organization · Reporting owner
Wolverine Trading Partners, Inc.
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| A. M. Castle & Co.CTAM · Entity 144324 | 10% owner | March 27, 2020 | March 31, 2020 |
| Eureka Acquisition CorpEURK · Entity 7538 | 10% owner | July 16, 2025 | December 11, 2025 |
| RLJ ENTERTAINMENT, INC.RLJE · Entity 162665 | Director | September 08, 2017 | September 12, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
A. M. Castle & Co.
Report date March 27, 2020 · Filed March 31, 2020
Jointly reported with WOLVERINE ASSET MANAGEMENT LLC, Wolverine Holdings, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnote | 3,752,890 |
Reported balance
After 2020-03-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-03-27 · Other · Acquired 3,681,985 · Balance 3,752,890 F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F4: This statement is filed by: (i) Wolverine Asset Management, LLC, an Illinois limited liability company ("WAM"), as the investment manager of Wolverine Flagship Fund Trading Limited ("Flagship"); (ii) Wolverine Holdings, L.P., an Illinois limited partnership ("WH"), as the sole member and manager of WAM; (iii) Wolverine Trading Partners, Inc., an Illinois corporation ("WTP"), as the sole general partner of WH; (iv) Christopher L. Gust, as a control shareholder of WTP; and (v) Robert R. Bellick, as a control shareholder of WTP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
| 5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022SEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
After 2020-03-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-03-27 · Other · Disposed Not disclosed · Balance Not disclosed F2: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F4: This statement is filed by: (i) Wolverine Asset Management, LLC, an Illinois limited liability company ("WAM"), as the investment manager of Wolverine Flagship Fund Trading Limited ("Flagship"); (ii) Wolverine Holdings, L.P., an Illinois limited partnership ("WH"), as the sole member and manager of WAM; (iii) Wolverine Trading Partners, Inc., an Illinois corporation ("WTP"), as the sole general partner of WH; (iv) Christopher L. Gust, as a control shareholder of WTP; and (v) Robert R. Bellick, as a control shareholder of WTP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
| 3.0% / 5.0% Convertible Sr Secured PIK Toggle Notes due 2024SEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
After 2020-03-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-03-27 · Other · Acquired Not disclosed · Balance Not disclosed F2: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F3: Upon conversion of the New Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock. F4: This statement is filed by: (i) Wolverine Asset Management, LLC, an Illinois limited liability company ("WAM"), as the investment manager of Wolverine Flagship Fund Trading Limited ("Flagship"); (ii) Wolverine Holdings, L.P., an Illinois limited partnership ("WH"), as the sole member and manager of WAM; (iii) Wolverine Trading Partners, Inc., an Illinois corporation ("WTP"), as the sole general partner of WH; (iv) Christopher L. Gust, as a control shareholder of WTP; and (v) Robert R. Bellick, as a control shareholder of WTP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon.
F2: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances).
F3: Upon conversion of the New Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock.
F4: This statement is filed by: (i) Wolverine Asset Management, LLC, an Illinois limited liability company ("WAM"), as the investment manager of Wolverine Flagship Fund Trading Limited ("Flagship"); (ii) Wolverine Holdings, L.P., an Illinois limited partnership ("WH"), as the sole member and manager of WAM; (iii) Wolverine Trading Partners, Inc., an Illinois corporation ("WTP"), as the sole general partner of WH; (iv) Christopher L. Gust, as a control shareholder of WTP; and (v) Robert R. Bellick, as a control shareholder of WTP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Eureka Acquisition Corp
Report date July 16, 2025 · Filed December 11, 2025
Jointly reported with WOLVERINE ASSET MANAGEMENT LLC, Wolverine Holdings, LLC, Bellick Robert, Gust Christopher
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | Indirectby Wolverine Flagship Fund Trading Limited | 395,924 |
Last balance in matching sequence
After 2025-12-10 transaction · row 8
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
8 source rowsRow 1 · 2025-11-04 · Sale · Disposed 20 · Balance 398,358 F1: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Row 2 · 2025-11-05 · Sale · Disposed 18 · Balance 398,340 F1: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Row 3 · 2025-11-06 · Sale · Disposed 4 · Balance 398,336 F1: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Row 4 · 2025-11-07 · Sale · Disposed 1,000 · Balance 397,336 F1: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Row 5 · 2025-12-01 · Sale · Disposed 10 · Balance 397,326 F1: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Row 6 · 2025-12-05 · Sale · Disposed 2 · Balance 397,324 F1: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Row 7 · 2025-12-09 · Sale · Disposed 1,000 · Balance 396,324 F1: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Row 8 · 2025-12-10 · Sale · Disposed 400 · Balance 395,924 F1: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. |
Filing footnotes · ownership attribution and instrument terms
F1: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them.
