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organization · Reporting owner

WELLS FARGO & COMPANY/MN

Disclosed activity across 49 companies

Tapewire entity
2824
SEC CIK
0000072971

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Agility Multi-Asset Income FundNONE · Entity 12346Parent of Investment AdviserNovember 03, 2016November 03, 2016
CUBIC ENERGY INCCBNR · Entity 1263310% ownerFebruary 02, 2014February 12, 2014
Corbin Multi-Strategy Fund, LLCNONE · Entity 12347Parent of Investment AdviserNovember 03, 2016November 03, 2016
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDMZF · Entity 1209110% ownerAugust 06, 2018September 05, 2018
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUNDNAZ · Entity 137910% ownerDecember 14, 2018December 18, 2018
NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUNDNMT · Entity 137310% ownerMarch 01, 2017March 02, 2017
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDNMZ · Entity 143210% ownerApril 27, 2026April 30, 2026
Nuveen California Quality Municipal Income FundNAC · Entity 139610% ownerJuly 28, 2025July 30, 2025
Nuveen Municipal Credit Income FundNZF · Entity 142810% ownerSeptember 01, 2023September 13, 2023
Nuveen Quality Municipal Income FundNAD · Entity 143510% ownerSeptember 23, 2026September 25, 2026
PIMCO CALIFORNIA MUNICIPAL INCOME FUNDPCQ · Entity 887010% ownerAugust 01, 2025August 05, 2025
PIMCO Flexible Municipal Income FundPMFLX · Entity 985110% ownerJanuary 24, 2022February 02, 2022
PIMCO MUNICIPAL INCOME FUND IIPML · Entity 887810% ownerAugust 01, 2025August 05, 2025
QUEST RESOURCE CORPQRCPE · Entity 1389410% ownerApril 06, 2005April 08, 2005
ROSETTA STONE INCRST · Entity 1292210% ownerMarch 28, 2012April 02, 2012
Thirty Eight Hundred Fund LLC[NONE] · Entity 1345110% ownerDecember 28, 2007February 27, 2008
Tropicana Las Vegas Hotel & Casino, Inc.N/A · Entity 1263110% ownerJuly 01, 2009April 20, 2010

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Agility Multi-Asset Income Fund

Report date November 03, 2016 · Filed November 03, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Shares of Beneficial InterestsSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2016-11-03 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

CUBIC ENERGY INC

Report date February 02, 2014 · Filed February 12, 2014

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series B Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.50IndirectSee FootnoteNot disclosed Reported balance Holding disclosure · report date 2014-02-02 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: The Series B Convertible Preferred Stock has no expiration date.

F2: The indicated securities are held of record by Wells Fargo Energy Capital, Inc., a wholly owned subsidiary of GST Co. ("GST") and an indirectly held subsidiary of Wells Fargo & Company ("WFC"). GST and WFC each disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein.

Warrant to Purchase Shares of Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.18 · Expires 2017-12-01IndirectSee FootnoteNot disclosed Reported balance Holding disclosure · report date 2014-02-02 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F2: The indicated securities are held of record by Wells Fargo Energy Capital, Inc., a wholly owned subsidiary of GST Co. ("GST") and an indirectly held subsidiary of Wells Fargo & Company ("WFC"). GST and WFC each disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein.

Warrant to Purchase Shares of Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.18 · Expires 2017-12-01IndirectSee FootnoteNot disclosed Reported balance Holding disclosure · report date 2014-02-02 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F2: The indicated securities are held of record by Wells Fargo Energy Capital, Inc., a wholly owned subsidiary of GST Co. ("GST") and an indirectly held subsidiary of Wells Fargo & Company ("WFC"). GST and WFC each disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein.

Warrant to Purchase Shares of Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.18 · Expires 2017-12-01IndirectSee FootnoteNot disclosed Reported balance Holding disclosure · report date 2014-02-02 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance Not disclosed

F2: The indicated securities are held of record by Wells Fargo Energy Capital, Inc., a wholly owned subsidiary of GST Co. ("GST") and an indirectly held subsidiary of Wells Fargo & Company ("WFC"). GST and WFC each disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: The Series B Convertible Preferred Stock has no expiration date.

F2: The indicated securities are held of record by Wells Fargo Energy Capital, Inc., a wholly owned subsidiary of GST Co. ("GST") and an indirectly held subsidiary of Wells Fargo & Company ("WFC"). GST and WFC each disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein.

Corbin Multi-Strategy Fund, LLC

Report date November 03, 2016 · Filed November 03, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Shares of Beneficial OwnershipSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2016-11-03 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND

Report date August 06, 2018 · Filed September 05, 2018

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2018-08-06 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-08-06 · Other · Disposed 600 · Balance 0

F1: The 600 variable rate munifund term preferred shares reported as disposed of in Table I (the "VMTP Shares") represent shares that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,035.534966667 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $35.534966667 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company.

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. Capital Strategies is an indirect wholly owned subsidiary of Wells Fargo.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The 600 variable rate munifund term preferred shares reported as disposed of in Table I (the "VMTP Shares") represent shares that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,035.534966667 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $35.534966667 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company.

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. Capital Strategies is an indirect wholly owned subsidiary of Wells Fargo.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND

Report date December 14, 2018 · Filed December 18, 2018

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2018-12-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-12-14 · Other · Disposed 883 · Balance 0

F1: The disposition of shares occurred pursuant to the Exchange Agreement, dated December 14, 2018, between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 883 existing Variable Rate MuniFund Term Preferred Shares, Series 2019 ("VMTP Shares") of the Issuer for an equal number of newly issued Adjustable Rate MuniFund Term Preferred Shares, Series 2028 ("AMTP Shares") of the Issuer in a cashless exchange.

F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. Capital Strategies is an indirect wholly owned subsidiary of Wells Fargo.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Adjustable Rate MuniFund Term Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary883 Reported balance After 2018-12-14 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2018-12-14 · Other · Acquired 883 · Balance 883

F1: The disposition of shares occurred pursuant to the Exchange Agreement, dated December 14, 2018, between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 883 existing Variable Rate MuniFund Term Preferred Shares, Series 2019 ("VMTP Shares") of the Issuer for an equal number of newly issued Adjustable Rate MuniFund Term Preferred Shares, Series 2028 ("AMTP Shares") of the Issuer in a cashless exchange.

F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. Capital Strategies is an indirect wholly owned subsidiary of Wells Fargo.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The disposition of shares occurred pursuant to the Exchange Agreement, dated December 14, 2018, between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 883 existing Variable Rate MuniFund Term Preferred Shares, Series 2019 ("VMTP Shares") of the Issuer for an equal number of newly issued Adjustable Rate MuniFund Term Preferred Shares, Series 2028 ("AMTP Shares") of the Issuer in a cashless exchange.

F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies. Capital Strategies is an indirect wholly owned subsidiary of Wells Fargo.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND

Report date March 01, 2017 · Filed March 02, 2017

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2017-03-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-03-01 · Other · Disposed 740 · Balance 0

F1: The 740 variable rate demand preferred shares reported as acquired in Table I consist of 740 variable rate demand preferred shares, Series 1, ("Shares") of Nuveen Massachusetts Quality Municipal Income Fund (formerly Nuveen Massachusetts Premium Income Municipal Fund) (the "Issuer") and represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were acquired by Capital Strategies in exchange for Capital Strategies' 740 variable rate munifund term preferred shares, Series 2017, of the Issuer ("VMTP Shares") (the "Exchange"). No funds were exchanged by the Reporting Persons and the Issuer for the Exchange. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: The 740 VMTP Shares were previously acquired by Capital Strategies as reported in the Form 3 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on July 9, 2014.

F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies.

F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer

Variable Rate Demand Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary740 Reported balance After 2017-03-01 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2017-03-01 · Other · Acquired 740 · Balance 740

F1: The 740 variable rate demand preferred shares reported as acquired in Table I consist of 740 variable rate demand preferred shares, Series 1, ("Shares") of Nuveen Massachusetts Quality Municipal Income Fund (formerly Nuveen Massachusetts Premium Income Municipal Fund) (the "Issuer") and represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were acquired by Capital Strategies in exchange for Capital Strategies' 740 variable rate munifund term preferred shares, Series 2017, of the Issuer ("VMTP Shares") (the "Exchange"). No funds were exchanged by the Reporting Persons and the Issuer for the Exchange. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: The 740 VMTP Shares were previously acquired by Capital Strategies as reported in the Form 3 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on July 9, 2014.

F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies.

F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer

Filing footnotes · ownership attribution and instrument terms

F1: The 740 variable rate demand preferred shares reported as acquired in Table I consist of 740 variable rate demand preferred shares, Series 1, ("Shares") of Nuveen Massachusetts Quality Municipal Income Fund (formerly Nuveen Massachusetts Premium Income Municipal Fund) (the "Issuer") and represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were acquired by Capital Strategies in exchange for Capital Strategies' 740 variable rate munifund term preferred shares, Series 2017, of the Issuer ("VMTP Shares") (the "Exchange"). No funds were exchanged by the Reporting Persons and the Issuer for the Exchange. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: The 740 VMTP Shares were previously acquired by Capital Strategies as reported in the Form 3 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on July 9, 2014.

F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies.

F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer

NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND

Report date April 27, 2026 · Filed April 30, 2026

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Variable Rate Demand Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary4,504 Reported balance After 2026-04-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-04-27 · Other · Acquired 4,504 · Balance 4,504

F1: In connection with the reorganization of Nuveen Pennsylvania Quality Municipal Income Fund and Nuveen New Jersey Quality Municipal Income Fund (the "Target Funds") into the Issuer, 4,504 variable rate demand preferred shares (the "VRDP Shares") of the Target Funds beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of VRDP Shares of the Issuer in a cashless transaction. The 4,504 VRDP shares reported as acquired in Table I represent shares beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F2: 1,700 Adjustable Rate MuniFund Term Preferred Shares were previously acquired by Capital Strategies as reported in the Form 3 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on April 12, 2023.

F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the reorganization of Nuveen Pennsylvania Quality Municipal Income Fund and Nuveen New Jersey Quality Municipal Income Fund (the "Target Funds") into the Issuer, 4,504 variable rate demand preferred shares (the "VRDP Shares") of the Target Funds beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of VRDP Shares of the Issuer in a cashless transaction. The 4,504 VRDP shares reported as acquired in Table I represent shares beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: 1,700 Adjustable Rate MuniFund Term Preferred Shares were previously acquired by Capital Strategies as reported in the Form 3 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on April 12, 2023.

F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Nuveen California Quality Municipal Income Fund

Report date July 28, 2025 · Filed July 30, 2025

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
MuniFund Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary2,570 Reported balance After 2025-07-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-07-28 · Other · Disposed 180 · Balance 2,570

F1: The 180 munifund preferred shares reported as disposed of in Table I represent munifund preferred shares of the Issuer (the "MFP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The MFP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,302.2657 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $302.2657 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Variable Rate Demand Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary1,600 Reported balance Holding disclosure · report date 2025-07-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,600

F2: The 1,600 VRDP Shares were previously acquired by Capital Strategies as reported in the Form 4 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on November 17, 2017.

F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The 180 munifund preferred shares reported as disposed of in Table I represent munifund preferred shares of the Issuer (the "MFP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The MFP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,302.2657 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $302.2657 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: The 1,600 VRDP Shares were previously acquired by Capital Strategies as reported in the Form 4 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on November 17, 2017.

F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Nuveen Municipal Credit Income Fund

Report date September 01, 2023 · Filed September 13, 2023

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series C MuniFund Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary3,360 Reported balance After 2023-09-01 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2023-09-01 · Other · Acquired 3,360 · Balance 3,360

F1: The 3,360 munifund preferred shares reported as acquired in Table I represent munifund preferred shares, series C (the "MFP Shares") beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") that were purchased in a sale coordinated by Issuer at a price of $100,000 per share. Prior to this filing, Capital Strategies held 2,688 variable rate demand preferred shares, series 1, issued by the Issuer. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Series 1 Variable Rate Demand Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary2,688 Reported balance Holding disclosure · report date 2023-09-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 2,688

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The 3,360 munifund preferred shares reported as acquired in Table I represent munifund preferred shares, series C (the "MFP Shares") beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") that were purchased in a sale coordinated by Issuer at a price of $100,000 per share. Prior to this filing, Capital Strategies held 2,688 variable rate demand preferred shares, series 1, issued by the Issuer. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Nuveen Quality Municipal Income Fund

Report date September 23, 2026 · Filed September 25, 2026

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
MuniFund Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary1,738 Reported balance After 2026-09-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-09-23 · Other · Disposed 500 · Balance 1,738

F1: The 500 munifund preferred shares reported as disposed of in Table I represent munifund preferred shares of the Issuer (the "MFP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The MFP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,218.68 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $218.677 per share).

F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its wholly owned subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The 500 munifund preferred shares reported as disposed of in Table I represent munifund preferred shares of the Issuer (the "MFP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The MFP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,218.68 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $218.677 per share).

F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its wholly owned subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

PIMCO CALIFORNIA MUNICIPAL INCOME FUND

Report date August 01, 2025 · Filed August 05, 2025

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Remarketable Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary499 Reported balance Holding disclosure · report date 2025-08-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 499

F1: In connection with the reorganization of PIMCO California Municipal Income Fund II and PIMCO California Municipal Income Fund III (the "Target Funds") into the Issuer, 397 remarketable variable rate munifund term preferred shares (the "RVMTP Shares") of the Target Funds beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of RVMTP Shares of the Issuer in a cashless transaction. The 397 RVMTP shares reported as acquired in Table I represent shares beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: The 102 RVMTP Shares were previously acquired by Capital Strategies as reported in the Form 4 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on September 20, 2018.

F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the Shares listed in Table I by virtue of its indirect ownership of its subsidiary, Capital Strategies.

F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the reorganization of PIMCO California Municipal Income Fund II and PIMCO California Municipal Income Fund III (the "Target Funds") into the Issuer, 397 remarketable variable rate munifund term preferred shares (the "RVMTP Shares") of the Target Funds beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of RVMTP Shares of the Issuer in a cashless transaction. The 397 RVMTP shares reported as acquired in Table I represent shares beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: The 102 RVMTP Shares were previously acquired by Capital Strategies as reported in the Form 4 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on September 20, 2018.

F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the Shares listed in Table I by virtue of its indirect ownership of its subsidiary, Capital Strategies.

