Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL INCRJF · Entity 3126 | President, PCG | July 28, 2026 | July 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RAYMOND JAMES FINANCIAL INC
Report date July 28, 2026 · Filed July 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,114 |
Reported balance
After 2026-07-28 transaction · row 1
1 source rowRow 1 · 2026-07-28 · Sale · Disposed 10,000 · Balance 45,114 F1: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2: Reflects the weighted average sale price. The range of prices for such transaction was $176.00 to $176.17. |
| Common StockSEC Table I · non-derivative | IndirectESOP | 7,602 |
Reported balance
Holding disclosure · report date 2026-07-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,602 F3: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through July 28, 2026. |
| Common StockSEC Table I · non-derivative | IndirectUTMA Custodian for Daughter | 75 |
Reported balance
Holding disclosure · report date 2026-07-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 75 F4: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectUTMA Custodian for Son | 75 |
Reported balance
Holding disclosure · report date 2026-07-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 75 F4: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average sale price. The range of prices for such transaction was $176.00 to $176.17.
F3: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through July 28, 2026.
F4: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 29, 2021 Filed Dec 1, 2021 20:40 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014270 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 16, 2021 Filed Nov 23, 2021 19:54 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014075 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,268 F1 · shares: The reporting person effected multiple gifts on the same day in different amounts. F2 · balance_after: On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's ownership of additional shares of common stock. Read SEC document |
| May 24, 2021 Filed Jun 21, 2021 12:17 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 75 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009535 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,112 Read SEC document |
| May 03, 2021 Filed May 5, 2021 12:49 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 380 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-007544 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,187 Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 16:08 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003893 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,567 Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 18:45 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 567 | $94.03 | $53,315.01 |
DisclosureSEC source: 0001225208-21-000488 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,567 Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 15:59 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 1,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014796 · doc4.xml · derivative · entry 9 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,845 Underlying: Common Stock · 1,845 shares Expires 2023-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 15:59 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014796 · doc4.xml · derivative · entry 8 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,616 shares Expires 2020-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 15:59 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 635 | $93.49 | $59,366.15 |
DisclosureSEC source: 0001225208-20-014796 · doc4.xml · nonDerivative · entry 4 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,134 Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 15:59 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014796 · doc4.xml · nonDerivative · entry 3 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 11, 2020 Filed Dec 17, 2020 15:59 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014796 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,153 Read SEC document |
| December 10, 2020 Filed Dec 17, 2020 15:59 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 110 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014796 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,218 Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 16:35 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014250 · doc4.xml · derivative · entry 6 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2025-11-30 F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vest 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 16:35 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantCommon Stock | 2,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014250 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,328 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2017. Read SEC document |
| December 01, 2020 Filed Dec 4, 2020 16:35 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 875 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014250 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,309 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 14:37 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014076 · doc4.xml · derivative · entry 10 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 3,000 shares Expires 2022-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F6 · derivative.exercise_date: RSUs vested 60% on 11/30/2020, and will vest 20% on 11/30/2021, and 20% on 11/30/2022. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 14:37 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014076 · doc4.xml · derivative · entry 9 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vested 60% on 11/30/2019, 20% on 11/30/2020, and will vest 20% on 11/30/2021. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 14:37 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 313 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014076 · doc4.xml · nonDerivative · entry 5 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,184 F2 · shares: The reporting person effected multiple gifts on the same day in different amounts. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 14:37 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 730 | $90.95 | $66,393.50 |
DisclosureSEC source: 0001225208-20-014076 · doc4.xml · nonDerivative · entry 4 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,497 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 14:37 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 243 | $90.95 | $22,100.85 |
DisclosureSEC source: 0001225208-20-014076 · doc4.xml · nonDerivative · entry 3 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,227 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 14:37 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014076 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 14:37 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014076 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 14:02 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013714 · doc4.xml · derivative · entry 6 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2020-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vested 60% on 11/18/2018, 20% on 11/18/2019, and 20% on 11/18/2020. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 14:02 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 365 | $89.08 | $32,514.20 |
