TapewireFind a company

person · Reporting owner

ZWARENSTEIN BARRY

Disclosed activity across 3 companies

Tapewire entity
28552
SEC CIK
0001227348

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Five9, Inc.FIVN · Entity 4346Chief Financial OfficerMarch 04, 2025March 07, 2025
JFrog LtdFROG · Entity 1682DirectorSeptember 14, 2026September 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Five9, Inc.

Report date March 04, 2025 · Filed March 07, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect92,583 Reported balance After 2025-03-04 transaction · row 1
1 source row

Row 1 · 2025-03-04 · Sale · Disposed 2,468 · Balance 92,583

F1: The sale reported on this form represents a Five9, Inc. mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units, and it does not represent a discretionary trade by the Reporting Person.

F2: The price reported in Column 4 is a weighted average price applied to the transaction by the broker for sales to cover taxes upon vesting of restricted stock units for all employees of Five9, Inc., including the Reporting Person, on the date such sales occurred. The Reporting Person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Trust88,466 Reported balance Holding disclosure · report date 2025-03-04 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 88,466

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported on this form represents a Five9, Inc. mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units, and it does not represent a discretionary trade by the Reporting Person.

F2: The price reported in Column 4 is a weighted average price applied to the transaction by the broker for sales to cover taxes upon vesting of restricted stock units for all employees of Five9, Inc., including the Reporting Person, on the date such sales occurred. The Reporting Person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

JFrog Ltd

Report date September 14, 2026 · Filed September 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect30,437 Reported balance After 2026-09-14 transaction · row 1
1 source row

Row 1 · 2026-09-14 · Sale · Disposed 1,250 · Balance 30,437

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2025.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ON24 INC.

Report date April 01, 2026 · Filed April 02, 2026

Section 16 reporting ended · disclosed 2026-04-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-04-01 transaction · row 1
1 source row

Row 1 · 2026-04-01 · Disposition to issuer · Disposed 154,586 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of December 29, 2025 (the "Merger Agreement") among the Issuer, Cvent Atlanta, LLC ("Parent"), and Summit Sub Corp. ("Merger Sub"), on April 1, 2026, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving company and a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each outstanding share of Issuer common stock was automatically canceled and converted into the right to receive cash in an amount equal to $8.10 per share, without interest, with similar treatment for outstanding RSUs.

Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.88 · Expires 2030-08-28Direct0 Reported balance After 2026-04-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-01 · Disposition to issuer · Disposed 110,834 · Balance 0

F2: At the effective time of the Merger, each outstanding option to purchase Issuer common stock was automatically canceled and converted into the right to receive cash in an amount equal to $8.10 less the exercise price per share of such option.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of December 29, 2025 (the "Merger Agreement") among the Issuer, Cvent Atlanta, LLC ("Parent"), and Summit Sub Corp. ("Merger Sub"), on April 1, 2026, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving company and a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each outstanding share of Issuer common stock was automatically canceled and converted into the right to receive cash in an amount equal to $8.10 per share, without interest, with similar treatment for outstanding RSUs.

F2: At the effective time of the Merger, each outstanding option to purchase Issuer common stock was automatically canceled and converted into the right to receive cash in an amount equal to $8.10 less the exercise price per share of such option.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2021 Filed May 19, 2021 22:14 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001288847-21-000082 · wf-form4_162146241218980.xml · derivative · entry 7

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,749

Underlying: Common Stock · 12,500 shares

Expires 2023-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option granted on November 22, 2013 is fully vested.

Read SEC document
May 17, 2021 Filed May 19, 2021 22:14 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 1,000 $164.55 $164,550.00
Disclosure

SEC source: 0001288847-21-000082 · wf-form4_162146241218980.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,589

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.22 to $165.09, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 17, 2021 Filed May 19, 2021 22:14 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 2,798 $163.55 $457,612.90
Disclosure

SEC source: 0001288847-21-000082 · wf-form4_162146241218980.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,589

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.19 to $164.17, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 17, 2021 Filed May 19, 2021 22:14 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 6,102 $162.74 $993,039.48
Disclosure

SEC source: 0001288847-21-000082 · wf-form4_162146241218980.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,387

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.17 to $163.17, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 17, 2021 Filed May 19, 2021 22:14 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 2,600 $161.46 $419,796.00
Disclosure

SEC source: 0001288847-21-000082 · wf-form4_162146241218980.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,489

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.96 to $161.90, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 17, 2021 Filed May 19, 2021 22:14 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 12,500 $9.48 $118,500.00
Disclosure

SEC source: 0001288847-21-000082 · wf-form4_162146241218980.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 177 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on May 14, 2021.

