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WOLVERINE ASSET MANAGEMENT LLC

Disclosed activity across 19 companies

Tapewire entity
28782
SEC CIK
0001279891

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
A. M. Castle & Co.CTAM · Entity 14432410% ownerMarch 27, 2020March 31, 2020
Aetherium Acquisition CorpGMFI · Entity 90887Former 10% ownerMarch 28, 2024April 03, 2024
Blue Ocean Acquisition CorpBOCN · Entity 8532010% ownerMay 31, 2024June 17, 2024
Canna-Global Acquisition CorpCNGL · Entity 89619Not 10% ownerJanuary 24, 2024January 24, 2024
Crescera Capital Acquisition Corp.crec · Entity 11491Former 10% ownerMay 18, 2023May 18, 2023
Currenc Group Inc.IFIN · Entity 5722Former 10% ownerAugust 22, 2023August 23, 2023
Everest Consolidator Acquisition CorpMNTN · Entity 8791710% ownerAugust 28, 2024August 29, 2024
HWH International Inc.ACAX · Entity 7819Former 10% ownerJanuary 10, 2024January 12, 2024
INTEGRATED RAIL & RESOURCES ACQUISITION CORPIRRX · Entity 85603Former 10% OwnerNovember 21, 2024November 27, 2024
Integrated Wellness Acquisition CorpWEL · Entity 85241Former 10% ownerSeptember 19, 2024September 25, 2024
LF Capital Acquisition Corp. IILFAC · Entity 111792Former 10% ownerJune 29, 2023June 29, 2023
Qomolangma Acquisition Corp.QOMO · Entity 95888Former 10% ownerDecember 22, 2023December 22, 2023
Quadro Acquisition One Corp.QDRO · Entity 94749Not 10% ownerNovember 30, 2023January 31, 2024
RLJ ENTERTAINMENT, INC.RLJE · Entity 162665DirectorSeptember 08, 2017September 12, 2017
TG Venture Acquisition Corp.TGVC · Entity 108563Former 10% ownerNovember 02, 2023November 06, 2023
VISION SENSING ACQUISITION CORP.VSAC · Entity 94947Not 10% ownerJanuary 24, 2024January 24, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

A. M. Castle & Co.

Report date March 27, 2020 · Filed March 31, 2020

Jointly reported with Wolverine Holdings, LLC, Wolverine Trading Partners, Inc.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivativeIndirectSee footnote3,752,890 Reported balance After 2020-03-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-03-27 · Other · Acquired 3,681,985 · Balance 3,752,890

F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon.

F4: This statement is filed by: (i) Wolverine Asset Management, LLC, an Illinois limited liability company ("WAM"), as the investment manager of Wolverine Flagship Fund Trading Limited ("Flagship"); (ii) Wolverine Holdings, L.P., an Illinois limited partnership ("WH"), as the sole member and manager of WAM; (iii) Wolverine Trading Partners, Inc., an Illinois corporation ("WTP"), as the sole general partner of WH; (iv) Christopher L. Gust, as a control shareholder of WTP; and (v) Robert R. Bellick, as a control shareholder of WTP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022SEC Table II · derivative / convertible securityIndirectSee footnoteNot disclosed Reported balance After 2020-03-27 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-03-27 · Other · Disposed Not disclosed · Balance Not disclosed

F2: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances).

F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon.

F4: This statement is filed by: (i) Wolverine Asset Management, LLC, an Illinois limited liability company ("WAM"), as the investment manager of Wolverine Flagship Fund Trading Limited ("Flagship"); (ii) Wolverine Holdings, L.P., an Illinois limited partnership ("WH"), as the sole member and manager of WAM; (iii) Wolverine Trading Partners, Inc., an Illinois corporation ("WTP"), as the sole general partner of WH; (iv) Christopher L. Gust, as a control shareholder of WTP; and (v) Robert R. Bellick, as a control shareholder of WTP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

3.0% / 5.0% Convertible Sr Secured PIK Toggle Notes due 2024SEC Table II · derivative / convertible securityIndirectSee footnoteNot disclosed Reported balance After 2020-03-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-03-27 · Other · Acquired Not disclosed · Balance Not disclosed

F2: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances).

F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon.

F3: Upon conversion of the New Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock.

F4: This statement is filed by: (i) Wolverine Asset Management, LLC, an Illinois limited liability company ("WAM"), as the investment manager of Wolverine Flagship Fund Trading Limited ("Flagship"); (ii) Wolverine Holdings, L.P., an Illinois limited partnership ("WH"), as the sole member and manager of WAM; (iii) Wolverine Trading Partners, Inc., an Illinois corporation ("WTP"), as the sole general partner of WH; (iv) Christopher L. Gust, as a control shareholder of WTP; and (v) Robert R. Bellick, as a control shareholder of WTP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon.

F2: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances).

F3: Upon conversion of the New Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock.

