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person · Reporting owner

ZWARENSTEIN BARRY

Disclosed activity across 3 companies

Tapewire entity
28552
SEC CIK
0001227348

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Five9, Inc.FIVN · Entity 4346Chief Financial OfficerMarch 04, 2025March 07, 2025
JFrog LtdFROG · Entity 1682DirectorSeptember 14, 2026September 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Five9, Inc.

Report date March 04, 2025 · Filed March 07, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect92,583 Reported balance After 2025-03-04 transaction · row 1
1 source row

Row 1 · 2025-03-04 · Sale · Disposed 2,468 · Balance 92,583

F1: The sale reported on this form represents a Five9, Inc. mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units, and it does not represent a discretionary trade by the Reporting Person.

F2: The price reported in Column 4 is a weighted average price applied to the transaction by the broker for sales to cover taxes upon vesting of restricted stock units for all employees of Five9, Inc., including the Reporting Person, on the date such sales occurred. The Reporting Person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Trust88,466 Reported balance Holding disclosure · report date 2025-03-04 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 88,466

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported on this form represents a Five9, Inc. mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units, and it does not represent a discretionary trade by the Reporting Person.

F2: The price reported in Column 4 is a weighted average price applied to the transaction by the broker for sales to cover taxes upon vesting of restricted stock units for all employees of Five9, Inc., including the Reporting Person, on the date such sales occurred. The Reporting Person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

JFrog Ltd

Report date September 14, 2026 · Filed September 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect30,437 Reported balance After 2026-09-14 transaction · row 1
1 source row

Row 1 · 2026-09-14 · Sale · Disposed 1,250 · Balance 30,437

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2025.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ON24 INC.

Report date April 01, 2026 · Filed April 02, 2026

Section 16 reporting ended · disclosed 2026-04-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-04-01 transaction · row 1
1 source row

Row 1 · 2026-04-01 · Disposition to issuer · Disposed 154,586 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of December 29, 2025 (the "Merger Agreement") among the Issuer, Cvent Atlanta, LLC ("Parent"), and Summit Sub Corp. ("Merger Sub"), on April 1, 2026, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving company and a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each outstanding share of Issuer common stock was automatically canceled and converted into the right to receive cash in an amount equal to $8.10 per share, without interest, with similar treatment for outstanding RSUs.

Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.88 · Expires 2030-08-28Direct0 Reported balance After 2026-04-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-01 · Disposition to issuer · Disposed 110,834 · Balance 0

F2: At the effective time of the Merger, each outstanding option to purchase Issuer common stock was automatically canceled and converted into the right to receive cash in an amount equal to $8.10 less the exercise price per share of such option.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of December 29, 2025 (the "Merger Agreement") among the Issuer, Cvent Atlanta, LLC ("Parent"), and Summit Sub Corp. ("Merger Sub"), on April 1, 2026, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving company and a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each outstanding share of Issuer common stock was automatically canceled and converted into the right to receive cash in an amount equal to $8.10 per share, without interest, with similar treatment for outstanding RSUs.

F2: At the effective time of the Merger, each outstanding option to purchase Issuer common stock was automatically canceled and converted into the right to receive cash in an amount equal to $8.10 less the exercise price per share of such option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2020 Filed Dec 17, 2020 21:46 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 900 $169.67 $152,703.00
Disclosure

SEC source: 0001288847-20-000172 · wf-form4_160824158778412.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,605

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.21 to $170.17, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:46 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 7,586 $168.64 $1,279,303.04
Disclosure

SEC source: 0001288847-20-000172 · wf-form4_160824158778412.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,505

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.19 to $169.15, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:46 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 3,714 $168.01 $623,989.14
Disclosure

SEC source: 0001288847-20-000172 · wf-form4_160824158778412.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,091

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.18 to $168.18, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:46 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 12,500 $8.13 $101,625.00
Disclosure

SEC source: 0001288847-20-000172 · wf-form4_160824158778412.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:05 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 776 $151.16 $117,300.16
Disclosure

SEC source: 0001288847-20-000169 · wf-form4_160746150956968.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,305

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:05 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 100 $155.40 $15,540.00
Disclosure

SEC source: 0001288847-20-000169 · wf-form4_160746150956968.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,081

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:05 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 500 $152.51 $76,255.00
Disclosure

SEC source: 0001288847-20-000169 · wf-form4_160746150956968.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,181

