organization · Reporting owner
WOLVERINE ASSET MANAGEMENT LLC
Disclosed activity across 19 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| A. M. Castle & Co.CTAM · Entity 144324 | 10% owner | March 27, 2020 | March 31, 2020 |
| Aetherium Acquisition CorpGMFI · Entity 90887 | Former 10% owner | March 28, 2024 | April 03, 2024 |
| Blue Ocean Acquisition CorpBOCN · Entity 85320 | 10% owner | May 31, 2024 | June 17, 2024 |
| Canna-Global Acquisition CorpCNGL · Entity 89619 | Not 10% owner | January 24, 2024 | January 24, 2024 |
| Crescera Capital Acquisition Corp.crec · Entity 11491 | Former 10% owner | May 18, 2023 | May 18, 2023 |
| Currenc Group Inc.IFIN · Entity 5722 | Former 10% owner | August 22, 2023 | August 23, 2023 |
| Everest Consolidator Acquisition CorpMNTN · Entity 87917 | 10% owner | August 28, 2024 | August 29, 2024 |
| HWH International Inc.ACAX · Entity 7819 | Former 10% owner | January 10, 2024 | January 12, 2024 |
| INTEGRATED RAIL & RESOURCES ACQUISITION CORPIRRX · Entity 85603 | Former 10% Owner | November 21, 2024 | November 27, 2024 |
| Integrated Wellness Acquisition CorpWEL · Entity 85241 | Former 10% owner | September 19, 2024 | September 25, 2024 |
| LF Capital Acquisition Corp. IILFAC · Entity 111792 | Former 10% owner | June 29, 2023 | June 29, 2023 |
| Qomolangma Acquisition Corp.QOMO · Entity 95888 | Former 10% owner | December 22, 2023 | December 22, 2023 |
| Quadro Acquisition One Corp.QDRO · Entity 94749 | Not 10% owner | November 30, 2023 | January 31, 2024 |
| RLJ ENTERTAINMENT, INC.RLJE · Entity 162665 | Director | September 08, 2017 | September 12, 2017 |
| TG Venture Acquisition Corp.TGVC · Entity 108563 | Former 10% owner | November 02, 2023 | November 06, 2023 |
| VISION SENSING ACQUISITION CORP.VSAC · Entity 94947 | Not 10% owner | January 24, 2024 | January 24, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
A. M. Castle & Co.
Report date March 27, 2020 · Filed March 31, 2020
Jointly reported with Wolverine Holdings, LLC, Wolverine Trading Partners, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnote | 3,752,890 |
Reported balance
After 2020-03-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-03-27 · Other · Acquired 3,681,985 · Balance 3,752,890 F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F4: This statement is filed by: (i) Wolverine Asset Management, LLC, an Illinois limited liability company ("WAM"), as the investment manager of Wolverine Flagship Fund Trading Limited ("Flagship"); (ii) Wolverine Holdings, L.P., an Illinois limited partnership ("WH"), as the sole member and manager of WAM; (iii) Wolverine Trading Partners, Inc., an Illinois corporation ("WTP"), as the sole general partner of WH; (iv) Christopher L. Gust, as a control shareholder of WTP; and (v) Robert R. Bellick, as a control shareholder of WTP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
| 5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022SEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
After 2020-03-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-03-27 · Other · Disposed Not disclosed · Balance Not disclosed F2: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F4: This statement is filed by: (i) Wolverine Asset Management, LLC, an Illinois limited liability company ("WAM"), as the investment manager of Wolverine Flagship Fund Trading Limited ("Flagship"); (ii) Wolverine Holdings, L.P., an Illinois limited partnership ("WH"), as the sole member and manager of WAM; (iii) Wolverine Trading Partners, Inc., an Illinois corporation ("WTP"), as the sole general partner of WH; (iv) Christopher L. Gust, as a control shareholder of WTP; and (v) Robert R. Bellick, as a control shareholder of WTP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
| 3.0% / 5.0% Convertible Sr Secured PIK Toggle Notes due 2024SEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
After 2020-03-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-03-27 · Other · Acquired Not disclosed · Balance Not disclosed F2: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F3: Upon conversion of the New Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock. F4: This statement is filed by: (i) Wolverine Asset Management, LLC, an Illinois limited liability company ("WAM"), as the investment manager of Wolverine Flagship Fund Trading Limited ("Flagship"); (ii) Wolverine Holdings, L.P., an Illinois limited partnership ("WH"), as the sole member and manager of WAM; (iii) Wolverine Trading Partners, Inc., an Illinois corporation ("WTP"), as the sole general partner of WH; (iv) Christopher L. Gust, as a control shareholder of WTP; and (v) Robert R. Bellick, as a control shareholder of WTP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon.
F2: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances).
F3: Upon conversion of the New Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock.
F4: This statement is filed by: (i) Wolverine Asset Management, LLC, an Illinois limited liability company ("WAM"), as the investment manager of Wolverine Flagship Fund Trading Limited ("Flagship"); (ii) Wolverine Holdings, L.P., an Illinois limited partnership ("WH"), as the sole member and manager of WAM; (iii) Wolverine Trading Partners, Inc., an Illinois corporation ("WTP"), as the sole general partner of WH; (iv) Christopher L. Gust, as a control shareholder of WTP; and (v) Robert R. Bellick, as a control shareholder of WTP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein.
