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person · Reporting owner

Peters James W

Disclosed activity across 2 companies

Tapewire entity
28905
SEC CIK
0001642689

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BROWN FORMAN CORPBFA, BFB · Entity 3449EVP, Chief Financial OfficerJuly 23, 2026July 24, 2026
WHIRLPOOL CORP /DE/WHR · Entity 4355EVP, Chief Fin & Admin OfficerFebruary 17, 2025February 19, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BROWN FORMAN CORP

Report date July 23, 2026 · Filed July 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect64,933 Reported balance After 2026-07-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-07-23 · Grant · Acquired 64,933 · Balance 64,933

F1: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.

F2: The restricted stock units were granted on July 23, 2026, and include 34,378 restricted stock units granted as a new hire award. The restricted stock units will vest in equal installments on April 30, 2027, April 30, 2028, and April 30, 2029.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.

F2: The restricted stock units were granted on July 23, 2026, and include 34,378 restricted stock units granted as a new hire award. The restricted stock units will vest in equal installments on April 30, 2027, April 30, 2028, and April 30, 2029.

WHIRLPOOL CORP /DE/

Report date February 17, 2025 · Filed February 19, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect10,561 Reported balance After 2025-02-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-02-17 · Grant · Acquired 10,561 · Balance 10,561

F1: Restricted stock units will vest in three substantially equal installments and convert one-for-one to shares of common stock on each of the following dates: 03/01/2026, 03/01/2027, and 03/01/2028.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect20,000 Reported balance After 2025-02-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-02-17 · Grant · Acquired 20,000 · Balance 20,000

F2: Represents amounts earned under special performance stock unit grant following certification by the Human Resources Committee of performance criteria achievement. Restricted stock units will vest and convert one-for-one to shares of common stock on 03/01/2028.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units will vest in three substantially equal installments and convert one-for-one to shares of common stock on each of the following dates: 03/01/2026, 03/01/2027, and 03/01/2028.

F2: Represents amounts earned under special performance stock unit grant following certification by the Human Resources Committee of performance criteria achievement. Restricted stock units will vest and convert one-for-one to shares of common stock on 03/01/2028.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2021 Filed Feb 17, 2021 21:34 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GrantEmployee Stock Options (Right to Buy) · Derivative 16,018 $0.00 Strike: $199.93 $0.00
Disclosure

SEC source: 0000106640-21-000031 · wf-form4_161359762050815.xml · derivative · entry 2

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,018

Underlying: Common Stock · 16,018 shares

Expires 2031-02-15

F2 · derivative.exercise_date: Options will vest and become exercisable as follows: approximately one-third on each of the following dates: 03/01/2022; one-third on 03/01/2023; and one-third on 03/01/2024.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:34 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GrantRestricted Stock Units · Derivative 7,008 $0.00 $0.00
Disclosure

SEC source: 0000106640-21-000031 · wf-form4_161359762050815.xml · derivative · entry 1

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,008

Underlying: Common · 7,008 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents amounts earned under performance-based restricted stock unit award for the 2018-2020 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 02/19/2021.

F1 · derivative.exercise_date: Represents amounts earned under performance-based restricted stock unit award for the 2018-2020 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 02/19/2021.

F1 · derivative.expiration_date: Represents amounts earned under performance-based restricted stock unit award for the 2018-2020 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 02/19/2021.

Read SEC document
July 27, 2020 Filed Feb 3, 2021 21:42 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GiftCommon 230 $0.00 $0.00
Disclosure

SEC source: 0000106640-21-000017 · wf-form5_161238851629625.xml · nonDerivative · entry 3

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,367

Read SEC document
July 24, 2020 Filed Feb 3, 2021 21:42 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GiftCommon 570 $0.00 $0.00
Disclosure

SEC source: 0000106640-21-000017 · wf-form5_161238851629625.xml · nonDerivative · entry 2

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,597

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:59 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GrantDeferred Stock · Derivative 1,303 $0.00 $0.00
Disclosure

SEC source: 0000106640-20-000056 · wf-form4_158258154590597.xml · derivative · entry 6

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,847.43

Underlying: Common Stock · 1,303 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon the vesting of performance-based restricted stock units on 02/20/2020, the reporting person deferred the receipt of 1,303 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 1,303 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F2 · derivative.exercise_date: Upon the vesting of performance-based restricted stock units on 02/20/2020, the reporting person deferred the receipt of 1,303 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 1,303 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F2 · derivative.expiration_date: Upon the vesting of performance-based restricted stock units on 02/20/2020, the reporting person deferred the receipt of 1,303 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 1,303 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:59 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRestricted Stock Units · Derivative 3,723 $0.00 $0.00
Disclosure

SEC source: 0000106640-20-000056 · wf-form4_158258154590597.xml · derivative · entry 5

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,723 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based restricted stock unit award for the 2017-2019 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule16b-3.