F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

PIMCO Flexible Municipal Income Fund

Report date January 24, 2022 · Filed February 02, 2022

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary1,000 Reported balance Holding disclosure · report date 2022-01-24 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,000

F1: The Remarketable Variable Rate MuniFund Term Preferred Shares, Series 2052-A ("Shares") reported in Table I represent Shares of which 1,000 Shares are beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the Shares listed in Table I by virtue of its indirect ownership of its subsidiary, Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The Remarketable Variable Rate MuniFund Term Preferred Shares, Series 2052-A ("Shares") reported in Table I represent Shares of which 1,000 Shares are beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the Shares listed in Table I by virtue of its indirect ownership of its subsidiary, Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

PIMCO MUNICIPAL INCOME FUND II

Report date August 01, 2025 · Filed August 05, 2025

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Remarketable Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary998 Reported balance After 2025-08-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-08-01 · Other · Acquired 443 · Balance 998

F1: In connection with the reorganization of PIMCO Municipal Income Fund III and PIMCO Municipal Income Fund (the "Target Funds") into the Issuer, 443 remarketable variable rate munifund term preferred shares (the "RVMTP Shares") of the Target Funds beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of RVMTP Shares of the Issuer in a cashless transaction. The 443 RVMTP shares reported as acquired in Table I represent shares beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F2: The 555 RVMTP Shares were previously acquired by Capital Strategies as reported in the Form 3 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on September 20, 2023.

F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the reorganization of PIMCO Municipal Income Fund III and PIMCO Municipal Income Fund (the "Target Funds") into the Issuer, 443 remarketable variable rate munifund term preferred shares (the "RVMTP Shares") of the Target Funds beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of RVMTP Shares of the Issuer in a cashless transaction. The 443 RVMTP shares reported as acquired in Table I represent shares beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: The 555 RVMTP Shares were previously acquired by Capital Strategies as reported in the Form 3 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on September 20, 2023.

F3: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

QUEST RESOURCE CORP

Report date April 06, 2005 · Filed April 08, 2005

Jointly reported with WELLS FARGO ENERGY CAPITAL INC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote1,599,600 Reported balance After 2005-04-06 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2005-04-06 · Other · Acquired 1,599,600 · Balance 1,599,600

F1: Pursuant to the terms of the warrant listed in Table II, Wells Fargo Energy Capital, Inc. (the record holder of the warrant and a reporting person included in this Form 4) acquired upon exercise of the warrant that number of common shares of the issuer equal to the following, rounded to the nearest whole share: the quotient of (i) the product of (x) 1,600,000 shares multiplied by $4.00, the market price of the common stock estimated for purposes of this filling on April 6, 2005 (the exercise date) minus (y) $1,600.00 (the aggregate amount that the reporting person would otherwise be required to pay Quest upon exercise), divided by (ii) the estimated market price of $4.00 per share of common stock .

F2: Wells Fargo Energy Capital, Inc. ("WFECI") is an indirectly, wholly-owned subsidiary of the reporting person and a joint filer to this Form 4. WFECI was granted the warrant in conjunction with a subordinated debt facility for the Issuer.

Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2007-11-07IndirectSee footnote0 Reported balance After 2005-04-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2005-04-06 · Other · Disposed 1,600,000 · Balance 0

F1: Pursuant to the terms of the warrant listed in Table II, Wells Fargo Energy Capital, Inc. (the record holder of the warrant and a reporting person included in this Form 4) acquired upon exercise of the warrant that number of common shares of the issuer equal to the following, rounded to the nearest whole share: the quotient of (i) the product of (x) 1,600,000 shares multiplied by $4.00, the market price of the common stock estimated for purposes of this filling on April 6, 2005 (the exercise date) minus (y) $1,600.00 (the aggregate amount that the reporting person would otherwise be required to pay Quest upon exercise), divided by (ii) the estimated market price of $4.00 per share of common stock .

F2: Wells Fargo Energy Capital, Inc. ("WFECI") is an indirectly, wholly-owned subsidiary of the reporting person and a joint filer to this Form 4. WFECI was granted the warrant in conjunction with a subordinated debt facility for the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the warrant listed in Table II, Wells Fargo Energy Capital, Inc. (the record holder of the warrant and a reporting person included in this Form 4) acquired upon exercise of the warrant that number of common shares of the issuer equal to the following, rounded to the nearest whole share: the quotient of (i) the product of (x) 1,600,000 shares multiplied by $4.00, the market price of the common stock estimated for purposes of this filling on April 6, 2005 (the exercise date) minus (y) $1,600.00 (the aggregate amount that the reporting person would otherwise be required to pay Quest upon exercise), divided by (ii) the estimated market price of $4.00 per share of common stock .

F2: Wells Fargo Energy Capital, Inc. ("WFECI") is an indirectly, wholly-owned subsidiary of the reporting person and a joint filer to this Form 4. WFECI was granted the warrant in conjunction with a subordinated debt facility for the Issuer.

ROSETTA STONE INC

Report date March 28, 2012 · Filed April 02, 2012

Jointly reported with Norwest Venture Capital Management, Inc.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Limited Partnership3,334,002 Reported balance Holding disclosure · report date 2012-03-28 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 3,334,002

F1: Shares are held by Norwest Equity Partners VIII, LP ("NEP VIII"). Ownership of such shares was reported by NEP VIII on a Form 4 filed on April 23, 2009. This Form 3 is being filed due to a change in the organizational structure of NEP VIII that resulted in changes to the persons and entities that could be deemed beneficial owners of the shares. Norwest Venture Capital Management, Inc. ("NVCMI") is the managing member of the general partner of NEP VIII and may be deemed to share voting or dispositive power over such shares. NVCMI is a wholly owned subsidiary of Wells Fargo & Company ("WFC"). As such, WFC may be deemed to be a beneficial owner of such shares. NVCMI and WFC disclaim beneficial ownership of such shares except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Shares are held by Norwest Equity Partners VIII, LP ("NEP VIII"). Ownership of such shares was reported by NEP VIII on a Form 4 filed on April 23, 2009. This Form 3 is being filed due to a change in the organizational structure of NEP VIII that resulted in changes to the persons and entities that could be deemed beneficial owners of the shares. Norwest Venture Capital Management, Inc. ("NVCMI") is the managing member of the general partner of NEP VIII and may be deemed to share voting or dispositive power over such shares. NVCMI is a wholly owned subsidiary of Wells Fargo & Company ("WFC"). As such, WFC may be deemed to be a beneficial owner of such shares. NVCMI and WFC disclaim beneficial ownership of such shares except to the extent of any pecuniary interest therein.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Limited Liability Company InterestsSEC Table I · non-derivativeIndirectSee Footnote 15 Reported balance Holding disclosure · report date 2007-12-28 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 5

F1: The securities are owned directly by Thirty-Eight Hundred Investments Limited, which is a wholly owned subsidiary of Bitterroot Asset Management, Inc., which is a wholly owned subsidiary of IntraWest Asset Management, Inc., which is a wholly owned subsidiary of Violet Asset Management, Inc., which is a wholly owned subsidiary of Pelican Asset Management, Inc., which is a wholly owned subsidiary of Iris Asset Management, Inc., which is a wholly owned subsidiary of Wells Fargo Bank, National Association, which is a wholly owned subsidiary of WFC Holdings Corporation, which is a wholly owned subsidiary of Wells Fargo & Company.

Filing footnotes · ownership attribution and instrument terms

F1: The securities are owned directly by Thirty-Eight Hundred Investments Limited, which is a wholly owned subsidiary of Bitterroot Asset Management, Inc., which is a wholly owned subsidiary of IntraWest Asset Management, Inc., which is a wholly owned subsidiary of Violet Asset Management, Inc., which is a wholly owned subsidiary of Pelican Asset Management, Inc., which is a wholly owned subsidiary of Iris Asset Management, Inc., which is a wholly owned subsidiary of Wells Fargo Bank, National Association, which is a wholly owned subsidiary of WFC Holdings Corporation, which is a wholly owned subsidiary of Wells Fargo & Company.

Tropicana Las Vegas Hotel & Casino, Inc.

Report date July 01, 2009 · Filed April 20, 2010

Jointly reported with FOOTHILL GROUP INC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy The Foothill Group, Inc.502,800 Reported balance Holding disclosure · report date 2009-07-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 502,800

F1: The shares of Class A Common Stock and Class A Convertible Participating Preferred Stock of Tropicana Las Vegas Hotel & Casino, Inc. (the "Company") are owned directly by The Foothill Group, Inc. ("Foothill"), a wholly-owned subsidiary of Wells Fargo & Company. Once issued by the Company, the shares of Class A Series 2 Convertible Participating Preferred Stock will be owned directly by Foothill.

Class A Convertible Participating Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $25.00IndirectBy The Foothill Group, Inc.Not disclosed Reported balance Holding disclosure · report date 2009-07-01 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F3: The initial conversion price per share is $25.00. The number of shares of Class A Common Stock to be issued upon conversion of a share of Class A Convertible Participating Preferred Stock or Class A Series 2 Convertible Participating Preferred Stock can be determined by dividing: (i) the sum of (a) the $100 per share original purchase price of such preferred stock plus (b) the amount of cumulated and unpaid dividends for any prior dividend periods payable with respect to such preferred stock, by (ii) the conversion price at the time of the conversion.

F2: No expiration date.

F1: The shares of Class A Common Stock and Class A Convertible Participating Preferred Stock of Tropicana Las Vegas Hotel & Casino, Inc. (the "Company") are owned directly by The Foothill Group, Inc. ("Foothill"), a wholly-owned subsidiary of Wells Fargo & Company. Once issued by the Company, the shares of Class A Series 2 Convertible Participating Preferred Stock will be owned directly by Foothill.

Class A Series 2 Convertible Participating Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $25.00IndirectBy The Foothill Group, Inc.Not disclosed Reported balance Holding disclosure · report date 2009-07-01 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F3: The initial conversion price per share is $25.00. The number of shares of Class A Common Stock to be issued upon conversion of a share of Class A Convertible Participating Preferred Stock or Class A Series 2 Convertible Participating Preferred Stock can be determined by dividing: (i) the sum of (a) the $100 per share original purchase price of such preferred stock plus (b) the amount of cumulated and unpaid dividends for any prior dividend periods payable with respect to such preferred stock, by (ii) the conversion price at the time of the conversion.

F2: No expiration date.

F1: The shares of Class A Common Stock and Class A Convertible Participating Preferred Stock of Tropicana Las Vegas Hotel & Casino, Inc. (the "Company") are owned directly by The Foothill Group, Inc. ("Foothill"), a wholly-owned subsidiary of Wells Fargo & Company. Once issued by the Company, the shares of Class A Series 2 Convertible Participating Preferred Stock will be owned directly by Foothill.

F4: The shares of Class A Series 2 Convertible Participating Preferred Stock of the Company will be issued to Foothill on or about the filing date of this Form 3 as consideration for a credit facility between the Company and Foothill.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Class A Common Stock and Class A Convertible Participating Preferred Stock of Tropicana Las Vegas Hotel & Casino, Inc. (the "Company") are owned directly by The Foothill Group, Inc. ("Foothill"), a wholly-owned subsidiary of Wells Fargo & Company. Once issued by the Company, the shares of Class A Series 2 Convertible Participating Preferred Stock will be owned directly by Foothill.

F2: No expiration date.

F3: The initial conversion price per share is $25.00. The number of shares of Class A Common Stock to be issued upon conversion of a share of Class A Convertible Participating Preferred Stock or Class A Series 2 Convertible Participating Preferred Stock can be determined by dividing: (i) the sum of (a) the $100 per share original purchase price of such preferred stock plus (b) the amount of cumulated and unpaid dividends for any prior dividend periods payable with respect to such preferred stock, by (ii) the conversion price at the time of the conversion.

F4: The shares of Class A Series 2 Convertible Participating Preferred Stock of the Company will be issued to Foothill on or about the filing date of this Form 3 as consideration for a credit facility between the Company and Foothill.

Past disclosures · reporting ended (32)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND

Report date October 27, 2025 · Filed October 29, 2025

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Section 16 reporting ended · disclosed 2025-10-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
2018 Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2025-10-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-10-27 · Other · Disposed 3,531 · Balance 0

F1: The 3,531 preferred shares reported as disposed of in Table I represent 2018 Variable Rate MuniFund Term Preferred Shares (the "Preferred Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Preferred Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $25,068.69428 per share (which includes a liquidation preference of $25,000.00 per share and accrued dividends of $68.69428 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The 3,531 preferred shares reported as disposed of in Table I represent 2018 Variable Rate MuniFund Term Preferred Shares (the "Preferred Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Preferred Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $25,068.69428 per share (which includes a liquidation preference of $25,000.00 per share and accrued dividends of $68.69428 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST

Report date September 27, 2024 · Filed October 01, 2024

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Section 16 reporting ended · disclosed 2024-10-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series W-7 Variable Rate Muni Term Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2024-09-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-09-27 · Other · Disposed 1,713 · Balance 0

F1: The 1,713 variable rate muni term preferred shares reported as disposed of in Table I represent variable rate muni term preferred shares (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,303.25137 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $303.25137 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The 1,713 variable rate muni term preferred shares reported as disposed of in Table I represent variable rate muni term preferred shares (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,303.25137 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $303.25137 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

BLACKROCK MASSACHUSETTS TAX-EXEMPT TRUST

Report date April 19, 2021 · Filed April 22, 2021

Jointly reported with WELLS FARGO BANK N A

Section 16 reporting ended · disclosed 2021-04-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Variable Rate Demand Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2021-04-19 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-04-19 · Other · Disposed 185 · Balance 0

F1: In connection with the reorganization of the Issuer into BlackRock MuniYield Quality Fund, Inc. ("MQY"), 185 Series W-7 Variable Rate Demand Preferred Shares ("VRDP Shares") of the Issuer beneficially owned by Wells Fargo Bank, N.A. ("WFBNA") were exchanged for an equal number of VRDP Shares of MQY in a cashless transaction. The 185 shares reported as disposed of in Table I represent shares that were beneficially owned by WFBNA. WFBNA is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary WFBNA.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the reorganization of the Issuer into BlackRock MuniYield Quality Fund, Inc. ("MQY"), 185 Series W-7 Variable Rate Demand Preferred Shares ("VRDP Shares") of the Issuer beneficially owned by Wells Fargo Bank, N.A. ("WFBNA") were exchanged for an equal number of VRDP Shares of MQY in a cashless transaction. The 185 shares reported as disposed of in Table I represent shares that were beneficially owned by WFBNA. WFBNA is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary WFBNA.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

BLACKROCK MUNIENHANCED FUND, INC.

Report date April 19, 2021 · Filed April 22, 2021

Jointly reported with WELLS FARGO BANK N A

Section 16 reporting ended · disclosed 2021-04-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Variable Rate Demand Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2021-04-19 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-04-19 · Other · Disposed 1,425 · Balance 0

F1: In connection with the reorganization of the Issuer into BlackRock MuniYield Quality Fund, Inc. ("MQY"), 1,425 Series W-7 Variable Rate Demand Preferred Shares ("VRDP Shares") of the Issuer beneficially owned by Wells Fargo Bank, N.A. ("WFBNA") were exchanged for an equal number of VRDP Shares of MQY in a cashless transaction. The 1,425 shares reported as disposed of in Table I represent shares that were beneficially owned by WFBNA. WFBNA is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary WFBNA.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the reorganization of the Issuer into BlackRock MuniYield Quality Fund, Inc. ("MQY"), 1,425 Series W-7 Variable Rate Demand Preferred Shares ("VRDP Shares") of the Issuer beneficially owned by Wells Fargo Bank, N.A. ("WFBNA") were exchanged for an equal number of VRDP Shares of MQY in a cashless transaction. The 1,425 shares reported as disposed of in Table I represent shares that were beneficially owned by WFBNA. WFBNA is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary WFBNA.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND, INC.