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.26 to $153.15, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:05 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 1,690 $151.65 $256,288.50
Disclosure

SEC source: 0001288847-20-000169 · wf-form4_160746150956968.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,681

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.19 to $152.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:05 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 700 $150.95 $105,665.00
Disclosure

SEC source: 0001288847-20-000169 · wf-form4_160746150956968.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,371

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.18 to $151.15, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:35 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 200 $142.55 $28,510.00
Disclosure

SEC source: 0001288847-20-000160 · wf-form4_160573532895704.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 69,239

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.37 to $142.72, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:35 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 1,500 $141.45 $212,175.00
Disclosure

SEC source: 0001288847-20-000160 · wf-form4_160573532895704.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 69,439

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.24 to $142.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:35 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 2,904 $140.80 $408,883.20
Disclosure

SEC source: 0001288847-20-000160 · wf-form4_160573532895704.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 70,939

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.22 to $141.21, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:35 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 5,205 $139.63 $726,774.15
Disclosure

SEC source: 0001288847-20-000160 · wf-form4_160573532895704.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 73,843

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.18 to $140.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 21:35 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 2,691 $138.89 $373,752.99
Disclosure

SEC source: 0001288847-20-000160 · wf-form4_160573532895704.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 79,048

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.17 to $139.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 21:23 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 715 $157.66 $112,726.90
Disclosure

SEC source: 0001288847-20-000158 · wf-form4_160461117736735.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,018

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 21:16 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,984 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-20-000144 · wf-form4_160322860137978.xml · derivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,871

Underlying: Common Stock · 2,984 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option dated March 9, 2016 is fully vested.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 21:16 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 2,200 $148.03 $325,666.00
Disclosure

SEC source: 0001288847-20-000144 · wf-form4_160322860137978.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 81,739

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.70 to $148.41, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 21:16 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 7,316 $147.02 $1,075,598.32
Disclosure

SEC source: 0001288847-20-000144 · wf-form4_160322860137978.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 83,939

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.66 to $147.58, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 21:16 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 2,984 $146.35 $436,708.40
Disclosure

SEC source: 0001288847-20-000144 · wf-form4_160322860137978.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,733

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.66 to $146.66, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 21:16 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 2,984 $8.13 $24,259.92
Disclosure

SEC source: 0001288847-20-000144 · wf-form4_160322860137978.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:50 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-20-000143 · wf-form4_160037580571757.xml · derivative · entry 7

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,855

Underlying: Common Stock · 12,500 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option dated March 9, 2016 is fully vested.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:50 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 100 $123.15 $12,315.00
Disclosure

SEC source: 0001288847-20-000143 · wf-form4_160037580571757.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,733

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:50 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 1,100 $122.22 $134,442.00
Disclosure

SEC source: 0001288847-20-000143 · wf-form4_160037580571757.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,833

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.95 to $122.87, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:50 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 8,157 $121.40 $990,259.80
Disclosure

SEC source: 0001288847-20-000143 · wf-form4_160037580571757.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,933

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.91 to $121.90, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:50 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 3,143 $120.37 $378,322.91
Disclosure

SEC source: 0001288847-20-000143 · wf-form4_160037580571757.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,090

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.90 to $120.88, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:50 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 12,500 $8.13 $101,625.00
Disclosure

SEC source: 0001288847-20-000143 · wf-form4_160037580571757.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2020 Filed Sep 9, 2020 21:52 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 150 $118.15 $17,722.50
Disclosure

SEC source: 0001288847-20-000138 · wf-form4_159968830292241.xml · nonDerivative · entry 8

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,722

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.93 to $118.50, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 04, 2020 Filed Sep 9, 2020 21:52 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 587 $116.18 $68,197.66
Disclosure

SEC source: 0001288847-20-000138 · wf-form4_159968830292241.xml · nonDerivative · entry 7

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,872

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.91 to $116.60, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 04, 2020 Filed Sep 9, 2020 21:52 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 443 $115.44 $51,139.92
Disclosure

SEC source: 0001288847-20-000138 · wf-form4_159968830292241.xml · nonDerivative · entry 6

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,459

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.77 to $115.69, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 04, 2020 Filed Sep 9, 2020 21:52 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 710 $114.19 $81,074.90
Disclosure

SEC source: 0001288847-20-000138 · wf-form4_159968830292241.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,902

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.71 to $114.67, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 04, 2020 Filed Sep 9, 2020 21:52 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 500 $113.11 $56,555.00
Disclosure

