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person · Reporting owner

ZWARENSTEIN BARRY

Disclosed activity across 3 companies

Tapewire entity
28552
SEC CIK
0001227348

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Five9, Inc.FIVN · Entity 4346Chief Financial OfficerMarch 04, 2025March 07, 2025
JFrog LtdFROG · Entity 1682DirectorSeptember 14, 2026September 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Five9, Inc.

Report date March 04, 2025 · Filed March 07, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect92,583 Reported balance After 2025-03-04 transaction · row 1
1 source row

Row 1 · 2025-03-04 · Sale · Disposed 2,468 · Balance 92,583

F1: The sale reported on this form represents a Five9, Inc. mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units, and it does not represent a discretionary trade by the Reporting Person.

F2: The price reported in Column 4 is a weighted average price applied to the transaction by the broker for sales to cover taxes upon vesting of restricted stock units for all employees of Five9, Inc., including the Reporting Person, on the date such sales occurred. The Reporting Person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Trust88,466 Reported balance Holding disclosure · report date 2025-03-04 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 88,466

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported on this form represents a Five9, Inc. mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units, and it does not represent a discretionary trade by the Reporting Person.

F2: The price reported in Column 4 is a weighted average price applied to the transaction by the broker for sales to cover taxes upon vesting of restricted stock units for all employees of Five9, Inc., including the Reporting Person, on the date such sales occurred. The Reporting Person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

JFrog Ltd

Report date September 14, 2026 · Filed September 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect30,437 Reported balance After 2026-09-14 transaction · row 1
1 source row

Row 1 · 2026-09-14 · Sale · Disposed 1,250 · Balance 30,437

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2025.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ON24 INC.

Report date April 01, 2026 · Filed April 02, 2026

Section 16 reporting ended · disclosed 2026-04-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-04-01 transaction · row 1
1 source row

Row 1 · 2026-04-01 · Disposition to issuer · Disposed 154,586 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of December 29, 2025 (the "Merger Agreement") among the Issuer, Cvent Atlanta, LLC ("Parent"), and Summit Sub Corp. ("Merger Sub"), on April 1, 2026, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving company and a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each outstanding share of Issuer common stock was automatically canceled and converted into the right to receive cash in an amount equal to $8.10 per share, without interest, with similar treatment for outstanding RSUs.

Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.88 · Expires 2030-08-28Direct0 Reported balance After 2026-04-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-01 · Disposition to issuer · Disposed 110,834 · Balance 0

F2: At the effective time of the Merger, each outstanding option to purchase Issuer common stock was automatically canceled and converted into the right to receive cash in an amount equal to $8.10 less the exercise price per share of such option.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of December 29, 2025 (the "Merger Agreement") among the Issuer, Cvent Atlanta, LLC ("Parent"), and Summit Sub Corp. ("Merger Sub"), on April 1, 2026, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving company and a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each outstanding share of Issuer common stock was automatically canceled and converted into the right to receive cash in an amount equal to $8.10 per share, without interest, with similar treatment for outstanding RSUs.

F2: At the effective time of the Merger, each outstanding option to purchase Issuer common stock was automatically canceled and converted into the right to receive cash in an amount equal to $8.10 less the exercise price per share of such option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2020 Filed Jun 18, 2020 21:00 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 2,900 $102.93 $298,497.00
Disclosure

SEC source: 0001288847-20-000100 · wf-form4_159251398733904.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,312

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.38 to $103.37, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 21:00 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 2,395 $8.13 $19,471.35
Disclosure

SEC source: 0001288847-20-000100 · wf-form4_159251398733904.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 16, 2020 Filed Jun 18, 2020 21:00 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 10,105 $4.25 $42,946.25
Disclosure

SEC source: 0001288847-20-000100 · wf-form4_159251398733904.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 20:08 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 825 $99.60 $82,170.00
Disclosure

SEC source: 0001288847-20-000098 · wf-form4_159164686570313.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,712

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

Read SEC document
June 04, 2020 Filed Jun 8, 2020 20:08 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 2,554 $98.69 $252,054.26
Disclosure

SEC source: 0001288847-20-000098 · wf-form4_159164686570313.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,537

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.47 to $99.11, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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May 15, 2020 Filed May 19, 2020 21:15 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 3,825 $106.26 $406,444.50
Disclosure

SEC source: 0001288847-20-000075 · wf-form4_158992292398730.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 184,266

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.00 to $106.69, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:15 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 2,500 $105.56 $263,900.00
Disclosure

SEC source: 0001288847-20-000075 · wf-form4_158992292398730.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 188,091

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.99 to $105.99, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:15 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 2,100 $104.63 $219,723.00
Disclosure

SEC source: 0001288847-20-000075 · wf-form4_158992292398730.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 190,591

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.97 to $104.95, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:15 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 1,200 $103.34 $124,008.00
Disclosure

SEC source: 0001288847-20-000075 · wf-form4_158992292398730.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 192,691