Report date September 27, 2024 · Filed October 01, 2024

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Section 16 reporting ended · disclosed 2024-10-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series W-7 Variable Rate Muni Term Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2024-09-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-09-27 · Other · Disposed 5,264 · Balance 0

F1: The 5,264 variable rate muni term preferred shares reported as disposed of in Table I represent variable rate muni term preferred shares (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,303.25137 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $303.25137 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The 5,264 variable rate muni term preferred shares reported as disposed of in Table I represent variable rate muni term preferred shares (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,303.25137 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $303.25137 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

BLACKROCK MUNIYIELD ARIZONA FUND, INC.

Report date April 19, 2021 · Filed April 22, 2021

Jointly reported with WELLS FARGO BANK N A

Section 16 reporting ended · disclosed 2021-04-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Variable Rate Demand Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2021-04-19 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-04-19 · Other · Disposed 373 · Balance 0

F1: In connection with the reorganization of the Issuer into BlackRock MuniYield Quality Fund, Inc. ("MQY"), 373 Series W-7 Variable Rate Demand Preferred Shares ("VRDP Shares") of the Issuer beneficially owned by Wells Fargo Bank, N.A. ("WFBNA") were exchanged for an equal number of VRDP Shares of MQY in a cashless transaction. The 373 shares reported as disposed of in Table I represent shares that were beneficially owned by WFBNA. WFBNA is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary WFBNA.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the reorganization of the Issuer into BlackRock MuniYield Quality Fund, Inc. ("MQY"), 373 Series W-7 Variable Rate Demand Preferred Shares ("VRDP Shares") of the Issuer beneficially owned by Wells Fargo Bank, N.A. ("WFBNA") were exchanged for an equal number of VRDP Shares of MQY in a cashless transaction. The 373 shares reported as disposed of in Table I represent shares that were beneficially owned by WFBNA. WFBNA is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary WFBNA.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

BLACKROCK MUNIYIELD CALIFORNIA FUND, INC.

Report date April 11, 2022 · Filed April 13, 2022

Jointly reported with WELLS FARGO BANK N A

Section 16 reporting ended · disclosed 2022-04-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Variable Rate Demand Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2022-04-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-04-11 · Other · Disposed 1,059 · Balance 0

F1: In connection with the reorganization of the Issuer into BlackRock MuniHoldings California Quality Fund, Inc. ("MUC"), 1,059 Series W-7 Variable Rate Demand Preferred Shares ("VRDP Shares") of the Issuer beneficially owned by Wells Fargo Bank, N.A. ("WFBNA") were exchanged for an equal number of VRDP Shares of MUC in a cashless transaction. The 1,059 shares reported as disposed of in Table I represent shares that were beneficially owned by WFBNA. WFBNA is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary WFBNA.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the reorganization of the Issuer into BlackRock MuniHoldings California Quality Fund, Inc. ("MUC"), 1,059 Series W-7 Variable Rate Demand Preferred Shares ("VRDP Shares") of the Issuer beneficially owned by Wells Fargo Bank, N.A. ("WFBNA") were exchanged for an equal number of VRDP Shares of MUC in a cashless transaction. The 1,059 shares reported as disposed of in Table I represent shares that were beneficially owned by WFBNA. WFBNA is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary WFBNA.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC.

Report date April 11, 2022 · Filed April 13, 2022

Jointly reported with WELLS FARGO BANK N A

Section 16 reporting ended · disclosed 2022-04-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Variable Rate Demand Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2022-04-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-04-11 · Other · Disposed 1,665 · Balance 0

F1: In connection with the reorganization of the Issuer into BlackRock MuniHoldings California Quality Fund, Inc. ("MUC"), 1,665 Series W-7 Variable Rate Demand Preferred Shares ("VRDP Shares") of the Issuer beneficially owned by Wells Fargo Bank, N.A. ("WFBNA") were exchanged for an equal number of VRDP Shares of MUC in a cashless transaction. The 1,665 shares reported as disposed of in Table I represent shares that were beneficially owned by WFBNA. WFBNA is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary WFBNA.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the reorganization of the Issuer into BlackRock MuniHoldings California Quality Fund, Inc. ("MUC"), 1,665 Series W-7 Variable Rate Demand Preferred Shares ("VRDP Shares") of the Issuer beneficially owned by Wells Fargo Bank, N.A. ("WFBNA") were exchanged for an equal number of VRDP Shares of MUC in a cashless transaction. The 1,665 shares reported as disposed of in Table I represent shares that were beneficially owned by WFBNA. WFBNA is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary WFBNA.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

BLACKROCK MUNIYIELD NEW JERSEY FUND, INC.

Report date April 11, 2022 · Filed April 13, 2022

Jointly reported with WELLS FARGO BANK N A

Section 16 reporting ended · disclosed 2022-04-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series W-7 Variable Rate Muni Term Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2022-04-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-04-11 · Other · Disposed 1,800 · Balance 0

F1: The 1,800 variable rate muni term preferred shares reported as disposed of in Table I (the "VMTP Shares") represent shares that were beneficially owned by Wells Fargo Bank, National Association. The VMTP Shares were disposed of as a result of a sale of such shares by Wells Fargo Bank, National Associtaion in an open market transaction for a sales price of $100,000 per share. The 1,800 shares reported as disposed of in Table I represent shares that were beneficially owned by WFBNA. WFBNA is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary WFBNA.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The 1,800 variable rate muni term preferred shares reported as disposed of in Table I (the "VMTP Shares") represent shares that were beneficially owned by Wells Fargo Bank, National Association. The VMTP Shares were disposed of as a result of a sale of such shares by Wells Fargo Bank, National Associtaion in an open market transaction for a sales price of $100,000 per share. The 1,800 shares reported as disposed of in Table I represent shares that were beneficially owned by WFBNA. WFBNA is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary WFBNA.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

BLACKROCK MUNIYIELD QUALITY FUND, INC.

Report date June 05, 2024 · Filed June 07, 2024

Jointly reported with WELLS FARGO BANK N A

Section 16 reporting ended · disclosed 2024-06-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Variable Rate Demand Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2024-06-05 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-06-05 · Other · Disposed 4,503 · Balance 0

F1: The 4,503 variable rate demand preferred shares reported as disposed of in Table I (the "VRDP Shares") represent shares that were beneficially owned by Wells Fargo Bank, National Association ("WFBNA"). The 2,252 VRDP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,038.6623 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $38.6623 per share). The 2,251 VRDP Shares were disposed of as a result of a sale of the VRDP Shares in an open market transaction for a price of $100,038.6623 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $38.6623 per share).

F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary WFBNA.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The 4,503 variable rate demand preferred shares reported as disposed of in Table I (the "VRDP Shares") represent shares that were beneficially owned by Wells Fargo Bank, National Association ("WFBNA"). The 2,252 VRDP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,038.6623 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $38.6623 per share). The 2,251 VRDP Shares were disposed of as a result of a sale of the VRDP Shares in an open market transaction for a price of $100,038.6623 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $38.6623 per share).

F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary WFBNA.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

BlackRock Municipal 2030 Target Term Trust

Report date August 02, 2024 · Filed August 06, 2024

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Section 16 reporting ended · disclosed 2024-08-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Remarketable Variable Rate Muni Term Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2024-08-02 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-08-02 · Other · Disposed 150 · Balance 0

F1: The 150 remarketable variable rate muni term preferred shares reported as disposed of in Table I represent remarketable variable rate muni term preferred shares of the Issuer (the "RVMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The RVMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $5,000,622.0765 per share (which includes a liquidation preference of $5,000,000.00 per share and accrued dividends of $622.0765 per share).

F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its wholly owned subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The 150 remarketable variable rate muni term preferred shares reported as disposed of in Table I represent remarketable variable rate muni term preferred shares of the Issuer (the "RVMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The RVMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $5,000,622.0765 per share (which includes a liquidation preference of $5,000,000.00 per share and accrued dividends of $622.0765 per share).

F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its wholly owned subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC

Report date April 30, 2019 · Filed May 07, 2019

Jointly reported with WELLS FARGO BANK N A

Section 16 reporting ended · disclosed 2019-05-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Variable Rate MuniFund Term Preferred Shares Series 2021SEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2019-04-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-04-30 · Other · Disposed 750 · Balance 0

F1: The 750 preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares (the "VMTP Shares") that were beneficially owned by Wells Fargo Bank, National Association ("WFBNA"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,248.00 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $248.00 per share).

F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and WFBNA. Wells Fargo holds an indirect interest in the VMTP Shares listed in Table I by virtue of its indirect ownership of its subsidiary, WFBNA.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The 750 preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares (the "VMTP Shares") that were beneficially owned by Wells Fargo Bank, National Association ("WFBNA"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,248.00 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $248.00 per share).

F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and WFBNA. Wells Fargo holds an indirect interest in the VMTP Shares listed in Table I by virtue of its indirect ownership of its subsidiary, WFBNA.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

DTF TAX-FREE INCOME 2028 TERM FUND INC

Report date November 12, 2020 · Filed November 16, 2020

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Section 16 reporting ended · disclosed 2020-11-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2020-11-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-11-12 · Other · Disposed 650 · Balance 0

F1: The 650 preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,045.4918 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $45.4918 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The 650 preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,045.4918 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $45.4918 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Delaware Investments Colorado Municipal Income Fund, Inc.

Report date April 30, 2019 · Filed May 07, 2019

Jointly reported with WELLS FARGO BANK N A

Section 16 reporting ended · disclosed 2019-05-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Variable Rate MuniFund Term Preferred Shares Series 2021SEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2019-04-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-04-30 · Other · Disposed 300 · Balance 0

F1: The 300 preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares (the "VMTP Shares") that were beneficially owned by Wells Fargo Bank, National Association ("WFBNA"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,248.00 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $248.00 per share).

F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and WFBNA. Wells Fargo holds an indirect interest in the VMTP Shares listed in Table I by virtue of its indirect ownership of its subsidiary, WFBNA.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The 300 preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares (the "VMTP Shares") that were beneficially owned by Wells Fargo Bank, National Association ("WFBNA"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,248.00 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $248.00 per share).

F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo") and WFBNA. Wells Fargo holds an indirect interest in the VMTP Shares listed in Table I by virtue of its indirect ownership of its subsidiary, WFBNA.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

MPG Office Trust, Inc.

Report date August 24, 2012 · Filed August 28, 2012

Jointly reported with WELLS FARGO BANK N A

Section 16 reporting ended · disclosed 2012-08-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee below78,405 Reported balance After 2012-08-24 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2012-08-24 · Sale · Disposed 101,995 · Balance 78,405

F1: The price reported in Column 4 is the weighted average sales price from multiple sales on the Transaction Date, at prices ranging from $3.31 to $3.4912, inclusive. Either Reporting Person will, upon the request of MPG Office Trust, Inc., any security holder of MPG Office Trust, Inc., or the staff of the Securities and Exchange Commission, provide the requesting party full information regarding the number of shares sold at each separate price within the range reported in this and any other footnote to Column 4.

F2: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

Common StockSEC Table I · non-derivativeDirect5,594,220 Reported balance Holding disclosure · report date 2012-08-24 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 5,594,220

F2: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is the weighted average sales price from multiple sales on the Transaction Date, at prices ranging from $3.31 to $3.4912, inclusive. Either Reporting Person will, upon the request of MPG Office Trust, Inc., any security holder of MPG Office Trust, Inc., or the staff of the Securities and Exchange Commission, provide the requesting party full information regarding the number of shares sold at each separate price within the range reported in this and any other footnote to Column 4.

F2: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUND

Report date November 18, 2019 · Filed November 20, 2019

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Section 16 reporting ended · disclosed 2019-11-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Adjustable Rate MuniFund Term Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2019-11-18 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-11-18 · Other · Disposed 1,120 · Balance 0

F1: In connection with the reorganization of Nuveen Connecticut Quality Municipal Income Fund into Nuveen AMT-Free Municipal Credit Income Fund ("NVG"), 1,120 adjustable rate munifund term preferred shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of adjustable rate munifund term preferred shares, Series 2028, of NVG in a cashless transaction. The 1,120 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies.

F2: This statement is jointly filed by Wells Fargo & Company and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). Wells Fargo & Company held an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the reorganization of Nuveen Connecticut Quality Municipal Income Fund into Nuveen AMT-Free Municipal Credit Income Fund ("NVG"), 1,120 adjustable rate munifund term preferred shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of adjustable rate munifund term preferred shares, Series 2028, of NVG in a cashless transaction. The 1,120 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies.

F2: This statement is jointly filed by Wells Fargo & Company and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). Wells Fargo & Company held an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUND

Report date March 29, 2023 · Filed March 31, 2023

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Section 16 reporting ended · disclosed 2023-03-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Adjustable Rate MuniFund Term Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2023-03-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-03-29 · Other · Disposed 585 · Balance 0

F1: The 585 preferred shares reported as disposed of in Table I represent adjustable rate munifund term preferred shares (the "AMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The AMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,290.49315 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $290.49315 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The 585 preferred shares reported as disposed of in Table I represent adjustable rate munifund term preferred shares (the "AMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The AMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,290.49315 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $290.49315 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

NUVEEN MICHIGAN QUALITY MUNICIPAL INCOME FUND

Report date February 08, 2021 · Filed February 10, 2021

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC, WELLS FARGO BANK N A

Section 16 reporting ended · disclosed 2021-02-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Adjustable Rate MuniFund Term Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2021-02-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-02-08 · Other · Disposed 1,730 · Balance 0

F1: In connection with the reorganization of Nuveen Michigan Quality Municipal Income Fund into Nuveen AMT-Free Quality Municipal Income Fund ("NEA"), 1,730 adjustable rate munifund term preferred shares, Series 2028, of the Issuer beneficially owned by Wells Fargo Bank, National Association ("WFBNA") and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of adjustable rate munifund term preferred shares, Series 2028-1, of NEA in a cashless transaction. The 1,730 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies and WFBNA.

F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo"), Capital Strategies and WFBNA. Wells Fargo held an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiaries, Capital Strategies and WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the reorganization of Nuveen Michigan Quality Municipal Income Fund into Nuveen AMT-Free Quality Municipal Income Fund ("NEA"), 1,730 adjustable rate munifund term preferred shares, Series 2028, of the Issuer beneficially owned by Wells Fargo Bank, National Association ("WFBNA") and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of adjustable rate munifund term preferred shares, Series 2028-1, of NEA in a cashless transaction. The 1,730 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies and WFBNA.