F4: This statement is filed by: (i) Wolverine Asset Management, LLC, an Illinois limited liability company ("WAM"), as the investment manager of Wolverine Flagship Fund Trading Limited ("Flagship"); (ii) Wolverine Holdings, L.P., an Illinois limited partnership ("WH"), as the sole member and manager of WAM; (iii) Wolverine Trading Partners, Inc., an Illinois corporation ("WTP"), as the sole general partner of WH; (iv) Christopher L. Gust, as a control shareholder of WTP; and (v) Robert R. Bellick, as a control shareholder of WTP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

Aetherium Acquisition Corp

Report date March 28, 2024 · Filed April 03, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited200,000 Reported balance After 2024-03-28 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-03-28 · Sale · Acquired 238,976 · Balance 200,000

F1: Share redemption

Filing footnotes · ownership attribution and instrument terms

F1: Share redemption

Blue Ocean Acquisition Corp

Report date May 31, 2024 · Filed June 17, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A ordinary sharesSEC Table I · non-derivativeIndirectBy Wolverine Asset Management, LLC as Manager of Wolverine Flagship Fund Trading Limited188,803 Reported balance Holding disclosure · report date 2024-05-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 188,803

F1: This Form 3 is being filed solely due to the redemption of 4,315,265 Class A ordinary shares by shareholders other than the Reporting Persons, as announced by the Issuer in a current report on Form 8-K filed on May 31, 2024 (the "Redemptions"). After the Redemptions, the Reporting Persons's aggregate beneficial ownership was above 10%. The Reporting Person has not acquired Class A Ordinary Shares or any other equity securities of the Issuer since being pushed over 10% due to the Redemptions.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 3 is being filed solely due to the redemption of 4,315,265 Class A ordinary shares by shareholders other than the Reporting Persons, as announced by the Issuer in a current report on Form 8-K filed on May 31, 2024 (the "Redemptions"). After the Redemptions, the Reporting Persons's aggregate beneficial ownership was above 10%. The Reporting Person has not acquired Class A Ordinary Shares or any other equity securities of the Issuer since being pushed over 10% due to the Redemptions.

Canna-Global Acquisition Corp

Report date January 24, 2024 · Filed January 24, 2024 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited155,054 Reported balance Holding disclosure · report date 2024-01-24 · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · Balance 155,054

F1: When filing Form 3 for 10% ownership on December 8, 2023, used an incorrect number of shares outstanding. Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited owned less than 10% of the Issuer's Class A Common Stock. Form 3 should not have been filed.

Filing footnotes · ownership attribution and instrument terms

F1: When filing Form 3 for 10% ownership on December 8, 2023, used an incorrect number of shares outstanding. Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited owned less than 10% of the Issuer's Class A Common Stock. Form 3 should not have been filed.

Crescera Capital Acquisition Corp.

Report date May 18, 2023 · Filed May 18, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeIndirectBy Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited0 Reported balance After 2023-05-18 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-05-18 · Sale · Disposed 20,161 · Balance 0

F1: Average price per share.

Filing footnotes · ownership attribution and instrument terms

F1: Average price per share.

Currenc Group Inc.

Report date August 22, 2023 · Filed August 23, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A ordinary sharesSEC Table I · non-derivativeIndirectBy Wolverine Asset Management, LLC as Manager of Wolverine Flagship Fund Trading Limited529,800 Reported balance After 2023-08-22 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-08-22 · Sale · Disposed 220,200 · Balance 529,800

F1: Price per share.

Filing footnotes · ownership attribution and instrument terms

F1: Price per share.

Everest Consolidator Acquisition Corp

Report date August 28, 2024 · Filed August 29, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited500,605 Reported balance Holding disclosure · report date 2024-08-28 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 500,605

F1: This Form 3 is being filed solely due to the redemptions of 4,546,354 shares of Class A common stock by shareholders other than the Reporting Person, as announced by the Issuer in a current report on Form 8-K filed on 8/28/2024 (the "Redemptions"). After the Redemptions, the Reporting Person's aggregate beneficial ownership was above 10%. The Reporting Person has not acquired shares of Class A Common Stock or any other equity securities of the Issuer since being pushed over 10% due to the Redemptions.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 3 is being filed solely due to the redemptions of 4,546,354 shares of Class A common stock by shareholders other than the Reporting Person, as announced by the Issuer in a current report on Form 8-K filed on 8/28/2024 (the "Redemptions"). After the Redemptions, the Reporting Person's aggregate beneficial ownership was above 10%. The Reporting Person has not acquired shares of Class A Common Stock or any other equity securities of the Issuer since being pushed over 10% due to the Redemptions.

HWH International Inc.

Report date January 10, 2024 · Filed January 12, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited0 Reported balance After 2024-01-10 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-01-10 · Purchase · Disposed 200,165 · Balance 0

INTEGRATED RAIL & RESOURCES ACQUISITION CORP

Report date November 21, 2024 · Filed November 27, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Wolverine Asset Management, LLC as Manager of Wolverine Flagship Fund Trading Limited0 Reported balance After 2024-11-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-11-21 · Sale · Disposed 195,241 · Balance 0

F1: Price per share.

Filing footnotes · ownership attribution and instrument terms

F1: Price per share.

Integrated Wellness Acquisition Corp

Report date September 19, 2024 · Filed September 25, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeIndirectBy Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited423,185 Reported balance After 2024-09-19 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-09-19 · Sale · Disposed 3,000 · Balance 423,185

LF Capital Acquisition Corp. II

Report date June 29, 2023 · Filed June 29, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited549,000 Reported balance After 2023-06-29 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-06-29 · Sale · Disposed 100,000 · Balance 549,000

Qomolangma Acquisition Corp.

