Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL INCRJF · Entity 3126 | President, PCG | July 28, 2026 | July 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RAYMOND JAMES FINANCIAL INC
Report date July 28, 2026 · Filed July 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,114 |
Reported balance
After 2026-07-28 transaction · row 1
1 source rowRow 1 · 2026-07-28 · Sale · Disposed 10,000 · Balance 45,114 F1: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2: Reflects the weighted average sale price. The range of prices for such transaction was $176.00 to $176.17. |
| Common StockSEC Table I · non-derivative | IndirectESOP | 7,602 |
Reported balance
Holding disclosure · report date 2026-07-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,602 F3: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through July 28, 2026. |
| Common StockSEC Table I · non-derivative | IndirectUTMA Custodian for Daughter | 75 |
Reported balance
Holding disclosure · report date 2026-07-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 75 F4: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectUTMA Custodian for Son | 75 |
Reported balance
Holding disclosure · report date 2026-07-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 75 F4: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average sale price. The range of prices for such transaction was $176.00 to $176.17.
F3: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through July 28, 2026.
F4: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2023 Filed Dec 14, 2023 21:37 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 1,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-011131 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,262 F1 · shares: The reporting person effected multiple gifts on the same day in different amounts. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 21:37 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 737 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-011131 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,427 Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 13:38 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-010560 · doc4.xml · derivative · entry 10 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 4,500 shares Expires 2025-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F6 · derivative.exercise_date: RSUs vested 60% on 11/30/2023 and will vest 20% on 11/30/2024 and 20% on 11/30/2025. F7 · balance_after: The RSU grant was previously reported as covering 5,000 shares awarded on December 3, 2022, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 13:38 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 1,513 | $103.75 | $156,973.75 |
DisclosureSEC source: 0001225208-23-010560 · doc4.xml · nonDerivative · entry 5 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,164 Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 13:38 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-010560 · doc4.xml · nonDerivative · entry 4 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 29, 2023 Filed Dec 1, 2023 13:38 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-010560 · doc4.xml · derivative · entry 9 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2023-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023. Read SEC document |
| November 29, 2023 Filed Dec 1, 2023 13:38 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 365 | $102.73 | $37,496.45 |
DisclosureSEC source: 0001225208-23-010560 · doc4.xml · nonDerivative · entry 3 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,177 Read SEC document |
| November 29, 2023 Filed Dec 1, 2023 13:38 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-010560 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 22, 2023 Filed Nov 24, 2023 16:17 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-010421 · doc4.xml · derivative · entry 6 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires 2024-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vested 60% on 11/22/2022, 20% on 11/22/2023, and will vest 20% on 11/22/2024. Read SEC document |
| November 22, 2023 Filed Nov 24, 2023 16:17 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 365 | $104.27 | $38,058.55 |
DisclosureSEC source: 0001225208-23-010421 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,890 Read SEC document |
| November 22, 2023 Filed Nov 24, 2023 16:17 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-010421 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 20, 2023 Filed Dec 1, 2023 13:38 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantCommon Stock | 4,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-010560 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,907 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2020. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 18:11 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 1,062 | $106.11 | $112,688.82 |
DisclosureSEC source: 0001225208-23-000375 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,755 Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 20:01 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 4,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012810 · doc4.xml · derivative · entry 10 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,194 Underlying: Common Stock · 4,194 shares Expires 2025-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F7 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 20:01 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 5,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012810 · doc4.xml · derivative · entry 9 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,779 Underlying: Common Stock · 5,440 shares Expires 2027-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F6 · derivative.exercise_date: RSUs vest 60% on 12/15/2025, 20% on 12/15/2026, and 20% on 12/15/2027. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 20:01 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 45,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012810 · doc4.xml · derivative · entry 8 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,339 Underlying: Common Stock · 45,339 shares Expires 2027-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F6 · derivative.exercise_date: RSUs vest 60% on 12/15/2025, 20% on 12/15/2026, and 20% on 12/15/2027. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 20:01 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 3,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012810 · doc4.xml · derivative · entry 7 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,090 shares Expires 2022-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · balance_after: The RSU grant was previously reported as covering 2,060 shares awarded on December 13, 2019, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 20:01 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012810 · doc4.xml · nonDerivative · entry 3 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,817 F2 · shares: The reporting person effected multiple gifts on the same day in different amounts. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 20:01 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 1,215 | $111.52 | $135,496.80 |
DisclosureSEC source: 0001225208-22-012810 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,517 Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 20:01 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 3,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012810 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 19:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012034 · doc4.xml · derivative · entry 11 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2022-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F6 · derivative.exercise_date: RSUs vested 60% on 11/30/2020, 20% on 11/30/2021, and 20% on 11/30/2022. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 19:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 590 | $116.90 | $68,971.00 |
