Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL INCRJF · Entity 3126 | Executive Chair RJBank | July 27, 2026 | July 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RAYMOND JAMES FINANCIAL INC
Report date July 27, 2026 · Filed July 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,046 |
Reported balance
After 2026-07-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-27 · Sale · Disposed 5,770 · Balance 43,046 F1: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2: Reflects the weighted average sale price. The range of prices for such transaction was $172.83 to $173.13. F3: Includes 40 shares of common stock acquired on March 3, 2026 and 43 shares of common stock acquired on June 2, 2026 pursuant to the registrant's Employee Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | IndirectESOP | 3,224 |
Reported balance
Holding disclosure · report date 2026-07-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,224 F4: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through July 27, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average sale price. The range of prices for such transaction was $172.83 to $173.13.
F3: Includes 40 shares of common stock acquired on March 3, 2026 and 43 shares of common stock acquired on June 2, 2026 pursuant to the registrant's Employee Stock Purchase Plan.
F4: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through July 27, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2020 Filed Dec 17, 2020 15:57 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 3,224 | $93.64 | $301,906.00 |
DisclosureSEC source: 0001225208-20-014795 · doc4.xml · nonDerivative · entry 3 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,762 F2 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction was $93.60 to $93.69. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 15:57 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 386 | $93.49 | $36,087.14 |
DisclosureSEC source: 0001225208-20-014795 · doc4.xml · nonDerivative · entry 2 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,986 Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 15:57 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 981 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014795 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 16:36 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014251 · doc4.xml · derivative · entry 3 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2025-11-30 F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vest 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 16:36 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantCommon Stock | 1,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014251 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,391 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2017. F2 · balance_after: Includes 36 shares of common stock acquired on December 2, 2020 pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 14:14 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014072 · doc4.xml · derivative · entry 7 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 3,000 shares Expires 2022-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2020, and will vest 20% on 11/30/2021, and 20% on 11/30/2022. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 14:14 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014072 · doc4.xml · derivative · entry 6 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2019, 20% on 11/30/2020, and will vest 20% on 11/30/2021. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 14:14 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 730 | $90.95 | $66,393.50 |
DisclosureSEC source: 0001225208-20-014072 · doc4.xml · nonDerivative · entry 4 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,128 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 14:14 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 243 | $90.95 | $22,100.85 |
DisclosureSEC source: 0001225208-20-014072 · doc4.xml · nonDerivative · entry 3 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,858 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 14:14 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014072 · doc4.xml · nonDerivative · entry 2 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 14:14 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014072 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 16:01 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013721 · doc4.xml · derivative · entry 4 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2020-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vested 60% on 11/18/2018, 20% on 11/18/2019, and 20% on 11/18/2020. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 16:01 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 243 | $89.08 | $21,646.44 |
DisclosureSEC source: 0001225208-20-013721 · doc4.xml · nonDerivative · entry 2 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,101 F2 · balance_after: Includes 73 shares of common stock acquired on March 3, 2020, 88 shares of common stock acquired on June 2, 2020, and 41 shares of common stock acquired on September 2, 2020, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 16:01 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013721 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: Includes 73 shares of common stock acquired on March 3, 2020, 88 shares of common stock acquired on June 2, 2020, and 41 shares of common stock acquired on September 2, 2020, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 15:31 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 369 | $90.78 | $33,497.82 |
DisclosureSEC source: 0001225208-20-000406 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,142 Read SEC document |
| December 15, 2019 Filed Dec 17, 2019 18:39 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 896 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015889 · doc4.xml · derivative · entry 5 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 896 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2019 Filed Dec 17, 2019 18:39 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 352 | $90.88 | $31,989.76 |
DisclosureSEC source: 0001225208-19-015889 · doc4.xml · nonDerivative · entry 2 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,511 Read SEC document |
| December 15, 2019 Filed Dec 17, 2019 18:39 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 896 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015889 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 18:39 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015889 · doc4.xml · derivative · entry 4 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,319 Underlying: Common Stock · 1,319 shares Expires 2022-12-13 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 14:35 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 2,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015289 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,967 F1 · balance_after: Includes 70 shares of common stock acquired on December 3, 2019 pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| November 30, 2019 Filed Dec 3, 2019 12:01 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015120 · doc4.xml · derivative · entry 4 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 3,000 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2019, 20% will vest on 11/30/2020, and 20% will vest on 11/30/2021. Read SEC document |
| November 30, 2019 Filed Dec 3, 2019 12:01 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 730 | $89.82 | $65,568.60 |
DisclosureSEC source: 0001225208-19-015120 · doc4.xml · nonDerivative · entry 2 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,135 Read SEC document |
| November 30, 2019 Filed Dec 3, 2019 12:01 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015120 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 27, 2019 Filed Nov 29, 2019 17:39 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,802 | $0.00 Strike: $55.49 | $0.00 |
DisclosureSEC source: 0001225208-19-015034 · doc4.xml · derivative · entry 6 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,802 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Stock options vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019. Read SEC document |
| November 27, 2019 Filed Nov 29, 2019 17:39 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,802 | $55.49 | $99,992.98 |