Report date December 22, 2023 · Filed December 22, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Wolverine Asset Management, LLC as Manager of Wolverine Flagship Fund Trading Limited0 Reported balance After 2023-12-22 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-12-22 · Sale · Disposed 216,312 · Balance 0

F1: Price per share.

Filing footnotes · ownership attribution and instrument terms

F1: Price per share.

Quadro Acquisition One Corp.

Report date November 30, 2023 · Filed January 31, 2024 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeIndirectBy Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited165,446 Reported balance Holding disclosure · report date 2023-11-30 · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · Balance 165,446

F1: When filing Form 3 for 10% ownership on 11/30/2023, used an incorrect number of shares outstanding. Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited owned less than 10% of outstanding shares of issuer and should not have filed a Form 3.

Filing footnotes · ownership attribution and instrument terms

F1: When filing Form 3 for 10% ownership on 11/30/2023, used an incorrect number of shares outstanding. Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited owned less than 10% of outstanding shares of issuer and should not have filed a Form 3.

RLJ ENTERTAINMENT, INC.

Report date September 08, 2017 · Filed September 12, 2017

Jointly reported with Wolverine Holdings, LLC, Wolverine Trading Partners, Inc., Gust Christopher, Bellick Robert

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee footnotes2,400 Reported balance After 2017-09-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-09-08 · Purchase · Acquired 1,200 · Balance 2,400

F1: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.

F2: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants of the Company, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship.

Filing footnotes · ownership attribution and instrument terms

F1: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.

F2: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants of the Company, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship.

TG Venture Acquisition Corp.

Report date November 02, 2023 · Filed November 06, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Wolverine Asset Management, LLC as Manager of Wolverine Flagship Fund Trading Limited0 Reported balance After 2023-11-02 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-11-02 · Sale · Disposed 206,034 · Balance 0

F1: Price per share.

Filing footnotes · ownership attribution and instrument terms

F1: Price per share.

VISION SENSING ACQUISITION CORP.

Report date January 24, 2024 · Filed January 24, 2024 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited199,400 Reported balance Holding disclosure · report date 2024-01-24 · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · Balance 199,400

F1: When filing the Form 3 for 10% ownership on May 3, 2023, used an incorrect number of shares outstanding. Wolverine Asset Management, LLC owned less than 10% of Class A Common Stock outstanding as manager of Wolverine Flagship Fund Trading Limited. Form 3 should not have been filed.

Filing footnotes · ownership attribution and instrument terms

F1: When filing the Form 3 for 10% ownership on May 3, 2023, used an incorrect number of shares outstanding. Wolverine Asset Management, LLC owned less than 10% of Class A Common Stock outstanding as manager of Wolverine Flagship Fund Trading Limited. Form 3 should not have been filed.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Eureka Acquisition Corp

Report date July 16, 2025 · Filed July 07, 2026

Jointly reported with Wolverine Holdings, LLC, Bellick Robert, Gust Christopher

Section 16 reporting ended · disclosed 2026-07-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeIndirectby Wolverine Flagship Fund Trading Limited0 Reported balance After 2026-06-24 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-06-24 · Other · Disposed 395,924 · Balance 0

F2: The Reporting Persons elected to redeem these shares of the Issuer's Class A Common Stock for cash in connection with the Issuer's special meeting of stockholders on June 29, 2026. The redemption price is currently estimated to be approximately $11.44 per share. The Reporting Persons will file an amendment to this Form 4 to disclose the final redemption price if it is updated, and is materially different from the redemption price reported herein.

F1: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, and Wolverine Holdings, LLC ("WH") is the sole member and manager of WAM. Robert R. Bellick and Christopher L. Gust may be deemed to control WH through their roles as Managers of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them.

Filing footnotes · ownership attribution and instrument terms

F1: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, and Wolverine Holdings, LLC ("WH") is the sole member and manager of WAM. Robert R. Bellick and Christopher L. Gust may be deemed to control WH through their roles as Managers of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them.

F2: The Reporting Persons elected to redeem these shares of the Issuer's Class A Common Stock for cash in connection with the Issuer's special meeting of stockholders on June 29, 2026. The redemption price is currently estimated to be approximately $11.44 per share. The Reporting Persons will file an amendment to this Form 4 to disclose the final redemption price if it is updated, and is materially different from the redemption price reported herein.

Four Leaf Acquisition Corp

Report date June 22, 2026 · Filed July 24, 2026

Jointly reported with Wolverine Holdings, LLC, Wolverine Trading Partners, Inc., Bellick Robert, Gust Christopher

Section 16 reporting ended · disclosed 2026-07-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectby Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited0 Reported balance After 2026-06-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-06-22 · Sale · Disposed 184,038 · Balance 0

F1: Redemption numbers announced in an 8-K the Issuer filed on July 23, 2026 for June 22, 2026.

F2: Redemption of shares of special purpose acquisition company.

F3: Estimated redemption price at the time of the special meeting based on the amount in the special purpose acquisition company's trust account according to the Issuer's Proxy Statement filed on June 12, 2026 for the special meeting on June 22, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Redemption numbers announced in an 8-K the Issuer filed on July 23, 2026 for June 22, 2026.

F2: Redemption of shares of special purpose acquisition company.

F3: Estimated redemption price at the time of the special meeting based on the amount in the special purpose acquisition company's trust account according to the Issuer's Proxy Statement filed on June 12, 2026 for the special meeting on June 22, 2026.