DisclosureSEC source: 0001225208-22-012034 · doc4.xml · nonDerivative · entry 6 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,642 Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 19:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012034 · doc4.xml · nonDerivative · entry 5 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 19:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantCommon Stock | 4,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012034 · doc4.xml · nonDerivative · entry 4 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,732 F2 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/13/2019. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 19:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012034 · doc4.xml · derivative · entry 10 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires 2023-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and will vest 20% on 11/29/2023. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 19:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 220 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012034 · doc4.xml · nonDerivative · entry 3 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,684 Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 19:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 590 | $115.37 | $68,068.30 |
DisclosureSEC source: 0001225208-22-012034 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,904 Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 19:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012034 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 22, 2022 Filed Nov 25, 2022 14:35 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-011909 · doc4.xml · derivative · entry 6 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 4,500 shares Expires 2024-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vested 60% on 11/22/2022 and will vest 20% on 11/22/2023 and 20% on 11/22/2024. F5 · balance_after: The RSU grant was previously reported as covering 5,000 shares awarded on November 22, 2019, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. Read SEC document |
| November 22, 2022 Filed Nov 25, 2022 14:35 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 1,122 | $123.52 | $138,589.44 |
DisclosureSEC source: 0001225208-22-011909 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,994 Read SEC document |
| November 22, 2022 Filed Nov 25, 2022 14:35 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-011909 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| October 31, 2022 Filed Nov 3, 2022 16:19 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 1,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-011301 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,616 F1 · shares: The reporting person effected multiple gifts on the same day in different amounts. Read SEC document |
| August 05, 2022 Filed Aug 15, 2022 18:24 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-009510 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,948 Read SEC document |
| February 01, 2022 Filed Feb 7, 2022 22:15 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 1,801 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001565 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,248 F1 · shares: The reporting person effected multiple gifts on the same day in different amounts. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 17:14 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 1,145 | $102.86 | $117,774.70 |
DisclosureSEC source: 0001225208-22-000375 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,049 Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 18:51 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 2,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015036 · doc4.xml · derivative · entry 7 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,982 Underlying: Common Stock · 2,982 shares Expires 2024-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 18:51 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 3,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015036 · doc4.xml · derivative · entry 6 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,473 shares Expires 2021-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · balance_after: The RSU grant was previously reported as covering 2,315 shares awarded on December 14, 2018, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 18:51 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 1,366 | $96.40 | $131,682.40 |
DisclosureSEC source: 0001225208-21-015036 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,194 Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 18:51 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 3,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015036 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 02, 2021 Filed Dec 6, 2021 20:15 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 6,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014488 · doc4.xml · derivative · entry 5 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,321 Underlying: Common Stock · 6,321 shares Expires 2026-11-30 F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vest 60% on 11/30/2024, 20% on 11/30/2025, and 20% on 11/30/2026. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 13:25 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantCommon Stock | 4,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014422 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,342 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/14/2018. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021. Read SEC document |
| December 01, 2021 Filed Dec 6, 2021 20:15 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 255 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014488 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,087 Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 20:40 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014270 · doc4.xml · derivative · entry 12 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires 2022-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F8 · derivative.exercise_date: RSUs vested 60% on 11/30/2020, 20% on 11/30/2021, and will vest 20% on 11/30/2022. F9 · balance_after: The RSU grant was previously reported as covering 5,000 shares awarded on November 30, 2017, of which 2,000 shares remained outstanding, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 20:40 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014270 · doc4.xml · derivative · entry 11 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F6 · derivative.exercise_date: RSUs vested 60% on 11/30/2019, 20% on 11/30/2020, and 20% on 11/30/2021. F7 · balance_after: The RSU grant was previously reported as covering 5,000 shares awarded on November 30, 2016, of which 1,000 shares remained outstanding, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 20:40 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 371 | $98.29 | $36,465.59 |
DisclosureSEC source: 0001225208-21-014270 · doc4.xml · nonDerivative · entry 6 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,931 Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 20:40 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 371 | $98.29 | $36,465.59 |
DisclosureSEC source: 0001225208-21-014270 · doc4.xml · nonDerivative · entry 5 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,302 Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 20:40 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014270 · doc4.xml · nonDerivative · entry 4 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 20:40 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014270 · doc4.xml · nonDerivative · entry 3 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 20:40 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014270 · doc4.xml · derivative · entry 10 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 4,500 shares Expires 2023-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, will vest 20% on 11/29/2022, and 20% on 11/29/2023. F5 · balance_after: The RSU grant was previously reported as covering 5,000 shares awarded on November 29, 2018, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 20:40 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 1,095 | $100.57 | $110,124.15 |
DisclosureSEC source: 0001225208-21-014270 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,673 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.