Aetherium Acquisition Corp
Report date March 28, 2024 · Filed April 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited | 200,000 |
Reported balance
After 2024-03-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-03-28 · Sale · Acquired 238,976 · Balance 200,000 F1: Share redemption |
Filing footnotes · ownership attribution and instrument terms
F1: Share redemption
Blue Ocean Acquisition Corp
Report date May 31, 2024 · Filed June 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary sharesSEC Table I · non-derivative | IndirectBy Wolverine Asset Management, LLC as Manager of Wolverine Flagship Fund Trading Limited | 188,803 |
Reported balance
Holding disclosure · report date 2024-05-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 188,803 F1: This Form 3 is being filed solely due to the redemption of 4,315,265 Class A ordinary shares by shareholders other than the Reporting Persons, as announced by the Issuer in a current report on Form 8-K filed on May 31, 2024 (the "Redemptions"). After the Redemptions, the Reporting Persons's aggregate beneficial ownership was above 10%. The Reporting Person has not acquired Class A Ordinary Shares or any other equity securities of the Issuer since being pushed over 10% due to the Redemptions. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is being filed solely due to the redemption of 4,315,265 Class A ordinary shares by shareholders other than the Reporting Persons, as announced by the Issuer in a current report on Form 8-K filed on May 31, 2024 (the "Redemptions"). After the Redemptions, the Reporting Persons's aggregate beneficial ownership was above 10%. The Reporting Person has not acquired Class A Ordinary Shares or any other equity securities of the Issuer since being pushed over 10% due to the Redemptions.
Canna-Global Acquisition Corp
Report date January 24, 2024 · Filed January 24, 2024 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited | 155,054 |
Reported balance
Holding disclosure · report date 2024-01-24 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 155,054 F1: When filing Form 3 for 10% ownership on December 8, 2023, used an incorrect number of shares outstanding. Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited owned less than 10% of the Issuer's Class A Common Stock. Form 3 should not have been filed. |
Filing footnotes · ownership attribution and instrument terms
F1: When filing Form 3 for 10% ownership on December 8, 2023, used an incorrect number of shares outstanding. Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited owned less than 10% of the Issuer's Class A Common Stock. Form 3 should not have been filed.
Crescera Capital Acquisition Corp.
Report date May 18, 2023 · Filed May 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectBy Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited | 0 |
Reported balance
After 2023-05-18 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-05-18 · Sale · Disposed 20,161 · Balance 0 F1: Average price per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Average price per share.
Currenc Group Inc.
Report date August 22, 2023 · Filed August 23, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary sharesSEC Table I · non-derivative | IndirectBy Wolverine Asset Management, LLC as Manager of Wolverine Flagship Fund Trading Limited | 529,800 |
Reported balance
After 2023-08-22 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-08-22 · Sale · Disposed 220,200 · Balance 529,800 F1: Price per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Price per share.
Everest Consolidator Acquisition Corp
Report date August 28, 2024 · Filed August 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited | 500,605 |
Reported balance
Holding disclosure · report date 2024-08-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 500,605 F1: This Form 3 is being filed solely due to the redemptions of 4,546,354 shares of Class A common stock by shareholders other than the Reporting Person, as announced by the Issuer in a current report on Form 8-K filed on 8/28/2024 (the "Redemptions"). After the Redemptions, the Reporting Person's aggregate beneficial ownership was above 10%. The Reporting Person has not acquired shares of Class A Common Stock or any other equity securities of the Issuer since being pushed over 10% due to the Redemptions. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 3 is being filed solely due to the redemptions of 4,546,354 shares of Class A common stock by shareholders other than the Reporting Person, as announced by the Issuer in a current report on Form 8-K filed on 8/28/2024 (the "Redemptions"). After the Redemptions, the Reporting Person's aggregate beneficial ownership was above 10%. The Reporting Person has not acquired shares of Class A Common Stock or any other equity securities of the Issuer since being pushed over 10% due to the Redemptions.
HWH International Inc.
Report date January 10, 2024 · Filed January 12, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited | 0 |
Reported balance
After 2024-01-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-01-10 · Purchase · Disposed 200,165 · Balance 0 |
INTEGRATED RAIL & RESOURCES ACQUISITION CORP
Report date November 21, 2024 · Filed November 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Wolverine Asset Management, LLC as Manager of Wolverine Flagship Fund Trading Limited | 0 |
Reported balance
After 2024-11-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-11-21 · Sale · Disposed 195,241 · Balance 0 F1: Price per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Price per share.
Integrated Wellness Acquisition Corp
Report date September 19, 2024 · Filed September 25, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectBy Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited | 423,185 |
Reported balance
After 2024-09-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-09-19 · Sale · Disposed 3,000 · Balance 423,185 |
LF Capital Acquisition Corp. II
Report date June 29, 2023 · Filed June 29, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited | 549,000 |
Reported balance
After 2023-06-29 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-06-29 · Sale · Disposed 100,000 · Balance 549,000 |
Qomolangma Acquisition Corp.