GRAPHJET TECHNOLOGY

Report date November 21, 2022 · Filed December 01, 2022

Section 16 reporting ended · disclosed 2022-12-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeIndirectBy Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited172,992 Reported balance After 2022-11-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2022-11-21 · Sale · Disposed 127,000 · Balance 172,992

F1: price per share

Filing footnotes · ownership attribution and instrument terms

F1: price per share

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 24, 2026 Filed Jul 7, 2026 21:23 UTC Eureka Acquisition Corp EURK · Entity 7538 OtherClass A Ordinary Shares 395,924 $11.44 $4,529,370.56
Disclosure

SEC source: 0001279891-26-000006 · primary_doc.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% Owner

Wolverine Holdings, LLC · CIK 0001542456 · Former 10% Owner

Bellick Robert · CIK 0001551726 · Former 10% Owner

Gust Christopher · CIK 0001551996 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 0

F2 · kind: The Reporting Persons elected to redeem these shares of the Issuer's Class A Common Stock for cash in connection with the Issuer's special meeting of stockholders on June 29, 2026. The redemption price is currently estimated to be approximately $11.44 per share. The Reporting Persons will file an amendment to this Form 4 to disclose the final redemption price if it is updated, and is materially different from the redemption price reported herein.

F2 · shares: The Reporting Persons elected to redeem these shares of the Issuer's Class A Common Stock for cash in connection with the Issuer's special meeting of stockholders on June 29, 2026. The redemption price is currently estimated to be approximately $11.44 per share. The Reporting Persons will file an amendment to this Form 4 to disclose the final redemption price if it is updated, and is materially different from the redemption price reported herein.

F2 · price: The Reporting Persons elected to redeem these shares of the Issuer's Class A Common Stock for cash in connection with the Issuer's special meeting of stockholders on June 29, 2026. The redemption price is currently estimated to be approximately $11.44 per share. The Reporting Persons will file an amendment to this Form 4 to disclose the final redemption price if it is updated, and is materially different from the redemption price reported herein.

F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, and Wolverine Holdings, LLC ("WH") is the sole member and manager of WAM. Robert R. Bellick and Christopher L. Gust may be deemed to control WH through their roles as Managers of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them.

Read SEC document
June 22, 2026 Filed Jul 24, 2026 15:39 UTC Four Leaf Acquisition Corp FORL · Entity 28781 SaleClass A Common Stock 184,038 $12.06 $2,219,498.28
Disclosure

SEC source: 0001279891-26-000008 · primary_doc.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% owner

Wolverine Holdings, LLC · CIK 0001542456 · Former 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · Former 10% owner

Bellick Robert · CIK 0001551726 · Former 10% owner

Gust Christopher · CIK 0001551996 · Former 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited

Disclosed balance after: 0

F1 · date: Redemption numbers announced in an 8-K the Issuer filed on July 23, 2026 for June 22, 2026.

F2 · kind: Redemption of shares of special purpose acquisition company.

F3 · price: Estimated redemption price at the time of the special meeting based on the amount in the special purpose acquisition company's trust account according to the Issuer's Proxy Statement filed on June 12, 2026 for the special meeting on June 22, 2026.

Read SEC document
December 10, 2025 Filed Dec 11, 2025 17:15 UTC Eureka Acquisition Corp EURK · Entity 7538 SaleClass A Ordinary Shares 400 $11.07 $4,428.00
Disclosure

SEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 8

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 395,924

F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them.

Read SEC document
December 09, 2025 Filed Dec 11, 2025 17:15 UTC Eureka Acquisition Corp EURK · Entity 7538 SaleClass A Ordinary Shares 1,000 $10.89 $10,890.00
Disclosure

SEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 7

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 396,324

F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them.

Read SEC document
December 05, 2025 Filed Dec 8, 2025 21:00 UTC Eureka Acquisition Corp EURK · Entity 7538 SaleClass A Ordinary Shares 2 $10.91 $21.82
Disclosure

SEC source: 0001279891-25-000044 · primary_doc.xml · nonDerivative · entry 6

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 397,324

F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein.

Read SEC document
December 05, 2025 Filed Dec 11, 2025 17:15 UTC Eureka Acquisition Corp EURK · Entity 7538 SaleClass A Ordinary Shares 2 $10.91 $21.82
Disclosure

SEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 6

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 397,324

F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them.

Read SEC document
December 01, 2025 Filed Dec 8, 2025 21:00 UTC Eureka Acquisition Corp EURK · Entity 7538 SaleClass A Ordinary Shares 10 $10.89 $108.90
Disclosure

SEC source: 0001279891-25-000044 · primary_doc.xml · nonDerivative · entry 5

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 397,326

F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein.

Read SEC document
December 01, 2025 Filed Dec 11, 2025 17:15 UTC Eureka Acquisition Corp EURK · Entity 7538 SaleClass A Ordinary Shares 10 $10.89 $108.90
Disclosure

SEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 5

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 397,326

F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them.

Read SEC document
November 07, 2025 Filed Nov 10, 2025 18:02 UTC Eureka Acquisition Corp EURK · Entity 7538 SaleClass A Ordinary Shares 1,000 $10.88 $10,880.00
Disclosure

SEC source: 0001279891-25-000043 · primary_doc.xml · nonDerivative · entry 4

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 397,336

F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein.

