Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aurora Innovation, Inc.AUR · Entity 3489 | Director | May 12, 2025 | May 13, 2025 |
| General Motors CoGM · Entity 2958 | Exective Vice President | July 29, 2026 | July 31, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aurora Innovation, Inc.
Report date May 12, 2025 · Filed May 13, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 885,975 |
Reported balance
After 2025-05-12 transaction · row 1
1 source rowRow 1 · 2025-05-12 · Tax withholding · Disposed 16,599 · Balance 885,975 F1: Represents shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of restricted stock units granted on April 23, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of restricted stock units granted on April 23, 2025.
General Motors Co
Report date July 29, 2026 · Filed July 31, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 59,853 |
Ending reported balance
After 2026-07-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-07-29 · Exercise / conversion · Acquired 95,951 · Balance 108,673 F1: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis. Row 2 · 2026-07-29 · Tax withholding · Disposed 48,820 · Balance 59,853 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 95,951 |
Reported balance
After 2026-07-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-29 · Exercise / conversion · Disposed 95,951 · Balance 95,951 F2: The RSUs do not have a conversion or exercise price. Upon vesting, they will be settled in shares of the Company's common stock on a one-for-one basis. F3: Of these RSUs, one-half vested on July 29, 2026, and the remaining one-half will vest on July 29, 2027. F4: The RSUs do not have a date on which they will expire. They will be fully settled on July 29, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis.
F2: The RSUs do not have a conversion or exercise price. Upon vesting, they will be settled in shares of the Company's common stock on a one-for-one basis.
F3: Of these RSUs, one-half vested on July 29, 2026, and the remaining one-half will vest on July 29, 2027.
F4: The RSUs do not have a date on which they will expire. They will be fully settled on July 29, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 29, 2026 Filed Jul 31, 2026 20:35 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 95,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001878943-26-000006 · wk-form4_1785530104.xml · derivative · entry 3 Anderson Sterling · CIK 0001878943 · Exective Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,951 Underlying: Common Stock · 95,951 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The RSUs do not have a conversion or exercise price. Upon vesting, they will be settled in shares of the Company's common stock on a one-for-one basis. F3 · derivative.exercise_date: Of these RSUs, one-half vested on July 29, 2026, and the remaining one-half will vest on July 29, 2027. F4 · derivative.expiration_date: The RSUs do not have a date on which they will expire. They will be fully settled on July 29, 2027. Read SEC document |
| July 29, 2026 Filed Jul 31, 2026 20:35 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 48,820 | $89.40 | $4,364,508.00 |
DisclosureSEC source: 0001878943-26-000006 · wk-form4_1785530104.xml · nonDerivative · entry 2 Anderson Sterling · CIK 0001878943 · Exective Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,853 Read SEC document |
| July 29, 2026 Filed Jul 31, 2026 20:35 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 95,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001878943-26-000006 · wk-form4_1785530104.xml · nonDerivative · entry 1 Anderson Sterling · CIK 0001878943 · Exective Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis. Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 21:45 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionRestricted Stock Units · Derivative | 21,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001878943-26-000003 · wk-form4_1770327947.xml · derivative · entry 4 Anderson Sterling · CIK 0001878943 · Exective Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,978 Underlying: Common Stock · 21,989 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The RSUs do not have a conversion or exercise price. Upon vesting, they will be settled in shares of the Company's common stock on a one-for-one basis. F6 · shares: The RSUs were awarded on July 29, 2025. One-third of the RSUs vested on February 4, 2026, and the remaining two-thirds will vest on February 4, 2027 and February 4, 2028. Each RSU represents a right to receive one share of the Company's common stock upon settlement. F5 · derivative.exercise_date: The RSUs do not have a date on which they will expire. F5 · derivative.expiration_date: The RSUs do not have a date on which they will expire. Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 21:45 UTC | General Motors Co GM · Entity 2958 | Tax withholdingCommon Stock | 9,515 | $86.29 | $821,049.35 |
DisclosureSEC source: 0001878943-26-000003 · wk-form4_1770327947.xml · nonDerivative · entry 2 Anderson Sterling · CIK 0001878943 · Exective Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,722 Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 21:45 UTC | General Motors Co GM · Entity 2958 | Exercise / conversionCommon Stock | 21,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001878943-26-000003 · wk-form4_1770327947.xml · nonDerivative · entry 1 Anderson Sterling · CIK 0001878943 · Exective Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") converts into common stock on a one-for-one basis. Read SEC document |