Report date December 22, 2023 · Filed December 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Wolverine Asset Management, LLC as Manager of Wolverine Flagship Fund Trading Limited | 0 |
Reported balance
After 2023-12-22 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-12-22 · Sale · Disposed 216,312 · Balance 0 F1: Price per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Price per share.
Quadro Acquisition One Corp.
Report date November 30, 2023 · Filed January 31, 2024 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectBy Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited | 165,446 |
Reported balance
Holding disclosure · report date 2023-11-30 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 165,446 F1: When filing Form 3 for 10% ownership on 11/30/2023, used an incorrect number of shares outstanding. Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited owned less than 10% of outstanding shares of issuer and should not have filed a Form 3. |
Filing footnotes · ownership attribution and instrument terms
F1: When filing Form 3 for 10% ownership on 11/30/2023, used an incorrect number of shares outstanding. Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited owned less than 10% of outstanding shares of issuer and should not have filed a Form 3.
RLJ ENTERTAINMENT, INC.
Report date September 08, 2017 · Filed September 12, 2017
Jointly reported with Wolverine Holdings, LLC, Wolverine Trading Partners, Inc., Gust Christopher, Bellick Robert
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnotes | 2,400 |
Reported balance
After 2017-09-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-09-08 · Purchase · Acquired 1,200 · Balance 2,400 F1: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. F2: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants of the Company, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.
F2: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants of the Company, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship.
TG Venture Acquisition Corp.
Report date November 02, 2023 · Filed November 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Wolverine Asset Management, LLC as Manager of Wolverine Flagship Fund Trading Limited | 0 |
Reported balance
After 2023-11-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-11-02 · Sale · Disposed 206,034 · Balance 0 F1: Price per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Price per share.
VISION SENSING ACQUISITION CORP.
Report date January 24, 2024 · Filed January 24, 2024 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited | 199,400 |
Reported balance
Holding disclosure · report date 2024-01-24 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 199,400 F1: When filing the Form 3 for 10% ownership on May 3, 2023, used an incorrect number of shares outstanding. Wolverine Asset Management, LLC owned less than 10% of Class A Common Stock outstanding as manager of Wolverine Flagship Fund Trading Limited. Form 3 should not have been filed. |
Filing footnotes · ownership attribution and instrument terms
F1: When filing the Form 3 for 10% ownership on May 3, 2023, used an incorrect number of shares outstanding. Wolverine Asset Management, LLC owned less than 10% of Class A Common Stock outstanding as manager of Wolverine Flagship Fund Trading Limited. Form 3 should not have been filed.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Eureka Acquisition Corp
Report date July 16, 2025 · Filed July 07, 2026
Jointly reported with Wolverine Holdings, LLC, Bellick Robert, Gust Christopher
Section 16 reporting ended · disclosed 2026-07-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | Indirectby Wolverine Flagship Fund Trading Limited | 0 |
Reported balance
After 2026-06-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-06-24 · Other · Disposed 395,924 · Balance 0 F2: The Reporting Persons elected to redeem these shares of the Issuer's Class A Common Stock for cash in connection with the Issuer's special meeting of stockholders on June 29, 2026. The redemption price is currently estimated to be approximately $11.44 per share. The Reporting Persons will file an amendment to this Form 4 to disclose the final redemption price if it is updated, and is materially different from the redemption price reported herein. F1: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, and Wolverine Holdings, LLC ("WH") is the sole member and manager of WAM. Robert R. Bellick and Christopher L. Gust may be deemed to control WH through their roles as Managers of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. |
Filing footnotes · ownership attribution and instrument terms
F1: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, and Wolverine Holdings, LLC ("WH") is the sole member and manager of WAM. Robert R. Bellick and Christopher L. Gust may be deemed to control WH through their roles as Managers of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them.
F2: The Reporting Persons elected to redeem these shares of the Issuer's Class A Common Stock for cash in connection with the Issuer's special meeting of stockholders on June 29, 2026. The redemption price is currently estimated to be approximately $11.44 per share. The Reporting Persons will file an amendment to this Form 4 to disclose the final redemption price if it is updated, and is materially different from the redemption price reported herein.
Four Leaf Acquisition Corp
Report date June 22, 2026 · Filed July 24, 2026
Jointly reported with Wolverine Holdings, LLC, Wolverine Trading Partners, Inc., Bellick Robert, Gust Christopher
Section 16 reporting ended · disclosed 2026-07-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Indirectby Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited | 0 |
Reported balance
After 2026-06-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-06-22 · Sale · Disposed 184,038 · Balance 0 F1: Redemption numbers announced in an 8-K the Issuer filed on July 23, 2026 for June 22, 2026. F2: Redemption of shares of special purpose acquisition company. F3: Estimated redemption price at the time of the special meeting based on the amount in the special purpose acquisition company's trust account according to the Issuer's Proxy Statement filed on June 12, 2026 for the special meeting on June 22, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Redemption numbers announced in an 8-K the Issuer filed on July 23, 2026 for June 22, 2026.
F2: Redemption of shares of special purpose acquisition company.
F3: Estimated redemption price at the time of the special meeting based on the amount in the special purpose acquisition company's trust account according to the Issuer's Proxy Statement filed on June 12, 2026 for the special meeting on June 22, 2026.