RLJ ENTERTAINMENT, INC.
Report date September 08, 2017 · Filed September 12, 2017
Jointly reported with WOLVERINE ASSET MANAGEMENT LLC, Wolverine Holdings, LLC, Gust Christopher, Bellick Robert
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnotes | 2,400 |
Reported balance
After 2017-09-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-09-08 · Purchase · Acquired 1,200 · Balance 2,400 F1: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. F2: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants of the Company, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.
F2: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants of the Company, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Four Leaf Acquisition Corp
Report date June 22, 2026 · Filed July 24, 2026
Jointly reported with WOLVERINE ASSET MANAGEMENT LLC, Wolverine Holdings, LLC, Bellick Robert, Gust Christopher
Section 16 reporting ended · disclosed 2026-07-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Indirectby Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited | 0 |
Reported balance
After 2026-06-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-06-22 · Sale · Disposed 184,038 · Balance 0 F1: Redemption numbers announced in an 8-K the Issuer filed on July 23, 2026 for June 22, 2026. F2: Redemption of shares of special purpose acquisition company. F3: Estimated redemption price at the time of the special meeting based on the amount in the special purpose acquisition company's trust account according to the Issuer's Proxy Statement filed on June 12, 2026 for the special meeting on June 22, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Redemption numbers announced in an 8-K the Issuer filed on July 23, 2026 for June 22, 2026.
F2: Redemption of shares of special purpose acquisition company.
F3: Estimated redemption price at the time of the special meeting based on the amount in the special purpose acquisition company's trust account according to the Issuer's Proxy Statement filed on June 12, 2026 for the special meeting on June 22, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 22, 2026 Filed Jul 24, 2026 15:39 UTC | Four Leaf Acquisition Corp FORL · Entity 28781 | SaleClass A Common Stock | 184,038 | $12.06 | $2,219,498.28 |
DisclosureSEC source: 0001279891-26-000008 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% owner Wolverine Holdings, LLC · CIK 0001542456 · Former 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · Former 10% owner Bellick Robert · CIK 0001551726 · Former 10% owner Gust Christopher · CIK 0001551996 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited Disclosed balance after: 0 F1 · date: Redemption numbers announced in an 8-K the Issuer filed on July 23, 2026 for June 22, 2026. F2 · kind: Redemption of shares of special purpose acquisition company. F3 · price: Estimated redemption price at the time of the special meeting based on the amount in the special purpose acquisition company's trust account according to the Issuer's Proxy Statement filed on June 12, 2026 for the special meeting on June 22, 2026. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 17:15 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 400 | $11.07 | $4,428.00 |
DisclosureSEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 8 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 395,924 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 17:15 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 1,000 | $10.89 | $10,890.00 |
DisclosureSEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 7 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 396,324 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Read SEC document |
| December 05, 2025 Filed Dec 8, 2025 21:00 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 2 | $10.91 | $21.82 |
DisclosureSEC source: 0001279891-25-000044 · primary_doc.xml · nonDerivative · entry 6 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 397,324 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 05, 2025 Filed Dec 11, 2025 17:15 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 2 | $10.91 | $21.82 |
DisclosureSEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 6 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 397,324 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Read SEC document |
| December 01, 2025 Filed Dec 8, 2025 21:00 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 10 | $10.89 | $108.90 |
DisclosureSEC source: 0001279891-25-000044 · primary_doc.xml · nonDerivative · entry 5 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 397,326 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 01, 2025 Filed Dec 11, 2025 17:15 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 10 | $10.89 | $108.90 |
DisclosureSEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 5 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 397,326 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Read SEC document |
| November 07, 2025 Filed Nov 10, 2025 18:02 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 1,000 | $10.88 | $10,880.00 |
DisclosureSEC source: 0001279891-25-000043 · primary_doc.xml · nonDerivative · entry 4 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 397,336 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 07, 2025 Filed Dec 8, 2025 21:00 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 1,000 | $10.88 | $10,880.00 |
DisclosureSEC source: 0001279891-25-000044 · primary_doc.xml · nonDerivative · entry 4 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 397,336 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 07, 2025 Filed Dec 11, 2025 17:15 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 1,000 | $10.88 | $10,880.00 |
DisclosureSEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 4 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 397,336 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Read SEC document |
