Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | EXECUTIVE VP AND CFO | July 28, 2026 | July 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date July 28, 2026 · Filed July 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,609 |
Ending reported balance
After 2026-07-28 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-07-28 · Exercise / conversion · Acquired 10,905 · Balance 16,514 Row 2 · 2026-07-28 · Exercise / conversion · Acquired 23,206 · Balance 39,720 Row 3 · 2026-07-28 · Tax withholding · Disposed 23,099 · Balance 16,621 Row 4 · 2026-07-28 · Sale · Disposed 10,590 · Balance 6,031 F1: Reflects the weighted average price of 10,590 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $548.5743 to $549.4306 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Row 5 · 2026-07-28 · Sale · Disposed 422 · Balance 5,609 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $165.41 · Expires 2030-01-31 | Direct | 0 |
Reported balance
After 2026-07-28 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-07-28 · Exercise / conversion · Disposed 10,905 · Balance 0 F3: Fully vested. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $197.87 · Expires 2031-01-29 | Direct | 0 |
Reported balance
After 2026-07-28 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-07-28 · Exercise / conversion · Disposed 23,206 · Balance 0 F3: Fully vested. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 366.81 |
Reported balance
Holding disclosure · report date 2026-07-28 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 366.81 F2: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 28, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the weighted average price of 10,590 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $548.5743 to $549.4306 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 28, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F3: Fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2031 Filed Feb 2, 2021 23:23 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 6,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001101 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,558 Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:17 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 23,206 | $0.00 Strike: $197.87 | $0.00 |
DisclosureSEC source: 0001335761-26-000013 · form4-07302026_090743.xml · derivative · entry 8 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,206 shares Expires 2031-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:17 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,905 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001335761-26-000013 · form4-07302026_090743.xml · derivative · entry 7 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,905 shares Expires 2030-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:17 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 422 | $549.76 | $231,997.96 |
DisclosureSEC source: 0001335761-26-000013 · form4-07302026_090743.xml · nonDerivative · entry 5 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,609 Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:17 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 10,590 | $548.92 | $5,813,032.09 |
DisclosureSEC source: 0001335761-26-000013 · form4-07302026_090743.xml · nonDerivative · entry 4 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,031 F1 · price: Reflects the weighted average price of 10,590 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $548.5743 to $549.4306 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:17 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 23,099 | $550.81 | $12,723,160.19 |
DisclosureSEC source: 0001335761-26-000013 · form4-07302026_090743.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,621 Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:17 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 23,206 | $197.87 | $4,591,771.22 |
DisclosureSEC source: 0001335761-26-000013 · form4-07302026_090743.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2026 Filed Jul 30, 2026 21:17 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 10,905 | $165.41 | $1,803,796.05 |
DisclosureSEC source: 0001335761-26-000013 · form4-07302026_090743.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2026 Filed Feb 9, 2026 21:42 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 7,000 | $544.22 | $3,809,511.30 |
DisclosureSEC source: 0001335761-26-000009 · form4-02092026_090247.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,609 F1 · price: Reflects the weighted average price of 7,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 5, 2026 with sale prices ranging from $543.98 to $544.645 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:07 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 9,117 | $0.00 Strike: $532.18 | $0.00 |
DisclosureSEC source: 0001335761-26-000005 · form4-02042026_020201.xml · derivative · entry 4 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,117 Underlying: Common Stock · 9,117 shares Expires 2036-02-03 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:07 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 2,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001335761-26-000005 · form4-02042026_020201.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,609 Read SEC document |
| January 31, 2026 Filed Feb 4, 2026 02:07 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 423 | $527.19 | $223,001.37 |
DisclosureSEC source: 0001335761-26-000005 · form4-02042026_020201.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,819 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 01:12 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 429 | $498.33 | $213,783.57 |
DisclosureSEC source: 0001335761-26-000002 · form4-01292026_010148.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,351 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:40 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 5,102 | $498.33 | $2,542,479.66 |
