Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL INCRJF · Entity 3126 | President, PCG | July 28, 2026 | July 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RAYMOND JAMES FINANCIAL INC
Report date July 28, 2026 · Filed July 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,114 |
Reported balance
After 2026-07-28 transaction · row 1
1 source rowRow 1 · 2026-07-28 · Sale · Disposed 10,000 · Balance 45,114 F1: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2: Reflects the weighted average sale price. The range of prices for such transaction was $176.00 to $176.17. |
| Common StockSEC Table I · non-derivative | IndirectESOP | 7,602 |
Reported balance
Holding disclosure · report date 2026-07-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,602 F3: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through July 28, 2026. |
| Common StockSEC Table I · non-derivative | IndirectUTMA Custodian for Daughter | 75 |
Reported balance
Holding disclosure · report date 2026-07-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 75 F4: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectUTMA Custodian for Son | 75 |
Reported balance
Holding disclosure · report date 2026-07-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 75 F4: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average sale price. The range of prices for such transaction was $176.00 to $176.17.
F3: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through July 28, 2026.
F4: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 28, 2026 Filed Jul 29, 2026 18:49 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 10,000 | $176.06 | $1,760,552.00 |
DisclosureSEC source: 0001225208-26-006781 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,114 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $176.00 to $176.17. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 16:30 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 6,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-010024 · doc4.xml · derivative · entry 16 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,103 Underlying: Common Stock · 6,103 shares Expires 2028-12-15 F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F7 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 16:30 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 4,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-010024 · doc4.xml · derivative · entry 15 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,194 shares Expires 2025-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 16:30 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 3,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-010024 · doc4.xml · derivative · entry 14 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,661 Underlying: Common Stock · 3,661 shares Expires 2030-12-15 F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F6 · derivative.exercise_date: RSUs vest 60% on 12/15/2028, 20% on 12/15/2029, and 20% on 12/15/2030. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 16:30 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 27,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-010024 · doc4.xml · derivative · entry 13 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,312 Underlying: Common Stock · 27,203 shares Expires 2027-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vested 60% on 12/15/2025 and will vest 20% on 12/15/2026 and 20% on 12/15/2027. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 16:30 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 3,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-010024 · doc4.xml · derivative · entry 12 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,515 Underlying: Common Stock · 3,264 shares Expires 2027-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vested 60% on 12/15/2025 and will vest 20% on 12/15/2026 and 20% on 12/15/2027. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 16:30 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 10,704 | $163.85 | $1,753,850.40 |
DisclosureSEC source: 0001225208-25-010024 · doc4.xml · nonDerivative · entry 8 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,114 Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 16:30 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 2,136 | $163.85 | $349,983.60 |
DisclosureSEC source: 0001225208-25-010024 · doc4.xml · nonDerivative · entry 7 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,818 Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 16:30 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 1,651 | $163.85 | $270,516.35 |
DisclosureSEC source: 0001225208-25-010024 · doc4.xml · nonDerivative · entry 6 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,954 Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 16:30 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 1,284 | $163.85 | $210,383.40 |
DisclosureSEC source: 0001225208-25-010024 · doc4.xml · nonDerivative · entry 5 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,605 Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 16:30 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 3,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-010024 · doc4.xml · nonDerivative · entry 4 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 16:30 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 4,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-010024 · doc4.xml · nonDerivative · entry 3 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 16:30 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 27,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-010024 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,431 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 12, 2025 Filed Dec 16, 2025 16:30 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 2,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-010024 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,228 F1 · shares: The reporting person effected multiple gifts on the same day in different amounts. Read SEC document |
| December 02, 2025 Filed Dec 4, 2025 21:17 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantCommon Stock | 5,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-009669 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,931 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2022. Read SEC document |
| November 30, 2025 Filed Dec 2, 2025 21:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-009589 · doc4.xml · derivative · entry 9 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,264 Underlying: Common Stock · 1,264 shares Expires 2026-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026. Read SEC document |
| November 30, 2025 Filed Dec 2, 2025 21:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-009589 · doc4.xml · derivative · entry 8 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2025-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025. Read SEC document |
| November 30, 2025 Filed Dec 2, 2025 21:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 527 | $156.54 | $82,496.58 |
DisclosureSEC source: 0001225208-25-009589 · doc4.xml · nonDerivative · entry 4 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,502 Read SEC document |
| November 30, 2025 Filed Dec 2, 2025 21:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 443 | $156.54 | $69,347.22 |
DisclosureSEC source: 0001225208-25-009589 · doc4.xml · nonDerivative · entry 3 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,029 Read SEC document |
| November 30, 2025 Filed Dec 2, 2025 21:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-009589 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 30, 2025 Filed Dec 2, 2025 21:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-009589 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| May 19, 2025 Filed May 20, 2025 21:24 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-005329 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,708 Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 20:37 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 1,289 | $155.33 | $200,220.37 |