F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo"), Capital Strategies and WFBNA. Wells Fargo held an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiaries, Capital Strategies and WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND

Report date April 27, 2026 · Filed April 29, 2026

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Section 16 reporting ended · disclosed 2026-04-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Variable Rate Demand Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2026-04-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-04-27 · Other · Disposed 2,329 · Balance 0

F1: In connection with the reorganization of the Issuer into NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND ("NMZ"), 2,329 variable rate demand preferred shares (the "VRDP Shares") of the Issuer beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of VRDP Shares of NMZ in a cashless transaction. The 2,329 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the reorganization of the Issuer into NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND ("NMZ"), 2,329 variable rate demand preferred shares (the "VRDP Shares") of the Issuer beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of VRDP Shares of NMZ in a cashless transaction. The 2,329 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND

Report date April 27, 2026 · Filed April 29, 2026

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Section 16 reporting ended · disclosed 2026-04-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Variable Rate Demand Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2026-04-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-04-27 · Other · Disposed 2,175 · Balance 0

F1: In connection with the reorganization of the Issuer into NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND ("NMZ"), 2,175 variable rate demand preferred shares (the "VRDP Shares") of the Issuer beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of VRDP Shares of NMZ in a cashless transaction. The 2,175 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the reorganization of the Issuer into NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND ("NMZ"), 2,175 variable rate demand preferred shares (the "VRDP Shares") of the Issuer beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of VRDP Shares of NMZ in a cashless transaction. The 2,175 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

NVE CORP /NEW/

Report date October 28, 2003 · Filed October 29, 2003

Section 16 reporting ended · disclosed 2003-10-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect394,790 Ending reported balance After 2003-10-28 transaction · row 16
16 source rows · reconciled sequence

Row 1 · 2003-10-28 · Sale · Disposed 7,000 · Balance 447,790

Row 2 · 2003-10-28 · Sale · Disposed 2,000 · Balance 445,790

Row 3 · 2003-10-28 · Sale · Disposed 3,300 · Balance 442,490

Row 4 · 2003-10-28 · Sale · Disposed 5,700 · Balance 436,790

Row 5 · 2003-10-28 · Sale · Disposed 2,000 · Balance 434,790

Row 6 · 2003-10-28 · Sale · Disposed 5,000 · Balance 429,790

Row 7 · 2003-10-28 · Sale · Disposed 1,200 · Balance 428,590

Row 8 · 2003-10-28 · Sale · Disposed 3,800 · Balance 424,790

Row 9 · 2003-10-28 · Sale · Disposed 3,000 · Balance 421,790

Row 10 · 2003-10-28 · Sale · Disposed 2,000 · Balance 419,790

Row 11 · 2003-10-28 · Sale · Disposed 5,000 · Balance 414,790

Row 12 · 2003-10-28 · Sale · Disposed 5,000 · Balance 409,790

Row 13 · 2003-10-28 · Sale · Disposed 6,000 · Balance 403,790

Row 14 · 2003-10-28 · Sale · Disposed 5,000 · Balance 398,790

Row 15 · 2003-10-28 · Sale · Disposed 3,000 · Balance 395,790

Row 16 · 2003-10-28 · Sale · Disposed 1,000 · Balance 394,790

Nuveen AMT-Free Municipal Credit Income Fund

Report date November 18, 2019 · Filed November 20, 2019

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC, WELLS FARGO BANK N A

Section 16 reporting ended · disclosed 2019-11-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Adjustable Rate MuniFund Term Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary1,120 Reported balance After 2019-11-18 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-11-18 · Other · Acquired 1,120 · Balance 1,120

F1: In connection with the reorganization of Nuveen Connecticut Quality Municipal Income Fund into Nuveen AMT-Free Municipal Credit Income Fund (the "Issuer"), 1,120 adjustable rate munifund term preferred shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of adjustable rate munifund term preferred shares ("AMTP Shares"), Series 2028, of the Issuer in a cashless transaction. The 1,120 AMTP Shares reported as acquired in Table I represent AMTP Shares beneficially owned by Capital Strategies.

F3: This statement is jointly filed by Wells Fargo, Capital Strategies and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiaries Capital Strategies and WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo. Following additional issuances of securities by the Issuer, none of Wells Fargo, WFBNA, or WFMCS currently hold more than 10% of the class of securities of the Issuer.

F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

MuniFund Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary2,054 Reported balance Holding disclosure · report date 2019-11-18 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,054

F2: In addition to the 1,120 AMTP Shares owned by Capital Strategies, Wells Fargo Bank, National Association ("WFBNA") holds 2,054 munifund preferred shares ("MFP Shares") of the Issuer. The 2,054 MFP Shares were previously acquired by WFBNA as reported in the Form 4 filings filed by Wells Fargo & Company ("Wells Fargo") and WFBNA with the United States Securities and Exchange Commission filed January 31, 2019 and April 5, 2019.

F3: This statement is jointly filed by Wells Fargo, Capital Strategies and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiaries Capital Strategies and WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo. Following additional issuances of securities by the Issuer, none of Wells Fargo, WFBNA, or WFMCS currently hold more than 10% of the class of securities of the Issuer.

F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the reorganization of Nuveen Connecticut Quality Municipal Income Fund into Nuveen AMT-Free Municipal Credit Income Fund (the "Issuer"), 1,120 adjustable rate munifund term preferred shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of adjustable rate munifund term preferred shares ("AMTP Shares"), Series 2028, of the Issuer in a cashless transaction. The 1,120 AMTP Shares reported as acquired in Table I represent AMTP Shares beneficially owned by Capital Strategies.

F2: In addition to the 1,120 AMTP Shares owned by Capital Strategies, Wells Fargo Bank, National Association ("WFBNA") holds 2,054 munifund preferred shares ("MFP Shares") of the Issuer. The 2,054 MFP Shares were previously acquired by WFBNA as reported in the Form 4 filings filed by Wells Fargo & Company ("Wells Fargo") and WFBNA with the United States Securities and Exchange Commission filed January 31, 2019 and April 5, 2019.

F3: This statement is jointly filed by Wells Fargo, Capital Strategies and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiaries Capital Strategies and WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo. Following additional issuances of securities by the Issuer, none of Wells Fargo, WFBNA, or WFMCS currently hold more than 10% of the class of securities of the Issuer.

F4: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Nuveen AMT-Free Quality Municipal Income Fund

Report date September 30, 2020 · Filed October 02, 2020

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC, WELLS FARGO BANK N A

Section 16 reporting ended · disclosed 2020-10-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
MuniFund Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary3,350 Reported balance After 2020-09-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-09-30 · Other · Disposed 2,380 · Balance 3,350

F1: The 2,380 preferred shares reported as disposed of in Table I represent MuniFund Preferred Shares, Series C ("MFP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The MFP Shares were disposed of as a result of a sale of the MFP Shares in an open market transaction for a price of $238,000,000. Wells Fargo Bank, National Association ("WFBNA") continues to own 3,350 MuniFund Preferred Shares, Series B of the Issuer.

F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo"), Capital Strategies and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiaries Capital Strategies and WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The 2,380 preferred shares reported as disposed of in Table I represent MuniFund Preferred Shares, Series C ("MFP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The MFP Shares were disposed of as a result of a sale of the MFP Shares in an open market transaction for a price of $238,000,000. Wells Fargo Bank, National Association ("WFBNA") continues to own 3,350 MuniFund Preferred Shares, Series B of the Issuer.

F2: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo"), Capital Strategies and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiaries Capital Strategies and WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

PIMCO CALIFORNIA MUNICIPAL INCOME FUND II

Report date August 01, 2025 · Filed August 05, 2025

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Section 16 reporting ended · disclosed 2025-08-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Remarketable Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2025-08-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-08-01 · Other · Disposed 292 · Balance 0

F1: In connection with the reorganization of the Issuer into PIMCO California Municipal Income Fund ("PCQ"), 292 remarketable variable rate munifund term preferred shares (the "RVMTP Shares") of the Issuer beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of RVMTP Shares of PCQ in a cashless transaction. The 292 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the reorganization of the Issuer into PIMCO California Municipal Income Fund ("PCQ"), 292 remarketable variable rate munifund term preferred shares (the "RVMTP Shares") of the Issuer beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of RVMTP Shares of PCQ in a cashless transaction. The 292 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

PIMCO CALIFORNIA MUNICIPAL INCOME FUND III

Report date September 18, 2018 · Filed September 20, 2018

Jointly reported with WFC HOLDINGS CORP

Section 16 reporting ended · disclosed 2018-09-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Auction-Rate Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2018-09-18 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-09-18 · Other · Disposed 501 · Balance 0

F1: The 501 auction-rate preferred shares reported as disposed of in Table I (the "ARP Shares") represent ARP Shares that were beneficially owned by WFC Holdings, LLC ("WFC Holdings") and EVEREN Capital Corporation ("EVEREN"). The ARP Shares were sold to the Issuer as a result of a tender offer made by the Issuer for a tender price of $21,250.00 per share (which included a payment equal to $21,250 per share (representing 85% percent of the $25,000 liquidation preference per share) and accrued dividends of $0.00 per share).

F4: This statement is jointly filed by Wells Fargo and WFC Holdings. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiaries Capital Strategies and EVEREN, and its direct ownership of its subsidiary WFC Holdings.

F5: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Auction-Rate Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2018-09-18 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2018-09-18 · Other · Disposed 469 · Balance 0

F2: The 469 ARP Shares reported as disposed of in Table I represent ARP Shares that were beneficially owned by WFC Holdings and EVEREN. The ARP Shares were sold to the Issuer as a result of a tender offer made by the Issuer for a tender price of $21,255.08 per share (which included a payment equal to $21,250 per share (representing 85% percent of the $25,000 liquidation preference per share) and accrued dividends of $5.08 per share).

F4: This statement is jointly filed by Wells Fargo and WFC Holdings. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiaries Capital Strategies and EVEREN, and its direct ownership of its subsidiary WFC Holdings.

F5: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary271 Reported balance After 2018-09-18 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2018-09-18 · Other · Acquired 271 · Balance 271

F3: The 271 variable rate munifund term preferred shares reported as acquired in Table I (the "VMTP Shares") represent VMTP Shares of which 28 VMTP Shares are beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"), 241 VMTP Shares are beneficially owned by WFC Holdings, and 2 VMTP Shares are beneficially owned by EVEREN. The VMTP Shares were acquired from the Issuer at a price of $100,000 per share. Following the tender of ARP Shares and the acquisition of the VMTP Shares, none of the reporting persons hold 10% or more of the preferred shares of the Issuer. Capital Strategies, WFC Holdings, and EVEREN are each a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F4: This statement is jointly filed by Wells Fargo and WFC Holdings. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiaries Capital Strategies and EVEREN, and its direct ownership of its subsidiary WFC Holdings.

F5: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The 501 auction-rate preferred shares reported as disposed of in Table I (the "ARP Shares") represent ARP Shares that were beneficially owned by WFC Holdings, LLC ("WFC Holdings") and EVEREN Capital Corporation ("EVEREN"). The ARP Shares were sold to the Issuer as a result of a tender offer made by the Issuer for a tender price of $21,250.00 per share (which included a payment equal to $21,250 per share (representing 85% percent of the $25,000 liquidation preference per share) and accrued dividends of $0.00 per share).

F2: The 469 ARP Shares reported as disposed of in Table I represent ARP Shares that were beneficially owned by WFC Holdings and EVEREN. The ARP Shares were sold to the Issuer as a result of a tender offer made by the Issuer for a tender price of $21,255.08 per share (which included a payment equal to $21,250 per share (representing 85% percent of the $25,000 liquidation preference per share) and accrued dividends of $5.08 per share).

F3: The 271 variable rate munifund term preferred shares reported as acquired in Table I (the "VMTP Shares") represent VMTP Shares of which 28 VMTP Shares are beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"), 241 VMTP Shares are beneficially owned by WFC Holdings, and 2 VMTP Shares are beneficially owned by EVEREN. The VMTP Shares were acquired from the Issuer at a price of $100,000 per share. Following the tender of ARP Shares and the acquisition of the VMTP Shares, none of the reporting persons hold 10% or more of the preferred shares of the Issuer. Capital Strategies, WFC Holdings, and EVEREN are each a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F4: This statement is jointly filed by Wells Fargo and WFC Holdings. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiaries Capital Strategies and EVEREN, and its direct ownership of its subsidiary WFC Holdings.

F5: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

PIMCO MUNICIPAL INCOME FUND

Report date August 01, 2025 · Filed August 05, 2025

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Section 16 reporting ended · disclosed 2025-08-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Remarketable Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2025-08-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-08-01 · Other · Disposed 204 · Balance 0

F1: In connection with the reorganization of the Issuer into PIMCO Municipal Income Fund II ("PML"), 204 remarketable variable rate munifund term preferred shares (the "RVMTP Shares") of the Issuer beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of RVMTP Shares of PML in a cashless transaction. The 204 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the reorganization of the Issuer into PIMCO Municipal Income Fund II ("PML"), 204 remarketable variable rate munifund term preferred shares (the "RVMTP Shares") of the Issuer beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of RVMTP Shares of PML in a cashless transaction. The 204 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

PIMCO MUNICIPAL INCOME FUND III

Report date August 01, 2025 · Filed August 05, 2025

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Section 16 reporting ended · disclosed 2025-08-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Remarketable Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2025-08-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-08-01 · Other · Disposed 239 · Balance 0

F1: In connection with the reorganization of the Issuer into PIMCO Municipal Income Fund II ("PML"), 239 remarketable variable rate munifund term preferred shares (the "RVMTP Shares") of the Issuer beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of RVMTP Shares of PML in a cashless transaction. The 239 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the reorganization of the Issuer into PIMCO Municipal Income Fund II ("PML"), 239 remarketable variable rate munifund term preferred shares (the "RVMTP Shares") of the Issuer beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of RVMTP Shares of PML in a cashless transaction. The 239 shares reported as disposed of in Table I represent shares that were beneficially owned by Capital Strategies. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

PIMCO NEW YORK MUNICIPAL INCOME FUND II

Report date September 18, 2018 · Filed September 20, 2018

Jointly reported with WFC HOLDINGS CORP

Section 16 reporting ended · disclosed 2018-09-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Auction-Rate Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2018-09-18 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-09-18 · Other · Disposed 180 · Balance 0

F1: The 180 auction-rate preferred shares reported as disposed of in Table I (the "ARP Shares") represent ARP Shares that were beneficially owned by WFC Holdings, LLC ("WFC Holdings") and EVEREN Capital Corporation ("EVEREN"). The ARP Shares were sold to the Issuer as a result of a tender offer made by the Issuer for a tender price of $21,253.38 per share (which included a payment equal to $21,250 per share (representing 85% percent of the $25,000 liquidation preference per share) and accrued dividends of $3.38 per share).