Read SEC document
November 07, 2025 Filed Dec 8, 2025 21:00 UTC Eureka Acquisition Corp EURK · Entity 7538 SaleClass A Ordinary Shares 1,000 $10.88 $10,880.00
Disclosure

SEC source: 0001279891-25-000044 · primary_doc.xml · nonDerivative · entry 4

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 397,336

F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein.

Read SEC document
November 07, 2025 Filed Dec 11, 2025 17:15 UTC Eureka Acquisition Corp EURK · Entity 7538 SaleClass A Ordinary Shares 1,000 $10.88 $10,880.00
Disclosure

SEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 4

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 397,336

F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them.

Read SEC document
November 06, 2025 Filed Nov 10, 2025 18:02 UTC Eureka Acquisition Corp EURK · Entity 7538 SaleClass A Ordinary Shares 4 $10.88 $43.52
Disclosure

SEC source: 0001279891-25-000043 · primary_doc.xml · nonDerivative · entry 3

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 398,336

F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein.

Read SEC document
November 06, 2025 Filed Dec 8, 2025 21:00 UTC Eureka Acquisition Corp EURK · Entity 7538 SaleClass A Ordinary Shares 4 $10.88 $43.52
Disclosure

SEC source: 0001279891-25-000044 · primary_doc.xml · nonDerivative · entry 3

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 398,336

F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein.

Read SEC document
November 06, 2025 Filed Dec 11, 2025 17:15 UTC Eureka Acquisition Corp EURK · Entity 7538 SaleClass A Ordinary Shares 4 $10.88 $43.52
Disclosure

SEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 3

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 398,336

F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them.

Read SEC document
November 05, 2025 Filed Nov 10, 2025 18:02 UTC Eureka Acquisition Corp EURK · Entity 7538 SaleClass A Ordinary Shares 18 $10.88 $195.84
Disclosure

SEC source: 0001279891-25-000043 · primary_doc.xml · nonDerivative · entry 2

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 398,340

F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein.

Read SEC document
November 05, 2025 Filed Dec 8, 2025 21:00 UTC Eureka Acquisition Corp EURK · Entity 7538 SaleClass A Ordinary Shares 18 $10.88 $195.84
Disclosure

SEC source: 0001279891-25-000044 · primary_doc.xml · nonDerivative · entry 2

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 398,340

F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein.

Read SEC document
November 05, 2025 Filed Dec 11, 2025 17:15 UTC Eureka Acquisition Corp EURK · Entity 7538 SaleClass A Ordinary Shares 18 $10.88 $195.84
Disclosure

SEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 2

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 398,340

F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them.

Read SEC document
November 04, 2025 Filed Nov 10, 2025 18:02 UTC Eureka Acquisition Corp EURK · Entity 7538 SaleClass A Ordinary Shares 20 $10.88 $217.60
Disclosure

SEC source: 0001279891-25-000043 · primary_doc.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 398,358

F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein.

Read SEC document
November 04, 2025 Filed Dec 8, 2025 21:00 UTC Eureka Acquisition Corp EURK · Entity 7538 SaleClass A Ordinary Shares 20 $10.88 $217.60
Disclosure

SEC source: 0001279891-25-000044 · primary_doc.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 398,358

F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein.

Read SEC document
November 04, 2025 Filed Dec 11, 2025 17:15 UTC Eureka Acquisition Corp EURK · Entity 7538 SaleClass A Ordinary Shares 20 $10.88 $217.60
Disclosure

SEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 398,358

F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them.

Read SEC document
October 14, 2025 Filed Oct 23, 2025 15:24 UTC Four Leaf Acquisition Corp FORL · Entity 28781 SaleClass A Common Stock 20 $12.22 $244.40
Disclosure

SEC source: 0001279891-25-000038 · primary_doc.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 184,038

F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them.

Read SEC document
October 06, 2025 Filed Oct 10, 2025 15:59 UTC Four Leaf Acquisition Corp FORL · Entity 28781 SaleClass A Common Stock 572 $12.49 $7,144.28
Disclosure

SEC source: 0001279891-25-000036 · primary_doc.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 184,058

F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein.

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August 14, 2025 Filed Aug 22, 2025 14:52 UTC Four Leaf Acquisition Corp FORL · Entity 28781 SaleClass A Common Stock 1,000 $11.67 $11,670.00
Disclosure

SEC source: 0001279891-25-000033 · primary_doc.xml · nonDerivative · entry 4

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 185,530

F1 · shares: The transactions reported in this Form 4 are matchable under Section 16(b) of the Exchange Act to the extent of 130 shares. The Reporting Person has agreed to pay to the Issuer $17.17, which represents the full amount of the profit realized in connection with these short-swing transactions under Section 16(b) of the Exchange Act.

F2 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading (the "Fund". Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein.

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July 28, 2025 Filed Aug 22, 2025 14:52 UTC Four Leaf Acquisition Corp FORL · Entity 28781 PurchaseClass A Common Stock 100 $11.53 $1,153.00
Disclosure

SEC source: 0001279891-25-000033 · primary_doc.xml · nonDerivative · entry 3

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 184,630

F1 · shares: The transactions reported in this Form 4 are matchable under Section 16(b) of the Exchange Act to the extent of 130 shares. The Reporting Person has agreed to pay to the Issuer $17.17, which represents the full amount of the profit realized in connection with these short-swing transactions under Section 16(b) of the Exchange Act.

