Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aurora Innovation, Inc.AUR · Entity 3489 | Director | May 12, 2025 | May 13, 2025 |
| General Motors CoGM · Entity 2958 | Exective Vice President | July 29, 2026 | July 31, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aurora Innovation, Inc.
Report date May 12, 2025 · Filed May 13, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 885,975 |
Reported balance
After 2025-05-12 transaction · row 1
1 source rowRow 1 · 2025-05-12 · Tax withholding · Disposed 16,599 · Balance 885,975 F1: Represents shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of restricted stock units granted on April 23, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of restricted stock units granted on April 23, 2025.
General Motors Co
Report date July 29, 2026 · Filed July 31, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 59,853 |
Ending reported balance
After 2026-07-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-07-29 · Exercise / conversion · Acquired 95,951 · Balance 108,673 F1: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis. Row 2 · 2026-07-29 · Tax withholding · Disposed 48,820 · Balance 59,853 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 95,951 |
Reported balance
After 2026-07-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-29 · Exercise / conversion · Disposed 95,951 · Balance 95,951 F2: The RSUs do not have a conversion or exercise price. Upon vesting, they will be settled in shares of the Company's common stock on a one-for-one basis. F3: Of these RSUs, one-half vested on July 29, 2026, and the remaining one-half will vest on July 29, 2027. F4: The RSUs do not have a date on which they will expire. They will be fully settled on July 29, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.
F2: The RSUs do not have a conversion or exercise price. Upon vesting, they will be settled in shares of the Company's common stock on a one-for-one basis.
F3: Of these RSUs, one-half vested on July 29, 2026, and the remaining one-half will vest on July 29, 2027.
F4: The RSUs do not have a date on which they will expire. They will be fully settled on July 29, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 27, 2023 Filed Jul 28, 2023 01:28 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 195,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000158 · wk-form4_1690507695.xml · derivative · entry 6 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,077,067 Underlying: Class A Common Stock · 195,267 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 01:28 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 195,267 | $2.80 | $546,454.70 |
DisclosureSEC source: 0001828108-23-000158 · wk-form4_1690507695.xml · nonDerivative · entry 4 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,899 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F4 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.745 to $3.000, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 01:28 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 195,267 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000158 · wk-form4_1690507695.xml · nonDerivative · entry 3 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 01:28 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000158 · wk-form4_1690507695.xml · derivative · entry 5 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,272,334 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 01:28 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 200,000 | $2.96 | $592,340.00 |
DisclosureSEC source: 0001828108-23-000158 · wk-form4_1690507695.xml · nonDerivative · entry 2 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,899 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.880 to $3.010, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 01:28 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000158 · wk-form4_1690507695.xml · nonDerivative · entry 1 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 25, 2023 Filed Jul 25, 2023 20:36 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-025585 · wk-form4_1690317391.xml · derivative · entry 6 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,472,334 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 25, 2023 Filed Jul 25, 2023 20:36 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 200,000 | $2.95 | $590,760.00 |
DisclosureSEC source: 0001628280-23-025585 · wk-form4_1690317391.xml · nonDerivative · entry 4 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,899 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F4 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.86 to $3.015, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 25, 2023 Filed Jul 25, 2023 20:36 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-025585 · wk-form4_1690317391.xml · nonDerivative · entry 3 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 24, 2023 Filed Jul 25, 2023 20:36 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-025585 · wk-form4_1690317391.xml · derivative · entry 5 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,672,334 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 24, 2023 Filed Jul 25, 2023 20:36 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 200,000 | $2.83 | $565,460.00 |
DisclosureSEC source: 0001628280-23-025585 · wk-form4_1690317391.xml · nonDerivative · entry 2 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,899 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.685 to $2.880, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 24, 2023 Filed Jul 25, 2023 20:36 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-025585 · wk-form4_1690317391.xml · nonDerivative · entry 1 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 21, 2023 Filed Jul 21, 2023 20:53 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000155 · wk-form4_1689972811.xml · derivative · entry 6 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,872,334 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 21, 2023 Filed Jul 21, 2023 20:53 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 200,000 | $2.77 | $554,440.00 |
DisclosureSEC source: 0001828108-23-000155 · wk-form4_1689972811.xml · nonDerivative · entry 4 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,899 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F4 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.70 to $2.945, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 21, 2023 Filed Jul 21, 2023 20:53 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000155 · wk-form4_1689972811.xml · nonDerivative · entry 3 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 20, 2023 Filed Jul 21, 2023 20:53 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000155 · wk-form4_1689972811.xml · derivative · entry 5 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,072,334 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 20, 2023 Filed Jul 21, 2023 20:53 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 200,000 | $2.86 | $572,560.00 |
DisclosureSEC source: 0001828108-23-000155 · wk-form4_1689972811.xml · nonDerivative · entry 2 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,899 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.72 to $3.045, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 20, 2023 Filed Jul 21, 2023 20:53 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000155 · wk-form4_1689972811.xml · nonDerivative · entry 1 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 19, 2023 Filed Jul 19, 2023 21:13 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000153 · wk-form4_1689801179.xml · derivative · entry 9 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,272,334 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 19, 2023 Filed Jul 19, 2023 21:13 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 200,000 | $3.01 | $601,160.00 |
DisclosureSEC source: 0001828108-23-000153 · wk-form4_1689801179.xml · nonDerivative · entry 6 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,899 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F5 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.96 to $3.07, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 19, 2023 Filed Jul 19, 2023 21:13 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000153 · wk-form4_1689801179.xml · nonDerivative · entry 5 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 18, 2023 Filed Jul 19, 2023 21:13 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000153 · wk-form4_1689801179.xml · derivative · entry 8 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,472,334 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 18, 2023 Filed Jul 19, 2023 21:13 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 200,000 | $3.15 | $630,260.00 |