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.95 to $103.90, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:44 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 200 $85.78 $17,156.00
Disclosure

SEC source: 0001288847-20-000055 · wf-form4_158715623020161.xml · nonDerivative · entry 6

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 193,891

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.68 to $85.88, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:44 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 2,981 $85.04 $253,504.24
Disclosure

SEC source: 0001288847-20-000055 · wf-form4_158715623020161.xml · nonDerivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 194,091

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.64 to $85.53, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:44 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 1,889 $84.18 $159,016.02
Disclosure

SEC source: 0001288847-20-000055 · wf-form4_158715623020161.xml · nonDerivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 197,072

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.57 to $84.57, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:44 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 1,500 $82.92 $124,380.00
Disclosure

SEC source: 0001288847-20-000055 · wf-form4_158715623020161.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 198,961

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.49 to $83.39, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:44 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 800 $81.69 $65,352.00
Disclosure

SEC source: 0001288847-20-000055 · wf-form4_158715623020161.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 200,461

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.39 to $82.37, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:44 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 1,130 $81.10 $91,643.00
Disclosure

SEC source: 0001288847-20-000055 · wf-form4_158715623020161.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 201,261

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.38 to $81.38, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:45 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 6,701 $54.23 $363,395.23
Disclosure

SEC source: 0001288847-20-000043 · wf-form4_158456432878066.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 202,391

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.63 to $54.37 inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:45 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 1,799 $52.99 $95,329.01
Disclosure

SEC source: 0001288847-20-000043 · wf-form4_158456432878066.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 209,092

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.61 to $53.58, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 05, 2020 Filed Mar 7, 2020 00:12 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 3,048 $73.25 $223,266.00
Disclosure

SEC source: 0001288847-20-000035 · wf-form4_158353991511386.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,790

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.05 to $73.37, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 24, 2020 Filed Feb 27, 2020 00:29 UTC Five9, Inc. FIVN · Entity 4346 GrantEmployee Stock Option (right to buy) · Derivative 17,499 $0.00 Strike: $72.29 $0.00
Disclosure

SEC source: 0001288847-20-000021 · wf-form4_158276332922287.xml · derivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,499

Underlying: Common Stock · 17,499 shares

Expires 2030-02-24

F1 · derivative.exercise_date: The option vests in 48 equal monthly installments beginning on the one month anniversary of February 24, 2020.

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February 24, 2020 Filed Feb 27, 2020 00:29 UTC Five9, Inc. FIVN · Entity 4346 GrantCommon Stock 24,330 $0.00 $0.00
Disclosure

SEC source: 0001288847-20-000021 · wf-form4_158276332922287.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,838

Read SEC document
February 18, 2020 Filed Feb 19, 2020 22:49 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 1,686 $77.10 $129,990.60
Disclosure

SEC source: 0001288847-20-000014 · wf-form4_158215254378858.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 210,891

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.95 to $77.34, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 22:49 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 6,814 $76.60 $521,952.40
Disclosure

SEC source: 0001288847-20-000014 · wf-form4_158215254378858.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 212,577

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.94 to $76.93, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 23:48 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 795 $73.14 $58,146.30
Disclosure

SEC source: 0001288847-20-000003 · wf-form4_157921851188231.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 219,391

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.10 to $73.21, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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January 15, 2020 Filed Jan 16, 2020 23:48 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 7,705 $72.75 $560,538.75
Disclosure

SEC source: 0001288847-20-000003 · wf-form4_157921851188231.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 227,891

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.09 to $73.09, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 21:17 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 100 $67.63 $6,763.00
Disclosure

SEC source: 0001288847-19-000148 · wf-form4_157661741018255.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 217,405

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 21:17 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 8,400 $67.11 $563,724.00
Disclosure

SEC source: 0001288847-19-000148 · wf-form4_157661741018255.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 217,505

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.61 to $67.56, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 04, 2019 Filed Dec 6, 2019 21:58 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 4,398 $67.25 $295,765.50
Disclosure

SEC source: 0001288847-19-000143 · wf-form4_157566952178711.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,994

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.19 to $67.34, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 15, 2019 Filed Nov 18, 2019 23:40 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,667 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001628280-19-014303 · wf-form4_157412042376408.xml · derivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,105

Underlying: Common Stock · 7,667 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option granted on November 5, 2014 is fully vested.