| February 03, 2026 Filed Feb 5, 2026 21:45 UTC | General Motors Co GM · Entity 2958 | GrantRestricted Stock Units · Derivative | 40,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001878943-26-000003 · wk-form4_1770327947.xml · derivative · entry 3 Anderson Sterling · CIK 0001878943 · Exective Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,107 Underlying: Common Stock · 40,107 shares Expires not disclosed F2 · security: These Restricted Stock Units ("RSUs") are awarded pursuant to the Company's 2020 Long-Term Incentive Plan. F3 · derivative.exercise_price: The RSUs do not have a conversion or exercise price. Upon vesting, they will be settled in shares of the Company's common stock on a one-for-one basis. F4 · derivative.exercise_date: Of these RSUs, one-third will vest on February 3, 2027, one-third will vest on February 3, 2028, and one-third will vest on February 3, 2029. F5 · derivative.expiration_date: The RSUs do not have a date on which they will expire. Read SEC document |
| July 29, 2025 Filed Jul 31, 2025 21:03 UTC | General Motors Co GM · Entity 2958 | GrantRestricted Stock Units · Derivative | 191,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-25-000124 · wk-form4_1753995798.xml · derivative · entry 2 Anderson Sterling · CIK 0001878943 · Exective Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,902 Underlying: Common Stock · 191,902 shares Expires not disclosed F1 · security: These Restricted Stock Units ("RSUs") are awarded pursuant to the Company's 2020 Long-Term Incentive Plan. F2 · derivative.exercise_price: The RSUs do not have a conversion or exercise price. Upon vesting, they will be settled in shares of the Company's common stock on a one-for-one basis. F5 · derivative.exercise_date: Of these RSUs, one-half will vest on July 29, 2026, and one-half will vest on July 29, 2027. F6 · derivative.expiration_date: The RSUs do not have a date on which they will expire. They will be fully settled on July 29, 2027. Read SEC document |
| July 29, 2025 Filed Jul 31, 2025 21:03 UTC | General Motors Co GM · Entity 2958 | GrantRestricted Stock Units · Derivative | 65,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-25-000124 · wk-form4_1753995798.xml · derivative · entry 1 Anderson Sterling · CIK 0001878943 · Exective Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,967 Underlying: Common Stock · 65,967 shares Expires not disclosed F1 · security: These Restricted Stock Units ("RSUs") are awarded pursuant to the Company's 2020 Long-Term Incentive Plan. F2 · derivative.exercise_price: The RSUs do not have a conversion or exercise price. Upon vesting, they will be settled in shares of the Company's common stock on a one-for-one basis. F3 · derivative.exercise_date: Of these RSUs, one-third will vest on February 4, 2026, one-third will vest on February 4, 2027, and one-third will vest on February 4, 2028. F4 · derivative.expiration_date: The RSUs do not have a date on which they will expire. They will be fully settled on February 4, 2028. Read SEC document |
| May 12, 2025 Filed May 13, 2025 23:32 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | Tax withholdingClass A Common Stock | 16,599 | $7.28 | $120,840.72 |
DisclosureSEC source: 0001828108-25-000091 · wk-form4_1747179154.xml · nonDerivative · entry 1 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 885,975 F1 · shares: Represents shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of restricted stock units granted on April 23, 2025. Read SEC document |
| April 23, 2025 Filed Apr 25, 2025 20:47 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | GrantClass A Common Stock | 32,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-25-000066 · wk-form4_1745614072.xml · nonDerivative · entry 1 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 902,574 F1 · shares: The reported securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on May 12, 2025, subject to the reporting persons's continued status as a service provider through such date. Read SEC document |
| November 14, 2024 Filed Nov 18, 2024 22:38 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 840,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-24-000154 · wk-form4_1731969488.xml · derivative · entry 2 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,943,695 Underlying: Class A Common Stock · 840,756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. On November 14, 2024, the reporting person directed the conversion of 840,756 shares of his Class B Common Stock into Class A Common Stock. No sales of any common stock were made. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. On November 14, 2024, the reporting person directed the conversion of 840,756 shares of his Class B Common Stock into Class A Common Stock. No sales of any common stock were made. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. On November 14, 2024, the reporting person directed the conversion of 840,756 shares of his Class B Common Stock into Class A Common Stock. No sales of any common stock were made. Read SEC document |
| November 14, 2024 Filed Nov 18, 2024 22:38 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 840,756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-24-000154 · wk-form4_1731969488.xml · nonDerivative · entry 1 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 870,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. On November 14, 2024, the reporting person directed the conversion of 840,756 shares of his Class B Common Stock into Class A Common Stock. No sales of any common stock were made. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 21:26 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | Tax withholdingClass A Common Stock | 17,336 | $2.92 | $50,621.12 |
DisclosureSEC source: 0001828108-24-000043 · wk-form4_1708637149.xml · nonDerivative · entry 1 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,244 F1 · shares: Represents the number of shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on March 15, 2022. Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 21:14 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | Tax withholdingClass A Common Stock | 15,353 | $2.20 | $33,776.60 |