F1 · derivative.exercise_date: Vesting of performance-based restricted stock unit award for the 2017-2019 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule16b-3.

F1 · derivative.expiration_date: Vesting of performance-based restricted stock unit award for the 2017-2019 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule16b-3.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:59 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Disposition to issuerCommon 1,303 $0.00 $0.00
Disclosure

SEC source: 0000106640-20-000056 · wf-form4_158258154590597.xml · nonDerivative · entry 3

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,167

F2 · kind: Upon the vesting of performance-based restricted stock units on 02/20/2020, the reporting person deferred the receipt of 1,303 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 1,303 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:59 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Tax withholdingCommon 693 $149.08 $103,312.44
Disclosure

SEC source: 0000106640-20-000056 · wf-form4_158258154590597.xml · nonDerivative · entry 2

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,470

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:59 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon 3,723 $0.00 $0.00
Disclosure

SEC source: 0000106640-20-000056 · wf-form4_158258154590597.xml · nonDerivative · entry 1

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of performance-based restricted stock unit award for the 2017-2019 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule16b-3.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 23:44 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GrantEmployee Stock Options (Right to Buy) · Derivative 25,598 $0.00 Strike: $152.16 $0.00
Disclosure

SEC source: 0000106640-20-000039 · wf-form4_158215584078518.xml · derivative · entry 2

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,598

Underlying: Common Stock · 25,598 shares

Expires 2030-02-17

F2 · derivative.exercise_date: Options will vest and become exercisable as follows: one-third on 03/01/2021; one-third on 03/01/2022; and one-third on 03/01/2023.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 23:44 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GrantRestricted Stock Units · Derivative 3,723 $0.00 $0.00
Disclosure

SEC source: 0000106640-20-000039 · wf-form4_158215584078518.xml · derivative · entry 1

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,723

Underlying: Common · 3,723 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents amounts earned under performance-based restricted stock unit award for the 2017-2019 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 02/20/2020.

F1 · derivative.exercise_date: Represents amounts earned under performance-based restricted stock unit award for the 2017-2019 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 02/20/2020.

F1 · derivative.expiration_date: Represents amounts earned under performance-based restricted stock unit award for the 2017-2019 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan. Earned amounts will vest and convert one-for-one to shares on 02/20/2020.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:53 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000118 · wf-form4_156503838443523.xml · derivative · entry 6

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:53 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GiftCommon Stock 675 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000118 · wf-form4_156503838443523.xml · nonDerivative · entry 4

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,440

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:53 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 SaleCommon Stock 650 $146.51 $95,231.50
Disclosure

SEC source: 0000106640-19-000118 · wf-form4_156503838443523.xml · nonDerivative · entry 3

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,115

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:53 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Tax withholdingCommon Stock 1,804 $139.92 $252,415.68
Disclosure

SEC source: 0000106640-19-000118 · wf-form4_156503838443523.xml · nonDerivative · entry 2

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,765

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:53 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000106640-19-000118 · wf-form4_156503838443523.xml · nonDerivative · entry 1

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 18, 2019 Filed Feb 20, 2019 21:17 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRestricted Stock Units · Derivative 573 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000028 · wf-form4_155069744494624.xml · derivative · entry 10

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Vesting of performance-based restricted stock unit award for the 2016-2018 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule16b-3.

F2 · derivative.exercise_date: Vesting of performance-based restricted stock unit award for the 2016-2018 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule16b-3.

F2 · derivative.expiration_date: Vesting of performance-based restricted stock unit award for the 2016-2018 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule16b-3.

Read SEC document
February 18, 2019 Filed Feb 20, 2019 21:17 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GrantEmployee Stock Option (Right to Buy) · Derivative 21,891 $0.00 Strike: $139.36 $0.00
Disclosure

SEC source: 0000106640-19-000028 · wf-form4_155069744494624.xml · derivative · entry 9

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,891

Underlying: Common Stock · 21,891 shares

Expires 2029-02-18

F4 · derivative.exercise_date: Options will vest and become exercisable as follows: one-third on 02/18/2020; one-third on 02/18/2021; and one-third on 02/18/2022.