| November 06, 2025 Filed Nov 10, 2025 18:02 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 4 | $10.88 | $43.52 |
DisclosureSEC source: 0001279891-25-000043 · primary_doc.xml · nonDerivative · entry 3 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 398,336 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 06, 2025 Filed Dec 8, 2025 21:00 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 4 | $10.88 | $43.52 |
DisclosureSEC source: 0001279891-25-000044 · primary_doc.xml · nonDerivative · entry 3 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 398,336 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 06, 2025 Filed Dec 11, 2025 17:15 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 4 | $10.88 | $43.52 |
DisclosureSEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 3 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 398,336 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Read SEC document |
| November 05, 2025 Filed Nov 10, 2025 18:02 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 18 | $10.88 | $195.84 |
DisclosureSEC source: 0001279891-25-000043 · primary_doc.xml · nonDerivative · entry 2 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 398,340 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 05, 2025 Filed Dec 8, 2025 21:00 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 18 | $10.88 | $195.84 |
DisclosureSEC source: 0001279891-25-000044 · primary_doc.xml · nonDerivative · entry 2 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 398,340 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 05, 2025 Filed Dec 11, 2025 17:15 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 18 | $10.88 | $195.84 |
DisclosureSEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 2 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 398,340 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Read SEC document |
| November 04, 2025 Filed Nov 10, 2025 18:02 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 20 | $10.88 | $217.60 |
DisclosureSEC source: 0001279891-25-000043 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 398,358 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 04, 2025 Filed Dec 8, 2025 21:00 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 20 | $10.88 | $217.60 |
DisclosureSEC source: 0001279891-25-000044 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 398,358 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 04, 2025 Filed Dec 11, 2025 17:15 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 20 | $10.88 | $217.60 |
DisclosureSEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 398,358 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Read SEC document |
| October 14, 2025 Filed Oct 23, 2025 15:24 UTC | Four Leaf Acquisition Corp FORL · Entity 28781 | SaleClass A Common Stock | 20 | $12.22 | $244.40 |
DisclosureSEC source: 0001279891-25-000038 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 184,038 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Read SEC document |
| October 06, 2025 Filed Oct 10, 2025 15:59 UTC | Four Leaf Acquisition Corp FORL · Entity 28781 | SaleClass A Common Stock | 572 | $12.49 | $7,144.28 |
DisclosureSEC source: 0001279891-25-000036 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 184,058 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| August 14, 2025 Filed Aug 22, 2025 14:52 UTC | Four Leaf Acquisition Corp FORL · Entity 28781 | SaleClass A Common Stock | 1,000 | $11.67 | $11,670.00 |
DisclosureSEC source: 0001279891-25-000033 · primary_doc.xml · nonDerivative · entry 4 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 185,530 F1 · shares: The transactions reported in this Form 4 are matchable under Section 16(b) of the Exchange Act to the extent of 130 shares. The Reporting Person has agreed to pay to the Issuer $17.17, which represents the full amount of the profit realized in connection with these short-swing transactions under Section 16(b) of the Exchange Act. F2 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading (the "Fund". Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| July 28, 2025 Filed Aug 22, 2025 14:52 UTC | Four Leaf Acquisition Corp FORL · Entity 28781 | PurchaseClass A Common Stock | 100 | $11.53 | $1,153.00 |
DisclosureSEC source: 0001279891-25-000033 · primary_doc.xml · nonDerivative · entry 3 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 184,630 F1 · shares: The transactions reported in this Form 4 are matchable under Section 16(b) of the Exchange Act to the extent of 130 shares. The Reporting Person has agreed to pay to the Issuer $17.17, which represents the full amount of the profit realized in connection with these short-swing transactions under Section 16(b) of the Exchange Act. F2 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading (the "Fund". Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| July 24, 2025 Filed Aug 22, 2025 14:52 UTC | Four Leaf Acquisition Corp FORL · Entity 28781 | PurchaseClass A Common Stock | 17 | $11.56 | $196.52 |
DisclosureSEC source: 0001279891-25-000033 · primary_doc.xml · nonDerivative · entry 2 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 185,530 F1 · shares: The transactions reported in this Form 4 are matchable under Section 16(b) of the Exchange Act to the extent of 130 shares. The Reporting Person has agreed to pay to the Issuer $17.17, which represents the full amount of the profit realized in connection with these short-swing transactions under Section 16(b) of the Exchange Act. F2 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading (the "Fund". Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| July 16, 2025 Filed Oct 23, 2025 20:50 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 14 | $10.82 | $151.48 |
DisclosureSEC source: 0001279891-25-000040 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Wolverine Asset Management, LLC as Manager of Wolverine Flagship Fund Trading Limited Disclosed balance after: 398,378 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Read SEC document |