F2 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading (the "Fund". Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein.

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July 24, 2025 Filed Aug 22, 2025 14:52 UTC Four Leaf Acquisition Corp FORL · Entity 28781 PurchaseClass A Common Stock 17 $11.56 $196.52
Disclosure

SEC source: 0001279891-25-000033 · primary_doc.xml · nonDerivative · entry 2

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 185,530

F1 · shares: The transactions reported in this Form 4 are matchable under Section 16(b) of the Exchange Act to the extent of 130 shares. The Reporting Person has agreed to pay to the Issuer $17.17, which represents the full amount of the profit realized in connection with these short-swing transactions under Section 16(b) of the Exchange Act.

F2 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading (the "Fund". Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein.

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July 16, 2025 Filed Oct 23, 2025 20:50 UTC Eureka Acquisition Corp EURK · Entity 7538 SaleClass A Ordinary Shares 14 $10.82 $151.48
Disclosure

SEC source: 0001279891-25-000040 · primary_doc.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wolverine Asset Management, LLC as Manager of Wolverine Flagship Fund Trading Limited

Disclosed balance after: 398,378

F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them.

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July 11, 2025 Filed Aug 22, 2025 14:52 UTC Four Leaf Acquisition Corp FORL · Entity 28781 PurchaseClass A Common Stock 13 $11.57 $150.41
Disclosure

SEC source: 0001279891-25-000033 · primary_doc.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Bellick Robert · CIK 0001551726 · 10% owner

Gust Christopher · CIK 0001551996 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · by Wolverine Flagship Fund Trading Limited

Disclosed balance after: 185,513

F1 · shares: The transactions reported in this Form 4 are matchable under Section 16(b) of the Exchange Act to the extent of 130 shares. The Reporting Person has agreed to pay to the Issuer $17.17, which represents the full amount of the profit realized in connection with these short-swing transactions under Section 16(b) of the Exchange Act.

F2 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading (the "Fund". Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein.

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November 21, 2024 Filed Nov 27, 2024 12:10 UTC INTEGRATED RAIL & RESOURCES ACQUISITION CORP IRRX · Entity 85603 SaleClass A Common Stock 195,241 $11.69 $2,282,172.05
Disclosure

SEC source: 0001279891-24-000029 · primary_doc.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wolverine Asset Management, LLC as Manager of Wolverine Flagship Fund Trading Limited

Disclosed balance after: 0

F1 · price: Price per share.

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September 19, 2024 Filed Sep 25, 2024 16:26 UTC Integrated Wellness Acquisition Corp WEL · Entity 85241 SaleClass A Ordinary Shares 3,000 $11.77 $35,310.00
Disclosure

SEC source: 0001279891-24-000025 · primary_doc.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited

Disclosed balance after: 423,185

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March 28, 2024 Filed Apr 3, 2024 10:58 UTC Aetherium Acquisition Corp GMFI · Entity 90887 SaleClass A Common Stock 238,976 $11.01 $2,631,125.76
Disclosure

SEC source: 0001279891-24-000010 · primary_doc.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited

Disclosed balance after: 200,000

F1 · price: Share redemption

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February 12, 2024 Filed Feb 28, 2024 12:27 UTC INTEGRATED RAIL & RESOURCES ACQUISITION CORP IRRX · Entity 85603 SaleClass A Common Stock 310,911 $11.00 $3,420,021.00
Disclosure

SEC source: 0001279891-24-000009 · primary_doc.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited

Disclosed balance after: 200,000

F1 · price: Price per share

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February 12, 2024 Filed Apr 24, 2024 12:30 UTC Amendment INTEGRATED RAIL & RESOURCES ACQUISITION CORP IRRX · Entity 85603 SaleClass A Common Stock 310,911 $11.00 $3,420,021.00
Disclosure

SEC source: 0001279891-24-000011 · primary_doc.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wolverine Asset Management, LLC as Manager of Wolverine Flagship Fund Trading Limited

Disclosed balance after: 200,000

F1 · price: Price per share.

F2 · balance_after: This Form 4/A is being filed solely due to the Issuer's announcement, in its Form 10-K filed on April 16, 2024 for the fiscal year ended December 31, 2023, of 1,915,386 shares of Class A common stock outstanding. Given this number of outstanding Class A common shares, the Reporting Owner remains a 10% Owner.

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January 10, 2024 Filed Jan 12, 2024 17:04 UTC HWH International Inc. ACAX · Entity 7819 PurchaseClass A Common Stock 200,165 $10.66 $2,133,758.90
Disclosure

SEC source: 0001279891-24-000001 · primary_doc.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited

Disclosed balance after: 0

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December 22, 2023 Filed Dec 22, 2023 11:00 UTC Qomolangma Acquisition Corp. QOMO · Entity 95888 SaleCommon Stock 216,312 $10.88 $2,353,474.56
Disclosure

SEC source: 0001279891-23-000032 · primary_doc.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wolverine Asset Management, LLC as Manager of Wolverine Flagship Fund Trading Limited

Disclosed balance after: 0

F1 · price: Price per share.

