Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Executive Vice President | July 23, 2026 | July 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date July 23, 2026 · Filed July 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,936.816 |
Reported balance
After 2026-07-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-23 · Exercise / conversion · Acquired 7,880 · Balance 57,936.816 |
| Common StockSEC Table I · non-derivative | Direct | 50,056.816 |
Reported balance
After 2026-07-23 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-07-23 · Sale · Disposed 7,880 · Balance 50,056.816 F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan. F2: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. |
| Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $154.69 · Expires 2027-02-06 | Direct | 0 |
Reported balance
After 2026-07-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-23 · Exercise / conversion · Disposed 7,880 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F2: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 10, 2022 Filed Aug 11, 2022 12:39 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 300 | $150.33 | $45,099.03 |
DisclosureSEC source: 0001127602-22-020781 · form4.xml · nonDerivative · entry 4 Banovetz John Patrick · CIK 0001711228 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,085.2687 Read SEC document |
| August 10, 2022 Filed Aug 11, 2022 12:39 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 421 | $150.33 | $63,288.93 |
DisclosureSEC source: 0001127602-22-020781 · form4.xml · nonDerivative · entry 3 Banovetz John Patrick · CIK 0001711228 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,385.2687 Read SEC document |
| August 10, 2022 Filed Aug 11, 2022 12:39 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 2,423 | $150.32 | $364,225.36 |
DisclosureSEC source: 0001127602-22-020781 · form4.xml · nonDerivative · entry 2 Banovetz John Patrick · CIK 0001711228 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,806.2687 Read SEC document |
| August 10, 2022 Filed Aug 11, 2022 12:39 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 3,145 | $101.49 | $319,186.05 |
DisclosureSEC source: 0001127602-22-020781 · form4.xml · nonDerivative · entry 1 Banovetz John Patrick · CIK 0001711228 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,229.2687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2022 Filed Feb 9, 2022 23:26 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 48,232 | $0.00 Strike: $162.41 | $0.00 |
DisclosureSEC source: 0001127602-22-004037 · form4.xml · derivative · entry 3 Banovetz John Patrick · CIK 0001711228 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,232 Underlying: Common Stock · 48,232 shares Expires 2032-02-06 F5 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 23:26 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 101.15 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004037 · form4.xml · nonDerivative · entry 2 Banovetz John Patrick · CIK 0001711228 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,715.0245 F4 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 23:26 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 3,098.488 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004037 · form4.xml · nonDerivative · entry 1 Banovetz John Patrick · CIK 0001711228 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,816.1745 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2019. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to such shares until they are issued. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. F3 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. Read SEC document |
| February 07, 2022 Filed Feb 22, 2022 14:03 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 136.501 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-005827 · form4a.xml · nonDerivative · entry 1 Banovetz John Patrick · CIK 0001711228 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,679.6735 F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 14:05 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 3,236 | $0.00 Strike: $87.89 | $0.00 |
DisclosureSEC source: 0001127602-21-023499 · form4.xml · derivative · entry 3 Banovetz John Patrick · CIK 0001711228 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,236 shares Expires 2022-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 14:05 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 3,236 | $197.93 | $640,498.24 |
DisclosureSEC source: 0001127602-21-023499 · form4.xml · nonDerivative · entry 2 Banovetz John Patrick · CIK 0001711228 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,513.0969 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. F2 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 14:05 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 3,236 | $87.89 | $284,412.04 |
DisclosureSEC source: 0001127602-21-023499 · form4.xml · nonDerivative · entry 1 Banovetz John Patrick · CIK 0001711228 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,749.0969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 00:22 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 25,351 | $0.00 Strike: $175.02 | $0.00 |
DisclosureSEC source: 0001127602-21-003848 · form4.xml · derivative · entry 3 Banovetz John Patrick · CIK 0001711228 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,351 Underlying: Common Stock · 25,351 shares Expires 2031-02-01 F5 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 00:22 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 586.565 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-003848 · form4.xml · nonDerivative · entry 2 Banovetz John Patrick · CIK 0001711228 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,269.4178 F4 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 00:22 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 2,399.144 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-003848 · form4.xml · nonDerivative · entry 1 Banovetz John Patrick · CIK 0001711228 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,855.9828 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share awards made to the reporting person on March 1, 2018. The performance-based vesting requirements applicable to such awards were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of fifty percent of the shares and will not have voting or investment powers with respect to such shares until they are issued. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. F3 · balance_after: Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. Read SEC document |