DisclosureSEC source: 0001225208-20-013714 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,470 Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 14:02 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013714 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 05, 2020 Filed Feb 10, 2020 17:04 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 715 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001860 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,335 F1 · shares: The reporting person effected multiple gifts on the same day in different amounts. Read SEC document |
| February 04, 2020 Filed Feb 10, 2020 17:04 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001860 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,050 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 15:30 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 585 | $90.78 | $53,106.30 |
DisclosureSEC source: 0001225208-20-000405 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,350 Read SEC document |
| December 15, 2019 Filed Dec 17, 2019 17:07 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015884 · doc4.xml · derivative · entry 9 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,517 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2019 Filed Dec 17, 2019 17:07 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 596 | $90.88 | $54,164.48 |
DisclosureSEC source: 0001225208-19-015884 · doc4.xml · nonDerivative · entry 3 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,935 Read SEC document |
| December 15, 2019 Filed Dec 17, 2019 17:07 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015884 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,531 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 17:07 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 2,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015884 · doc4.xml · derivative · entry 8 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,060 Underlying: Common Stock · 2,060 shares Expires 2022-12-13 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 17:07 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,802 | $0.00 Strike: $55.49 | $0.00 |
DisclosureSEC source: 0001225208-19-015884 · doc4.xml · derivative · entry 7 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,802 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Stock options vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 17:07 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,802 | $55.49 | $99,992.98 |
DisclosureSEC source: 0001225208-19-015884 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2019 Filed Dec 12, 2019 16:33 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,134 | $0.00 Strike: $55.49 | $0.00 |
DisclosureSEC source: 0001225208-19-015651 · doc4.xml · derivative · entry 6 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,802 Underlying: Common Stock · 3,134 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Stock options vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019. Read SEC document |
| December 11, 2019 Filed Dec 12, 2019 16:33 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 3,134 | $89.43 | $280,275.81 |
DisclosureSEC source: 0001225208-19-015651 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,212 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $89.41 to $89.47. Read SEC document |
| December 11, 2019 Filed Dec 12, 2019 16:33 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 3,134 | $55.49 | $173,905.66 |
DisclosureSEC source: 0001225208-19-015651 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 20:16 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015265 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,212 Read SEC document |
| November 30, 2019 Filed Dec 3, 2019 11:48 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015114 · doc4.xml · derivative · entry 6 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 3,000 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2019, 20% will vest on 11/30/2020, and 20% will vest on 11/30/2021. Read SEC document |
| November 30, 2019 Filed Dec 3, 2019 11:48 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 730 | $89.82 | $65,568.60 |
DisclosureSEC source: 0001225208-19-015114 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,412 Read SEC document |
| November 30, 2019 Filed Dec 3, 2019 11:48 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015114 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 22, 2019 Filed Nov 25, 2019 20:27 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014850 · doc4.xml · derivative · entry 5 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2024-11-22 F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vest 60% on 11/22/2022, 20% on 11/22/2023, and 20% on 11/22/2024. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 20:27 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantCommon Stock | 2,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014850 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,142 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2016. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 16:14 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014692 · doc4.xml · derivative · entry 6 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires 2020-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: RSUs vested 60% on 11/18/2018, and 20% on 11/18/2019, and will vest 20% on 11/18/2020. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 16:14 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 365 | $89.44 | $32,645.60 |
DisclosureSEC source: 0001225208-19-014692 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,033 Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 16:14 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014692 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 01, 2019 Filed Nov 6, 2019 17:58 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014179 · doc4.xml · nonDerivative · entry 4 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,898 Read SEC document |
| October 30, 2019 Filed Nov 6, 2019 17:58 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014179 · doc4.xml · nonDerivative · entry 3 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,073 Read SEC document |
| October 29, 2019 Filed Nov 6, 2019 17:58 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 120 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014179 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,373 Read SEC document |
| October 28, 2019 Filed Nov 6, 2019 17:58 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 425 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014179 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,493 F1 · shares: The reporting person effected multiple gifts on the same day in different amounts. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.