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November 02, 2023 Filed Nov 6, 2023 12:15 UTC TG Venture Acquisition Corp. TGVC · Entity 108563 SaleClass A Common Stock 206,034 $11.04 $2,274,615.36
Disclosure

SEC source: 0001279891-23-000026 · primary_doc.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wolverine Asset Management, LLC as Manager of Wolverine Flagship Fund Trading Limited

Disclosed balance after: 0

F1 · price: Price per share.

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August 22, 2023 Filed Aug 23, 2023 16:45 UTC Currenc Group Inc. IFIN · Entity 5722 SaleClass A ordinary shares 220,200 $11.01 $2,424,402.00
Disclosure

SEC source: 0001279891-23-000022 · primary_doc.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wolverine Asset Management, LLC as Manager of Wolverine Flagship Fund Trading Limited

Disclosed balance after: 529,800

F1 · price: Price per share.

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June 29, 2023 Filed Jun 29, 2023 10:07 UTC LF Capital Acquisition Corp. II LFAC · Entity 111792 SaleClass A Common Stock 100,000 $10.68 $1,068,000.00
Disclosure

SEC source: 0001279891-23-000017 · primary_doc.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited

Disclosed balance after: 549,000

Read SEC document
May 18, 2023 Filed May 18, 2023 17:10 UTC Crescera Capital Acquisition Corp. crec · Entity 11491 SaleClass A Ordinary Shares 20,161 $11.38 $229,432.18
Disclosure

SEC source: 0001279891-23-000014 · primary_doc.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited

Disclosed balance after: 0

F1 · price: Average price per share.

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November 21, 2022 Filed Dec 1, 2022 08:37 UTC GRAPHJET TECHNOLOGY ENCP · Entity 84154 SaleClass A Ordinary Shares 127,000 $10.20 $1,295,400.00
Disclosure

SEC source: 0001279891-22-000016 · primary_doc.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited

Disclosed balance after: 172,992

F1 · price: price per share

Read SEC document
March 27, 2020 Filed Mar 31, 2020 18:02 UTC A. M. Castle & Co. CTAM · Entity 144324 Other3.0% / 5.0% Convertible Sr Secured PIK Toggle Notes due 2024 · Derivative Not disclosed Not disclosed $4,985,509.00
Disclosure

SEC source: 0000950142-20-000963 · es2000561_4-wolverine.xml · derivative · entry 3

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: Not disclosed

Underlying: Common Stock, par value $0.01 per share · 10,938,022 shares

Expires not disclosed

F2 · derivative.exercise_price: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances).

F1 · price: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon.

F2 · derivative.exercise_date: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances).

F2 · derivative.expiration_date: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances).

F3 · derivative.underlying: Upon conversion of the New Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock.

F4 · ownership.nature: This statement is filed by: (i) Wolverine Asset Management, LLC, an Illinois limited liability company ("WAM"), as the investment manager of Wolverine Flagship Fund Trading Limited ("Flagship"); (ii) Wolverine Holdings, L.P., an Illinois limited partnership ("WH"), as the sole member and manager of WAM; (iii) Wolverine Trading Partners, Inc., an Illinois corporation ("WTP"), as the sole general partner of WH; (iv) Christopher L. Gust, as a control shareholder of WTP; and (v) Robert R. Bellick, as a control shareholder of WTP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

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March 27, 2020 Filed Mar 31, 2020 18:02 UTC A. M. Castle & Co. CTAM · Entity 144324 Other5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022 · Derivative Not disclosed Not disclosed $9,967,379.00
Disclosure

SEC source: 0000950142-20-000963 · es2000561_4-wolverine.xml · derivative · entry 2

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: Not disclosed

Underlying: Common Stock, par value $0.01 per share · Not disclosed shares

Expires not disclosed

F2 · derivative.exercise_price: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances).

F1 · price: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon.

F2 · derivative.exercise_date: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances).

F2 · derivative.expiration_date: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances).

F1 · derivative.underlying: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon.

F1 · derivative.underlying_shares: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon.

F4 · ownership.nature: This statement is filed by: (i) Wolverine Asset Management, LLC, an Illinois limited liability company ("WAM"), as the investment manager of Wolverine Flagship Fund Trading Limited ("Flagship"); (ii) Wolverine Holdings, L.P., an Illinois limited partnership ("WH"), as the sole member and manager of WAM; (iii) Wolverine Trading Partners, Inc., an Illinois corporation ("WTP"), as the sole general partner of WH; (iv) Christopher L. Gust, as a control shareholder of WTP; and (v) Robert R. Bellick, as a control shareholder of WTP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

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March 27, 2020 Filed Mar 31, 2020 18:02 UTC A. M. Castle & Co. CTAM · Entity 144324 OtherCommon Stock, par value $0.01 per share ("Common Stock") 3,681,985 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-20-000963 · es2000561_4-wolverine.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner

Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner

Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,752,890

F1 · price: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon.

F4 · ownership.nature: This statement is filed by: (i) Wolverine Asset Management, LLC, an Illinois limited liability company ("WAM"), as the investment manager of Wolverine Flagship Fund Trading Limited ("Flagship"); (ii) Wolverine Holdings, L.P., an Illinois limited partnership ("WH"), as the sole member and manager of WAM; (iii) Wolverine Trading Partners, Inc., an Illinois corporation ("WTP"), as the sole general partner of WH; (iv) Christopher L. Gust, as a control shareholder of WTP; and (v) Robert R. Bellick, as a control shareholder of WTP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.

