Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EBR Systems, Inc.NONE · Entity 8928 | Director | May 06, 2026 | July 28, 2026 |
| electroCore, Inc.ECOR · Entity 6900 | Director | August 02, 2023 | August 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EBR Systems, Inc.
Report date May 06, 2026 · Filed July 28, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.14 · Expires 2036-05-05 | Direct | 34,211 |
Reported balance
After 2026-05-06 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2026-05-06 · Grant · Acquired 34,211 · Balance 34,211 F1: The original Form 4 filed May 8, 2026 has been amended to reflect the correct per share exercise price. F2: 1/12 of the shares subject to the option shall vest on June 6, 2026 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. |
Filing footnotes · ownership attribution and instrument terms
F1: The original Form 4 filed May 8, 2026 has been amended to reflect the correct per share exercise price.
F2: 1/12 of the shares subject to the option shall vest on June 6, 2026 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
electroCore, Inc.
Report date August 02, 2023 · Filed August 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,592 |
Reported balance
After 2023-08-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-08-02 · Grant · Acquired 22,662 · Balance 67,592 F1: On August 2, 2023, pursuant to a private placement offering by the Issuer, the Reporting Person acquired 22,662 Units, each Unit consisting of (i) one share of the Issuer's Common Stock and (ii) one Warrant to purchase one-half share of the Issuer's Common Stock. The combined purchase price in the Offering was $4.4125 per Unit, inclusive of $4.35 per share of Common Stock and $0.0625 per Warrant. Each Warrant entitles the holder thereof to purchase one half of a share of Common Stock, is exercisable beginning six months from the date of issuance at an exercise price of $4.35 per share, and expires five years from the initial exercise date. F2: Includes 13,732 shares that have vested pursuant to previously issued Restricted Stock Units; all such vested shares were previously reported on Form 4 filings at the time of grant. |
| Warrants to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $4.37 · Expires 2029-02-02 | Direct | 11,331 |
Reported balance
After 2023-08-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-08-02 · Purchase · Acquired 11,331 · Balance 11,331 F1: On August 2, 2023, pursuant to a private placement offering by the Issuer, the Reporting Person acquired 22,662 Units, each Unit consisting of (i) one share of the Issuer's Common Stock and (ii) one Warrant to purchase one-half share of the Issuer's Common Stock. The combined purchase price in the Offering was $4.4125 per Unit, inclusive of $4.35 per share of Common Stock and $0.0625 per Warrant. Each Warrant entitles the holder thereof to purchase one half of a share of Common Stock, is exercisable beginning six months from the date of issuance at an exercise price of $4.35 per share, and expires five years from the initial exercise date. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 2, 2023, pursuant to a private placement offering by the Issuer, the Reporting Person acquired 22,662 Units, each Unit consisting of (i) one share of the Issuer's Common Stock and (ii) one Warrant to purchase one-half share of the Issuer's Common Stock. The combined purchase price in the Offering was $4.4125 per Unit, inclusive of $4.35 per share of Common Stock and $0.0625 per Warrant. Each Warrant entitles the holder thereof to purchase one half of a share of Common Stock, is exercisable beginning six months from the date of issuance at an exercise price of $4.35 per share, and expires five years from the initial exercise date.
