Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEAPACK GLADSTONE FINANCIAL CORPPGC · Entity 1354 | Director | March 20, 2026 | March 23, 2026 |
| StoneX Group Inc.SNEX · Entity 3627 | Director | July 31, 2026 | August 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEAPACK GLADSTONE FINANCIAL CORP
Report date March 20, 2026 · Filed March 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectRabbi Trust | 16,238 |
Reported balance
After 2026-03-20 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2026-03-20 · Exercise / conversion · Acquired 2,978 · Balance 16,238 F1: On March 20, 2025, the reporting person was granted 2,978 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock. F2: Includes shares received through dividend reinvestment since the last filing. F3: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-03-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-03-20 · Exercise / conversion · Disposed 2,978 · Balance 0 F1: On March 20, 2025, the reporting person was granted 2,978 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,652 |
Reported balance
After 2026-03-20 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-03-20 · Grant · Acquired 2,652 · Balance 2,652 F4: On March 20, 2026, the reporting person was granted 2,652 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock. |
| Common StockSEC Table I · non-derivative | Direct | 3,595 |
Reported balance
Holding disclosure · report date 2026-03-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,595 |
| Common StockSEC Table I · non-derivative | IndirectBy family partnership | 2,500 |
Reported balance
Holding disclosure · report date 2026-03-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,500 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 1,000 |
Reported balance
Holding disclosure · report date 2026-03-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,000 |
Filing footnotes · ownership attribution and instrument terms
F1: On March 20, 2025, the reporting person was granted 2,978 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.
F2: Includes shares received through dividend reinvestment since the last filing.
F3: Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
F4: On March 20, 2026, the reporting person was granted 2,652 restricted stock units (RSUs), vesting on the one year anniversary of the grant. Upon vesting, each RSU converts into one share of PGC common stock.
StoneX Group Inc.
Report date July 31, 2026 · Filed August 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Shares of Common StockSEC Table I · non-derivative | Direct | 80,073 |
Reported balance
After 2026-07-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-31 · Grant · Acquired 174 · Balance 80,073 F1: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2020 Filed Feb 4, 2020 21:34 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 215 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-20-000017 · wf-form4_158085207653972.xml · nonDerivative · entry 1 KASS STEVEN A · CIK 0001548006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250 F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 13:27 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 258 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-19-000129 · wf-form4_157287404998664.xml · nonDerivative · entry 1 KASS STEVEN A · CIK 0001548006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,035 F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 20:09 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 259 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-19-000101 · wf-form4_156477656722649.xml · nonDerivative · entry 1 KASS STEVEN A · CIK 0001548006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,777 F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| April 30, 2019 Filed May 2, 2019 20:34 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 233 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-19-000072 · wf-form4_155682926803548.xml · nonDerivative · entry 1 KASS STEVEN A · CIK 0001548006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,518 F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 13:55 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | GrantRestricted Stock Units · Derivative | 2,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020937 · doc4.xml · derivative · entry 3 KASS STEVEN A · CIK 0001548006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,182 Underlying: Common Stock · 2,182 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. F2 · derivative.exercise_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest and settle in stock on the first anniversary of the grant date. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:35 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 1,712 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-19-000037 · wf-form4_155026654040519.xml · nonDerivative · entry 1 KASS STEVEN A · CIK 0001548006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,285 F1 · security: Acquired through the Company's Restricted Stock Plan as part of the annual compensation of non-executive directors and as disclosed in the Proxy Statement dated January 3, 2019. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:22 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 202 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-19-000014 · wf-form4_154931535519149.xml · nonDerivative · entry 1 KASS STEVEN A · CIK 0001548006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,573 F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 20:12 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 151 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-18-000146 · wf-form4_154118954729925.xml · nonDerivative · entry 1 KASS STEVEN A · CIK 0001548006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,371 F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| August 08, 2018 Filed Sep 18, 2018 16:07 UTC | PEAPACK GLADSTONE FINANCIAL CORP PGC · Entity 1354 | PurchaseCommon Stock | 1,000 | $33.25 | $33,250.00 |
DisclosureSEC source: 0001273412-18-000082 · edgar.xml · nonDerivative · entry 1 KASS STEVEN A · CIK 0001548006 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By family partnership Disclosed balance after: 1,000 Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 20:44 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 131 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-18-000116 · wf-form4_153324266946141.xml · nonDerivative · entry 1 KASS STEVEN A · CIK 0001548006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,220 F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three. Read SEC document |
| April 30, 2018 Filed May 2, 2018 20:40 UTC | StoneX Group Inc. INTL · Entity 3627 | GrantRestricted Shares of Common Stock | 80 | $0.00 | $0.00 |
DisclosureSEC source: 0000913760-18-000064 · wf-form4_152529358652560.xml · nonDerivative · entry 1 KASS STEVEN A · CIK 0001548006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,089 F1 · security: Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.