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September 08, 2017 Filed Sep 12, 2017 17:16 UTC RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 PurchaseCommon Stock, par value $0.001 per share 1,200 $2.93 $3,515.88
Disclosure

SEC source: 0001209191-17-052356 · doc4.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Director

Wolverine Holdings, L.P. · CIK 0001542456 · Director

Wolverine Trading Partners, Inc. · CIK 0001642866 · Director

Gust Christopher · CIK 0001551996 · Director

Bellick Robert · CIK 0001551726 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,400

F1 · ownership.nature: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.

F2 · ownership.nature: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants of the Company, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship.

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September 06, 2017 Filed Sep 8, 2017 17:55 UTC RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 PurchaseCommon Stock, par value $0.001 per share 1,200 $2.96 $3,549.96
Disclosure

SEC source: 0001209191-17-052014 · doc4.xml · nonDerivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Director

Wolverine Holdings, L.P. · CIK 0001542456 · Director

Wolverine Trading Partners, Inc. · CIK 0001642866 · Director

Gust Christopher · CIK 0001551996 · Director

Bellick Robert · CIK 0001551726 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,200

F1 · ownership.nature: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.

F2 · ownership.nature: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants of the Company, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship.

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October 14, 2016 Filed Oct 19, 2016 21:29 UTC RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 GrantWarrants · Derivative 1,200,000 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001209191-16-146381 · doc4.xml · derivative · entry 4

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Director

Wolverine Holdings, L.P. · CIK 0001542456 · Director

Wolverine Trading Partners, Inc. · CIK 0001642866 · Director

Gust Christopher · CIK 0001551996 · Director

Bellick Robert · CIK 0001551726 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,200,000

Underlying: Common Stock, par value $0.001 per share · 400,000 shares

Expires 2020-05-20

F4 · derivative.exercise_price: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock

F4 · shares: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock

F4 · derivative.underlying_shares: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock

F2 · ownership.nature: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. The Reporting Persons are prohibited from converting any preferred shares or exercising any warrants if as a result they would beneficially own, as determined in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder, more than 9.99% of the Issuer's outstanding common stock pursuant to an ownership limitation in the governing documents of the preferred shares and warrants. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.

F3 · ownership.nature: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship.

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October 14, 2016 Filed Oct 19, 2016 21:29 UTC RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 Disposition to issuerWarrants · Derivative 1,200,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001209191-16-146381 · doc4.xml · derivative · entry 3

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Director

Wolverine Holdings, L.P. · CIK 0001542456 · Director

Wolverine Trading Partners, Inc. · CIK 0001642866 · Director

Gust Christopher · CIK 0001551996 · Director

Bellick Robert · CIK 0001551726 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 400,000 shares

Expires 2020-05-20

F4 · derivative.exercise_price: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock

F4 · shares: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock

F4 · derivative.underlying_shares: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock

F2 · ownership.nature: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. The Reporting Persons are prohibited from converting any preferred shares or exercising any warrants if as a result they would beneficially own, as determined in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder, more than 9.99% of the Issuer's outstanding common stock pursuant to an ownership limitation in the governing documents of the preferred shares and warrants. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.

F3 · ownership.nature: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship.

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October 14, 2016 Filed Oct 19, 2016 21:29 UTC RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 GrantSeries C-1 Convertible Preferred Stock · Derivative 4,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-16-146381 · doc4.xml · derivative · entry 2

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Director

Wolverine Holdings, L.P. · CIK 0001542456 · Director

Wolverine Trading Partners, Inc. · CIK 0001642866 · Director

Gust Christopher · CIK 0001551996 · Director

Bellick Robert · CIK 0001551726 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,000

Underlying: Common Stock, par value $0.001 per share · 1,333,334 shares

Expires 2020-05-20

F1 · derivative.underlying_shares: Dividends may be accrued and added to the liquidation value of the preferred stock, which may be converted into additional shares of common stock at the conversion price.

F2 · ownership.nature: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. The Reporting Persons are prohibited from converting any preferred shares or exercising any warrants if as a result they would beneficially own, as determined in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder, more than 9.99% of the Issuer's outstanding common stock pursuant to an ownership limitation in the governing documents of the preferred shares and warrants. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.

F3 · ownership.nature: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship.

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October 14, 2016 Filed Oct 19, 2016 21:29 UTC RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 Disposition to issuerSeries A-1 Convertible Preferred Stock Holding · Derivative 4,000 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-16-146381 · doc4.xml · derivative · entry 1

WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Director

Wolverine Holdings, L.P. · CIK 0001542456 · Director

Wolverine Trading Partners, Inc. · CIK 0001642866 · Director

Gust Christopher · CIK 0001551996 · Director

Bellick Robert · CIK 0001551726 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 1,333,334 shares

Expires 2020-05-20

F1 · derivative.underlying_shares: Dividends may be accrued and added to the liquidation value of the preferred stock, which may be converted into additional shares of common stock at the conversion price.

F2 · ownership.nature: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. The Reporting Persons are prohibited from converting any preferred shares or exercising any warrants if as a result they would beneficially own, as determined in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder, more than 9.99% of the Issuer's outstanding common stock pursuant to an ownership limitation in the governing documents of the preferred shares and warrants. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.

F3 · ownership.nature: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.