F4: This statement is jointly filed by Wells Fargo and WFC Holdings. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiaries Capital Strategies and EVEREN, and its direct ownership of its subsidiary WFC Holdings.

F5: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Auction-Rate Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2018-09-18 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2018-09-18 · Other · Disposed 201 · Balance 0

F2: The 201 ARP Shares reported as disposed of in Table I represent ARP Shares that were beneficially owned by WFC Holdings. The ARP Shares were sold to the Issuer as a result of a tender offer made by the Issuer for a tender price of $21,259.99 per share (which included a payment equal to $21,250 per share (representing 85% percent of the $25,000 liquidation preference per share) and accrued dividends of $9.99 per share).

F4: This statement is jointly filed by Wells Fargo and WFC Holdings. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiaries Capital Strategies and EVEREN, and its direct ownership of its subsidiary WFC Holdings.

F5: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Variable Rate MuniFund Term Preferred SharesSEC Table I · non-derivativeIndirectBy Subsidiary210 Reported balance After 2018-09-18 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2018-09-18 · Other · Acquired 210 · Balance 210

F3: The 210 variable rate munifund term preferred shares reported as acquired in Table I (the "VMTP Shares") represent VMTP Shares of which 114 VMTP Shares are beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"), 95 VMTP Shares are beneficially owned by WFC Holdings, and 1 VMTP Share is beneficially owned by EVEREN. The VMTP Shares were acquired from the Issuer at a price of $100,000 per share. Following the tender of ARP Shares and the acquisition of the VMTP Shares, none of the reporting persons hold 10% or more of the preferred shares of the Issuer. Capital Strategies, WFC Holdings, and EVEREN are each a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F4: This statement is jointly filed by Wells Fargo and WFC Holdings. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiaries Capital Strategies and EVEREN, and its direct ownership of its subsidiary WFC Holdings.

F5: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The 180 auction-rate preferred shares reported as disposed of in Table I (the "ARP Shares") represent ARP Shares that were beneficially owned by WFC Holdings, LLC ("WFC Holdings") and EVEREN Capital Corporation ("EVEREN"). The ARP Shares were sold to the Issuer as a result of a tender offer made by the Issuer for a tender price of $21,253.38 per share (which included a payment equal to $21,250 per share (representing 85% percent of the $25,000 liquidation preference per share) and accrued dividends of $3.38 per share).

F2: The 201 ARP Shares reported as disposed of in Table I represent ARP Shares that were beneficially owned by WFC Holdings. The ARP Shares were sold to the Issuer as a result of a tender offer made by the Issuer for a tender price of $21,259.99 per share (which included a payment equal to $21,250 per share (representing 85% percent of the $25,000 liquidation preference per share) and accrued dividends of $9.99 per share).

F3: The 210 variable rate munifund term preferred shares reported as acquired in Table I (the "VMTP Shares") represent VMTP Shares of which 114 VMTP Shares are beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"), 95 VMTP Shares are beneficially owned by WFC Holdings, and 1 VMTP Share is beneficially owned by EVEREN. The VMTP Shares were acquired from the Issuer at a price of $100,000 per share. Following the tender of ARP Shares and the acquisition of the VMTP Shares, none of the reporting persons hold 10% or more of the preferred shares of the Issuer. Capital Strategies, WFC Holdings, and EVEREN are each a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F4: This statement is jointly filed by Wells Fargo and WFC Holdings. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiaries Capital Strategies and EVEREN, and its direct ownership of its subsidiary WFC Holdings.

F5: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.

Report date May 30, 2023 · Filed June 01, 2023

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Section 16 reporting ended · disclosed 2023-06-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Variable Rate MuniFund Term Preferred Shares, Series 2021SEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2023-05-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-05-30 · Other · Disposed 1,400 · Balance 0

F1: The 1,400 variable rate munifund term preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares, series 2021 of the Issuer (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a sale of the VMTP Shares to a new shareholder for a price of $100,443.7608 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $443.7608 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The 1,400 variable rate munifund term preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares, series 2021 of the Issuer (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a sale of the VMTP Shares to a new shareholder for a price of $100,443.7608 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $443.7608 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

PIONEER MUNICIPAL HIGH INCOME FUND, INC.

Report date May 30, 2023 · Filed June 01, 2023

Jointly reported with Wells Fargo Municipal Capital Strategies, LLC

Section 16 reporting ended · disclosed 2023-06-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Variable Rate MuniFund Term Preferred Shares, Series 2021SEC Table I · non-derivativeIndirectBy Subsidiary0 Reported balance After 2023-05-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-05-30 · Other · Disposed 1,290 · Balance 0

F1: The 1,290 variable rate munifund term preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares, series 2021 of the Issuer (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a sale of the VMTP Shares to a new shareholder for a price of $100,443.7608 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $443.7608 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The 1,290 variable rate munifund term preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares, series 2021 of the Issuer (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a sale of the VMTP Shares to a new shareholder for a price of $100,443.7608 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $443.7608 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

RACKSPACE HOSTING, INC.

Report date December 31, 2011 · Filed February 07, 2012

Section 16 reporting ended · disclosed 2012-02-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Subsidiary4,333,952 Reported balance After 2011-01-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2011-01-12 · Gift · Disposed 563,743 · Balance 4,333,952

F2: As of December 31, 2011, after all gifts were distributed as described in this Form 5, Wells Fargo held 4,333,952 shares.

F1: Shares held of record by Norwest Limited LP, LLLP, an indirectly wholly-owned subsidiary of Wells Fargo & Company ("Wells Fargo"). Wells Fargo disclaims beneficial interest in such securities, except to the extent of its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Subsidiary4,333,952 Reported balance After 2011-04-05 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2011-04-05 · Gift · Disposed 281,000 · Balance 4,333,952

F2: As of December 31, 2011, after all gifts were distributed as described in this Form 5, Wells Fargo held 4,333,952 shares.

F1: Shares held of record by Norwest Limited LP, LLLP, an indirectly wholly-owned subsidiary of Wells Fargo & Company ("Wells Fargo"). Wells Fargo disclaims beneficial interest in such securities, except to the extent of its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Subsidiary4,333,952 Reported balance After 2011-04-06 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2011-04-06 · Gift · Disposed 282,743 · Balance 4,333,952

F2: As of December 31, 2011, after all gifts were distributed as described in this Form 5, Wells Fargo held 4,333,952 shares.

F1: Shares held of record by Norwest Limited LP, LLLP, an indirectly wholly-owned subsidiary of Wells Fargo & Company ("Wells Fargo"). Wells Fargo disclaims beneficial interest in such securities, except to the extent of its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Subsidiary4,333,952 Reported balance After 2011-04-15 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2011-04-15 · Gift · Disposed 281,871 · Balance 4,333,952

F2: As of December 31, 2011, after all gifts were distributed as described in this Form 5, Wells Fargo held 4,333,952 shares.

F1: Shares held of record by Norwest Limited LP, LLLP, an indirectly wholly-owned subsidiary of Wells Fargo & Company ("Wells Fargo"). Wells Fargo disclaims beneficial interest in such securities, except to the extent of its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Subsidiary4,333,952 Reported balance After 2011-04-18 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2011-04-18 · Gift · Disposed 281,872 · Balance 4,333,952

F2: As of December 31, 2011, after all gifts were distributed as described in this Form 5, Wells Fargo held 4,333,952 shares.

F1: Shares held of record by Norwest Limited LP, LLLP, an indirectly wholly-owned subsidiary of Wells Fargo & Company ("Wells Fargo"). Wells Fargo disclaims beneficial interest in such securities, except to the extent of its pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Subsidiary4,333,952 Reported balance After 2011-06-27 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2011-06-27 · Gift · Disposed 3,500,000 · Balance 4,333,952

F2: As of December 31, 2011, after all gifts were distributed as described in this Form 5, Wells Fargo held 4,333,952 shares.

F1: Shares held of record by Norwest Limited LP, LLLP, an indirectly wholly-owned subsidiary of Wells Fargo & Company ("Wells Fargo"). Wells Fargo disclaims beneficial interest in such securities, except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Shares held of record by Norwest Limited LP, LLLP, an indirectly wholly-owned subsidiary of Wells Fargo & Company ("Wells Fargo"). Wells Fargo disclaims beneficial interest in such securities, except to the extent of its pecuniary interest therein.

F2: As of December 31, 2011, after all gifts were distributed as described in this Form 5, Wells Fargo held 4,333,952 shares.

SCHMITT INDUSTRIES INC

Report date June 23, 2004 · Filed June 25, 2004

Jointly reported with WELLS FARGO BANK N A

Section 16 reporting ended · disclosed 2004-06-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote 1.0 Reported balance After 2004-06-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2004-06-23 · Sale · Disposed 509,331 · Balance 0

F1: Wells Fargo Bank, National Association (the "Bank") is an indirectly wholly-owned subsidiary of the Reporting Person and a joint filer to this Form 4. The Bank may be deemed to have acquired these shares when it gave notice to insiders of the Issuer of the Bank's intent to dispose of such shares pledged by the insiders to the Bank (the "Notice") to secure loan(s) by the Bank, following the insiders' default on such loan. Although the Reporting Person and the Bank may each be deemed the beneficial owner of the shares under Section 13d-1(b) of the Securities Exchange Act of 1934 (the "Exchange Act"), the Reporting Person and the Bank each dislcaim beneficial ownership of these shares as they are attrituable to such insiders under Section 16 of the Exchange Act.

Filing footnotes · ownership attribution and instrument terms

F1: Wells Fargo Bank, National Association (the "Bank") is an indirectly wholly-owned subsidiary of the Reporting Person and a joint filer to this Form 4. The Bank may be deemed to have acquired these shares when it gave notice to insiders of the Issuer of the Bank's intent to dispose of such shares pledged by the insiders to the Bank (the "Notice") to secure loan(s) by the Bank, following the insiders' default on such loan. Although the Reporting Person and the Bank may each be deemed the beneficial owner of the shares under Section 13d-1(b) of the Securities Exchange Act of 1934 (the "Exchange Act"), the Reporting Person and the Bank each dislcaim beneficial ownership of these shares as they are attrituable to such insiders under Section 16 of the Exchange Act.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 29, 2018 Filed Mar 30, 2018 14:38 UTC Nuveen AMT-Free Quality Municipal Income Fund NEA · Entity 1411 OtherVariable Rate MuniFund Term Preferred Shares 7,730 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-008963 · doc4.xml · nonDerivative · entry 1

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner

WELLS FARGO BANK N A · CIK 0000740906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · kind: The disposition of shares occurred pursuant to: (i) the Series B Munifund Preferred Shares (MFP) Exchange Agreement, dated March 29, 2018, between the Issuer and Wells Fargo Bank, National Association ("WFBNA") pursuant to which WFBNA exchanged 5,350 existing Variable Rate MuniFund Term Preferred Shares ("VMTP Shares"), Series 2018, of the Issuer for an equal number of newly issued MuniFund Preferred Shares ("MFP Shares"), Series B, of the Issuer in a cashless exchange and (ii) the Series C Munifund Preferred Shares (MFP) Exchange Agreement, dated March 29, 2018, between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 2,380 VMTP Shares, Series 2019, of the Issuer for an equal number of newly issued MFP Shares, Series C, of the Issuer in a cashless exchange.

F2 · kind: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo"), Capital Strategies and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies and WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo.

F1 · price: The disposition of shares occurred pursuant to: (i) the Series B Munifund Preferred Shares (MFP) Exchange Agreement, dated March 29, 2018, between the Issuer and Wells Fargo Bank, National Association ("WFBNA") pursuant to which WFBNA exchanged 5,350 existing Variable Rate MuniFund Term Preferred Shares ("VMTP Shares"), Series 2018, of the Issuer for an equal number of newly issued MuniFund Preferred Shares ("MFP Shares"), Series B, of the Issuer in a cashless exchange and (ii) the Series C Munifund Preferred Shares (MFP) Exchange Agreement, dated March 29, 2018, between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 2,380 VMTP Shares, Series 2019, of the Issuer for an equal number of newly issued MFP Shares, Series C, of the Issuer in a cashless exchange.

F2 · ownership.nature: This statement is jointly filed by Wells Fargo & Company ("Wells Fargo"), Capital Strategies and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies and WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:45 UTC Nuveen California Quality Municipal Income Fund NAC · Entity 1396 OtherMuniFund Preferred Shares 3,200 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-002423 · doc4.xml · nonDerivative · entry 2

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 3,200

F1 · kind: The disposition of shares occurred pursuant to a Purchase and Exchange Agreement among the Nuveen California Quality Municipal Income Fund (the "Issuer") and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Captial Strategies exchanged 1,450 existing Variable Rate MuniFund Term Preferred Shares of the Issuer for an equal number of newly issued Series A MuniFund Preferred Shares of the Issuer ("MFP Shares") and purchased 1,750 newly issued MFP Shares, for a purchase price of $100,000 per share. In addition to the MFP Shares, Capital Strategies also holds 1,600 variable rate demand preferred shares, Series 8 of the Issuer ("VRDP Shares"). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F3 · kind: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F1 · price: The disposition of shares occurred pursuant to a Purchase and Exchange Agreement among the Nuveen California Quality Municipal Income Fund (the "Issuer") and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Captial Strategies exchanged 1,450 existing Variable Rate MuniFund Term Preferred Shares of the Issuer for an equal number of newly issued Series A MuniFund Preferred Shares of the Issuer ("MFP Shares") and purchased 1,750 newly issued MFP Shares, for a purchase price of $100,000 per share. In addition to the MFP Shares, Capital Strategies also holds 1,600 variable rate demand preferred shares, Series 8 of the Issuer ("VRDP Shares"). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F3 · ownership.nature: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F4 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:45 UTC Nuveen California Quality Municipal Income Fund NAC · Entity 1396 OtherVariable Rate MuniFund Term Preferred Shares 1,450 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-002423 · doc4.xml · nonDerivative · entry 1

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · kind: The disposition of shares occurred pursuant to a Purchase and Exchange Agreement among the Nuveen California Quality Municipal Income Fund (the "Issuer") and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Captial Strategies exchanged 1,450 existing Variable Rate MuniFund Term Preferred Shares of the Issuer for an equal number of newly issued Series A MuniFund Preferred Shares of the Issuer ("MFP Shares") and purchased 1,750 newly issued MFP Shares, for a purchase price of $100,000 per share. In addition to the MFP Shares, Capital Strategies also holds 1,600 variable rate demand preferred shares, Series 8 of the Issuer ("VRDP Shares"). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F3 · kind: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F1 · price: The disposition of shares occurred pursuant to a Purchase and Exchange Agreement among the Nuveen California Quality Municipal Income Fund (the "Issuer") and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Captial Strategies exchanged 1,450 existing Variable Rate MuniFund Term Preferred Shares of the Issuer for an equal number of newly issued Series A MuniFund Preferred Shares of the Issuer ("MFP Shares") and purchased 1,750 newly issued MFP Shares, for a purchase price of $100,000 per share. In addition to the MFP Shares, Capital Strategies also holds 1,600 variable rate demand preferred shares, Series 8 of the Issuer ("VRDP Shares"). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F3 · ownership.nature: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F4 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:50 UTC Nuveen AMT-Free Municipal Credit Income Fund NVG · Entity 1400 OtherMuniFund Preferred Shares 4,054 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-002424 · doc4.xml · nonDerivative · entry 2

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

WELLS FARGO BANK N A · CIK 0000740906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 4,054

F1 · kind: The disposition of shares occurred pursuant to a Purchase and Exchange Agreement among the Nuveen AMT-Free Municipal Credit Income Fund (the "Issuer") and Wells Fargo Bank, National Association (the "Bank") pursuant to which the Bank exchanged 2,404 existing Variable Rate MuniFund Term Preferred Shares, Series 2018, of the Issuer for an equal number of newly issued Series A MuniFund Preferred Shares of the Issuer ("MFP Shares") and purchased 1,650 newly issued MFP Shares, for a purchase price of $100,000 per share. The Bank is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2 · kind: This statement is jointly filed by Wells Fargo and the Bank. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary the Bank.

