting Lawson E · CIK 0001572783 · EVP, Chief Brands & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,803 Underlying: Class B Common · 26,803 shares Expires 2027-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:14 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 1,351 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000098 · wf-form4_149669726414357.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · EVP, Chief Brands & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,337 F1 · shares: These shares were issued on June 1, 2017, in connection with a July 24, 2014 award of Class A common performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2017. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $45.125, which is the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting upwards to account for dividends paid during the performance period. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 1,095 | $48.06 | $52,625.70 |
DisclosureSEC source: 0000014693-17-000071 · wf-form4_149376979454884.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · EVP, Chief Brands & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,986 F1 · shares: To satisfy withholding obligations associated with the July 25, 2013 award of Class A common stock that vested on April 30, 2017, the reporting person surrendered 1,095 shares of Class A common stock. F2 · price: The closing price of BF-A ($48.06) on April 28, 2017 was used to calculate the withholding obligation. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:39 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 7,910 | $0.00 Strike: $19.22 | $0.00 |
DisclosureSEC source: 0000014693-17-000016 · wf-form4_148952033577222.xml · derivative · entry 8 Whiting Lawson E · CIK 0001572783 · EVP, Chief Brands & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 7,910 shares Expires 2020-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 3,955 shares at an exercise price of $38.43, but were adjusted to reflect the August 2016 stock split. F5 · balance_after: These stock appreciation rights were previously reported as covering 3,955 shares at an exercise price of $38.43, but were adjusted to reflect the August 2016 stock split. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:39 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 8,248 | $0.00 Strike: $13.53 | $0.00 |
DisclosureSEC source: 0000014693-17-000016 · wf-form4_148952033577222.xml · derivative · entry 7 Whiting Lawson E · CIK 0001572783 · EVP, Chief Brands & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 8,248 shares Expires 2019-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 4,124 shares at an exercise price of $27.05, but were adjusted to reflect the August 2016 stock split. F4 · balance_after: These stock appreciation rights were previously reported as covering 4,124 shares at an exercise price of $27.05, but were adjusted to reflect the August 2016 stock split. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:39 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 6,723 | $46.52 | $312,754.63 |
DisclosureSEC source: 0000014693-17-000016 · wf-form4_148952033577222.xml · nonDerivative · entry 4 Whiting Lawson E · CIK 0001572783 · EVP, Chief Brands & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:39 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 9,885 | $46.21 | $456,785.85 |
DisclosureSEC source: 0000014693-17-000016 · wf-form4_148952033577222.xml · nonDerivative · entry 3 Whiting Lawson E · CIK 0001572783 · EVP, Chief Brands & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,723 F1 · price: The closing price of BF-B on March 9, 2017 was used to calculate the withholding obligation. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:39 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 8,248 | $13.53 | $111,554.20 |
DisclosureSEC source: 0000014693-17-000016 · wf-form4_148952033577222.xml · nonDerivative · entry 2 Whiting Lawson E · CIK 0001572783 · EVP, Chief Brands & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 19:39 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 7,910 | $19.22 | $151,990.65 |
DisclosureSEC source: 0000014693-17-000016 · wf-form4_148952033577222.xml · nonDerivative · entry 1 Whiting Lawson E · CIK 0001572783 · EVP, Chief Brands & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.