| February 01, 2021 Filed Feb 16, 2021 18:19 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 612.042 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005740 · form4a.xml · nonDerivative · entry 1 Banovetz John Patrick · CIK 0001711228 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,243.9408 F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 17:07 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 2,228 | $0.00 Strike: $89.47 | $0.00 |
DisclosureSEC source: 0001127602-20-023970 · form4.xml · derivative · entry 3 Banovetz John Patrick · CIK 0001711228 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,228 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 17:07 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 2,228 | $164.81 | $367,186.65 |
DisclosureSEC source: 0001127602-20-023970 · form4.xml · nonDerivative · entry 2 Banovetz John Patrick · CIK 0001711228 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,278.4022 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 17:07 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 2,228 | $89.47 | $199,339.16 |
DisclosureSEC source: 0001127602-20-023970 · form4.xml · nonDerivative · entry 1 Banovetz John Patrick · CIK 0001711228 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,506.4022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:04 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 31,545 | $0.00 Strike: $157.24 | $0.00 |
DisclosureSEC source: 0001127602-20-004024 · form4.xml · derivative · entry 3 Banovetz John Patrick · CIK 0001711228 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,545 Underlying: Common Stock · 31,545 shares Expires 2030-02-03 F4 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:04 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 1,458.086 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004024 · form4.xml · nonDerivative · entry 2 Banovetz John Patrick · CIK 0001711228 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,527.8537 F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:04 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 3,934.082 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004024 · form4.xml · nonDerivative · entry 1 Banovetz John Patrick · CIK 0001711228 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,985.9397 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share awards made to the reporting person on March 1, 2017, and July 3, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of fifty percent of the shares and will not have voting or investment powers with respect to these shares until they are issued. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 04, 2020 Filed Feb 21, 2020 18:58 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 988.383 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-006861 · form4a.xml · nonDerivative · entry 1 Banovetz John Patrick · CIK 0001711228 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,997.5567 F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| August 02, 2019 Filed Aug 5, 2019 18:51 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 1,040 | $0.00 Strike: $78.72 | $0.00 |
DisclosureSEC source: 0001127602-19-025998 · form4.xml · derivative · entry 3 Banovetz John Patrick · CIK 0001711228 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,040 shares Expires 2020-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2019 Filed Aug 5, 2019 18:51 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 1,040 | $170.40 | $177,212.78 |
DisclosureSEC source: 0001127602-19-025998 · form4.xml · nonDerivative · entry 2 Banovetz John Patrick · CIK 0001711228 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,934.4159 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| August 02, 2019 Filed Aug 5, 2019 18:51 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 1,040 | $78.72 | $81,868.80 |
DisclosureSEC source: 0001127602-19-025998 · form4.xml · nonDerivative · entry 1 Banovetz John Patrick · CIK 0001711228 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,974.4159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 15:23 UTC | 3M CO MMM · Entity 1275 | GrantIncentive Stock Option (Right to Buy) · Derivative | 19,341 | $0.00 Strike: $201.12 | $0.00 |
DisclosureSEC source: 0001127602-19-004370 · form4.xml · derivative · entry 3 Banovetz John Patrick · CIK 0001711228 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,341 Underlying: Common Stock · 19,341 shares Expires 2029-02-04 Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 15:23 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 663.728 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004370 · form4.xml · nonDerivative · entry 2 Banovetz John Patrick · CIK 0001711228 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,773.7846 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on 3/1/2016 and 7/3/2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer 50% of the shares issuable pursuant to the award and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 15:23 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 2,673.548 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004370 · form4.xml · nonDerivative · entry 1 Banovetz John Patrick · CIK 0001711228 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,437.5126 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on 3/1/2016 and 7/3/2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer 50% of the shares issuable pursuant to the award and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary. Read SEC document |
| February 05, 2019 Filed Feb 19, 2019 20:18 UTC Amendment | 3M CO MMM · Entity 1275 | GrantIncentive Stock Option (Right to Buy) · Derivative | 19,341 | $0.00 Strike: $201.12 | $0.00 |