| July 11, 2025 Filed Aug 22, 2025 14:52 UTC | Four Leaf Acquisition Corp FORL · Entity 28781 | PurchaseClass A Common Stock | 13 | $11.57 | $150.41 |
DisclosureSEC source: 0001279891-25-000033 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 185,513 F1 · shares: The transactions reported in this Form 4 are matchable under Section 16(b) of the Exchange Act to the extent of 130 shares. The Reporting Person has agreed to pay to the Issuer $17.17, which represents the full amount of the profit realized in connection with these short-swing transactions under Section 16(b) of the Exchange Act. F2 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading (the "Fund". Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 18:02 UTC | A. M. Castle & Co. CTAM · Entity 144324 | Other3.0% / 5.0% Convertible Sr Secured PIK Toggle Notes due 2024 · Derivative | Not disclosed | Not disclosed | $4,985,509.00 |
DisclosureSEC source: 0000950142-20-000963 · es2000561_4-wolverine.xml · derivative · entry 3 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Common Stock, par value $0.01 per share · 10,938,022 shares Expires not disclosed F2 · derivative.exercise_price: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F1 · price: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F2 · derivative.exercise_date: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F2 · derivative.expiration_date: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F3 · derivative.underlying: Upon conversion of the New Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock. F4 · ownership.nature: This statement is filed by: (i) Wolverine Asset Management, LLC, an Illinois limited liability company ("WAM"), as the investment manager of Wolverine Flagship Fund Trading Limited ("Flagship"); (ii) Wolverine Holdings, L.P., an Illinois limited partnership ("WH"), as the sole member and manager of WAM; (iii) Wolverine Trading Partners, Inc., an Illinois corporation ("WTP"), as the sole general partner of WH; (iv) Christopher L. Gust, as a control shareholder of WTP; and (v) Robert R. Bellick, as a control shareholder of WTP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 18:02 UTC | A. M. Castle & Co. CTAM · Entity 144324 | Other5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022 · Derivative | Not disclosed | Not disclosed | $9,967,379.00 |
DisclosureSEC source: 0000950142-20-000963 · es2000561_4-wolverine.xml · derivative · entry 2 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Common Stock, par value $0.01 per share · Not disclosed shares Expires not disclosed F2 · derivative.exercise_price: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F1 · price: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F2 · derivative.exercise_date: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F2 · derivative.expiration_date: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F1 · derivative.underlying: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F1 · derivative.underlying_shares: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F4 · ownership.nature: This statement is filed by: (i) Wolverine Asset Management, LLC, an Illinois limited liability company ("WAM"), as the investment manager of Wolverine Flagship Fund Trading Limited ("Flagship"); (ii) Wolverine Holdings, L.P., an Illinois limited partnership ("WH"), as the sole member and manager of WAM; (iii) Wolverine Trading Partners, Inc., an Illinois corporation ("WTP"), as the sole general partner of WH; (iv) Christopher L. Gust, as a control shareholder of WTP; and (v) Robert R. Bellick, as a control shareholder of WTP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 18:02 UTC | A. M. Castle & Co. CTAM · Entity 144324 | OtherCommon Stock, par value $0.01 per share ("Common Stock") | 3,681,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-20-000963 · es2000561_4-wolverine.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,752,890 F1 · price: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F4 · ownership.nature: This statement is filed by: (i) Wolverine Asset Management, LLC, an Illinois limited liability company ("WAM"), as the investment manager of Wolverine Flagship Fund Trading Limited ("Flagship"); (ii) Wolverine Holdings, L.P., an Illinois limited partnership ("WH"), as the sole member and manager of WAM; (iii) Wolverine Trading Partners, Inc., an Illinois corporation ("WTP"), as the sole general partner of WH; (iv) Christopher L. Gust, as a control shareholder of WTP; and (v) Robert R. Bellick, as a control shareholder of WTP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 17:16 UTC | RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 | PurchaseCommon Stock, par value $0.001 per share | 1,200 | $2.93 | $3,515.88 |
DisclosureSEC source: 0001209191-17-052356 · doc4.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Director Wolverine Holdings, L.P. · CIK 0001542456 · Director Wolverine Trading Partners, Inc. · CIK 0001642866 · Director Gust Christopher · CIK 0001551996 · Director Bellick Robert · CIK 0001551726 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,400 F1 · ownership.nature: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. F2 · ownership.nature: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants of the Company, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 17:55 UTC | RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 | PurchaseCommon Stock, par value $0.001 per share | 1,200 | $2.96 | $3,549.96 |
DisclosureSEC source: 0001209191-17-052014 · doc4.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Director Wolverine Holdings, L.P. · CIK 0001542456 · Director Wolverine Trading Partners, Inc. · CIK 0001642866 · Director Gust Christopher · CIK 0001551996 · Director Bellick Robert · CIK 0001551726 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,200 F1 · ownership.nature: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. F2 · ownership.nature: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants of the Company, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship. Read SEC document |