GRAPHJET TECHNOLOGY
Report date November 21, 2022 · Filed December 01, 2022
Section 16 reporting ended · disclosed 2022-12-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectBy Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited | 172,992 |
Reported balance
After 2022-11-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-11-21 · Sale · Disposed 127,000 · Balance 172,992 F1: price per share |
Filing footnotes · ownership attribution and instrument terms
F1: price per share
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 24, 2026 Filed Jul 7, 2026 21:23 UTC | Eureka Acquisition Corp EURK · Entity 7538 | OtherClass A Ordinary Shares | 395,924 | $11.44 | $4,529,370.56 |
DisclosureSEC source: 0001279891-26-000006 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% Owner Wolverine Holdings, LLC · CIK 0001542456 · Former 10% Owner Bellick Robert · CIK 0001551726 · Former 10% Owner Gust Christopher · CIK 0001551996 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 0 F2 · kind: The Reporting Persons elected to redeem these shares of the Issuer's Class A Common Stock for cash in connection with the Issuer's special meeting of stockholders on June 29, 2026. The redemption price is currently estimated to be approximately $11.44 per share. The Reporting Persons will file an amendment to this Form 4 to disclose the final redemption price if it is updated, and is materially different from the redemption price reported herein. F2 · shares: The Reporting Persons elected to redeem these shares of the Issuer's Class A Common Stock for cash in connection with the Issuer's special meeting of stockholders on June 29, 2026. The redemption price is currently estimated to be approximately $11.44 per share. The Reporting Persons will file an amendment to this Form 4 to disclose the final redemption price if it is updated, and is materially different from the redemption price reported herein. F2 · price: The Reporting Persons elected to redeem these shares of the Issuer's Class A Common Stock for cash in connection with the Issuer's special meeting of stockholders on June 29, 2026. The redemption price is currently estimated to be approximately $11.44 per share. The Reporting Persons will file an amendment to this Form 4 to disclose the final redemption price if it is updated, and is materially different from the redemption price reported herein. F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, and Wolverine Holdings, LLC ("WH") is the sole member and manager of WAM. Robert R. Bellick and Christopher L. Gust may be deemed to control WH through their roles as Managers of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Read SEC document |
| June 22, 2026 Filed Jul 24, 2026 15:39 UTC | Four Leaf Acquisition Corp FORL · Entity 28781 | SaleClass A Common Stock | 184,038 | $12.06 | $2,219,498.28 |
DisclosureSEC source: 0001279891-26-000008 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% owner Wolverine Holdings, LLC · CIK 0001542456 · Former 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · Former 10% owner Bellick Robert · CIK 0001551726 · Former 10% owner Gust Christopher · CIK 0001551996 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited Disclosed balance after: 0 F1 · date: Redemption numbers announced in an 8-K the Issuer filed on July 23, 2026 for June 22, 2026. F2 · kind: Redemption of shares of special purpose acquisition company. F3 · price: Estimated redemption price at the time of the special meeting based on the amount in the special purpose acquisition company's trust account according to the Issuer's Proxy Statement filed on June 12, 2026 for the special meeting on June 22, 2026. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 17:15 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 400 | $11.07 | $4,428.00 |
DisclosureSEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 8 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 395,924 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 17:15 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 1,000 | $10.89 | $10,890.00 |
DisclosureSEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 7 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 396,324 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Read SEC document |
| December 05, 2025 Filed Dec 8, 2025 21:00 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 2 | $10.91 | $21.82 |
DisclosureSEC source: 0001279891-25-000044 · primary_doc.xml · nonDerivative · entry 6 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 397,324 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 05, 2025 Filed Dec 11, 2025 17:15 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 2 | $10.91 | $21.82 |
DisclosureSEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 6 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 397,324 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Read SEC document |
| December 01, 2025 Filed Dec 8, 2025 21:00 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 10 | $10.89 | $108.90 |
DisclosureSEC source: 0001279891-25-000044 · primary_doc.xml · nonDerivative · entry 5 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 397,326 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| December 01, 2025 Filed Dec 11, 2025 17:15 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 10 | $10.89 | $108.90 |
DisclosureSEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 5 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 397,326 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Read SEC document |
| November 07, 2025 Filed Nov 10, 2025 18:02 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 1,000 | $10.88 | $10,880.00 |
DisclosureSEC source: 0001279891-25-000043 · primary_doc.xml · nonDerivative · entry 4 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 397,336 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 07, 2025 Filed Dec 8, 2025 21:00 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 1,000 | $10.88 | $10,880.00 |
DisclosureSEC source: 0001279891-25-000044 · primary_doc.xml · nonDerivative · entry 4 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 397,336 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 07, 2025 Filed Dec 11, 2025 17:15 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 1,000 | $10.88 | $10,880.00 |
DisclosureSEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 4 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 397,336 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Read SEC document |
| November 06, 2025 Filed Nov 10, 2025 18:02 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 4 | $10.88 | $43.52 |
DisclosureSEC source: 0001279891-25-000043 · primary_doc.xml · nonDerivative · entry 3 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 398,336 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 06, 2025 Filed Dec 8, 2025 21:00 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 4 | $10.88 | $43.52 |
DisclosureSEC source: 0001279891-25-000044 · primary_doc.xml · nonDerivative · entry 3 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 398,336 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 06, 2025 Filed Dec 11, 2025 17:15 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 4 | $10.88 | $43.52 |
DisclosureSEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 3 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 398,336 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Read SEC document |
| November 05, 2025 Filed Nov 10, 2025 18:02 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 18 | $10.88 | $195.84 |
DisclosureSEC source: 0001279891-25-000043 · primary_doc.xml · nonDerivative · entry 2 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 398,340 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 05, 2025 Filed Dec 8, 2025 21:00 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 18 | $10.88 | $195.84 |
DisclosureSEC source: 0001279891-25-000044 · primary_doc.xml · nonDerivative · entry 2 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 398,340 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 05, 2025 Filed Dec 11, 2025 17:15 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 18 | $10.88 | $195.84 |
DisclosureSEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 2 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 398,340 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Read SEC document |
| November 04, 2025 Filed Nov 10, 2025 18:02 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 20 | $10.88 | $217.60 |
DisclosureSEC source: 0001279891-25-000043 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 398,358 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 04, 2025 Filed Dec 8, 2025 21:00 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 20 | $10.88 | $217.60 |
DisclosureSEC source: 0001279891-25-000044 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 398,358 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 04, 2025 Filed Dec 11, 2025 17:15 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 20 | $10.88 | $217.60 |
DisclosureSEC source: 0001279891-25-000045 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 398,358 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Read SEC document |
| October 14, 2025 Filed Oct 23, 2025 15:24 UTC | Four Leaf Acquisition Corp FORL · Entity 28781 | SaleClass A Common Stock | 20 | $12.22 | $244.40 |
DisclosureSEC source: 0001279891-25-000038 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 184,038 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Read SEC document |
| October 06, 2025 Filed Oct 10, 2025 15:59 UTC | Four Leaf Acquisition Corp FORL · Entity 28781 | SaleClass A Common Stock | 572 | $12.49 | $7,144.28 |
DisclosureSEC source: 0001279891-25-000036 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 184,058 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| August 14, 2025 Filed Aug 22, 2025 14:52 UTC | Four Leaf Acquisition Corp FORL · Entity 28781 | SaleClass A Common Stock | 1,000 | $11.67 | $11,670.00 |
DisclosureSEC source: 0001279891-25-000033 · primary_doc.xml · nonDerivative · entry 4 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 185,530 F1 · shares: The transactions reported in this Form 4 are matchable under Section 16(b) of the Exchange Act to the extent of 130 shares. The Reporting Person has agreed to pay to the Issuer $17.17, which represents the full amount of the profit realized in connection with these short-swing transactions under Section 16(b) of the Exchange Act. F2 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading (the "Fund". Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| July 28, 2025 Filed Aug 22, 2025 14:52 UTC | Four Leaf Acquisition Corp FORL · Entity 28781 | PurchaseClass A Common Stock | 100 | $11.53 | $1,153.00 |
DisclosureSEC source: 0001279891-25-000033 · primary_doc.xml · nonDerivative · entry 3 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 184,630 F1 · shares: The transactions reported in this Form 4 are matchable under Section 16(b) of the Exchange Act to the extent of 130 shares. The Reporting Person has agreed to pay to the Issuer $17.17, which represents the full amount of the profit realized in connection with these short-swing transactions under Section 16(b) of the Exchange Act. F2 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading (the "Fund". Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| July 24, 2025 Filed Aug 22, 2025 14:52 UTC | Four Leaf Acquisition Corp FORL · Entity 28781 | PurchaseClass A Common Stock | 17 | $11.56 | $196.52 |
DisclosureSEC source: 0001279891-25-000033 · primary_doc.xml · nonDerivative · entry 2 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 185,530 F1 · shares: The transactions reported in this Form 4 are matchable under Section 16(b) of the Exchange Act to the extent of 130 shares. The Reporting Person has agreed to pay to the Issuer $17.17, which represents the full amount of the profit realized in connection with these short-swing transactions under Section 16(b) of the Exchange Act. F2 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading (the "Fund". Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| July 16, 2025 Filed Oct 23, 2025 20:50 UTC | Eureka Acquisition Corp EURK · Entity 7538 | SaleClass A Ordinary Shares | 14 | $10.82 | $151.48 |
DisclosureSEC source: 0001279891-25-000040 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Wolverine Asset Management, LLC as Manager of Wolverine Flagship Fund Trading Limited Disclosed balance after: 398,378 F1 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading Limited (the "Fund"). Wolverine Asset Management, LLC ("WAM") is the manager of the Fund, the sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc. the general partner of WH. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest in them. Read SEC document |
