Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | EXECUTIVE VP AND CFO | July 28, 2026 | July 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date July 28, 2026 · Filed July 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,609 |
Ending reported balance
After 2026-07-28 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-07-28 · Exercise / conversion · Acquired 10,905 · Balance 16,514 Row 2 · 2026-07-28 · Exercise / conversion · Acquired 23,206 · Balance 39,720 Row 3 · 2026-07-28 · Tax withholding · Disposed 23,099 · Balance 16,621 Row 4 · 2026-07-28 · Sale · Disposed 10,590 · Balance 6,031 F1: Reflects the weighted average price of 10,590 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $548.5743 to $549.4306 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Row 5 · 2026-07-28 · Sale · Disposed 422 · Balance 5,609 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $165.41 · Expires 2030-01-31 | Direct | 0 |
Reported balance
After 2026-07-28 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-07-28 · Exercise / conversion · Disposed 10,905 · Balance 0 F3: Fully vested. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $197.87 · Expires 2031-01-29 | Direct | 0 |
Reported balance
After 2026-07-28 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-07-28 · Exercise / conversion · Disposed 23,206 · Balance 0 F3: Fully vested. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 366.81 |
Reported balance
Holding disclosure · report date 2026-07-28 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 366.81 F2: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 28, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the weighted average price of 10,590 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $548.5743 to $549.4306 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 28, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F3: Fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2023 Filed Feb 17, 2023 21:14 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 10,000 | $352.07 | $3,520,683.00 |
DisclosureSEC source: 0001415889-23-002754 · form4-02172023_090220.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,360 F1 · price: Reflects the weighted average price of 10,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 15, 2023 with sale prices ranging from $351.9561 to $352.45 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 23:55 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 441.4834 | $349.73 | $154,399.99 |
DisclosureSEC source: 0001415889-23-002554 · form4-02142023_110208.xml · derivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,333.7214 Underlying: Common Stock · 441.4834 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 00:06 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 14,555 | $350.12 | $5,095,996.60 |
DisclosureSEC source: 0001415889-23-001847 · form4-02032023_120251.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,360 Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 00:06 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 25,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001847 · form4-02032023_120251.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,915 Read SEC document |
| January 29, 2023 Filed Feb 1, 2023 00:58 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 845 | $344.45 | $291,060.25 |
DisclosureSEC source: 0001415889-23-001692 · form4-02012023_120253.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,975 Read SEC document |
| January 28, 2023 Filed Feb 1, 2023 00:58 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 458 | $344.45 | $157,758.10 |
DisclosureSEC source: 0001415889-23-001692 · form4-02012023_120253.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,820 Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 00:58 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 10,364 | $0.00 Strike: $344.45 | $0.00 |
DisclosureSEC source: 0001415889-23-001692 · form4-02012023_120253.xml · derivative · entry 5 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,364 Underlying: Common Stock · 10,364 shares Expires 2033-01-28 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 27, 2023. Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 00:58 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 3,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001692 · form4-02012023_120253.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,278 Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 22:20 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001415889-22-011517 · form4-11172022_101125.xml · derivative · entry 6 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,025 Underlying: Common Stock · 40,000 shares Expires 2029-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 22:20 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 3,283 | $328.29 | $1,077,768.85 |
DisclosureSEC source: 0001415889-22-011517 · form4-11172022_101125.xml · nonDerivative · entry 4 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,751 F2 · price: Reflects the weighted average price of 3,283 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 15, 2022 with sale prices ranging from $328.2855 to $328.2893 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 22:20 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 8,700 | $327.64 | $2,850,424.50 |
DisclosureSEC source: 0001415889-22-011517 · form4-11172022_101125.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,034 F1 · price: Reflects the weighted average price of 8,700 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 15, 2022 with sale prices ranging from $327.2381 to $328.0158 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 22:20 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 28,017 | $327.06 | $9,163,099.94 |
DisclosureSEC source: 0001415889-22-011517 · form4-11172022_101125.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,734 Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 22:20 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 40,000 | $126.89 | $5,075,600.00 |
DisclosureSEC source: 0001415889-22-011517 · form4-11172022_101125.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 20:16 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 8,711 | $312.01 | $2,717,958.31 |
DisclosureSEC source: 0001415889-22-003474 · form4-03302022_010330.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,751 F1 · price: Reflects the weighted average price of 8,711 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on March 28, 2022 with sale prices ranging from $312.00 to $312.36 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:10 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 546.875 | $304.00 | $166,250.00 |
DisclosureSEC source: 0001179110-22-001286 · edgar.xml · derivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,394.0764 Underlying: Common Stock · 546.875 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 09, 2022 Filed Feb 9, 2022 23:13 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 7,000 | $319.37 | $2,235,597.00 |
DisclosureSEC source: 0001179110-22-000967 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,462 F2 · price: Reflects the weighted average price of 7,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 9, 2022 with sale prices ranging from $319.00 to $319.708 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 23:13 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 5,000 | $311.00 | $1,554,993.00 |
DisclosureSEC source: 0001179110-22-000967 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,462 F1 · price: Reflects the weighted average price of 5,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 7, 2022 with sale prices ranging from $310.7806 to $311.35 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:24 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 16,467 | $313.21 | $5,157,629.07 |
DisclosureSEC source: 0001179110-22-000867 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,462 Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:24 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 32,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000867 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,929 Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:01 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 1,841 | $308.10 | $567,212.10 |
DisclosureSEC source: 0001179110-22-000849 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,700 Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 23:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 1,130 | $304.31 | $343,870.30 |