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November 15, 2019 Filed Nov 18, 2019 23:40 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 4,089 $65.26 $266,848.14
Disclosure

SEC source: 0001628280-19-014303 · wf-form4_157412042376408.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,392

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.59 to $65.51, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 23:40 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 3,578 $64.15 $229,528.70
Disclosure

SEC source: 0001628280-19-014303 · wf-form4_157412042376408.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,481

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.58 to $64.57, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 15, 2019 Filed Nov 18, 2019 23:40 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 7,667 $4.25 $32,584.75
Disclosure

SEC source: 0001628280-19-014303 · wf-form4_157412042376408.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 20:39 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,663 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000129 · wf-form4_157117191343714.xml · derivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,772

Underlying: Common Stock · 7,663 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option granted on November 5, 2014 is fully vested.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 20:39 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 715 $56.43 $40,347.45
Disclosure

SEC source: 0001288847-19-000129 · wf-form4_157117191343714.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,392

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.39 to $56.51, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 20:39 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 6,948 $55.99 $389,018.52
Disclosure

SEC source: 0001288847-19-000129 · wf-form4_157117191343714.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,107

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.36 to $56.36, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 14, 2019 Filed Oct 15, 2019 20:39 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 7,663 $4.25 $32,567.75
Disclosure

SEC source: 0001288847-19-000129 · wf-form4_157117191343714.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 21:13 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,663 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000125 · wf-form4_156884120110239.xml · derivative · entry 5

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,435

Underlying: Common Stock · 7,663 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option granted on November 5, 2014 is fully vested.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 21:13 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 6,054 $54.40 $329,337.60
Disclosure

SEC source: 0001288847-19-000125 · wf-form4_156884120110239.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,392

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.06 to $54.87, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 21:13 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 1,609 $53.63 $86,290.67
Disclosure

SEC source: 0001288847-19-000125 · wf-form4_156884120110239.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,446

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.05 to $54.05, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 21:13 UTC Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 7,663 $4.25 $32,567.75
Disclosure

SEC source: 0001288847-19-000125 · wf-form4_156884120110239.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:51 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 4,372 $56.93 $248,897.96
Disclosure

SEC source: 0001288847-19-000122 · wf-form4_156840789565134.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,392

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.46 to $57.36, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 20:38 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 7,663 $61.47 $471,044.61
Disclosure

SEC source: 0001288847-19-000115 · wf-form4_156598790778856.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 223,898

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.65 to $62.81, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 14, 2019 Filed Aug 19, 2019 22:55 UTC Amendment Five9, Inc. FIVN · Entity 4346 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,007 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001288847-19-000117 · wf-form4a_156625533992049.xml · derivative · entry 4

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,098

Underlying: Common Stock · 2,007 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Form filed on August 16, 2019 correctly reported the sale on August 14, 2019 of 7,663 shares but incorrectly stated the source of the shares and the reporting person's holdings following the transaction. This amendment has been filed to indicate that a portion of the shares sold on August 14, 2019 were the result of the exercise of a stock option.

F4 · derivative.exercise_date: The option granted November 5, 2014 is fully vested.

Read SEC document
August 14, 2019 Filed Aug 19, 2019 22:55 UTC Amendment Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 5,656 $61.47 $347,674.32
Disclosure

SEC source: 0001288847-19-000117 · wf-form4a_156625533992049.xml · nonDerivative · entry 3

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 225,905

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.65 to $62.81, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 14, 2019 Filed Aug 19, 2019 22:55 UTC Amendment Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 2,007 $61.47 $123,370.29
Disclosure

SEC source: 0001288847-19-000117 · wf-form4a_156625533992049.xml · nonDerivative · entry 2

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,764

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.65 to $62.81, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 14, 2019 Filed Aug 19, 2019 22:55 UTC Amendment Five9, Inc. FIVN · Entity 4346 Exercise / conversionCommon Stock 2,007 $4.25 $8,529.75
Disclosure

SEC source: 0001288847-19-000117 · wf-form4a_156625533992049.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Form filed on August 16, 2019 correctly reported the sale on August 14, 2019 of 7,663 shares but incorrectly stated the source of the shares and the reporting person's holdings following the transaction. This amendment has been filed to indicate that a portion of the shares sold on August 14, 2019 were the result of the exercise of a stock option.

Read SEC document
July 15, 2019 Filed Jul 18, 2019 00:06 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 7,663 $52.05 $398,859.15
Disclosure

SEC source: 0001288847-19-000096 · wf-form4_156340836908721.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 231,561

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.17 to $53.51, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 23:14 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 7,663 $50.31 $385,525.53
Disclosure

SEC source: 0001288847-19-000090 · wf-form4_156089967097609.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 229,119

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.98 to $50.60, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:01 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 3,118 $46.41 $144,706.38
Disclosure

SEC source: 0001288847-19-000083 · wf-form4_155985489318304.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,869

F1 · shares: The reported sales were to cover taxes upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.13 to $46.56, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 582 shares acquired under the Five9, Inc. Employee Stock Purchase Plan on May 15, 2019.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:44 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 7,483 $52.83 $395,326.89
Disclosure

SEC source: 0001288847-19-000066 · wf-form4_155691623584633.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 236,782

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.03 to $53.47, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:52 UTC Five9, Inc. FIVN · Entity 4346 SaleCommon Stock 8,500 $52.32 $444,720.00
Disclosure

SEC source: 0001288847-19-000045 · wf-form4_155432474877643.xml · nonDerivative · entry 1

ZWARENSTEIN BARRY · CIK 0001227348 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 244,265

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.55 to $53.58, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.