DisclosureSEC source: 0001225208-19-015034 · doc4.xml · nonDerivative · entry 3 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 17:39 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 698 | $0.00 Strike: $55.49 | $0.00 |
DisclosureSEC source: 0001225208-19-015034 · doc4.xml · derivative · entry 5 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,802 Underlying: Common Stock · 698 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Stock options vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019. Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 17:39 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 5,399 | $89.05 | $480,786.89 |
DisclosureSEC source: 0001225208-19-015034 · doc4.xml · nonDerivative · entry 2 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,063 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $89.02 to $89.08. Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 17:39 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 698 | $55.49 | $38,732.02 |
DisclosureSEC source: 0001225208-19-015034 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2019 Filed Nov 25, 2019 20:30 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014853 · doc4.xml · derivative · entry 3 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2024-11-22 F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vest 60% on 11/22/2022, 20% on 11/22/2023, and 20% on 11/22/2024. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 20:30 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantCommon Stock | 1,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014853 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,764 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2016. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 16:14 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014693 · doc4.xml · derivative · entry 4 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2020-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vested 60% on 11/18/2018, 20% on 11/18/2019, and will vest 20% on 11/18/2020. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 16:14 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 243 | $89.44 | $21,733.92 |
DisclosureSEC source: 0001225208-19-014693 · doc4.xml · nonDerivative · entry 2 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,518 F2 · balance_after: Includes 75 shares of common stock acquired on June 4, 2019, and 81 shares of common stock acquired on September 4, 2019, pursuant to the registrant's Employee Stock Purchase Plan Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 16:14 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014693 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: Includes 75 shares of common stock acquired on June 4, 2019, and 81 shares of common stock acquired on September 4, 2019, pursuant to the registrant's Employee Stock Purchase Plan Read SEC document |
| May 06, 2019 Filed May 8, 2019 15:03 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 2,500 | $0.00 Strike: $55.49 | $0.00 |
DisclosureSEC source: 0001223203-19-000022 · primary_doc.xml · derivative · entry 6 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The stock option vested 60% on 11/20/2017, 20% on 11/20/2018, and will vest 20% on 11/20/2019 Read SEC document |
| May 06, 2019 Filed May 8, 2019 15:03 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 2,500 | $0.00 Strike: $48.20 | $0.00 |
DisclosureSEC source: 0001223203-19-000022 · primary_doc.xml · derivative · entry 5 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018. Read SEC document |
| May 06, 2019 Filed May 8, 2019 15:03 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 2,926 | $90.60 | $265,096.48 |
DisclosureSEC source: 0001223203-19-000022 · primary_doc.xml · nonDerivative · entry 3 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,605 F2 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction was $90.60 to $90.61 F1 · balance_after: Includes 74 shares of common stock acquired on March 4, 2019, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| May 06, 2019 Filed May 8, 2019 15:03 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 2,500 | $55.49 | $138,725.00 |
DisclosureSEC source: 0001223203-19-000022 · primary_doc.xml · nonDerivative · entry 2 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,531 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 74 shares of common stock acquired on March 4, 2019, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| May 06, 2019 Filed May 8, 2019 15:03 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 2,500 | $48.20 | $120,500.00 |
DisclosureSEC source: 0001223203-19-000022 · primary_doc.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 74 shares of common stock acquired on March 4, 2019, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:49 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 321 | $74.04 | $23,766.84 |
DisclosureSEC source: 0001225208-19-000528 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,457 Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 861 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016795 · doc4.xml · derivative · entry 5 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 861 shares Expires 2018-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 338 | $74.34 | $25,126.92 |
DisclosureSEC source: 0001225208-18-016795 · doc4.xml · nonDerivative · entry 2 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,778 Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 20:09 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 861 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016795 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 20:09 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016795 · doc4.xml · derivative · entry 4 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389 Underlying: Common Stock · 1,389 shares Expires 2021-12-14 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 20:09 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 634 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016511 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,255 F1 · shares: The reporting person effected multiple gifts on the same day in different amounts. F2 · balance_after: Includes 77 shares of common stock acquired on December 4, 2018, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 18:48 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015999 · doc4.xml · derivative · entry 3 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2023-11-29 F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vest 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 18:48 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantCommon Stock | 1,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015999 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,812 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2015. Read SEC document |
| November 18, 2018 Filed Nov 20, 2018 20:19 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015714 · doc4.xml · derivative · entry 4 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 3,000 shares Expires 2020-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vested 60% on 11/18/2018, and will vest 20% on 11/18/2019, and 20% on 11/18/2020. Read SEC document |
| November 18, 2018 Filed Nov 20, 2018 20:19 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 730 | $78.74 | $57,480.20 |
DisclosureSEC source: 0001225208-18-015714 · doc4.xml · nonDerivative · entry 2 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,727 F2 · balance_after: Includes 67 shares of common stock acquired on March 2, 2018, 63 shares of common stock acquired on June 4, 2018, and 67 shares of common stock acquired on September 5, 2018, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| November 18, 2018 Filed Nov 20, 2018 20:19 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015714 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: Includes 67 shares of common stock acquired on March 2, 2018, 63 shares of common stock acquired on June 4, 2018, and 67 shares of common stock acquired on September 5, 2018, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 16:14 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 268 | $88.86 | $23,814.48 |
DisclosureSEC source: 0001225208-18-000521 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,260 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.