| July 11, 2025 Filed Aug 22, 2025 14:52 UTC | Four Leaf Acquisition Corp FORL · Entity 28781 | PurchaseClass A Common Stock | 13 | $11.57 | $150.41 |
DisclosureSEC source: 0001279891-25-000033 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Bellick Robert · CIK 0001551726 · 10% owner Gust Christopher · CIK 0001551996 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · by Wolverine Flagship Fund Trading Limited Disclosed balance after: 185,513 F1 · shares: The transactions reported in this Form 4 are matchable under Section 16(b) of the Exchange Act to the extent of 130 shares. The Reporting Person has agreed to pay to the Issuer $17.17, which represents the full amount of the profit realized in connection with these short-swing transactions under Section 16(b) of the Exchange Act. F2 · ownership.nature: The Securities are held by Wolverine Flagship Fund Trading (the "Fund". Wolverine Asset Management, LLC is the manager of the Fund, the sole member and manager of Wolverine Asset Management, LLC is Wolverine Holdings, L.P., and Robert R. Bellick and Christopher L. Gust may be deemed to control Wolverine Trading Partners, Inc., the general partner of Wolverine Holdings, L.P. In such capacities, each of the Reporting Persons may be deemed to beneficially own the securities reported herein, but disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 21, 2024 Filed Nov 27, 2024 12:10 UTC | INTEGRATED RAIL & RESOURCES ACQUISITION CORP IRRX · Entity 85603 | SaleClass A Common Stock | 195,241 | $11.69 | $2,282,172.05 |
DisclosureSEC source: 0001279891-24-000029 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% Owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Wolverine Asset Management, LLC as Manager of Wolverine Flagship Fund Trading Limited Disclosed balance after: 0 F1 · price: Price per share. Read SEC document |
| September 19, 2024 Filed Sep 25, 2024 16:26 UTC | Integrated Wellness Acquisition Corp WEL · Entity 85241 | SaleClass A Ordinary Shares | 3,000 | $11.77 | $35,310.00 |
DisclosureSEC source: 0001279891-24-000025 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited Disclosed balance after: 423,185 Read SEC document |
| March 28, 2024 Filed Apr 3, 2024 10:58 UTC | Aetherium Acquisition Corp GMFI · Entity 90887 | SaleClass A Common Stock | 238,976 | $11.01 | $2,631,125.76 |
DisclosureSEC source: 0001279891-24-000010 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited Disclosed balance after: 200,000 F1 · price: Share redemption Read SEC document |
| February 12, 2024 Filed Feb 28, 2024 12:27 UTC | INTEGRATED RAIL & RESOURCES ACQUISITION CORP IRRX · Entity 85603 | SaleClass A Common Stock | 310,911 | $11.00 | $3,420,021.00 |
DisclosureSEC source: 0001279891-24-000009 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited Disclosed balance after: 200,000 F1 · price: Price per share Read SEC document |
| February 12, 2024 Filed Apr 24, 2024 12:30 UTC Amendment | INTEGRATED RAIL & RESOURCES ACQUISITION CORP IRRX · Entity 85603 | SaleClass A Common Stock | 310,911 | $11.00 | $3,420,021.00 |
DisclosureSEC source: 0001279891-24-000011 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Wolverine Asset Management, LLC as Manager of Wolverine Flagship Fund Trading Limited Disclosed balance after: 200,000 F1 · price: Price per share. F2 · balance_after: This Form 4/A is being filed solely due to the Issuer's announcement, in its Form 10-K filed on April 16, 2024 for the fiscal year ended December 31, 2023, of 1,915,386 shares of Class A common stock outstanding. Given this number of outstanding Class A common shares, the Reporting Owner remains a 10% Owner. Read SEC document |
| January 10, 2024 Filed Jan 12, 2024 17:04 UTC | HWH International Inc. ACAX · Entity 7819 | PurchaseClass A Common Stock | 200,165 | $10.66 | $2,133,758.90 |
DisclosureSEC source: 0001279891-24-000001 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited Disclosed balance after: 0 Read SEC document |
| December 22, 2023 Filed Dec 22, 2023 11:00 UTC | Qomolangma Acquisition Corp. QOMO · Entity 95888 | SaleCommon Stock | 216,312 | $10.88 | $2,353,474.56 |
DisclosureSEC source: 0001279891-23-000032 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Wolverine Asset Management, LLC as Manager of Wolverine Flagship Fund Trading Limited Disclosed balance after: 0 F1 · price: Price per share. Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 12:15 UTC | TG Venture Acquisition Corp. TGVC · Entity 108563 | SaleClass A Common Stock | 206,034 | $11.04 | $2,274,615.36 |
DisclosureSEC source: 0001279891-23-000026 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Wolverine Asset Management, LLC as Manager of Wolverine Flagship Fund Trading Limited Disclosed balance after: 0 F1 · price: Price per share. Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 16:45 UTC | Currenc Group Inc. IFIN · Entity 5722 | SaleClass A ordinary shares | 220,200 | $11.01 | $2,424,402.00 |
DisclosureSEC source: 0001279891-23-000022 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Wolverine Asset Management, LLC as Manager of Wolverine Flagship Fund Trading Limited Disclosed balance after: 529,800 F1 · price: Price per share. Read SEC document |
| June 29, 2023 Filed Jun 29, 2023 10:07 UTC | LF Capital Acquisition Corp. II LFAC · Entity 111792 | SaleClass A Common Stock | 100,000 | $10.68 | $1,068,000.00 |
DisclosureSEC source: 0001279891-23-000017 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited Disclosed balance after: 549,000 Read SEC document |
| May 18, 2023 Filed May 18, 2023 17:10 UTC | Crescera Capital Acquisition Corp. crec · Entity 11491 | SaleClass A Ordinary Shares | 20,161 | $11.38 | $229,432.18 |
DisclosureSEC source: 0001279891-23-000014 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited Disclosed balance after: 0 F1 · price: Average price per share. Read SEC document |
| November 21, 2022 Filed Dec 1, 2022 08:37 UTC | GRAPHJET TECHNOLOGY ENCP · Entity 84154 | SaleClass A Ordinary Shares | 127,000 | $10.20 | $1,295,400.00 |