DisclosureSEC source: 0001225208-25-000161 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,208 Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:57 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 2,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010857 · doc4.xml · derivative · entry 9 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,982 shares Expires 2024-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:57 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 1,173 | $160.49 | $188,254.77 |
DisclosureSEC source: 0001225208-24-010857 · doc4.xml · nonDerivative · entry 3 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,497 Read SEC document |
| December 15, 2024 Filed Dec 16, 2024 22:57 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 2,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010857 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 13, 2024 Filed Dec 16, 2024 22:57 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 4,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010857 · doc4.xml · derivative · entry 8 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,053 Underlying: Common Stock · 4,053 shares Expires 2027-12-15 F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F7 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 13, 2024 Filed Dec 16, 2024 22:57 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 3,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010857 · doc4.xml · derivative · entry 7 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,741 Underlying: Common Stock · 3,741 shares Expires 2029-12-15 F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F6 · derivative.exercise_date: RSUs vest 60% on 12/15/2027, 20% on 12/15/2028, and 20% on 12/15/2029. Read SEC document |
| December 13, 2024 Filed Dec 16, 2024 22:57 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 10,000 | $159.47 | $1,594,650.00 |
DisclosureSEC source: 0001225208-24-010857 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,688 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $159.30 to $159.54. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 12:42 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 325 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010695 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,688 F1 · shares: The reporting person effected multiple gifts on the same day in different amounts. Read SEC document |
| December 03, 2024 Filed Dec 5, 2024 13:36 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010556 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,013 Read SEC document |
| November 30, 2024 Filed Dec 3, 2024 00:03 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 3,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010347 · doc4.xml · derivative · entry 10 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,528 Underlying: Common Stock · 3,793 shares Expires 2026-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F6 · derivative.exercise_date: RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026. Read SEC document |
| November 30, 2024 Filed Dec 3, 2024 00:03 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010347 · doc4.xml · derivative · entry 9 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires 2025-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025. Read SEC document |
| November 30, 2024 Filed Dec 3, 2024 00:03 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 1,380 | $169.28 | $233,606.40 |
DisclosureSEC source: 0001225208-24-010347 · doc4.xml · nonDerivative · entry 5 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,238 Read SEC document |
| November 30, 2024 Filed Dec 3, 2024 00:03 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 545 | $169.28 | $92,257.60 |
DisclosureSEC source: 0001225208-24-010347 · doc4.xml · nonDerivative · entry 4 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,618 Read SEC document |
| November 30, 2024 Filed Dec 3, 2024 00:03 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010347 · doc4.xml · nonDerivative · entry 3 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 30, 2024 Filed Dec 3, 2024 00:03 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 3,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010347 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 29, 2024 Filed Dec 3, 2024 00:03 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010347 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,870 F1 · shares: The reporting person effected multiple gifts on the same day in different amounts. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 21:18 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantCommon Stock | 5,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010213 · doc4.xml · nonDerivative · entry 3 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,570 F2 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2021. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:18 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010213 · doc4.xml · derivative · entry 7 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2024-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vested 60% on 11/22/2022, 20% on 11/22/2023, and 20% on 11/22/2024. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:18 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 365 | $163.78 | $59,779.70 |
DisclosureSEC source: 0001225208-24-010213 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,515 Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:18 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010213 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President, PCG 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| August 12, 2024 Filed Aug 13, 2024 21:06 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 31,277 | $109.64 | $3,429,263.45 |
DisclosureSEC source: 0001225208-24-007984 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,380 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $109.50 to $110.25. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 14:19 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 1,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-002874 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,657 F1 · shares: The reporting person effected multiple gifts on the same day in different amounts. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 19:53 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 1,088 | $111.50 | $121,312.00 |
DisclosureSEC source: 0001225208-24-000184 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,853 Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 20:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 4,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-011203 · doc4.xml · derivative · entry 8 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,735 Underlying: Common Stock · 4,735 shares Expires 2026-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F6 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 20:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 2,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-011203 · doc4.xml · derivative · entry 7 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,768 shares Expires 2023-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · balance_after: The RSU grant was previously reported as covering 1,845 shares awarded on December 15, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 20:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 5,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-011203 · doc4.xml · derivative · entry 6 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,411 Underlying: Common Stock · 5,411 shares Expires 2028-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vest 60% on 12/15/2026, 20% on 12/15/2027, and 20% on 12/15/2028. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 20:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 1,089 | $110.88 | $120,748.32 |
DisclosureSEC source: 0001225208-23-011203 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,941 Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 20:55 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 2,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-011203 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.