Read SEC document
May 14, 2021 Filed May 18, 2021 22:20 UTC JFrog Ltd FROG · Entity 1682 GrantOrdinary Shares 4,797 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-033697 · doc4.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,797

F1 · shares: The ordinary shares are represented by restricted stock units which vest in four equal quarterly installments beginning on August 14, 2021.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:02 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,629 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001288847-21-000054 · wf-form4_161894890255940.xml · derivative · entry 9

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,249

Underlying: Common Stock · 7,629 shares

Expires 2023-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option dated November 22, 2013 is fully vested.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:02 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,871 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-21-000054 · wf-form4_161894890255940.xml · derivative · entry 8

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,871 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option dated March 9, 2016 is fully vested.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:02 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 200 $179.00 $35,800.00
Disclosure

SEC source: 0001288847-21-000054 · wf-form4_161894890255940.xml · nonDerivative · entry 6

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,412

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:02 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 1,630 $177.24 $288,901.20
Disclosure

SEC source: 0001288847-21-000054 · wf-form4_161894890255940.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,612

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.08 to $177.66, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:02 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 8,870 $176.53 $1,565,821.10
Disclosure

SEC source: 0001288847-21-000054 · wf-form4_161894890255940.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,242

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.05 to $177.05, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:02 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 1,800 $175.56 $316,008.00
Disclosure

SEC source: 0001288847-21-000054 · wf-form4_161894890255940.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,112

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.02 to $175.89, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:02 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 7,629 $9.48 $72,322.92
Disclosure

SEC source: 0001288847-21-000054 · wf-form4_161894890255940.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:02 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 4,871 $8.13 $39,601.23
Disclosure

SEC source: 0001288847-21-000054 · wf-form4_161894890255940.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 20:30 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-21-000046 · wf-form4_161601298977735.xml · derivative · entry 7

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,871

Underlying: Common Stock · 12,500 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option dated March 9, 2016 is fully vested.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 20:30 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 2,422 $170.44 $412,805.68
Disclosure

SEC source: 0001288847-21-000046 · wf-form4_161601298977735.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,412

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.09 to $171.04, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 20:30 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 4,106 $169.33 $695,268.98
Disclosure

SEC source: 0001288847-21-000046 · wf-form4_161601298977735.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,834

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.02 to $170.02, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 20:30 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 3,571 $168.53 $601,820.63
Disclosure

SEC source: 0001288847-21-000046 · wf-form4_161601298977735.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,940

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.96 to $168.95, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 20:30 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 2,401 $167.50 $402,167.50
Disclosure

SEC source: 0001288847-21-000046 · wf-form4_161601298977735.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,511

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.92 to $167.92, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 20:30 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 12,500 $8.13 $101,625.00
Disclosure

SEC source: 0001288847-21-000046 · wf-form4_161601298977735.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 23:21 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 142 $174.09 $24,720.78
Disclosure

SEC source: 0001288847-21-000042 · wf-form4_161524565895960.xml · nonDerivative · entry 9

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 97,497

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F2 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $174.07 to $174.15, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 23:21 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 200 $173.21 $34,642.00
Disclosure

SEC source: 0001288847-21-000042 · wf-form4_161524565895960.xml · nonDerivative · entry 8

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 97,639

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F2 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.06 to $173.35, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 23:21 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 400 $172.21 $68,884.00
Disclosure

SEC source: 0001288847-21-000042 · wf-form4_161524565895960.xml · nonDerivative · entry 7

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 97,839

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F2 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $172.01 to $172.56, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 23:21 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 300 $171.09 $51,327.00
Disclosure

SEC source: 0001288847-21-000042 · wf-form4_161524565895960.xml · nonDerivative · entry 6

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 98,239

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F2 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.75 to $171.28, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 23:21 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 500 $169.86 $84,930.00
Disclosure

SEC source: 0001288847-21-000042 · wf-form4_161524565895960.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 98,539

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F2 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.60 to $170.26, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 23:21 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 600 $168.84 $101,304.00
Disclosure

SEC source: 0001288847-21-000042 · wf-form4_161524565895960.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 99,039

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F2 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.36 to $169.31, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 23:21 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 800 $167.50 $134,000.00
Disclosure