DisclosureSEC source: 0001279891-22-000016 · primary_doc.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Former 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Wolverine Asset Management, LLC as manager of Wolverine Flagship Fund Trading Limited Disclosed balance after: 172,992 F1 · price: price per share Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 18:02 UTC | A. M. Castle & Co. CTAM · Entity 144324 | Other3.0% / 5.0% Convertible Sr Secured PIK Toggle Notes due 2024 · Derivative | Not disclosed | Not disclosed | $4,985,509.00 |
DisclosureSEC source: 0000950142-20-000963 · es2000561_4-wolverine.xml · derivative · entry 3 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Common Stock, par value $0.01 per share · 10,938,022 shares Expires not disclosed F2 · derivative.exercise_price: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F1 · price: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F2 · derivative.exercise_date: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F2 · derivative.expiration_date: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F3 · derivative.underlying: Upon conversion of the New Notes, the settlement of the conversion right may, at the option of the Issuer, be in the form of shares of Common Stock, cash or a combination of cash and shares of Common Stock. F4 · ownership.nature: This statement is filed by: (i) Wolverine Asset Management, LLC, an Illinois limited liability company ("WAM"), as the investment manager of Wolverine Flagship Fund Trading Limited ("Flagship"); (ii) Wolverine Holdings, L.P., an Illinois limited partnership ("WH"), as the sole member and manager of WAM; (iii) Wolverine Trading Partners, Inc., an Illinois corporation ("WTP"), as the sole general partner of WH; (iv) Christopher L. Gust, as a control shareholder of WTP; and (v) Robert R. Bellick, as a control shareholder of WTP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 18:02 UTC | A. M. Castle & Co. CTAM · Entity 144324 | Other5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022 · Derivative | Not disclosed | Not disclosed | $9,967,379.00 |
DisclosureSEC source: 0000950142-20-000963 · es2000561_4-wolverine.xml · derivative · entry 2 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: Not disclosed Underlying: Common Stock, par value $0.01 per share · Not disclosed shares Expires not disclosed F2 · derivative.exercise_price: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F1 · price: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F2 · derivative.exercise_date: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F2 · derivative.expiration_date: The New Notes are convertible at the election of the holder at any time prior to the close of business on the trading day immediately preceding August 31, 2024, the maturity date of the New Notes. The New Notes are convertible into shares of Common Stock at an initial conversion rate of 2.1939631 shares of Common Stock per $1.00 principal amount of New Notes (subject to adjustment in certain circumstances). F1 · derivative.underlying: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F1 · derivative.underlying_shares: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F4 · ownership.nature: This statement is filed by: (i) Wolverine Asset Management, LLC, an Illinois limited liability company ("WAM"), as the investment manager of Wolverine Flagship Fund Trading Limited ("Flagship"); (ii) Wolverine Holdings, L.P., an Illinois limited partnership ("WH"), as the sole member and manager of WAM; (iii) Wolverine Trading Partners, Inc., an Illinois corporation ("WTP"), as the sole general partner of WH; (iv) Christopher L. Gust, as a control shareholder of WTP; and (v) Robert R. Bellick, as a control shareholder of WTP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 18:02 UTC | A. M. Castle & Co. CTAM · Entity 144324 | OtherCommon Stock, par value $0.01 per share ("Common Stock") | 3,681,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-20-000963 · es2000561_4-wolverine.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · 10% owner Wolverine Holdings, L.P. · CIK 0001542456 · 10% owner Wolverine Trading Partners, Inc. · CIK 0001642866 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,752,890 F1 · price: On March 27, 2020, the Issuer completed an exchange transaction (the "Exchange"), whereby it issued new 3.00%/5.00% Convertible Senior PIK Toggle Notes due 2024 (the "New Notes") and shares of its Common Stock in exchange for its existing 5.00%/7.00% Convertible Senior PIK Toggle Notes due 2022 (the "Old Notes"). In connection with the Exchange, the Reporting Persons received an aggregate of 3,681,985 shares of Common Stock and $4,985,509.00 in aggregate principal amount of New Notes in exchange for $9,967,379 in aggregate principal amount of Old Notes beneficially owned by the Reporting Persons, plus accrued and unpaid interest thereon. F4 · ownership.nature: This statement is filed by: (i) Wolverine Asset Management, LLC, an Illinois limited liability company ("WAM"), as the investment manager of Wolverine Flagship Fund Trading Limited ("Flagship"); (ii) Wolverine Holdings, L.P., an Illinois limited partnership ("WH"), as the sole member and manager of WAM; (iii) Wolverine Trading Partners, Inc., an Illinois corporation ("WTP"), as the sole general partner of WH; (iv) Christopher L. Gust, as a control shareholder of WTP; and (v) Robert R. Bellick, as a control shareholder of WTP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| September 08, 2017 Filed Sep 12, 2017 17:16 UTC | RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 | PurchaseCommon Stock, par value $0.001 per share | 1,200 | $2.93 | $3,515.88 |
DisclosureSEC source: 0001209191-17-052356 · doc4.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Director Wolverine Holdings, L.P. · CIK 0001542456 · Director Wolverine Trading Partners, Inc. · CIK 0001642866 · Director Gust Christopher · CIK 0001551996 · Director Bellick Robert · CIK 0001551726 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,400 F1 · ownership.nature: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. F2 · ownership.nature: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants of the Company, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 17:55 UTC | RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 | PurchaseCommon Stock, par value $0.001 per share | 1,200 | $2.96 | $3,549.96 |