DisclosureSEC source: 0001828108-23-000230 · wk-form4_1700687676.xml · nonDerivative · entry 1 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,580 F1 · shares: Represents the number of shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on March 15, 2022. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 01:31 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000198 · wk-form4_1695173462.xml · derivative · entry 3 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,784,451 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 01:31 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 200,000 | $3.54 | $707,240.00 |
DisclosureSEC source: 0001828108-23-000198 · wk-form4_1695173462.xml · nonDerivative · entry 2 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,933 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.480 to $3.615, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 01:31 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000198 · wk-form4_1695173462.xml · nonDerivative · entry 1 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 261,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| September 12, 2023 Filed Sep 12, 2023 23:51 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 3,926 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000196 · wk-form4_1694562657.xml · derivative · entry 6 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,984,451 Underlying: Class A Common Stock · 3,926 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| September 12, 2023 Filed Sep 12, 2023 23:51 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 3,926 | $3.48 | $13,678.97 |
DisclosureSEC source: 0001828108-23-000196 · wk-form4_1694562657.xml · nonDerivative · entry 4 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,933 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F4 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.480 to $3.485, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| September 12, 2023 Filed Sep 12, 2023 23:51 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 3,926 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000196 · wk-form4_1694562657.xml · nonDerivative · entry 3 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| September 11, 2023 Filed Sep 12, 2023 23:51 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 57,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000196 · wk-form4_1694562657.xml · derivative · entry 5 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,988,377 Underlying: Class A Common Stock · 57,977 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| September 11, 2023 Filed Sep 12, 2023 23:51 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 57,977 | $3.56 | $206,258.98 |
DisclosureSEC source: 0001828108-23-000196 · wk-form4_1694562657.xml · nonDerivative · entry 2 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,933 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.480 to $3.630, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| September 11, 2023 Filed Sep 12, 2023 23:51 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 57,977 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000196 · wk-form4_1694562657.xml · nonDerivative · entry 1 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| September 08, 2023 Filed Sep 8, 2023 21:11 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 14,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000194 · wk-form4_1694207503.xml · derivative · entry 6 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,046,354 Underlying: Class A Common Stock · 14,239 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| September 08, 2023 Filed Sep 8, 2023 21:11 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 14,239 | $3.50 | $49,809.45 |
DisclosureSEC source: 0001828108-23-000194 · wk-form4_1694207503.xml · nonDerivative · entry 4 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,933 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F4 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.48 to $3.54, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| September 08, 2023 Filed Sep 8, 2023 21:11 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 14,239 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000194 · wk-form4_1694207503.xml · nonDerivative · entry 3 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| September 07, 2023 Filed Sep 8, 2023 21:11 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 9,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000194 · wk-form4_1694207503.xml · derivative · entry 5 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,060,593 Underlying: Class A Common Stock · 9,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| September 07, 2023 Filed Sep 8, 2023 21:11 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 9,600 | $3.53 | $33,864.96 |
DisclosureSEC source: 0001828108-23-000194 · wk-form4_1694207503.xml · nonDerivative · entry 2 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,933 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.50 to $3.585, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| September 07, 2023 Filed Sep 8, 2023 21:11 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 9,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000194 · wk-form4_1694207503.xml · nonDerivative · entry 1 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| September 06, 2023 Filed Sep 7, 2023 00:11 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000192 · wk-form4_1694045492.xml · derivative · entry 6 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,070,193 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| September 06, 2023 Filed Sep 7, 2023 00:11 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 200,000 | $3.74 | $747,900.00 |