SEC source: 0001288847-21-000042 · wf-form4_161524565895960.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 99,639

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F2 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.16 to $168.01, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 23:21 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 609 $166.60 $101,459.40
Disclosure

SEC source: 0001288847-21-000042 · wf-form4_161524565895960.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 100,439

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F2 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.14 to $167.12, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 23:21 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 200 $165.32 $33,064.00
Disclosure

SEC source: 0001288847-21-000042 · wf-form4_161524565895960.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 101,048

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F2 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.87 to $165.76, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:47 UTC Five9, Inc. FIVN · Entity 4346 GrantEmployee Stock Option (right to buy) · Derivative 11,422 $0.00 Strike: $181.20 $0.00
Disclosure

SEC source: 0001288847-21-000037 · wf-form4_161463521960221.xml · derivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,422

Underlying: Common Stock · 0 shares

Expires 2031-02-25

F1 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 25, 2021.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:47 UTC Five9, Inc. FIVN · Entity 4346 GrantCommon Stock 15,116 $0.00 $0.00
Disclosure

SEC source: 0001288847-21-000037 · wf-form4_161463521960221.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,914

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:01 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-21-000013 · wf-form4_161368924122030.xml · derivative · entry 11

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,371

Underlying: Common Stock · 12,500 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option dated March 9, 2016 is fully vested.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:01 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 509 $184.83 $94,078.47
Disclosure

SEC source: 0001288847-21-000013 · wf-form4_161368924122030.xml · nonDerivative · entry 9

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,798

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $184.61 to $185.36, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:01 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 2,200 $184.12 $405,064.00
Disclosure

SEC source: 0001288847-21-000013 · wf-form4_161368924122030.xml · nonDerivative · entry 8

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,307

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $183.59 to $184.56, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:01 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 1,167 $183.12 $213,701.04
Disclosure

SEC source: 0001288847-21-000013 · wf-form4_161368924122030.xml · nonDerivative · entry 7

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,507

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.52 to $183.52, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:01 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 5,080 $182.02 $924,661.60
Disclosure

SEC source: 0001288847-21-000013 · wf-form4_161368924122030.xml · nonDerivative · entry 6

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,674

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.51 to $182.50, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:01 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 1,144 $180.91 $206,961.04
Disclosure

SEC source: 0001288847-21-000013 · wf-form4_161368924122030.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,754

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.47 to $181.36, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:01 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 1,000 $179.70 $179,700.00
Disclosure

SEC source: 0001288847-21-000013 · wf-form4_161368924122030.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,898

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.30 to $180.19, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:01 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 1,300 $178.46 $231,998.00
Disclosure

SEC source: 0001288847-21-000013 · wf-form4_161368924122030.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,898

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.88 to $178.83, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:01 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 100 $176.50 $17,650.00
Disclosure

SEC source: 0001288847-21-000013 · wf-form4_161368924122030.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,198

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:01 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 12,500 $8.13 $101,625.00
Disclosure

SEC source: 0001288847-21-000013 · wf-form4_161368924122030.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 22:05 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-21-000006 · wf-form4_161126670873422.xml · derivative · entry 7

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,871

Underlying: Common Stock · 12,500 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option dated March 9, 2016 is fully vested.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 22:05 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 500 $171.45 $85,725.00
Disclosure

SEC source: 0001288847-21-000006 · wf-form4_161126670873422.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,305

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.28 to $171.80, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 22:05 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 1,300 $170.61 $221,793.00
Disclosure

SEC source: 0001288847-21-000006 · wf-form4_161126670873422.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,805

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.22 to $170.90, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 22:05 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 10,300 $169.84 $1,749,352.00
Disclosure

SEC source: 0001288847-21-000006 · wf-form4_161126670873422.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,105

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $169.21 to $170.20, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 22:05 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 400 $168.69 $67,476.00
Disclosure

SEC source: 0001288847-21-000006 · wf-form4_161126670873422.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,405

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.14 to $169.14, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 22:05 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 12,500 $8.13 $101,625.00
Disclosure

SEC source: 0001288847-21-000006 · wf-form4_161126670873422.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:46 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001288847-20-000172 · wf-form4_160824158778412.xml · derivative · entry 7

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,371

Underlying: Common Stock · 12,500 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option dated March 9, 2016 is fully vested.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:46 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 300 $170.35 $51,105.00
Disclosure

SEC source: 0001288847-20-000172 · wf-form4_160824158778412.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,305

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $170.25 to $170.51, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.