DisclosureSEC source: 0001828108-23-000153 · wk-form4_1689801179.xml · nonDerivative · entry 4 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,899 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F4 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.00 to $3.265, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 18, 2023 Filed Jul 19, 2023 21:13 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000153 · wk-form4_1689801179.xml · nonDerivative · entry 3 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 21:13 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 173,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000153 · wk-form4_1689801179.xml · derivative · entry 7 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,672,334 Underlying: Class A Common Stock · 173,071 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 21:13 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 173,071 | $3.16 | $546,852.44 |
DisclosureSEC source: 0001828108-23-000153 · wk-form4_1689801179.xml · nonDerivative · entry 2 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,899 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.05 to $3.25, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 21:13 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 173,071 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000153 · wk-form4_1689801179.xml · nonDerivative · entry 1 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 14, 2023 Filed Jul 15, 2023 00:10 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 175,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000151 · wk-form4_1689379819.xml · derivative · entry 6 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,845,405 Underlying: Class A Common Stock · 175,687 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 14, 2023 Filed Jul 15, 2023 00:10 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 175,687 | $3.24 | $569,524.55 |
DisclosureSEC source: 0001828108-23-000151 · wk-form4_1689379819.xml · nonDerivative · entry 4 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,899 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F4 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.12 to $3.48, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 14, 2023 Filed Jul 15, 2023 00:10 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 175,687 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000151 · wk-form4_1689379819.xml · nonDerivative · entry 3 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 268,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 13, 2023 Filed Jul 15, 2023 00:10 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000151 · wk-form4_1689379819.xml · derivative · entry 5 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,021,092 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 13, 2023 Filed Jul 15, 2023 00:10 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 200,000 | $3.40 | $679,440.00 |
DisclosureSEC source: 0001828108-23-000151 · wk-form4_1689379819.xml · nonDerivative · entry 2 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,899 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.30 to $3.50, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 13, 2023 Filed Jul 15, 2023 00:10 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000151 · wk-form4_1689379819.xml · nonDerivative · entry 1 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 12, 2023 Filed Jul 12, 2023 22:38 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000149 · wk-form4_1689201525.xml · derivative · entry 6 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,221,092 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 12, 2023 Filed Jul 12, 2023 22:38 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 200,000 | $3.33 | $665,360.00 |
DisclosureSEC source: 0001828108-23-000149 · wk-form4_1689201525.xml · nonDerivative · entry 4 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,899 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F4 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.15 to $3.465, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 12, 2023 Filed Jul 12, 2023 22:38 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000149 · wk-form4_1689201525.xml · nonDerivative · entry 3 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 11, 2023 Filed Jul 12, 2023 22:38 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000149 · wk-form4_1689201525.xml · derivative · entry 5 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,421,092 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 11, 2023 Filed Jul 12, 2023 22:38 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 200,000 | $3.08 | $616,620.00 |
DisclosureSEC source: 0001828108-23-000149 · wk-form4_1689201525.xml · nonDerivative · entry 2 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,899 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.94 to $3.205, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 11, 2023 Filed Jul 12, 2023 22:38 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000149 · wk-form4_1689201525.xml · nonDerivative · entry 1 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 10, 2023 Filed Jul 10, 2023 22:56 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000147 · wk-form4_1689029766.xml · derivative · entry 6 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,621,092 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 10, 2023 Filed Jul 10, 2023 22:56 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 200,000 | $2.96 | $591,600.00 |
DisclosureSEC source: 0001828108-23-000147 · wk-form4_1689029766.xml · nonDerivative · entry 4 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,899 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F4 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.68 to $3.14, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 10, 2023 Filed Jul 10, 2023 22:56 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000147 · wk-form4_1689029766.xml · nonDerivative · entry 3 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 07, 2023 Filed Jul 10, 2023 22:56 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000147 · wk-form4_1689029766.xml · derivative · entry 5 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,821,092 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 07, 2023 Filed Jul 10, 2023 22:56 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 200,000 | $2.73 | $546,360.00 |
DisclosureSEC source: 0001828108-23-000147 · wk-form4_1689029766.xml · nonDerivative · entry 2 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,899 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.61 to $2.83, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 07, 2023 Filed Jul 10, 2023 22:56 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000147 · wk-form4_1689029766.xml · nonDerivative · entry 1 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 06, 2023 Filed Jul 7, 2023 20:26 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000145 · wk-form4_1688761590.xml · derivative · entry 6 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,021,092 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 06, 2023 Filed Jul 7, 2023 20:26 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 200,000 | $2.86 | $571,600.00 |
DisclosureSEC source: 0001828108-23-000145 · wk-form4_1688761590.xml · nonDerivative · entry 4 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,899 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F4 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.71 to $3.07, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 06, 2023 Filed Jul 7, 2023 20:26 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000145 · wk-form4_1688761590.xml · nonDerivative · entry 3 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 05, 2023 Filed Jul 7, 2023 20:26 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000145 · wk-form4_1688761590.xml · derivative · entry 5 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,221,092 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| July 05, 2023 Filed Jul 7, 2023 20:26 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 200,000 | $3.04 | $607,440.00 |
DisclosureSEC source: 0001828108-23-000145 · wk-form4_1688761590.xml · nonDerivative · entry 2 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,899 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.88 to $3.24, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.