F2: Includes 13,732 shares that have vested pursuant to previously issued Restricted Stock Units; all such vested shares were previously reported on Form 4 filings at the time of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2026 Filed May 8, 2026 23:09 UTC | EBR Systems, Inc. NONE · Entity 8928 | GrantStock Option (right to buy) · Derivative | 34,211 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001737568-26-000002 · form4-05082026_110542.xml · derivative · entry 1 Moody Trevor J · CIK 0001737568 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,211 Underlying: Common Stock · 34,211 shares Expires 2036-05-05 F1 · derivative.exercise_date: 1/12 of the shares subject to the option shall vest on June 6, 2026 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| May 06, 2026 Filed Jul 28, 2026 21:55 UTC Amendment | EBR Systems, Inc. NONE · Entity 8928 | GrantStock Option (right to buy) · Derivative | 34,211 | $0.00 Strike: $6.14 | $0.00 |
DisclosureSEC source: 0001737568-26-000003 · form4a-07282026_090743.xml · derivative · entry 1 Moody Trevor J · CIK 0001737568 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,211 Underlying: Common Stock · 34,211 shares Expires 2036-05-05 F1 · derivative.exercise_price: The original Form 4 filed May 8, 2026 has been amended to reflect the correct per share exercise price. F2 · derivative.exercise_date: 1/12 of the shares subject to the option shall vest on June 6, 2026 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| May 21, 2025 Filed May 23, 2025 00:37 UTC | EBR Systems, Inc. NONE · Entity 8928 | GrantStock Option (right to buy) · Derivative | 175,781 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0001415889-25-014338 · form4-05232025_120535.xml · derivative · entry 1 Moody Trevor J · CIK 0001737568 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,781 Underlying: Common Stock · 175,781 shares Expires 2035-03-17 F1 · derivative.exercise_price: The exercise price was determined and approved by the Board of Directors on March 18, 2025, subject to approval by the Company's stockholders at the 2025 annual meeting of stockholders (including any adjournment or postponement thereof) in accordance with the Listing Rules of the Australian Securities Exchange (ASX). F2 · date: The Board of Directors approved the grant on March 18, 2025, subject to approval by the Company's stockholders at the 2025 annual meeting of stockholders (including any adjournment or postponement thereof) in accordance with the Listing Rules of the ASX. F3 · derivative.exercise_date: The option vests in 1/12 equal monthly installments as measured from 5/21/2025, subject to continued employment or service through each such date. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 14:48 UTC | electroCore, Inc. ECOR · Entity 6900 | PurchaseWarrants to Purchase Common Stock · Derivative | 11,331 | $0.06 Strike: $4.37 | $708.19 |
DisclosureSEC source: 0001193805-23-001089 · e618835_4-moody.xml · derivative · entry 2 Moody Trevor J · CIK 0001737568 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,331 Underlying: Common Stock · 11,331 shares Expires 2029-02-02 F1 · kind: On August 2, 2023, pursuant to a private placement offering by the Issuer, the Reporting Person acquired 22,662 Units, each Unit consisting of (i) one share of the Issuer's Common Stock and (ii) one Warrant to purchase one-half share of the Issuer's Common Stock. The combined purchase price in the Offering was $4.4125 per Unit, inclusive of $4.35 per share of Common Stock and $0.0625 per Warrant. Each Warrant entitles the holder thereof to purchase one half of a share of Common Stock, is exercisable beginning six months from the date of issuance at an exercise price of $4.35 per share, and expires five years from the initial exercise date. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 14:48 UTC | electroCore, Inc. ECOR · Entity 6900 | GrantCommon Stock | 22,662 | $4.35 | $98,579.70 |
DisclosureSEC source: 0001193805-23-001089 · e618835_4-moody.xml · nonDerivative · entry 1 Moody Trevor J · CIK 0001737568 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,592 F1 · shares: On August 2, 2023, pursuant to a private placement offering by the Issuer, the Reporting Person acquired 22,662 Units, each Unit consisting of (i) one share of the Issuer's Common Stock and (ii) one Warrant to purchase one-half share of the Issuer's Common Stock. The combined purchase price in the Offering was $4.4125 per Unit, inclusive of $4.35 per share of Common Stock and $0.0625 per Warrant. Each Warrant entitles the holder thereof to purchase one half of a share of Common Stock, is exercisable beginning six months from the date of issuance at an exercise price of $4.35 per share, and expires five years from the initial exercise date. F2 · balance_after: Includes 13,732 shares that have vested pursuant to previously issued Restricted Stock Units; all such vested shares were previously reported on Form 4 filings at the time of grant. Read SEC document |