Read SEC document
February 18, 2019 Filed Feb 20, 2019 21:17 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Tax withholdingCommon Stock 162 $139.36 $22,576.32
Disclosure

SEC source: 0000106640-19-000028 · wf-form4_155069744494624.xml · nonDerivative · entry 5

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,569

Read SEC document
February 18, 2019 Filed Feb 20, 2019 21:17 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon Stock 573 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000028 · wf-form4_155069744494624.xml · nonDerivative · entry 4

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Vesting of performance-based restricted stock unit award for the 2016-2018 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule16b-3.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:17 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GrantDeferred Stock · Derivative 58.18 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000028 · wf-form4_155069744494624.xml · derivative · entry 8

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525.936

Underlying: Common Stock · 58.18 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon the vesting of restricted stock units granted to the reporting person on 02/15/2019, the reporting person deferred the receipt of 58.18 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 58.18 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F3 · derivative.exercise_date: Upon the vesting of restricted stock units granted to the reporting person on 02/15/2019, the reporting person deferred the receipt of 58.18 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 58.18 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F3 · derivative.expiration_date: Upon the vesting of restricted stock units granted to the reporting person on 02/15/2019, the reporting person deferred the receipt of 58.18 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 58.18 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:17 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRestricted Stock Units · Derivative 255 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000028 · wf-form4_155069744494624.xml · derivative · entry 7

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:17 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Disposition to issuerCommon Stock 58.18 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000028 · wf-form4_155069744494624.xml · nonDerivative · entry 3

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,158

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:17 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Tax withholdingCommon Stock 70.82 $139.36 $9,869.48
Disclosure

SEC source: 0000106640-19-000028 · wf-form4_155069744494624.xml · nonDerivative · entry 2

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,216.18

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:17 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon Stock 255 $0.00 $0.00
Disclosure

SEC source: 0000106640-19-000028 · wf-form4_155069744494624.xml · nonDerivative · entry 1

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 21:25 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 OtherCommon Stock 1,496.054 $116.97 $174,993.44
Disclosure

SEC source: 0000106640-18-000079 · wf-form4_154231709038606.xml · nonDerivative · entry 2

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Stock Fund

Disclosed balance after: 3,673.201

Read SEC document
August 13, 2018 Filed Nov 15, 2018 21:25 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GiftCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0000106640-18-000079 · wf-form4_154231709038606.xml · nonDerivative · entry 1

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,032

Read SEC document
May 10, 2018 Filed May 14, 2018 20:41 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001642689-18-000005 · edgar.xml · derivative · entry 4

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
May 10, 2018 Filed May 14, 2018 20:41 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Tax withholdingCommon Stock 1,520 $155.62 $236,542.40
Disclosure

SEC source: 0001642689-18-000005 · edgar.xml · nonDerivative · entry 2

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,632

Read SEC document
May 10, 2018 Filed May 14, 2018 20:41 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001642689-18-000005 · edgar.xml · nonDerivative · entry 1

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 23:36 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GrantEmployee Stock Option (Right to Buy) · Derivative 21,191 $0.00 Strike: $172.70 $0.00
Disclosure

SEC source: 0001642689-18-000004 · edgar.xml · derivative · entry 12

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,191

Underlying: Common · 21,191 shares

Expires 2028-02-19

F4 · derivative.exercise_date: Options will vest and become exercisable as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021.

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February 19, 2018 Filed Feb 21, 2018 23:36 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRestricted Stock Units · Derivative 119 $0.00 $0.00
Disclosure

SEC source: 0001642689-18-000004 · edgar.xml · derivative · entry 11

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3 · derivative.exercise_date: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3 · derivative.expiration_date: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 23:36 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Tax withholdingCommon Stock 40 $172.70 $6,908.00
Disclosure

SEC source: 0001642689-18-000004 · edgar.xml · nonDerivative · entry 6

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,152

Read SEC document
February 19, 2018 Filed Feb 21, 2018 23:36 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon Stock 119 Not disclosed Not disclosed
Disclosure

SEC source: 0001642689-18-000004 · edgar.xml · nonDerivative · entry 5

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3 · price: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 23:36 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GrantDeferred Stock · Derivative 37 Not disclosed Not disclosed
Disclosure

SEC source: 0001642689-18-000004 · edgar.xml · derivative · entry 10

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460.426

Underlying: Common · 37 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon the vesting of restricted stock units granted to the reporting person on 02/16/2018, the reporting person deferred the receipt of 37 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 37 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F2 · price: Upon the vesting of restricted stock units granted to the reporting person on 02/16/2018, the reporting person deferred the receipt of 37 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 37 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F2 · derivative.exercise_date: Upon the vesting of restricted stock units granted to the reporting person on 02/16/2018, the reporting person deferred the receipt of 37 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 37 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F2 · derivative.expiration_date: Upon the vesting of restricted stock units granted to the reporting person on 02/16/2018, the reporting person deferred the receipt of 37 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 37 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 23:36 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRestricted Stock Units · Derivative 37 $0.00 $0.00
Disclosure