DisclosureSEC source: 0001209191-17-052014 · doc4.xml · nonDerivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Director Wolverine Holdings, L.P. · CIK 0001542456 · Director Wolverine Trading Partners, Inc. · CIK 0001642866 · Director Gust Christopher · CIK 0001551996 · Director Bellick Robert · CIK 0001551726 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,200 F1 · ownership.nature: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. F2 · ownership.nature: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants of the Company, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship. Read SEC document |
| October 14, 2016 Filed Oct 19, 2016 21:29 UTC | RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 | GrantWarrants · Derivative | 1,200,000 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001209191-16-146381 · doc4.xml · derivative · entry 4 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Director Wolverine Holdings, L.P. · CIK 0001542456 · Director Wolverine Trading Partners, Inc. · CIK 0001642866 · Director Gust Christopher · CIK 0001551996 · Director Bellick Robert · CIK 0001551726 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,200,000 Underlying: Common Stock, par value $0.001 per share · 400,000 shares Expires 2020-05-20 F4 · derivative.exercise_price: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock F4 · shares: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock F4 · derivative.underlying_shares: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock F2 · ownership.nature: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. The Reporting Persons are prohibited from converting any preferred shares or exercising any warrants if as a result they would beneficially own, as determined in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder, more than 9.99% of the Issuer's outstanding common stock pursuant to an ownership limitation in the governing documents of the preferred shares and warrants. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. F3 · ownership.nature: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship. Read SEC document |
| October 14, 2016 Filed Oct 19, 2016 21:29 UTC | RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 | Disposition to issuerWarrants · Derivative | 1,200,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001209191-16-146381 · doc4.xml · derivative · entry 3 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Director Wolverine Holdings, L.P. · CIK 0001542456 · Director Wolverine Trading Partners, Inc. · CIK 0001642866 · Director Gust Christopher · CIK 0001551996 · Director Bellick Robert · CIK 0001551726 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 400,000 shares Expires 2020-05-20 F4 · derivative.exercise_price: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock F4 · shares: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock F4 · derivative.underlying_shares: Following the reverse stock split on June 24, 2016, each warrant represents the right to purchase one-third of a share of common stock F2 · ownership.nature: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. The Reporting Persons are prohibited from converting any preferred shares or exercising any warrants if as a result they would beneficially own, as determined in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder, more than 9.99% of the Issuer's outstanding common stock pursuant to an ownership limitation in the governing documents of the preferred shares and warrants. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. F3 · ownership.nature: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship. Read SEC document |
| October 14, 2016 Filed Oct 19, 2016 21:29 UTC | RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 | GrantSeries C-1 Convertible Preferred Stock · Derivative | 4,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146381 · doc4.xml · derivative · entry 2 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Director Wolverine Holdings, L.P. · CIK 0001542456 · Director Wolverine Trading Partners, Inc. · CIK 0001642866 · Director Gust Christopher · CIK 0001551996 · Director Bellick Robert · CIK 0001551726 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,000 Underlying: Common Stock, par value $0.001 per share · 1,333,334 shares Expires 2020-05-20 F1 · derivative.underlying_shares: Dividends may be accrued and added to the liquidation value of the preferred stock, which may be converted into additional shares of common stock at the conversion price. F2 · ownership.nature: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. The Reporting Persons are prohibited from converting any preferred shares or exercising any warrants if as a result they would beneficially own, as determined in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder, more than 9.99% of the Issuer's outstanding common stock pursuant to an ownership limitation in the governing documents of the preferred shares and warrants. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. F3 · ownership.nature: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship. Read SEC document |
| October 14, 2016 Filed Oct 19, 2016 21:29 UTC | RLJ ENTERTAINMENT, INC. RLJE · Entity 162665 | Disposition to issuerSeries A-1 Convertible Preferred Stock Holding · Derivative | 4,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146381 · doc4.xml · derivative · entry 1 WOLVERINE ASSET MANAGEMENT LLC · CIK 0001279891 · Director Wolverine Holdings, L.P. · CIK 0001542456 · Director Wolverine Trading Partners, Inc. · CIK 0001642866 · Director Gust Christopher · CIK 0001551996 · Director Bellick Robert · CIK 0001551726 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock, par value $0.001 per share · 1,333,334 shares Expires 2020-05-20 F1 · derivative.underlying_shares: Dividends may be accrued and added to the liquidation value of the preferred stock, which may be converted into additional shares of common stock at the conversion price. F2 · ownership.nature: The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. The Reporting Persons are prohibited from converting any preferred shares or exercising any warrants if as a result they would beneficially own, as determined in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder, more than 9.99% of the Issuer's outstanding common stock pursuant to an ownership limitation in the governing documents of the preferred shares and warrants. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. F3 · ownership.nature: Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.