DisclosureSEC source: 0001335761-26-000004 · form4-01292026_110159.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,242 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:40 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 9,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001335761-26-000004 · form4-01292026_110159.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,344 Read SEC document |
| January 26, 2026 Filed Jan 29, 2026 01:12 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 387 | $500.53 | $193,705.11 |
DisclosureSEC source: 0001335761-26-000002 · form4-01292026_010148.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,780 Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 21:04 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 4,000 | $550.71 | $2,202,826.00 |
DisclosureSEC source: 0001415889-25-004835 · form4-02202025_090236.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,167 F2 · price: Reflects the weighted average price of 4,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 18, 2025 with sale prices ranging from $550.2288 to $550.97 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · balance_after: Following a reconciliation of the reporting person's ownership records, the balance reflects the corrected number of shares held following the transaction reported in this Form 4. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 21:04 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 4,000 | $547.17 | $2,188,690.40 |
DisclosureSEC source: 0001415889-25-004835 · form4-02202025_090236.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,739 F1 · price: Reflects the weighted average price of 4,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 18, 2025 with sale prices ranging from $547.09 to $547.28 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:15 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 308.6706 | $538.60 | $166,249.99 |
DisclosureSEC source: 0001415889-25-003644 · form4-02122025_120255.xml · derivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,939.1551 Underlying: Common Stock · 308.6706 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:04 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 6,991 | $0.00 Strike: $543.46 | $0.00 |
DisclosureSEC source: 0001415889-25-003051 · form4-02052025_120256.xml · derivative · entry 3 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,991 Underlying: Common Stock · 6,991 shares Expires 2035-02-01 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2025. Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:04 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 2,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003051 · form4-02052025_120256.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,739 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:34 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 7,406 | $571.84 | $4,235,047.04 |
DisclosureSEC source: 0001415889-25-002426 · form4-01312025_120120.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,255 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:34 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 13,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002426 · form4-01312025_120120.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,661 Read SEC document |
| January 27, 2025 Filed Jan 30, 2025 00:32 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 573 | $561.38 | $321,670.74 |
DisclosureSEC source: 0001415889-25-002304 · form4-01302025_120127.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,452 Read SEC document |
| January 26, 2025 Filed Jan 29, 2025 02:04 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 384 | $563.58 | $216,414.72 |
DisclosureSEC source: 0001415889-25-002223 · form4-01292025_020110.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,025 Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 23:07 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001415889-24-026752 · form4-11132024_111124.xml · derivative · entry 6 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,905 Underlying: Common Stock · 25,000 shares Expires 2030-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 23:07 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 3,192 | $564.78 | $1,802,773.61 |
DisclosureSEC source: 0001415889-24-026752 · form4-11132024_111124.xml · nonDerivative · entry 4 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,409 Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 23:07 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 5,463 | $563.79 | $3,080,006.08 |
DisclosureSEC source: 0001415889-24-026752 · form4-11132024_111124.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,601 F1 · price: Reflects the weighted average price of 5,463 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 11, 2024 with sale prices ranging from $563.445 to $563.8724 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 23:07 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 16,345 | $565.15 | $9,237,376.75 |
DisclosureSEC source: 0001415889-24-026752 · form4-11132024_111124.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,064 Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 23:07 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 25,000 | $165.41 | $4,135,250.00 |
DisclosureSEC source: 0001415889-24-026752 · form4-11132024_111124.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:53 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 406.8625 | $396.94 | $161,500.00 |
DisclosureSEC source: 0001415889-24-003658 · form4-02142024_010218.xml · derivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,229.706 Underlying: Common Stock · 406.8625 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 07, 2024 Filed Feb 10, 2024 01:21 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 11,258 | $387.91 | $4,367,097.53 |