| December 02, 2022 Filed Dec 7, 2022 02:30 UTC | electroCore, Inc. ECOR · Entity 6900 | GrantCommon Stock | 205,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001193805-22-001656 · e618086_4-moody.xml · nonDerivative · entry 1 Moody Trevor J · CIK 0001737568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673,952 F1 · shares: Represents a grant of Restricted Stock Units as a part of an annual director award which vest in 12 equal monthly installments from the grant date; provided, however, that the Restricted Stock Units shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting on or after January 1, 2023, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date. F2 · balance_after: Includes 164,152 shares that have vested pursuant to previously issued Restricted Stock Units. All such vested shares were previously reported on Form 4 filings at the time of grant. Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 12:31 UTC | electroCore, Inc. ECOR · Entity 6900 | PurchaseCommon Stock | 39,478 | $0.44 | $17,394.01 |
DisclosureSEC source: 0001193805-22-000891 · e621717_4-moody.xml · nonDerivative · entry 2 Moody Trevor J · CIK 0001737568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,455 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.425 to $0.45 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by him at each separate price on May 31, 2022. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 12:31 UTC | electroCore, Inc. ECOR · Entity 6900 | PurchaseCommon Stock | 10,522 | $0.43 | $4,574.97 |
DisclosureSEC source: 0001193805-22-000891 · e621717_4-moody.xml · nonDerivative · entry 1 Moody Trevor J · CIK 0001737568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,977 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4267 to $0.4419 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by him at each separate price on May 27, 2022. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 21:00 UTC | electroCore, Inc. ECOR · Entity 6900 | PurchaseCommon Stock | 100,000 | $1.00 | $100,000.00 |
DisclosureSEC source: 0001193805-21-000993 · e620779_4-moody.xml · nonDerivative · entry 1 Moody Trevor J · CIK 0001737568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,455 Read SEC document |
| June 11, 2021 Filed Jun 16, 2021 00:03 UTC | electroCore, Inc. ECOR · Entity 6900 | GrantRestricted Stock Units · Derivative | 44,510 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-014478 · ownership.xml · derivative · entry 1 Moody Trevor J · CIK 0001737568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,510 Underlying: Common Stock · 44,510 shares Expires 2031-06-11 F1 · derivative.exercise_date: The Restricted Stock Units vest in 12 equal monthly installments from the grant date; provided, however, that the Restricted Stock Units shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting on or after January 1, 2022, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date. Read SEC document |
| June 12, 2020 Filed Jun 17, 2020 00:44 UTC | electroCore, Inc. ECOR · Entity 6900 | GrantRestricted Stock Units · Derivative | 75,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-011298 · ownership.xml · derivative · entry 1 Moody Trevor J · CIK 0001737568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2030-06-12 F1 · derivative.exercise_date: The Restricted Stock Units vest in full on the earlier of (i) the close of business on the day before the next annual meeting of stockholders following the date hereof, and (ii) the date immediately prior to a change of control, in each case provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date. Read SEC document |
| April 14, 2020 Filed Apr 17, 2020 01:09 UTC | electroCore, Inc. ECOR · Entity 6900 | PurchaseCommon Stock | 116,647 | $0.85 | $99,149.95 |
DisclosureSEC source: 0000899243-20-010870 · doc4.xml · nonDerivative · entry 1 Moody Trevor J · CIK 0001737568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,944 Read SEC document |
| June 07, 2019 Filed Jun 12, 2019 00:52 UTC | electroCore, Inc. ECOR · Entity 6900 | GrantRestricted Stock Units · Derivative | 44,642 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-016559 · doc4.xml · derivative · entry 1 Moody Trevor J · CIK 0001737568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,642 Underlying: Common Stock · 44,642 shares Expires 2029-06-08 F1 · derivative.exercise_date: The Restricted Stock Units vest upon the close of business on the day before the next annual meeting of stockholders following the date hereof. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.