DisclosureSEC source: 0001828108-23-000192 · wk-form4_1694045492.xml · nonDerivative · entry 4 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,933 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F4 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.590 to $3.855, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| September 06, 2023 Filed Sep 7, 2023 00:11 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000192 · wk-form4_1694045492.xml · nonDerivative · entry 3 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 261,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 00:11 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000192 · wk-form4_1694045492.xml · derivative · entry 5 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,270,193 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 00:11 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 200,000 | $3.57 | $713,340.00 |
DisclosureSEC source: 0001828108-23-000192 · wk-form4_1694045492.xml · nonDerivative · entry 2 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,933 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.48 to $3.65, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 00:11 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000192 · wk-form4_1694045492.xml · nonDerivative · entry 1 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 261,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 01:15 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 15,613 | $3.22 | $50,200.48 |
DisclosureSEC source: 0001828108-23-000186 · wk-form4_1692753327.xml · nonDerivative · entry 2 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,933 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. This reported transaction has no impact on the number of shares of Class B Common Stock beneficially owned by the reporting person. F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.120 to $3.305, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 01:15 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | Tax withholdingClass A Common Stock | 15,353 | $3.28 | $50,357.84 |
DisclosureSEC source: 0001828108-23-000186 · wk-form4_1692753327.xml · nonDerivative · entry 1 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,546 F1 · shares: Represents the number of shares of Class A common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the quarterly vesting of Restricted Stock Units granted on March 15, 2022. Read SEC document |
| August 16, 2023 Filed Aug 18, 2023 20:05 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 180,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000177 · wk-form4_1692389147.xml · derivative · entry 3 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,470,193 Underlying: Class A Common Stock · 180,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| August 16, 2023 Filed Aug 18, 2023 20:05 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 180,274 | $3.52 | $635,213.47 |
DisclosureSEC source: 0001828108-23-000177 · wk-form4_1692389147.xml · nonDerivative · entry 2 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,899 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.48 to $3.61, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| August 16, 2023 Filed Aug 18, 2023 20:05 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 180,274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000177 · wk-form4_1692389147.xml · nonDerivative · entry 1 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 273,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 00:03 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000174 · wk-form4_1692144201.xml · derivative · entry 6 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,650,467 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 00:03 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 200,000 | $3.67 | $734,200.00 |
DisclosureSEC source: 0001828108-23-000174 · wk-form4_1692144201.xml · nonDerivative · entry 4 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,899 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F4 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.580 to $3.790, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 00:03 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000174 · wk-form4_1692144201.xml · nonDerivative · entry 3 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 00:03 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000174 · wk-form4_1692144201.xml · derivative · entry 5 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,850,467 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 00:03 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 200,000 | $3.53 | $705,380.00 |
DisclosureSEC source: 0001828108-23-000174 · wk-form4_1692144201.xml · nonDerivative · entry 2 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,899 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.480 to $3.655, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 00:03 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000174 · wk-form4_1692144201.xml · nonDerivative · entry 1 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| August 11, 2023 Filed Aug 12, 2023 00:26 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass B Common Stock · Derivative | 26,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001828108-23-000170 · wk-form4_1691799974.xml · derivative · entry 3 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,050,467 Underlying: Class A Common Stock · 26,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
| August 11, 2023 Filed Aug 12, 2023 00:26 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | SaleClass A Common Stock | 26,600 | $3.48 | $92,621.20 |
DisclosureSEC source: 0001828108-23-000170 · wk-form4_1691799974.xml · nonDerivative · entry 2 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,899 F2 · kind: This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan. F3 · price: Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.48 to $3.485, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| August 11, 2023 Filed Aug 12, 2023 00:26 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | ConversionClass A Common Stock | 26,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001828108-23-000170 · wk-form4_1691799974.xml · nonDerivative · entry 1 Anderson Sterling · CIK 0001878943 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.