DisclosureSEC source: 0001415889-24-003222 · form4-02102024_010209.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,409 F2 · price: Reflects the weighted average price of 11,258 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 7, 2024 with sale prices ranging from $387.71 to $388.44 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 07, 2024 Filed Feb 10, 2024 01:21 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 2,088 | $387.24 | $808,566.93 |
DisclosureSEC source: 0001415889-24-003222 · form4-02102024_010209.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,667 F1 · price: Reflects the weighted average price of 2,088 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 7, 2024 with sale prices ranging from $386.7094 to $387.68 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:18 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 12,087 | $393.11 | $4,751,520.57 |
DisclosureSEC source: 0001415889-24-002105 · form4-02012024_010219.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,755 Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:18 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 21,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002105 · form4-02012024_010219.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,842 Read SEC document |
| January 28, 2024 Filed Jan 31, 2024 01:51 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 458 | $391.40 | $179,261.20 |
DisclosureSEC source: 0001415889-24-002007 · form4-01312024_010147.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,298 Read SEC document |
| January 27, 2024 Filed Jan 31, 2024 01:51 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 396 | $391.40 | $154,994.40 |
DisclosureSEC source: 0001415889-24-002007 · form4-01312024_010147.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,756 Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:51 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 9,169 | $0.00 Strike: $391.40 | $0.00 |
DisclosureSEC source: 0001415889-24-002007 · form4-01312024_010147.xml · derivative · entry 5 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,169 Underlying: Common Stock · 9,169 shares Expires 2034-01-27 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:51 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 3,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002007 · form4-01312024_010147.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,152 Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 21:54 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,382 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001415889-23-016533 · form4-12152023_091251.xml · derivative · entry 5 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,382 shares Expires 2028-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 21:54 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 6,409 | $370.81 | $2,376,552.05 |
DisclosureSEC source: 0001415889-23-016533 · form4-12152023_091251.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,048 F1 · price: Reflects the weighted average price of 6,409 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on December 13, 2023 with sale prices ranging from $370.645 to $371.009 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 21:54 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 18,973 | $371.46 | $7,047,615.72 |
DisclosureSEC source: 0001415889-23-016533 · form4-12152023_091251.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,457 Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 21:54 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 25,382 | $179.84 | $4,564,698.88 |
DisclosureSEC source: 0001415889-23-016533 · form4-12152023_091251.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2023 Filed Aug 8, 2023 23:16 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,025 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001415889-23-011940 · form4-08082023_110843.xml · derivative · entry 8 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,025 shares Expires 2029-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| August 04, 2023 Filed Aug 8, 2023 23:16 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001415889-23-011940 · form4-08082023_110843.xml · derivative · entry 7 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,382 Underlying: Common Stock · 15,000 shares Expires 2028-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| August 04, 2023 Filed Aug 8, 2023 23:16 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 6,312 | $352.19 | $2,223,024.54 |
DisclosureSEC source: 0001415889-23-011940 · form4-08082023_110843.xml · nonDerivative · entry 5 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,048 F2 · price: Reflects the weighted average price of 6,312 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 4, 2023 with sale prices ranging from $351.8222 to $352.36 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 04, 2023 Filed Aug 8, 2023 23:16 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 6,730 | $350.95 | $2,361,894.17 |
DisclosureSEC source: 0001415889-23-011940 · form4-08082023_110843.xml · nonDerivative · entry 4 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,360 F1 · price: Reflects the weighted average price of 6,730 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 4, 2023 with sale prices ranging from $350.48 to $351.355 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 04, 2023 Filed Aug 8, 2023 23:16 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 18,295 | $352.08 | $6,441,303.60 |
DisclosureSEC source: 0001415889-23-011940 · form4-08082023_110843.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,090 Read SEC document |
| August 04, 2023 Filed Aug 8, 2023 23:16 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 10,025 | $126.89 | $1,272,072.25 |
DisclosureSEC source: 0001415889-23-011940 · form4-08082023_110843.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2023 Filed Aug 8, 2023 23:16 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 15,000 | $179.84 | $2,697,600.00 |
DisclosureSEC source: 0001415889-23-011940 · form4-08082023_110843.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.