F1 · price: The disposition of shares occurred pursuant to a Purchase and Exchange Agreement among the Nuveen AMT-Free Municipal Credit Income Fund (the "Issuer") and Wells Fargo Bank, National Association (the "Bank") pursuant to which the Bank exchanged 2,404 existing Variable Rate MuniFund Term Preferred Shares, Series 2018, of the Issuer for an equal number of newly issued Series A MuniFund Preferred Shares of the Issuer ("MFP Shares") and purchased 1,650 newly issued MFP Shares, for a purchase price of $100,000 per share. The Bank is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2 · ownership.nature: This statement is jointly filed by Wells Fargo and the Bank. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary the Bank.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:50 UTC Nuveen AMT-Free Municipal Credit Income Fund NVG · Entity 1400 OtherVariable Rate MuniFund Term Preferred Shares, Series 2018 2,404 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-002424 · doc4.xml · nonDerivative · entry 1

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

WELLS FARGO BANK N A · CIK 0000740906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · kind: The disposition of shares occurred pursuant to a Purchase and Exchange Agreement among the Nuveen AMT-Free Municipal Credit Income Fund (the "Issuer") and Wells Fargo Bank, National Association (the "Bank") pursuant to which the Bank exchanged 2,404 existing Variable Rate MuniFund Term Preferred Shares, Series 2018, of the Issuer for an equal number of newly issued Series A MuniFund Preferred Shares of the Issuer ("MFP Shares") and purchased 1,650 newly issued MFP Shares, for a purchase price of $100,000 per share. The Bank is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2 · kind: This statement is jointly filed by Wells Fargo and the Bank. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary the Bank.

F1 · price: The disposition of shares occurred pursuant to a Purchase and Exchange Agreement among the Nuveen AMT-Free Municipal Credit Income Fund (the "Issuer") and Wells Fargo Bank, National Association (the "Bank") pursuant to which the Bank exchanged 2,404 existing Variable Rate MuniFund Term Preferred Shares, Series 2018, of the Issuer for an equal number of newly issued Series A MuniFund Preferred Shares of the Issuer ("MFP Shares") and purchased 1,650 newly issued MFP Shares, for a purchase price of $100,000 per share. The Bank is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2 · ownership.nature: This statement is jointly filed by Wells Fargo and the Bank. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary the Bank.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 23:02 UTC Nuveen Quality Municipal Income Fund NAD · Entity 1435 OtherMuniFund Preferred Shares 6,070 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-002426 · doc4.xml · nonDerivative · entry 2

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

WELLS FARGO BANK N A · CIK 0000740906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 6,070

F1 · kind: The disposition of shares occurred pursuant to a Purchase and Exchange Agreement among the Nuveen Quality Municipal Income Fund (the "Issuer") and Wells Fargo Bank, National Association (the "Bank") pursuant to which the Bank exchanged 4,070 existing Variable Rate MuniFund Term Preferred Shares, Series 2018, of the Issuer for an equal number of newly issued Series A MuniFund Preferred Shares of the Issuer ("MFP Shares") and purchased 2,000 newly issued MFP Shares, for a purchase price of $100,000 per share. The Bank is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2 · kind: This statement is jointly filed by Wells Fargo and the Bank. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary the Bank.

F1 · price: The disposition of shares occurred pursuant to a Purchase and Exchange Agreement among the Nuveen Quality Municipal Income Fund (the "Issuer") and Wells Fargo Bank, National Association (the "Bank") pursuant to which the Bank exchanged 4,070 existing Variable Rate MuniFund Term Preferred Shares, Series 2018, of the Issuer for an equal number of newly issued Series A MuniFund Preferred Shares of the Issuer ("MFP Shares") and purchased 2,000 newly issued MFP Shares, for a purchase price of $100,000 per share. The Bank is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2 · ownership.nature: This statement is jointly filed by Wells Fargo and the Bank. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary the Bank.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

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January 29, 2018 Filed Jan 31, 2018 23:02 UTC Nuveen Quality Municipal Income Fund NAD · Entity 1435 OtherVariable Rate MuniFund Term Preferred Shares, Series 2018 4,070 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-002426 · doc4.xml · nonDerivative · entry 1

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

WELLS FARGO BANK N A · CIK 0000740906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · kind: The disposition of shares occurred pursuant to a Purchase and Exchange Agreement among the Nuveen Quality Municipal Income Fund (the "Issuer") and Wells Fargo Bank, National Association (the "Bank") pursuant to which the Bank exchanged 4,070 existing Variable Rate MuniFund Term Preferred Shares, Series 2018, of the Issuer for an equal number of newly issued Series A MuniFund Preferred Shares of the Issuer ("MFP Shares") and purchased 2,000 newly issued MFP Shares, for a purchase price of $100,000 per share. The Bank is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2 · kind: This statement is jointly filed by Wells Fargo and the Bank. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary the Bank.

F1 · price: The disposition of shares occurred pursuant to a Purchase and Exchange Agreement among the Nuveen Quality Municipal Income Fund (the "Issuer") and Wells Fargo Bank, National Association (the "Bank") pursuant to which the Bank exchanged 4,070 existing Variable Rate MuniFund Term Preferred Shares, Series 2018, of the Issuer for an equal number of newly issued Series A MuniFund Preferred Shares of the Issuer ("MFP Shares") and purchased 2,000 newly issued MFP Shares, for a purchase price of $100,000 per share. The Bank is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2 · ownership.nature: This statement is jointly filed by Wells Fargo and the Bank. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary the Bank.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

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November 16, 2017 Filed Nov 17, 2017 22:24 UTC Nuveen California Quality Municipal Income Fund NAC · Entity 1396 GrantVariable Rate Demand Preferred Shares 1,600 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-026827 · doc4.xml · nonDerivative · entry 1

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,600

F1 · kind: The 1,600 variable rate demand preferred shares ("Shares") reported as acquired in Table I consist of 1,600 variable rate demand preferred shares, Series 8 of Nuveen California Quality Municipal Income Fund (the "Issuer") and represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were purchased by Capital Strategies from the remarketing agent for the Shares. The Shares were acquired for a purchase price of $100,000 per share. In addition to the Shares, Capital Strategies also holds 1,450 variable rate munifund term preferred shares of the Issuer ("VMTP Shares"). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F1 · price: The 1,600 variable rate demand preferred shares ("Shares") reported as acquired in Table I consist of 1,600 variable rate demand preferred shares, Series 8 of Nuveen California Quality Municipal Income Fund (the "Issuer") and represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were purchased by Capital Strategies from the remarketing agent for the Shares. The Shares were acquired for a purchase price of $100,000 per share. In addition to the Shares, Capital Strategies also holds 1,450 variable rate munifund term preferred shares of the Issuer ("VMTP Shares"). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F3 · ownership.nature: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies.

F4 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

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October 19, 2017 Filed Mar 13, 2018 16:08 UTC Nuveen AMT-Free Quality Municipal Income Fund NEA · Entity 1411 OtherPreferred Shares 1,000 $100,000.00 $100,000,000.00
Disclosure

SEC source: 0000899243-18-007206 · doc4.xml · nonDerivative · entry 1

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner

WELLS FARGO BANK N A · CIK 0000740906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 7,730

F1 · kind: The 1,000 preferred shares reported as disposed of in Table I represent variable rate demand preferred shares (the "VRDP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VRDP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,000 per share. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2 · kind: This statement is jointly filed by Wells Fargo, Capital Strategies and Wells Fargo Bank, National Association ("WFBNA"). Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies and WFBNA. 2,380 of the Securities are beneficially owned by Capital Strategies (comprised of 2,380 variable rate munifund term preferred shares of the Issuer), and 5,350 of the Securities are beneficially owned by WFBNA (comprised of 5,350 variable rate munifund term preferred shares of the Issuer). Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo.

F1 · price: The 1,000 preferred shares reported as disposed of in Table I represent variable rate demand preferred shares (the "VRDP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VRDP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,000 per share. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2 · ownership.nature: This statement is jointly filed by Wells Fargo, Capital Strategies and Wells Fargo Bank, National Association ("WFBNA"). Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies and WFBNA. 2,380 of the Securities are beneficially owned by Capital Strategies (comprised of 2,380 variable rate munifund term preferred shares of the Issuer), and 5,350 of the Securities are beneficially owned by WFBNA (comprised of 5,350 variable rate munifund term preferred shares of the Issuer). Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

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March 01, 2017 Filed Mar 2, 2017 19:45 UTC NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND NMT · Entity 1373 OtherVariable Rate Demand Preferred Shares 740 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005986 · doc4.xml · nonDerivative · entry 2

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 740

F1 · kind: The 740 variable rate demand preferred shares reported as acquired in Table I consist of 740 variable rate demand preferred shares, Series 1, ("Shares") of Nuveen Massachusetts Quality Municipal Income Fund (formerly Nuveen Massachusetts Premium Income Municipal Fund) (the "Issuer") and represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were acquired by Capital Strategies in exchange for Capital Strategies' 740 variable rate munifund term preferred shares, Series 2017, of the Issuer ("VMTP Shares") (the "Exchange"). No funds were exchanged by the Reporting Persons and the Issuer for the Exchange. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2 · kind: The 740 VMTP Shares were previously acquired by Capital Strategies as reported in the Form 3 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on July 9, 2014.

F1 · price: The 740 variable rate demand preferred shares reported as acquired in Table I consist of 740 variable rate demand preferred shares, Series 1, ("Shares") of Nuveen Massachusetts Quality Municipal Income Fund (formerly Nuveen Massachusetts Premium Income Municipal Fund) (the "Issuer") and represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were acquired by Capital Strategies in exchange for Capital Strategies' 740 variable rate munifund term preferred shares, Series 2017, of the Issuer ("VMTP Shares") (the "Exchange"). No funds were exchanged by the Reporting Persons and the Issuer for the Exchange. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F3 · ownership.nature: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies.

F4 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer

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March 01, 2017 Filed Mar 2, 2017 19:45 UTC NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND NMT · Entity 1373 OtherVariable Rate MuniFund Term Preferred Shares 740 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005986 · doc4.xml · nonDerivative · entry 1

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · kind: The 740 variable rate demand preferred shares reported as acquired in Table I consist of 740 variable rate demand preferred shares, Series 1, ("Shares") of Nuveen Massachusetts Quality Municipal Income Fund (formerly Nuveen Massachusetts Premium Income Municipal Fund) (the "Issuer") and represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were acquired by Capital Strategies in exchange for Capital Strategies' 740 variable rate munifund term preferred shares, Series 2017, of the Issuer ("VMTP Shares") (the "Exchange"). No funds were exchanged by the Reporting Persons and the Issuer for the Exchange. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2 · kind: The 740 VMTP Shares were previously acquired by Capital Strategies as reported in the Form 3 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on July 9, 2014.

F1 · price: The 740 variable rate demand preferred shares reported as acquired in Table I consist of 740 variable rate demand preferred shares, Series 1, ("Shares") of Nuveen Massachusetts Quality Municipal Income Fund (formerly Nuveen Massachusetts Premium Income Municipal Fund) (the "Issuer") and represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were acquired by Capital Strategies in exchange for Capital Strategies' 740 variable rate munifund term preferred shares, Series 2017, of the Issuer ("VMTP Shares") (the "Exchange"). No funds were exchanged by the Reporting Persons and the Issuer for the Exchange. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F3 · ownership.nature: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies.

F4 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer

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November 17, 2016 Filed Nov 21, 2016 21:56 UTC NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND NQP · Entity 10916 OtherVariable Rate Demand Preferred Shares 2,175 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-034020 · doc4.xml · nonDerivative · entry 1

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 2,175

F1 · kind: The 2,175 variable rate demand preferred shares ("Shares") reported as acquired in Table I consist of (a) 1,125 variable rate demand preferred shares, Series 2 and (b) 1,050 variable rate demand preferred shares, Series 3, of Nuveen Pennsylvania Investment Quality Municipal Fund (the "Issuer") and represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were purchased by Capital Strategies from the remarketing agent for the Shares. The Shares were acquired for a purchase price of $100,000 per share. In addition to the Shares, Capital Strategies also holds 870 variable rate munifund term preferred shares of the Issuer ("VMTP Shares"). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2 · kind: The 870 VMTP Shares were previously acquired by Capital Strategies as reported in the Form 4 filing filed by Wells Fargo and Capital Strategies with the United States Securities and Exchange Commission on September 2, 2016.

F1 · price: The 2,175 variable rate demand preferred shares ("Shares") reported as acquired in Table I consist of (a) 1,125 variable rate demand preferred shares, Series 2 and (b) 1,050 variable rate demand preferred shares, Series 3, of Nuveen Pennsylvania Investment Quality Municipal Fund (the "Issuer") and represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were purchased by Capital Strategies from the remarketing agent for the Shares. The Shares were acquired for a purchase price of $100,000 per share. In addition to the Shares, Capital Strategies also holds 870 variable rate munifund term preferred shares of the Issuer ("VMTP Shares"). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F3 · ownership.nature: This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies.

F4 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

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October 19, 2016 Filed Oct 21, 2016 15:37 UTC Nuveen AMT-Free Quality Municipal Income Fund NEA · Entity 1411 OtherVariable Rate Demand Preferred Shares 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-032127 · doc4.xml · nonDerivative · entry 1

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner

WELLS FARGO BANK N A · CIK 0000740906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 8,730

F1 · kind: The 1,000 Variable Rate Demand Preferred Shares ("Shares") reported as acquired in Table I represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were acquired for a purchase price of $100,000 per share. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2 · kind: This statement is jointly filed by Wells Fargo & Company, Capital Strategies, LLC and Wells Fargo Bank, National Association ("WFBNA"). Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies and WFBNA. 3,380 of the Securities are beneficially owned by Capital Strategies (comprised of 1,000 Shares and 2,380 Variable Rate MuniFund Term Preferred Shares), and 5,350 of the Securities are beneficially owned by WFBNA (all of which are Variable Rate MuniFund Term Preferred Shares). Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo & Company.