| October 14, 2016 Filed Oct 19, 2016 21:29 UTC | RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 | GrantWarrants · Derivative | 1,200,000 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001209191-16-146381 · doc4.xml · derivative · entry 4 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Director Wolverine Holdings, L.P. · CIK 0001542456 · Director Wolverine Trading Partners, Inc. · CIK 0001642866 · Director Gust Christopher · CIK 0001551996 · Director Bellick Robert · CIK 0001551726 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,200,000 Underlying: Common Stock, par value $0.001 per share · 400,000 shares Expires 2020-05-20 F4 · derivative.exercise_price: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock F4 · shares: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock F4 · derivative.underlying_shares: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock F2 · ownership.nature: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. The Reporting Persons are prohibited from converting any preferred shares or exercising any warrants if as a result they would beneficially own, as determined in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder, more than 9.99% of the Issuer's outstanding common stock pursuant to an ownership limitation in the governing documents of the preferred shares and warrants. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. F3 · ownership.nature: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship. Read SEC document |
| October 14, 2016 Filed Oct 19, 2016 21:29 UTC | RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 | Disposition to issuerWarrants · Derivative | 1,200,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001209191-16-146381 · doc4.xml · derivative · entry 3 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Director Wolverine Holdings, L.P. · CIK 0001542456 · Director Wolverine Trading Partners, Inc. · CIK 0001642866 · Director Gust Christopher · CIK 0001551996 · Director Bellick Robert · CIK 0001551726 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 400,000 shares Expires 2020-05-20 F4 · derivative.exercise_price: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock F4 · shares: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock F4 · derivative.underlying_shares: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock F2 · ownership.nature: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. The Reporting Persons are prohibited from converting any preferred shares or exercising any warrants if as a result they would beneficially own, as determined in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder, more than 9.99% of the Issuer's outstanding common stock pursuant to an ownership limitation in the governing documents of the preferred shares and warrants. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. F3 · ownership.nature: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship. Read SEC document |
| October 14, 2016 Filed Oct 19, 2016 21:29 UTC | RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 | GrantSeries C-1 Convertible Preferred Stock · Derivative | 4,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146381 · doc4.xml · derivative · entry 2 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Director Wolverine Holdings, L.P. · CIK 0001542456 · Director Wolverine Trading Partners, Inc. · CIK 0001642866 · Director Gust Christopher · CIK 0001551996 · Director Bellick Robert · CIK 0001551726 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,000 Underlying: Common Stock, par value $0.001 per share · 1,333,334 shares Expires 2020-05-20 F1 · derivative.underlying_shares: Dividends may be accrued and added to the liquidation value of the preferred stock, which may be converted into additional shares of common stock at the conversion price. F2 · ownership.nature: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. The Reporting Persons are prohibited from converting any preferred shares or exercising any warrants if as a result they would beneficially own, as determined in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder, more than 9.99% of the Issuer's outstanding common stock pursuant to an ownership limitation in the governing documents of the preferred shares and warrants. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. F3 · ownership.nature: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship. Read SEC document |
| October 14, 2016 Filed Oct 19, 2016 21:29 UTC | RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 | Disposition to issuerSeries A-1 Convertible Preferred Stock Holding · Derivative | 4,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146381 · doc4.xml · derivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Director Wolverine Holdings, L.P. · CIK 0001542456 · Director Wolverine Trading Partners, Inc. · CIK 0001642866 · Director Gust Christopher · CIK 0001551996 · Director Bellick Robert · CIK 0001551726 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 1,333,334 shares Expires 2020-05-20 F1 · derivative.underlying_shares: Dividends may be accrued and added to the liquidation value of the preferred stock, which may be converted into additional shares of common stock at the conversion price. F2 · ownership.nature: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. The Reporting Persons are prohibited from converting any preferred shares or exercising any warrants if as a result they would beneficially own, as determined in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder, more than 9.99% of the Issuer's outstanding common stock pursuant to an ownership limitation in the governing documents of the preferred shares and warrants. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. F3 · ownership.nature: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.