DisclosureSEC source: 0001127602-19-006709 · form4a.xml · derivative · entry 3 Banovetz John Patrick · CIK 0001711228 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,341 Underlying: Common Stock · 19,341 shares Expires 2029-02-04 Read SEC document |
| February 05, 2019 Filed Feb 19, 2019 20:18 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 643.38 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006709 · form4a.xml · nonDerivative · entry 2 Banovetz John Patrick · CIK 0001711228 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,794.1326 F1 · shares: On February 7, 2019, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a 50% deferred basis as a result of the vesting of a 2016 and 2017 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| February 05, 2019 Filed Feb 19, 2019 20:18 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 2,673.548 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006709 · form4a.xml · nonDerivative · entry 1 Banovetz John Patrick · CIK 0001711228 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,437.5126 Read SEC document |
| February 05, 2019 Filed Feb 20, 2019 18:05 UTC Amendment | 3M CO MMM · Entity 1275 | GrantIncentive Stock Option (Right to Buy) · Derivative | 19,341 | $0.00 Strike: $201.12 | $0.00 |
DisclosureSEC source: 0001127602-19-007058 · form4a.xml · derivative · entry 4 Banovetz John Patrick · CIK 0001711228 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,341 Underlying: Common Stock · 19,341 shares Expires 2029-02-04 Read SEC document |
| February 05, 2019 Filed Feb 20, 2019 18:05 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 675.395 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007058 · form4a.xml · nonDerivative · entry 2 Banovetz John Patrick · CIK 0001711228 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,762.1176 F1 · shares: On February 7, 2019, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a 50% deferred basis as a result of the vesting of a 2016 and 2017 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 05, 2019 Filed Feb 20, 2019 18:05 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 2,673.548 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007058 · form4a.xml · nonDerivative · entry 1 Banovetz John Patrick · CIK 0001711228 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,437.5126 Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 20:42 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 15,438 | $0.00 Strike: $233.63 | $0.00 |
DisclosureSEC source: 0001127602-18-004572 · form4.xml · derivative · entry 3 Banovetz John Patrick · CIK 0001711228 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,438 Underlying: Common Stock · 15,438 shares Expires 2028-02-04 F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018). Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 20:42 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 557 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004572 · form4.xml · nonDerivative · entry 2 Banovetz John Patrick · CIK 0001711228 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,581.3359 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on May 1, 2015 and July 3, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 20:42 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 1,209.84 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004572 · form4.xml · nonDerivative · entry 1 Banovetz John Patrick · CIK 0001711228 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,138.3359 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on May 1, 2015 and July 3, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. Read SEC document |
| February 06, 2018 Filed Feb 20, 2018 21:32 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 15,438 | $0.00 Strike: $233.63 | $0.00 |
DisclosureSEC source: 0001127602-18-007230 · form4a.xml · derivative · entry 3 Banovetz John Patrick · CIK 0001711228 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,438 Underlying: Common Stock · 15,438 shares Expires 2028-02-04 Read SEC document |
| February 06, 2018 Filed Feb 20, 2018 21:32 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 558 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007230 · form4a.xml · nonDerivative · entry 2 Banovetz John Patrick · CIK 0001711228 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,580.3359 F1 · shares: On February 8, 2018, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock earned as a result of the 2015 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares to be withheld from this delivery for the payment of withholding taxes was estimated at that time. This amendment is being filed to update the Form 4 with the number of shares actually received after withholding taxes. Read SEC document |
| February 06, 2018 Filed Feb 20, 2018 21:32 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 1,209.84 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007230 · form4a.xml · nonDerivative · entry 1 Banovetz John Patrick · CIK 0001711228 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,138.3359 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 15:45 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 204 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004227 · form4.xml · derivative · entry 3 Banovetz John Patrick · CIK 0001711228 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 204 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F3 · derivative.exercise_date: The Restricted Stock Units will vest on February 3, 2018. F3 · derivative.expiration_date: The Restricted Stock Units will vest on February 3, 2018. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 15:45 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 104 | $245.17 | $25,497.68 |
DisclosureSEC source: 0001127602-18-004227 · form4.xml · nonDerivative · entry 2 Banovetz John Patrick · CIK 0001711228 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,928.4959 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 15:45 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 204 | $245.17 | $50,014.68 |
DisclosureSEC source: 0001127602-18-004227 · form4.xml · nonDerivative · entry 1 Banovetz John Patrick · CIK 0001711228 · Sr Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,032.4959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.