F1 · price: The 1,000 Variable Rate Demand Preferred Shares ("Shares") reported as acquired in Table I represent Shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The Shares were acquired for a purchase price of $100,000 per share. Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo").

F2 · ownership.nature: This statement is jointly filed by Wells Fargo & Company, Capital Strategies, LLC and Wells Fargo Bank, National Association ("WFBNA"). Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies and WFBNA. 3,380 of the Securities are beneficially owned by Capital Strategies (comprised of 1,000 Shares and 2,380 Variable Rate MuniFund Term Preferred Shares), and 5,350 of the Securities are beneficially owned by WFBNA (all of which are Variable Rate MuniFund Term Preferred Shares). Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo & Company.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

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September 12, 2016 Filed Sep 14, 2016 19:53 UTC Nuveen AMT-Free Quality Municipal Income Fund NEA · Entity 1411 OtherVariable Rate MuniFund Term Preferred Shares 5,350 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-028957 · doc4.xml · nonDerivative · entry 1

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner

WELLS FARGO BANK N A · CIK 0000740906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 7,730

F1 · kind: In connection with the reorganization of the Nuveen Performance Plus Municipal Fund, Inc. into NEA, the disposition occurred in exchange for an equal number of shares of NEA, Series 2018, held by Wells Fargo Bank, National Association ("WFBNA") of equivalent value in a cashless transaction.

F2 · kind: This statement is jointly filed by Wells Fargo & Company, Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") and WFBNA. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies and WFBNA. 2,380 of the Securities are beneficially owned by Capital Strategies, and 5,350 of the Securities are beneficially owned by WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo & Company.

F1 · price: In connection with the reorganization of the Nuveen Performance Plus Municipal Fund, Inc. into NEA, the disposition occurred in exchange for an equal number of shares of NEA, Series 2018, held by Wells Fargo Bank, National Association ("WFBNA") of equivalent value in a cashless transaction.

F2 · ownership.nature: This statement is jointly filed by Wells Fargo & Company, Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") and WFBNA. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies and WFBNA. 2,380 of the Securities are beneficially owned by Capital Strategies, and 5,350 of the Securities are beneficially owned by WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo & Company.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

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September 01, 2016 Filed Sep 2, 2016 19:35 UTC NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUND NKG · Entity 11523 OtherVariable Rate MuniFund Term Preferred Shares 820 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-028457 · doc4.xml · nonDerivative · entry 2

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 820

F1 · kind: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 750 existing Variable Rate MuniFund Term Preferred Shares of NKG for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NKG, and purchased 70 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NKG, for a purchase price of $100,000 per share.

F2 · kind: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies.

F1 · price: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 750 existing Variable Rate MuniFund Term Preferred Shares of NKG for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NKG, and purchased 70 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NKG, for a purchase price of $100,000 per share.

F2 · ownership.nature: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

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September 01, 2016 Filed Sep 2, 2016 19:35 UTC NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUND NKG · Entity 11523 OtherVariable Rate MuniFund Term Preferred Shares 750 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-028457 · doc4.xml · nonDerivative · entry 1

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · kind: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 750 existing Variable Rate MuniFund Term Preferred Shares of NKG for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NKG, and purchased 70 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NKG, for a purchase price of $100,000 per share.

F2 · kind: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies.

F1 · price: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 750 existing Variable Rate MuniFund Term Preferred Shares of NKG for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NKG, and purchased 70 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NKG, for a purchase price of $100,000 per share.

F2 · ownership.nature: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

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September 01, 2016 Filed Sep 2, 2016 19:37 UTC NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUND NTC · Entity 11938 OtherVariable Rate MuniFund Term Preferred Shares 1,120 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-028459 · doc4.xml · nonDerivative · entry 2

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 1,120

F1 · kind: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 1,060 existing Variable Rate MuniFund Term Preferred Shares of NTC for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NTC, and purchased 60 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NTC, for a purchase price of $100,000 per share.

F2 · kind: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies.

F1 · price: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 1,060 existing Variable Rate MuniFund Term Preferred Shares of NTC for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NTC, and purchased 60 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NTC, for a purchase price of $100,000 per share.

F2 · ownership.nature: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Read SEC document
September 01, 2016 Filed Sep 2, 2016 19:37 UTC NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUND NTC · Entity 11938 OtherVariable Rate MuniFund Term Preferred Shares 1,060 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-028459 · doc4.xml · nonDerivative · entry 1

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · kind: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 1,060 existing Variable Rate MuniFund Term Preferred Shares of NTC for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NTC, and purchased 60 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NTC, for a purchase price of $100,000 per share.

F2 · kind: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies.

F1 · price: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 1,060 existing Variable Rate MuniFund Term Preferred Shares of NTC for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NTC, and purchased 60 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NTC, for a purchase price of $100,000 per share.

F2 · ownership.nature: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

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September 01, 2016 Filed Sep 2, 2016 19:41 UTC NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND NQP · Entity 10916 OtherVariable Rate MuniFund Term Preferred Shares 870 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-028462 · doc4.xml · nonDerivative · entry 2

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 870

F1 · kind: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 480 existing Variable Rate MuniFund Term Preferred Shares of NQP for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NQP, and purchased 390 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NQP, for a purchase price of $100,000 per share.

F2 · kind: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies.

F1 · price: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 480 existing Variable Rate MuniFund Term Preferred Shares of NQP for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NQP, and purchased 390 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NQP, for a purchase price of $100,000 per share.

F2 · ownership.nature: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

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September 01, 2016 Filed Sep 2, 2016 19:41 UTC NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND NQP · Entity 10916 OtherVariable Rate MuniFund Term Preferred Shares 480 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-028462 · doc4.xml · nonDerivative · entry 1

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Wells Fargo Municipal Capital Strategies, LLC · CIK 0001585457 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 0

F1 · kind: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 480 existing Variable Rate MuniFund Term Preferred Shares of NQP for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NQP, and purchased 390 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NQP, for a purchase price of $100,000 per share.

F2 · kind: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies.

F1 · price: The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 480 existing Variable Rate MuniFund Term Preferred Shares of NQP for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NQP, and purchased 390 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NQP, for a purchase price of $100,000 per share.

F2 · ownership.nature: This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

Read SEC document
January 28, 2013 Filed Jan 30, 2013 21:11 UTC CUBIC ENERGY INC QBC · Entity 12633 GrantWarrant to Purchase Shares of Common Stock · Derivative 1,000,000 $0.00 Strike: $0.20 $0.00
Disclosure

SEC source: 0001181431-13-005542 · rrd368009.xml · derivative · entry 6

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2017-12-01

F1 · kind: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F1 · price: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F2 · ownership.nature: The indicated securities are held of record by Wells Fargo Energy Capital, Inc., a wholly owned subsidiary of GST Co. ("GST") and an indirectly held subsidiary of Wells Fargo & Company ("WFC"). GST and WFC each disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein.

Read SEC document
January 28, 2013 Filed Jan 30, 2013 21:11 UTC CUBIC ENERGY INC QBC · Entity 12633 Disposition to issuerWarrant to Purchase Shares of Common Stock · Derivative 1,000,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001181431-13-005542 · rrd368009.xml · derivative · entry 5

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires 2014-12-01

F1 · kind: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F1 · price: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F2 · ownership.nature: The indicated securities are held of record by Wells Fargo Energy Capital, Inc., a wholly owned subsidiary of GST Co. ("GST") and an indirectly held subsidiary of Wells Fargo & Company ("WFC"). GST and WFC each disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein.

Read SEC document
January 28, 2013 Filed Jan 30, 2013 21:11 UTC CUBIC ENERGY INC QBC · Entity 12633 GrantWarrant to Purchase Shares of Common Stock · Derivative 5,000,000 $0.00 Strike: $0.20 $0.00
Disclosure

SEC source: 0001181431-13-005542 · rrd368009.xml · derivative · entry 4

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,000,000

Underlying: Common Stock · 5,000,000 shares

Expires 2017-12-01

F1 · kind: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F1 · price: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F2 · ownership.nature: The indicated securities are held of record by Wells Fargo Energy Capital, Inc., a wholly owned subsidiary of GST Co. ("GST") and an indirectly held subsidiary of Wells Fargo & Company ("WFC"). GST and WFC each disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein.

Read SEC document
January 28, 2013 Filed Jan 30, 2013 21:11 UTC CUBIC ENERGY INC QBC · Entity 12633 Disposition to issuerWarrant to Purchase Shares of Common Stock · Derivative 5,000,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001181431-13-005542 · rrd368009.xml · derivative · entry 3

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 5,000,000 shares

Expires 2014-12-01

F1 · kind: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F1 · price: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F2 · ownership.nature: The indicated securities are held of record by Wells Fargo Energy Capital, Inc., a wholly owned subsidiary of GST Co. ("GST") and an indirectly held subsidiary of Wells Fargo & Company ("WFC"). GST and WFC each disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein.

Read SEC document
January 28, 2013 Filed Jan 30, 2013 21:11 UTC CUBIC ENERGY INC QBC · Entity 12633 GrantWarrant to Purchase Shares of Common Stock · Derivative 2,500,000 $0.00 Strike: $0.20 $0.00
Disclosure

SEC source: 0001181431-13-005542 · rrd368009.xml · derivative · entry 2

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,500,000

Underlying: Common Stock · 2,500,000 shares

Expires 2017-12-01

F1 · kind: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F1 · price: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F2 · ownership.nature: The indicated securities are held of record by Wells Fargo Energy Capital, Inc., a wholly owned subsidiary of GST Co. ("GST") and an indirectly held subsidiary of Wells Fargo & Company ("WFC"). GST and WFC each disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein.

Read SEC document
January 28, 2013 Filed Jan 30, 2013 21:11 UTC CUBIC ENERGY INC QBC · Entity 12633 Disposition to issuerWarrant to Purchase Shares of Common Stock · Derivative 2,500,000 $0.00 Strike: $0.99 $0.00
Disclosure

SEC source: 0001181431-13-005542 · rrd368009.xml · derivative · entry 1

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 2,500,000 shares

Expires 2014-12-01

F1 · kind: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F1 · price: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F2 · ownership.nature: The indicated securities are held of record by Wells Fargo Energy Capital, Inc., a wholly owned subsidiary of GST Co. ("GST") and an indirectly held subsidiary of Wells Fargo & Company ("WFC"). GST and WFC each disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein.

Read SEC document
January 28, 2013 Filed Jan 31, 2013 16:32 UTC Amendment CUBIC ENERGY INC QBC · Entity 12633 OtherWarrant to Purchase Shares of Common Stock · Derivative 1,000,000 $0.00 Strike: $0.20 $0.00
Disclosure

SEC source: 0001181431-13-005683 · rrd368226.xml · derivative · entry 6

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2017-12-01

F1 · kind: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F3 · kind: Amendment filed to correct Transaction Codes.

F1 · price: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F2 · ownership.nature: The indicated securities are held of record by Wells Fargo Energy Capital, Inc., a wholly owned subsidiary of GST Co. ("GST") and an indirectly held subsidiary of Wells Fargo & Company ("WFC"). GST and WFC each disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein.

Read SEC document
January 28, 2013 Filed Jan 31, 2013 16:32 UTC Amendment CUBIC ENERGY INC QBC · Entity 12633 OtherWarrant to Purchase Shares of Common Stock · Derivative 1,000,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001181431-13-005683 · rrd368226.xml · derivative · entry 5

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires 2014-12-01

F1 · kind: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F3 · kind: Amendment filed to correct Transaction Codes.

F1 · price: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F2 · ownership.nature: The indicated securities are held of record by Wells Fargo Energy Capital, Inc., a wholly owned subsidiary of GST Co. ("GST") and an indirectly held subsidiary of Wells Fargo & Company ("WFC"). GST and WFC each disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein.

Read SEC document
January 28, 2013 Filed Jan 31, 2013 16:32 UTC Amendment CUBIC ENERGY INC QBC · Entity 12633 OtherWarrant to Purchase Shares of Common Stock · Derivative 5,000,000 $0.00 Strike: $0.20 $0.00
Disclosure

SEC source: 0001181431-13-005683 · rrd368226.xml · derivative · entry 4

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,000,000

Underlying: Common Stock · 5,000,000 shares

Expires 2017-12-01

F1 · kind: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F3 · kind: Amendment filed to correct Transaction Codes.

F1 · price: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F2 · ownership.nature: The indicated securities are held of record by Wells Fargo Energy Capital, Inc., a wholly owned subsidiary of GST Co. ("GST") and an indirectly held subsidiary of Wells Fargo & Company ("WFC"). GST and WFC each disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein.

Read SEC document
January 28, 2013 Filed Jan 31, 2013 16:32 UTC Amendment CUBIC ENERGY INC QBC · Entity 12633 OtherWarrant to Purchase Shares of Common Stock · Derivative 5,000,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001181431-13-005683 · rrd368226.xml · derivative · entry 3

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 5,000,000 shares

Expires 2014-12-01

F1 · kind: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F3 · kind: Amendment filed to correct Transaction Codes.

F1 · price: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F2 · ownership.nature: The indicated securities are held of record by Wells Fargo Energy Capital, Inc., a wholly owned subsidiary of GST Co. ("GST") and an indirectly held subsidiary of Wells Fargo & Company ("WFC"). GST and WFC each disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein.

Read SEC document
January 28, 2013 Filed Jan 31, 2013 16:32 UTC Amendment CUBIC ENERGY INC QBC · Entity 12633 OtherWarrant to Purchase Shares of Common Stock · Derivative 2,500,000 $0.00 Strike: $0.20 $0.00
Disclosure

SEC source: 0001181431-13-005683 · rrd368226.xml · derivative · entry 2

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,500,000

Underlying: Common Stock · 2,500,000 shares

Expires 2017-12-01

F1 · kind: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F3 · kind: Amendment filed to correct Transaction Codes.

F1 · price: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F2 · ownership.nature: The indicated securities are held of record by Wells Fargo Energy Capital, Inc., a wholly owned subsidiary of GST Co. ("GST") and an indirectly held subsidiary of Wells Fargo & Company ("WFC"). GST and WFC each disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein.

Read SEC document
January 28, 2013 Filed Jan 31, 2013 16:32 UTC Amendment CUBIC ENERGY INC QBC · Entity 12633 OtherWarrant to Purchase Shares of Common Stock · Derivative 2,500,000 $0.00 Strike: $0.99 $0.00
Disclosure

SEC source: 0001181431-13-005683 · rrd368226.xml · derivative · entry 1

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 2,500,000 shares

Expires 2014-12-01

F1 · kind: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F3 · kind: Amendment filed to correct Transaction Codes.