SEC source: 0001642689-18-000004 · edgar.xml · derivative · entry 9

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 37 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 23:36 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRerstricted Stock Units · Derivative 113 $0.00 $0.00
Disclosure

SEC source: 0001642689-18-000004 · edgar.xml · derivative · entry 8

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 23:36 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Disposition to issuerCommon Stock 37 Not disclosed Not disclosed
Disclosure

SEC source: 0001642689-18-000004 · edgar.xml · nonDerivative · entry 4

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,073

F2 · price: Upon the vesting of restricted stock units granted to the reporting person on 02/16/2018, the reporting person deferred the receipt of 37 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 37 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 23:36 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon Stock 37 Not disclosed Not disclosed
Disclosure

SEC source: 0001642689-18-000004 · edgar.xml · nonDerivative · entry 3

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 23:36 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Tax withholdingCommon Stock 38 $172.70 $6,562.60
Disclosure

SEC source: 0001642689-18-000004 · edgar.xml · nonDerivative · entry 2

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,073

Read SEC document
February 16, 2018 Filed Feb 21, 2018 23:36 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon Stock 113 Not disclosed Not disclosed
Disclosure

SEC source: 0001642689-18-000004 · edgar.xml · nonDerivative · entry 1

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:27 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GrantDeferred Stock · Derivative 63 Not disclosed Not disclosed
Disclosure

SEC source: 0001642689-18-000003 · edgar.xml · derivative · entry 8

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423.426

Underlying: Common · 63 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon the vesting of restricted stock units granted to the reporting person on 02/15/2018, the reporting person deferred the receipt of 63 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 63 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F2 · price: Upon the vesting of restricted stock units granted to the reporting person on 02/15/2018, the reporting person deferred the receipt of 63 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 63 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F2 · derivative.exercise_date: Upon the vesting of restricted stock units granted to the reporting person on 02/15/2018, the reporting person deferred the receipt of 63 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 63 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F2 · derivative.expiration_date: Upon the vesting of restricted stock units granted to the reporting person on 02/15/2018, the reporting person deferred the receipt of 63 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 63 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:27 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRestricted Stock Units · Derivative 63 $0.00 $0.00
Disclosure

SEC source: 0001642689-18-000003 · edgar.xml · derivative · entry 7

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63

Underlying: Common · 63 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3 · derivative.exercise_date: Remaining restricted stock units will vest and convert one-for-one to shares on 02/15/2019.

F3 · derivative.expiration_date: Remaining restricted stock units will vest and convert one-for-one to shares on 02/15/2019.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:27 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionRerstricted Stock Units · Derivative 192 $0.00 $0.00
Disclosure

SEC source: 0001642689-18-000003 · edgar.xml · derivative · entry 6

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192

Underlying: Common · 192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3 · derivative.exercise_date: Remaining restricted stock units will vest and convert one-for-one to shares on 02/15/2019.

F3 · derivative.expiration_date: Remaining restricted stock units will vest and convert one-for-one to shares on 02/15/2019.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:27 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Disposition to issuerCommon Stock 63 Not disclosed Not disclosed
Disclosure

SEC source: 0001642689-18-000003 · edgar.xml · nonDerivative · entry 4

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,998

F2 · price: Upon the vesting of restricted stock units granted to the reporting person on 02/15/2018, the reporting person deferred the receipt of 63 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 63 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:27 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon Stock 63 Not disclosed Not disclosed
Disclosure

SEC source: 0001642689-18-000003 · edgar.xml · nonDerivative · entry 3

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:27 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Tax withholdingCommon Stock 65 $176.74 $11,488.10
Disclosure

SEC source: 0001642689-18-000003 · edgar.xml · nonDerivative · entry 2

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,998

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:27 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 Exercise / conversionCommon Stock 192 Not disclosed Not disclosed
Disclosure

SEC source: 0001642689-18-000003 · edgar.xml · nonDerivative · entry 1

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 22, 2017 Filed Feb 9, 2018 21:12 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 GiftCommon Stock 120 $0.00 $0.00
Disclosure

SEC source: 0001642689-18-000001 · edgar.xml · nonDerivative · entry 1

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,871

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:26 UTC WHIRLPOOL CORP /DE/ WHR · Entity 4355 SaleCommon Stock 600 $179.61 $107,765.52
Disclosure

SEC source: 0001642689-17-000002 · edgar.xml · nonDerivative · entry 8

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,991

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.58 to $179.62, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the prices set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.