DisclosureSEC source: 0001179110-22-000679 · edgar.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,541 Read SEC document |
| January 29, 2022 Filed Feb 1, 2022 23:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 747 | $298.09 | $222,673.23 |
DisclosureSEC source: 0001179110-22-000679 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,671 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 12,859 | $0.00 Strike: $298.09 | $0.00 |
DisclosureSEC source: 0001179110-22-000679 · edgar.xml · derivative · entry 5 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,859 Underlying: Common Stock · 12,859 shares Expires 2032-01-29 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 28, 2022. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 4,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000679 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,418 Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 20:15 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 37,723 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001179110-21-009734 · edgar.xml · derivative · entry 7 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,723 shares Expires 2027-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 20:15 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,506 | $0.00 Strike: $128.76 | $0.00 |
DisclosureSEC source: 0001179110-21-009734 · edgar.xml · derivative · entry 6 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,506 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 20:15 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 15,986 | $302.37 | $4,833,688.42 |
DisclosureSEC source: 0001179110-21-009734 · edgar.xml · nonDerivative · entry 4 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,343 F1 · price: Reflects the weighted average price of 15,986 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on October 28, 2021 with sale prices ranging from $302.04 to $302.59 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 20:15 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 42,243 | $302.46 | $12,776,817.78 |
DisclosureSEC source: 0001179110-21-009734 · edgar.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,329 Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 20:15 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 37,723 | $123.37 | $4,653,886.51 |
DisclosureSEC source: 0001179110-21-009734 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 20:15 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 20,506 | $128.76 | $2,640,352.56 |
DisclosureSEC source: 0001179110-21-009734 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 22:18 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 601.6141 | $218.08 | $131,200.00 |
DisclosureSEC source: 0001179110-21-001705 · edgar.xml · derivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,355.3861 Underlying: Common Stock · 601.6141 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 09, 2021 Filed Feb 9, 2021 22:43 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 19,000 | $212.09 | $4,029,721.40 |
DisclosureSEC source: 0001179110-21-001467 · edgar.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,343 F1 · price: Reflects the weighted average price of 19,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 9, 2021 with sale prices ranging from $211.77 to $212.71 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:43 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 12,952 | $211.06 | $2,733,649.12 |
DisclosureSEC source: 0001179110-21-001467 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,343 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:43 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 26,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001467 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,295 Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:06 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 1,765 | $200.84 | $354,482.60 |
DisclosureSEC source: 0001179110-21-001237 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,888 Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 23:23 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 905 | $197.87 | $179,072.35 |
DisclosureSEC source: 0001179110-21-001101 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,653 Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:23 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 23,206 | $0.00 Strike: $197.87 | $0.00 |
DisclosureSEC source: 0001179110-21-001101 · edgar.xml · derivative · entry 4 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,206 Underlying: Common Stock · 23,206 shares Expires 2031-01-29 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 29, 2021. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 23:07 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 832 | $211.27 | $175,776.64 |
DisclosureSEC source: 0001179110-21-000914 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,928 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:47 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $128.76 | $0.00 |
DisclosureSEC source: 0001179110-20-011538 · edgar.xml · derivative · entry 5 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,506 Underlying: Common Stock · 40,000 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:47 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 6,633 | $186.69 | $1,238,316.10 |
DisclosureSEC source: 0001179110-20-011538 · edgar.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,760 F1 · price: Reflects the weighted average price of 6,633 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 30, 2020 with sale prices ranging from $186.6295 to $186.8084 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:47 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 33,367 | $190.75 | $6,364,755.25 |
DisclosureSEC source: 0001179110-20-011538 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,393 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:47 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 40,000 | $128.76 | $5,150,400.00 |
DisclosureSEC source: 0001179110-20-011538 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:13 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 62,955 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001179110-20-011063 · edgar.xml · derivative · entry 5 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,955 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:13 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 15,514 | $182.95 | $2,838,304.92 |
DisclosureSEC source: 0001179110-20-011063 · edgar.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,760 F1 · price: Reflects the weighted average price of 15,514 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 9, 2020 with sale prices ranging from $182.75 to $183.36 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:13 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 47,441 | $178.82 | $8,483,399.62 |
DisclosureSEC source: 0001179110-20-011063 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,274 Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:13 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 62,955 | $87.79 | $5,526,819.45 |
DisclosureSEC source: 0001179110-20-011063 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 54,910 | $0.00 Strike: $107.61 | $0.00 |
DisclosureSEC source: 0001179110-20-001859 · edgar.xml · derivative · entry 9 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,910 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Fully vested. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 41,002 | $177.77 | $7,288,937.84 |
DisclosureSEC source: 0001179110-20-001859 · edgar.xml · nonDerivative · entry 6 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,760 F3 · price: Reflects the weighted average price of 41,002 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 18, 2020 with sale prices ranging from $177.14 to $177.99per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 11,158 | $176.20 | $1,966,036.25 |
DisclosureSEC source: 0001179110-20-001859 · edgar.xml · nonDerivative · entry 5 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,762 F2 · price: Reflects the weighted average price of 11,158 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 18, 2020 with sale prices ranging from $175.88 to $176.6908 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:02 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 43,752 | $178.82 | $7,823,732.64 |
DisclosureSEC source: 0001179110-20-001859 · edgar.xml · nonDerivative · entry 4 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,920 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.