F1 · price: The reported transactions involved an amendment of three outstanding warrants, resulting in the deemed cancellation of the "old" warrants and the grant of replacement warrants.

F2 · ownership.nature: The indicated securities are held of record by Wells Fargo Energy Capital, Inc., a wholly owned subsidiary of GST Co. ("GST") and an indirectly held subsidiary of Wells Fargo & Company ("WFC"). GST and WFC each disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein.

Read SEC document
August 24, 2012 Filed Aug 28, 2012 21:51 UTC MPG Office Trust, Inc. NYSE: MPG · Entity 12813 SaleCommon Stock 101,995 $3.40 $347,170.58
Disclosure

SEC source: 0001181431-12-047749 · rrd354602.xml · nonDerivative · entry 1

WELLS FARGO BANK N A · CIK 0000740906 · 10% owner

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See below

Disclosed balance after: 78,405

F1 · price: The price reported in Column 4 is the weighted average sales price from multiple sales on the Transaction Date, at prices ranging from $3.31 to $3.4912, inclusive. Either Reporting Person will, upon the request of MPG Office Trust, Inc., any security holder of MPG Office Trust, Inc., or the staff of the Securities and Exchange Commission, provide the requesting party full information regarding the number of shares sold at each separate price within the range reported in this and any other footnote to Column 4.

F2 · ownership.direct: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

F2 · ownership.nature: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

Read SEC document
August 23, 2012 Filed Aug 23, 2012 22:27 UTC MPG Office Trust, Inc. NYSE: MPG · Entity 12813 SaleCommon Stock 100,000 $3.30 $329,860.00
Disclosure

SEC source: 0001181431-12-047300 · rrd354333.xml · nonDerivative · entry 3

WELLS FARGO BANK N A · CIK 0000740906 · 10% owner

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See below

Disclosed balance after: 180,400

F3 · price: The price reported in Column 4 is the weighted average sales price from multiple sales on the Transaction Date, at prices ranging from $3.25 to $3.35, inclusive.

F4 · ownership.direct: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

F4 · ownership.nature: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

Read SEC document
August 22, 2012 Filed Aug 23, 2012 22:27 UTC MPG Office Trust, Inc. NYSE: MPG · Entity 12813 SaleCommon Stock 108,900 $3.35 $364,869.45
Disclosure

SEC source: 0001181431-12-047300 · rrd354333.xml · nonDerivative · entry 2

WELLS FARGO BANK N A · CIK 0000740906 · 10% owner

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See below

Disclosed balance after: 280,400

F2 · price: The price reported in Column 4 is the weighted average sales price from multiple sales on the Transaction Date, at prices ranging from $3.23 to $3.43, inclusive.

F4 · ownership.direct: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

F4 · ownership.nature: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

Read SEC document
August 21, 2012 Filed Aug 23, 2012 22:27 UTC MPG Office Trust, Inc. NYSE: MPG · Entity 12813 SaleCommon Stock 74,700 $3.14 $234,244.26
Disclosure

SEC source: 0001181431-12-047300 · rrd354333.xml · nonDerivative · entry 1

WELLS FARGO BANK N A · CIK 0000740906 · 10% owner

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See below

Disclosed balance after: 389,300

F1 · price: The price reported in Column 4 is the weighted average sales price from multiple sales on the Transaction Date, at prices ranging from $3.00 to $3.26, inclusive. Either Reporting Person will, upon the request of MPG Office Trust, Inc., any security holder of MPG Office Trust, Inc., or the staff of the Securities and Exchange Commission, provide the requesting party full information regarding the number of shares sold at each separate price within the range reported in this and any other footnote to Column 4.

F4 · ownership.direct: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

F4 · ownership.nature: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

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August 20, 2012 Filed Aug 21, 2012 01:39 UTC MPG Office Trust, Inc. NYSE: MPG · Entity 12813 SaleCommon Stock 62,697 $2.97 $186,279.06
Disclosure

SEC source: 0001181431-12-046671 · rrd354044.xml · nonDerivative · entry 2

WELLS FARGO BANK N A · CIK 0000740906 · 10% owner

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See below

Disclosed balance after: 464,000

F2 · price: The price reported in Column 4 is the weighted average sales price from multiple sales on the Transaction Date, prices ranging from $2.85 to $3.05, inclusive.

F3 · ownership.direct: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

F3 · ownership.nature: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

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August 17, 2012 Filed Aug 21, 2012 01:39 UTC MPG Office Trust, Inc. NYSE: MPG · Entity 12813 SaleCommon Stock 41,100 $2.99 $122,724.60
Disclosure

SEC source: 0001181431-12-046671 · rrd354044.xml · nonDerivative · entry 1

WELLS FARGO BANK N A · CIK 0000740906 · 10% owner

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See below

Disclosed balance after: 526,697

F1 · price: The price reported in Column 4 is the weighted average sales price from multiple sales on the Transaction Date, at prices ranging from $2.97 to $3.06, inclusive. Either Reporting Person will, upon the request of MPG Office Trust, Inc., any security holder of MPG Office Trust, Inc., or the staff of the Securities and Exchange Commission, provide the requesting party full information regarding the number of shares sold at each separate price within the range reported in this and any other footnote to Column 4.

F3 · ownership.direct: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

F3 · ownership.nature: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

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August 16, 2012 Filed Aug 17, 2012 01:55 UTC MPG Office Trust, Inc. NYSE: MPG · Entity 12813 SaleCommon Stock 17,200 $3.07 $52,836.68
Disclosure

SEC source: 0001181431-12-046198 · rrd353628.xml · nonDerivative · entry 3

WELLS FARGO BANK N A · CIK 0000740906 · 10% owner

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See below

Disclosed balance after: 567,797

F3 · price: The price reported in Column 4 is the weighted average sales price from multiple sales on the Transaction Date, at prices ranging from $3.05 to $3.09, inclusive.

F4 · balance_after: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

F4 · ownership.direct: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

F4 · ownership.nature: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

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August 15, 2012 Filed Aug 17, 2012 01:55 UTC MPG Office Trust, Inc. NYSE: MPG · Entity 12813 SaleCommon Stock 19,134 $3.04 $58,238.16
Disclosure

SEC source: 0001181431-12-046198 · rrd353628.xml · nonDerivative · entry 2

WELLS FARGO BANK N A · CIK 0000740906 · 10% owner

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See below

Disclosed balance after: 584,997

F2 · price: The price reported in Column 4 is the weighted average sales price from multiple sales on the Transaction Date, prices ranging from $3.01 to $3.08, inclusive.

F4 · balance_after: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

F4 · ownership.direct: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

F4 · ownership.nature: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

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August 14, 2012 Filed Aug 17, 2012 01:55 UTC MPG Office Trust, Inc. NYSE: MPG · Entity 12813 SaleCommon Stock 77,900 $3.04 $236,652.41
Disclosure

SEC source: 0001181431-12-046198 · rrd353628.xml · nonDerivative · entry 1

WELLS FARGO BANK N A · CIK 0000740906 · 10% owner

WELLS FARGO & COMPANY/MN · CIK 0000072971 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See below

Disclosed balance after: 604,131

F1 · price: The price reported in Column 4 is the weighted average sales price from multiple sales on the Transaction Date, at prices ranging from $3.00 to $3.0712, inclusive. Either Reporting Person will, upon the request of MPG Office Trust, Inc., any security holder of MPG Office Trust, Inc., or the staff of the Securities and Exchange Commission, provide the requesting party full information regarding the number of shares sold at each separate price within the range reported in this and any other footnote to Column 4.

F4 · balance_after: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

F4 · ownership.direct: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

F4 · ownership.nature: The 5,594,220 shares are directly beneficially owned by Wells Fargo Bank, N.A. ("WFB"). All other reported shares are indirectly beneficially owned by WFB and are owned directly by a borrower and pledged to WFB as collateral for a loan. The reported transactions involved sales of the shares by the borrower, and payment of sale proceeds to WFB. WFB is an indirect wholly-owned subsidiary of Wells Fargo & Company ('WFC"), and WFC is therefore an indirect beneficial owner of all of the shares reported herein.

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June 27, 2011 Filed Feb 7, 2012 17:18 UTC RACKSPACE HOSTING, INC. RAX · Entity 12943 GiftCommon Stock 3,500,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-006366 · rrd330876.xml · nonDerivative · entry 6

WELLS FARGO & CO/MN · CIK 0000072971 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 4,333,952

F2 · balance_after: As of December 31, 2011, after all gifts were distributed as described in this Form 5, Wells Fargo held 4,333,952 shares.

F1 · ownership.nature: Shares held of record by Norwest Limited LP, LLLP, an indirectly wholly-owned subsidiary of Wells Fargo & Company ("Wells Fargo"). Wells Fargo disclaims beneficial interest in such securities, except to the extent of its pecuniary interest therein.

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April 18, 2011 Filed Feb 7, 2012 17:18 UTC RACKSPACE HOSTING, INC. RAX · Entity 12943 GiftCommon Stock 281,872 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-006366 · rrd330876.xml · nonDerivative · entry 5

WELLS FARGO & CO/MN · CIK 0000072971 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 4,333,952

F2 · balance_after: As of December 31, 2011, after all gifts were distributed as described in this Form 5, Wells Fargo held 4,333,952 shares.

F1 · ownership.nature: Shares held of record by Norwest Limited LP, LLLP, an indirectly wholly-owned subsidiary of Wells Fargo & Company ("Wells Fargo"). Wells Fargo disclaims beneficial interest in such securities, except to the extent of its pecuniary interest therein.

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April 15, 2011 Filed Feb 7, 2012 17:18 UTC RACKSPACE HOSTING, INC. RAX · Entity 12943 GiftCommon Stock 281,871 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-006366 · rrd330876.xml · nonDerivative · entry 4

WELLS FARGO & CO/MN · CIK 0000072971 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 4,333,952

F2 · balance_after: As of December 31, 2011, after all gifts were distributed as described in this Form 5, Wells Fargo held 4,333,952 shares.

F1 · ownership.nature: Shares held of record by Norwest Limited LP, LLLP, an indirectly wholly-owned subsidiary of Wells Fargo & Company ("Wells Fargo"). Wells Fargo disclaims beneficial interest in such securities, except to the extent of its pecuniary interest therein.

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April 06, 2011 Filed Feb 7, 2012 17:18 UTC RACKSPACE HOSTING, INC. RAX · Entity 12943 GiftCommon Stock 282,743 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-006366 · rrd330876.xml · nonDerivative · entry 3

WELLS FARGO & CO/MN · CIK 0000072971 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 4,333,952

F2 · balance_after: As of December 31, 2011, after all gifts were distributed as described in this Form 5, Wells Fargo held 4,333,952 shares.

F1 · ownership.nature: Shares held of record by Norwest Limited LP, LLLP, an indirectly wholly-owned subsidiary of Wells Fargo & Company ("Wells Fargo"). Wells Fargo disclaims beneficial interest in such securities, except to the extent of its pecuniary interest therein.

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April 05, 2011 Filed Feb 7, 2012 17:18 UTC RACKSPACE HOSTING, INC. RAX · Entity 12943 GiftCommon Stock 281,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-006366 · rrd330876.xml · nonDerivative · entry 2

WELLS FARGO & CO/MN · CIK 0000072971 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 4,333,952

F2 · balance_after: As of December 31, 2011, after all gifts were distributed as described in this Form 5, Wells Fargo held 4,333,952 shares.

F1 · ownership.nature: Shares held of record by Norwest Limited LP, LLLP, an indirectly wholly-owned subsidiary of Wells Fargo & Company ("Wells Fargo"). Wells Fargo disclaims beneficial interest in such securities, except to the extent of its pecuniary interest therein.

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January 12, 2011 Filed Feb 7, 2012 17:18 UTC RACKSPACE HOSTING, INC. RAX · Entity 12943 GiftCommon Stock 563,743 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-006366 · rrd330876.xml · nonDerivative · entry 1

WELLS FARGO & CO/MN · CIK 0000072971 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 4,333,952

F2 · balance_after: As of December 31, 2011, after all gifts were distributed as described in this Form 5, Wells Fargo held 4,333,952 shares.

F1 · ownership.nature: Shares held of record by Norwest Limited LP, LLLP, an indirectly wholly-owned subsidiary of Wells Fargo & Company ("Wells Fargo"). Wells Fargo disclaims beneficial interest in such securities, except to the extent of its pecuniary interest therein.

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November 15, 2010 Filed Nov 17, 2010 21:25 UTC RACKSPACE HOSTING, INC. RAX · Entity 12943 SaleCommon Stock 108,634 $27.46 $2,983,089.64
Disclosure

SEC source: 0001181431-10-056219 · rrd291488.xml · nonDerivative · entry 1

WELLS FARGO & CO/MN · CIK 0000072971 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 14,935,920

F1 · price: The prices for the sales of these shares ranged from $27.10 to $27.76. The reporting person hereby undertakes to provide, upon written request, to the SEC Staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction is effected.

F2 · ownership.nature: Shares held of record by Norwest Limited LP, LLLP, an indirectly wholly-owned subsidiary of Wells Fargo & Company ("Wells Fargo"). Wells Fargo disclaims beneficial interest in such securities, except to the extent of its pecuniary interest therein.

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November 12, 2010 Filed Nov 16, 2010 21:17 UTC RACKSPACE HOSTING, INC. RAX · Entity 12943 SaleCommon Stock 116,366 $28.07 $3,266,393.62
Disclosure

SEC source: 0001181431-10-055948 · rrd291389.xml · nonDerivative · entry 1

WELLS FARGO & CO/MN · CIK 0000072971 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 15,044,554

F1 · price: The prices for the sales of these shares ranged from $28.00 to $28.50. The reporting person hereby undertakes to provide, upon written request, to the SEC Staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction is effected.

F2 · ownership.nature: Shares held of record by Norwest Limited LP, LLLP, an indirectly wholly-owned subsidiary of Wells Fargo & Company ("Wells Fargo"). Wells Fargo disclaims beneficial interest in such securities, except to the extent of its pecuniary interest therein.

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November 11, 2010 Filed Nov 15, 2010 22:15 UTC RACKSPACE HOSTING, INC. RAX · Entity 12943 SaleCommon Stock 470,177 $28.32 $13,315,412.64
Disclosure

SEC source: 0001181431-10-055683 · rrd291247.xml · nonDerivative · entry 1

WELLS FARGO & CO/MN · CIK 0000072971 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Subsidiary

Disclosed balance after: 15,160,920

F1 · price: The prices for the sales of these shares ranged from $27.86 to $28.83. The reporting person hereby undertakes to provide, upon written request, to the SEC Staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction is effected.

F2 · ownership.nature: Shares held of record by Norwest Limited LP, LLLP, an indirectly wholly-owned subsidiary of Wells Fargo & Company ("Wells Fargo"). Wells Fargo disclaims beneficial interest in such securities, except to the extent of its pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.