SEC source: 0001288847-20-000138 · wf-form4_159968830292241.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,612

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.63 to $113.56, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 04, 2020 Filed Sep 9, 2020 21:52 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 250 $111.70 $27,925.00
Disclosure

SEC source: 0001288847-20-000138 · wf-form4_159968830292241.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,112

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.48 to $111.88, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 04, 2020 Filed Sep 9, 2020 21:52 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 150 $110.11 $16,516.50
Disclosure

SEC source: 0001288847-20-000138 · wf-form4_159968830292241.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,362

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.83 to $110.27, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 04, 2020 Filed Sep 9, 2020 21:52 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 200 $108.69 $21,738.00
Disclosure

SEC source: 0001288847-20-000138 · wf-form4_159968830292241.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,512

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.33 to $109.04, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 27, 2020 Filed Sep 1, 2020 19:23 UTC Five9, Inc. FIVN · Entity 4346 GiftCommon Stock 96,000 $0.00 $0.00
Disclosure

SEC source: 0001288847-20-000136 · wf-form4_159898822017902.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 88,266

F1 · shares: The reporting person transferred these securities in bona fide gifts to two separate trusts.

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August 17, 2020 Filed Aug 19, 2020 21:32 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-20-000133 · wf-form4_159787273127933.xml · derivative · entry 7

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,355

Underlying: Common Stock · 12,500 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option dated March 9, 2016 is fully vested.

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August 17, 2020 Filed Aug 19, 2020 21:32 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 1,808 $122.77 $221,968.16
Disclosure

SEC source: 0001288847-20-000133 · wf-form4_159787273127933.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,712

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.33 to $123.21 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 17, 2020 Filed Aug 19, 2020 21:32 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 3,971 $121.77 $483,548.67
Disclosure

SEC source: 0001288847-20-000133 · wf-form4_159787273127933.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,520

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.31 to $122.29 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 17, 2020 Filed Aug 19, 2020 21:32 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 5,321 $120.94 $643,521.74
Disclosure

SEC source: 0001288847-20-000133 · wf-form4_159787273127933.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,491

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.30 to $121.29 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 17, 2020 Filed Aug 19, 2020 21:32 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 1,400 $119.92 $167,888.00
Disclosure

SEC source: 0001288847-20-000133 · wf-form4_159787273127933.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,812

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.27 to $120.25 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 21:32 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 12,500 $8.13 $101,625.00
Disclosure

SEC source: 0001288847-20-000133 · wf-form4_159787273127933.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2020 Filed Jul 20, 2020 20:09 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-20-000103 · wf-form4_159527573678602.xml · derivative · entry 6

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,855

Underlying: Common Stock · 12,500 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option dated March 9, 2016 is fully vested.

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July 16, 2020 Filed Jul 20, 2020 20:09 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 803 $111.32 $89,389.96
Disclosure

SEC source: 0001288847-20-000103 · wf-form4_159527573678602.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,712

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.20 to $111.50 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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July 16, 2020 Filed Jul 20, 2020 20:09 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 7,593 $110.68 $840,393.24
Disclosure

SEC source: 0001288847-20-000103 · wf-form4_159527573678602.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,515

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.19 to $111.18, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 16, 2020 Filed Jul 20, 2020 20:09 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 4,104 $109.77 $450,496.08
Disclosure

SEC source: 0001288847-20-000103 · wf-form4_159527573678602.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,108

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.17 to $110.17, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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July 16, 2020 Filed Jul 20, 2020 20:09 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 12,500 $8.13 $101,625.00
Disclosure

SEC source: 0001288847-20-000103 · wf-form4_159527573678602.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 21:00 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock · Derivative 2,395 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-20-000100 · wf-form4_159251398733904.xml · derivative · entry 8

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,355

Underlying: Common Stock · 2,395 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option granted on March 9, 2016 is fully vested.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 21:00 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,105 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-20-000100 · wf-form4_159251398733904.xml · derivative · entry 7

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,105 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option granted on November 5, 2014 is fully vested.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 21:00 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 415 $104.58 $43,400.70
Disclosure

SEC source: 0001288847-20-000100 · wf-form4_159251398733904.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,712

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.47 to $104.72, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 21:00 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 9,185 $103.89 $954,229.65
Disclosure

SEC source: 0001288847-20-000100 · wf-form4_159251398733904.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,127

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.41 to $104.40, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.